Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEGASYSTEMS INCPEGA · Entity 309 | SVP, Global Customer Success | March 05, 2021 | March 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEGASYSTEMS INC
Report date March 05, 2021 · Filed March 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 42,268 |
Reported balance
After 2021-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-05 · Exercise / conversion · Acquired 362 · Balance 42,268 F1: Represents a 5% vesting on March 5, 2021. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| Common stockSEC Table I · non-derivative | Direct | 42,110 |
Reported balance
After 2021-03-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-03-05 · Tax withholding · Disposed 158 · Balance 42,110 |
| Common stockSEC Table I · non-derivative | Direct | 42,442 |
Reported balance
After 2021-03-08 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-03-08 · Exercise / conversion · Acquired 332 · Balance 42,442 F2: Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| Common stockSEC Table I · non-derivative | Direct | 42,297 |
Reported balance
After 2021-03-08 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2021-03-08 · Tax withholding · Disposed 145 · Balance 42,297 |
| Common stockSEC Table I · non-derivative | Direct | 42,850 |
Reported balance
After 2021-03-09 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2021-03-09 · Exercise / conversion · Acquired 553 · Balance 42,850 F3: Represents a 5% vesting on March 9, 2021. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| Common stockSEC Table I · non-derivative | Direct | 42,608 |
Reported balance
After 2021-03-09 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2021-03-09 · Tax withholding · Disposed 242 · Balance 42,608 F4: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,899 |
Reported balance
After 2021-03-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-05 · Exercise / conversion · Disposed 362 · Balance 2,899 F5: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1: Represents a 5% vesting on March 5, 2021. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6: Once vested, shares of common stock are not subject to expiration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,981 |
Reported balance
After 2021-03-08 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-03-08 · Exercise / conversion · Disposed 332 · Balance 3,981 F5: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F2: Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6: Once vested, shares of common stock are not subject to expiration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-03-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-03-09 · Exercise / conversion · Disposed 553 · Balance 0 F5: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F3: Represents a 5% vesting on March 9, 2021. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6: Once vested, shares of common stock are not subject to expiration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a 5% vesting on March 5, 2021. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
F2: Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
F3: Represents a 5% vesting on March 9, 2021. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
F4: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
F5: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
F6: Once vested, shares of common stock are not subject to expiration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2047 Filed Jun 9, 2017 21:02 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 502 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038918 · doc4.xml · derivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,520 Underlying: Common Stock · 10,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F1 · shares: Represents 5% vesting on June 7, 2017. The original grant was 10054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 09, 2021 Filed Mar 9, 2021 21:26 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 553 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000066 · wf-form4_161532516280505.xml · derivative · entry 9 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F3 · shares: Represents a 5% vesting on March 9, 2021. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| March 09, 2021 Filed Mar 9, 2021 21:26 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon stock | 242 | $114.72 | $27,762.24 |
DisclosureSEC source: 0001013857-21-000066 · wf-form4_161532516280505.xml · nonDerivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,608 F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| March 09, 2021 Filed Mar 9, 2021 21:26 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon stock | 553 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000066 · wf-form4_161532516280505.xml · nonDerivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents a 5% vesting on March 9, 2021. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 21:26 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 332 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000066 · wf-form4_161532516280505.xml · derivative · entry 8 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,981 Underlying: Common stock · 332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F2 · shares: Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 21:26 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon stock | 145 | $121.08 | $17,556.60 |
DisclosureSEC source: 0001013857-21-000066 · wf-form4_161532516280505.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,297 Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 21:26 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000066 · wf-form4_161532516280505.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:26 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 362 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000066 · wf-form4_161532516280505.xml · derivative · entry 7 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,899 Underlying: Common stock · 362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents a 5% vesting on March 5, 2021. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:26 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon stock | 158 | $118.46 | $18,716.68 |
DisclosureSEC source: 0001013857-21-000066 · wf-form4_161532516280505.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,110 Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:26 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon stock | 362 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000066 · wf-form4_161532516280505.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a 5% vesting on March 5, 2021. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 22:50 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 947 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000054 · wf-form4_161489818935857.xml · derivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,790 Underlying: Common stock · 947 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F2 · shares: Represents 20% vesting on March 3, 2021. The original grant was 4,737 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the next four years. F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 22:50 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon stock | 413 | $130.45 | $53,875.85 |
DisclosureSEC source: 0001013857-21-000054 · wf-form4_161489818935857.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,906 F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 22:50 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon stock | 947 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000054 · wf-form4_161489818935857.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents 20% vesting on March 3, 2021. The original grant was 4,737 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:50 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 369 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000054 · wf-form4_161489818935857.xml · derivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,478 Underlying: Common stock · 369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents a 5% vesting on March 2, 2021. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:50 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon stock | 161 | $136.08 | $21,908.88 |
DisclosureSEC source: 0001013857-21-000054 · wf-form4_161489818935857.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,372 Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:50 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon stock | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000054 · wf-form4_161489818935857.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a 5% vesting on March 2, 2021. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 30,735 | $0.00 Strike: $25.20 | $0.00 |
DisclosureSEC source: 0001013857-21-000038 · wf-form4_161480931504180.xml · derivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,618 Underlying: Common stock · 30,735 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Options vested 20% on March 9, 2017, and the remaining 80% vested in equal quarterly installments over the next four years. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon stock | 14,932 | $135.00 | $2,015,820.00 |
DisclosureSEC source: 0001013857-21-000038 · wf-form4_161480931504180.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,164 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon stock | 15,803 | $135.00 | $2,133,405.00 |
DisclosureSEC source: 0001013857-21-000038 · wf-form4_161480931504180.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,096 F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Kra's tax liability, which were paid by way of the Company withholding shares of equal value. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon stock | 30,735 | $25.20 | $774,522.00 |
DisclosureSEC source: 0001013857-21-000038 · wf-form4_161480931504180.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2020 Filed Dec 9, 2020 22:23 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Unit · Derivative | 552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062578 · doc4.xml · derivative · entry 9 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553 Underlying: Common Stock · 552 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F3 · derivative.exercise_date: Represents a 5% vesting on December 9, 2020. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| December 09, 2020 Filed Dec 9, 2020 22:23 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 241 | $125.34 | $30,206.94 |
DisclosureSEC source: 0001209191-20-062578 · doc4.xml · nonDerivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,164 F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| December 09, 2020 Filed Dec 9, 2020 22:23 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 552 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062578 · doc4.xml · nonDerivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents a 5% vesting on December 9, 2020. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 22:23 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Unit · Derivative | 331 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062578 · doc4.xml · derivative · entry 8 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,313 Underlying: Common Stock · 331 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F2 · derivative.exercise_date: Represents a 5% vesting on December 6, 2020, with a release date on December 7, 2020, the first business day following the vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 22:23 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Unit · Derivative | 362 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062578 · doc4.xml · derivative · entry 7 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,261 Underlying: Common Stock · 362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · derivative.exercise_date: Represents a 5% vesting on December 5, 2020, with a release date on December 7, 2020, the first business day following the vesting. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 22:23 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 145 | $130.78 | $18,963.10 |
DisclosureSEC source: 0001209191-20-062578 · doc4.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,853 Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 22:23 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062578 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents a 5% vesting on December 6, 2020, with a release date on December 7, 2020, the first business day following the vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 22:23 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 158 | $130.78 | $20,663.24 |
DisclosureSEC source: 0001209191-20-062578 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,667 Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 22:23 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 362 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062578 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a 5% vesting on December 5, 2020, with a release date on December 7, 2020, the first business day following the vesting. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 22:29 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Unit · Derivative | 370 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061547 · doc4.xml · derivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,847 Underlying: Common Stock · 370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · derivative.exercise_date: Represents a 5% vesting on December 2, 2020. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F4 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 22:29 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 162 | $129.97 | $21,055.14 |
DisclosureSEC source: 0001209191-20-061547 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,463 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 22:29 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061547 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a 5% vesting on December 2, 2020. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:35 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 30,365 | $0.00 Strike: $20.49 | $0.00 |
DisclosureSEC source: 0001209191-20-059399 · doc4.xml · derivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,365 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested 20% on March 2, 2016, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:35 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 14,102 | $123.50 | $1,741,597.00 |
DisclosureSEC source: 0001209191-20-059399 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,255 F2 · price: Represents the weighted average of the sale prices on November 17, 2020, ranging from $123.42 to $123.92. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:35 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 16,263 | $123.86 | $2,014,335.18 |
DisclosureSEC source: 0001209191-20-059399 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,357 F1 · price: Represents the exercise price of the stock option referenced in Table II and Mr. Kra's tax liability, which were paid by way of the Company withholding shares of equal value. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:35 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 30,365 | $20.49 | $622,178.85 |
DisclosureSEC source: 0001209191-20-059399 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2020 Filed Sep 10, 2020 20:32 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Unit · Derivative | 552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049973 · doc4.xml · derivative · entry 9 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,105 Underlying: Common Stock · 552 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F3 · derivative.exercise_date: Represents a 5% vesting on September 9, 2020. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| September 09, 2020 Filed Sep 10, 2020 20:32 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 245 | $120.01 | $29,402.45 |
DisclosureSEC source: 0001209191-20-049973 · doc4.xml · nonDerivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,255 F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| September 09, 2020 Filed Sep 10, 2020 20:32 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 552 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049973 · doc4.xml · nonDerivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents a 5% vesting on September 9, 2020. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 20:32 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Unit · Derivative | 332 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049973 · doc4.xml · derivative · entry 8 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,644 Underlying: Common Stock · 332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F2 · derivative.exercise_date: Represents a 5% vesting on September 6, 2020, with a release date of September 8, 2020, the first business day following vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 20:32 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Unit · Derivative | 363 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049973 · doc4.xml · derivative · entry 7 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,623 Underlying: Common Stock · 363 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · derivative.exercise_date: Represents a 5% vesting on September 5, 2020, with a release date of September 8, 2020, the first business day following vesting. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 20:32 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 148 | $124.26 | $18,390.48 |
DisclosureSEC source: 0001209191-20-049973 · doc4.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,948 Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 20:32 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049973 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents a 5% vesting on September 6, 2020, with a release date of September 8, 2020, the first business day following vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 20:32 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 161 | $124.26 | $20,005.86 |
DisclosureSEC source: 0001209191-20-049973 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,764 Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 20:32 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 363 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049973 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a 5% vesting on September 5, 2020, with a release date of September 8, 2020, the first business day following vesting. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 20:20 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 369 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049391 · doc4.xml · derivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,217 Underlying: Common Stock · 369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · derivative.exercise_date: Represents a 5% vesting on September 2, 2020. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F4 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 20:20 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 164 | $132.72 | $21,766.08 |
DisclosureSEC source: 0001209191-20-049391 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,562 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 20:20 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049391 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a 5% vesting on September 2, 2020. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 20:11 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 26,026 | $0.00 Strike: $20.05 | $0.00 |
DisclosureSEC source: 0001209191-20-046588 · doc4.xml · derivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,026 shares Expires 2024-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested 20% on March 7, 2015, with the remaining 80% vesting in equal quarterly installments over the next four years. F5 · balance_after: The grant of stock options was previously reported as 13,013, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 20:11 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 11,930 | $113.59 | $1,355,128.70 |
DisclosureSEC source: 0001209191-20-046588 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,357 F2 · price: Represents the weighted average of the sale prices on August 11, 2020, ranging from $113.29 to $113.98. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.