Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEGASYSTEMS INCPEGA · Entity 309 | Director | June 11, 2020 | June 15, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEGASYSTEMS INC
Report date June 11, 2020 · Filed June 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 116,968 |
Ending reported balance
After 2020-06-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-06-11 · Exercise / conversion · Acquired 4,963 · Balance 120,743 Row 2 · 2020-06-11 · Tax withholding · Disposed 3,775 · Balance 116,968 F1: Represents the exercise price of the stock option referenced in Table II, which was paid by way of the Company withholding shares of equal value. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $69.59 · Expires 2029-08-15 | Direct | 0 |
Reported balance
After 2020-06-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-06-11 · Exercise / conversion · Disposed 4,963 · Balance 0 F2: Non-statutory stock options were fully vested on issuance. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 8,808 |
Reported balance
Holding disclosure · report date 2020-06-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 8,808 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the exercise price of the stock option referenced in Table II, which was paid by way of the Company withholding shares of equal value.
F2: Non-statutory stock options were fully vested on issuance.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2020 Filed Jun 15, 2020 20:33 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 4,963 | $0.00 Strike: $69.59 | $0.00 |
DisclosureSEC source: 0001209191-20-036620 · doc4.xml · derivative · entry 4 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,963 shares Expires 2029-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Non-statutory stock options were fully vested on issuance. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:33 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 3,775 | $91.51 | $345,450.25 |
DisclosureSEC source: 0001209191-20-036620 · doc4.xml · nonDerivative · entry 2 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,968 F1 · price: Represents the exercise price of the stock option referenced in Table II, which was paid by way of the Company withholding shares of equal value. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:33 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 4,963 | $69.59 | $345,375.17 |
DisclosureSEC source: 0001209191-20-036620 · doc4.xml · nonDerivative · entry 1 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 21:36 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 4,963 | $0.00 Strike: $69.59 | $0.00 |
DisclosureSEC source: 0001209191-19-046377 · doc4.xml · derivative · entry 3 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,963 Underlying: Common Stock · 4,963 shares Expires 2029-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Non-statutory stock options fully vested on issuance and granted as consideration for Mr. O'Halloran's service as Director for the annual term. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 21:36 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 1,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046377 · doc4.xml · nonDerivative · entry 1 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of unrestricted common stock received as consideration for Mr. O'Halloran's service as Director for the annual term. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:30 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 6,209 | $72.13 | $447,855.17 |
DisclosureSEC source: 0001209191-19-034280 · doc4.xml · nonDerivative · entry 1 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,343 F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b-5 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 20:41 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 570 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022001 · doc4.xml · derivative · entry 3 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 20:41 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022001 · doc4.xml · nonDerivative · entry 1 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 25% vesting on March 28, 2019. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:58 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 571 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000316 · doc4.xml · derivative · entry 3 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570 Underlying: Common Stock · 571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents 25% vesting on December 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:58 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000316 · doc4.xml · nonDerivative · entry 1 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 25% vesting on December 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:32 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 571 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053328 · doc4.xml · derivative · entry 3 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,141 Underlying: Common Stock · 571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents 25% vesting on September 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 21:32 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053328 · doc4.xml · nonDerivative · entry 1 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 25% vesting on September 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 20:53 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 571 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040052 · doc4.xml · derivative · entry 4 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,712 Underlying: Common Stock · 571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents 25% vesting on June 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 20:53 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 2,283 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040052 · doc4.xml · derivative · entry 3 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,283 Underlying: Common Stock · 2,283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F4 · shares: Represents a grant of 2,283 restricted stock units on June 28, 2018, in consideration for Mr. O'Halloran's service as a member of the Company's Board of Directors. These restricted stock units will vest in equal quarterly amounts over the next four quarters, with the first 25% vesting immediately. F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 20:53 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 571 | $54.76 | $31,267.96 |
DisclosureSEC source: 0001209191-18-040052 · doc4.xml · nonDerivative · entry 1 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 25% vesting on June 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 22:00 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 522 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021517 · doc4.xml · derivative · entry 3 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 522 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 22:00 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 522 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021517 · doc4.xml · nonDerivative · entry 1 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 22:19 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 522 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-067249 · doc4.xml · derivative · entry 3 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522 Underlying: Common Stock · 2,089 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F1 · shares: Represents 25% vesting on December 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 22:19 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 522 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-067249 · doc4.xml · nonDerivative · entry 2 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 25% vesting on December 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 22:19 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-067249 · doc4.xml · nonDerivative · entry 1 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 8,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 21:37 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 522 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-053870 · doc4.xml · derivative · entry 3 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044 Underlying: Common Stock · 2,089 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F1 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 21:37 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 522 | $57.45 | $29,988.90 |
DisclosureSEC source: 0001209191-17-053870 · doc4.xml · nonDerivative · entry 2 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 21:37 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-053870 · doc4.xml · nonDerivative · entry 1 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 8,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 21:20 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 523 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041721 · doc4.xml · derivative · entry 4 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,566 Underlying: Common Stock · 2,089 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F1 · shares: Represents 25% vesting on June 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 21:20 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 2,089 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041721 · doc4.xml · derivative · entry 3 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,089 Underlying: Common Stock · 2,089 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F3 · shares: Represents a grant of 2,089 restricted stock units on June 21, 2017, in consideration for Mr. O'Halloran's service as a member of the Company's Board of Directors. These restricted stock units will vest in equal quarterly amounts over the next three quarters, with the first 25% vesting immediately. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 21:20 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 523 | $59.86 | $31,306.78 |
DisclosureSEC source: 0001209191-17-041721 · doc4.xml · nonDerivative · entry 2 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 25% vesting on June 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 21:20 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041721 · doc4.xml · nonDerivative · entry 1 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 8,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:30 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 1,151 | $60.75 | $69,923.25 |
DisclosureSEC source: 0001209191-17-039834 · doc4.xml · nonDerivative · entry 2 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,180 Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:30 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039834 · doc4.xml · nonDerivative · entry 1 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 8,808 Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 22:56 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 1,150 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020320 · doc4.xml · derivative · entry 3 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,603 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F1 · shares: Represents 25% vesting on March 10, 2017. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 22:56 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 1,150 | $43.45 | $49,967.50 |
DisclosureSEC source: 0001209191-17-020320 · doc4.xml · nonDerivative · entry 2 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 25% vesting on March 10, 2017. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 22:56 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020320 · doc4.xml · nonDerivative · entry 1 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 8,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 21:37 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 20,730 | $43.86 | $909,217.80 |
DisclosureSEC source: 0001209191-17-018754 · doc4.xml · nonDerivative · entry 2 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,181 F1 · price: Represents the weighted average of the sale prices on March 3, 2017, ranging from $43.75 to $43.95. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 21:37 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018754 · doc4.xml · nonDerivative · entry 1 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 8,808 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:26 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 1,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-155222 · doc4.xml · derivative · entry 3 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150 Underlying: Common Stock · 4,603 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F1 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:26 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 1,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-155222 · doc4.xml · nonDerivative · entry 2 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:26 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-155222 · doc4.xml · nonDerivative · entry 1 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 8,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 20:07 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 1,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-141131 · doc4.xml · derivative · entry 3 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,301 Underlying: Common Stock · 4,603 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F1 · shares: Represents 25% vesting on September 10, 2016, with a release date of September 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 20:07 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-141131 · doc4.xml · nonDerivative · entry 2 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 8,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 20:07 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 1,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-141131 · doc4.xml · nonDerivative · entry 1 OHALLORAN JAMES P · CIK 0001222576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 25% vesting on September 10, 2016, with a release date of September 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.