PED

SEC source: 0001354488-17-000061 · issuerdirect_section16.xml · nonDerivative · entry 2

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,639,528

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the January 1, 2017 and January 7, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

SEC source: 0001354488-17-000063 · issuerdirect_section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,984,049

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the January 1, 2017 and January 7, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

SEC source: 0001354488-17-000061 · issuerdirect_section16.xml · nonDerivative · entry 1

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,679,528

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the January 1, 2017 and January 7, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

SEC source: 0001354488-17-000011 · issuerdirect_section16.xml · nonDerivative · entry 1

Overholtzer Gregory L · CIK 0001317211 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,166

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the January 1, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · balance_after: Reporting Person's holdings include: 34,416 and 48,750 shares issued pursuant to restricted stock grants.

SEC source: 0001354488-16-008759 · issuerdirect_section16.xml · derivative · entry 2

Overholtzer Gregory L · CIK 0001317211 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2021-12-28

F2 · shares: Incentive Stock Option granted to Reporting Person with vesting as follows: (i) 50% of the shares on the six (6) month anniversary of the Grant Date; (ii) 30% on the twelve (12) month anniversary of the Grant Date and (iii) 20% on the eighteen (18) month anniversary of the Grant Date, in each case subject to the recipient of the Option being an employee of, or Consultant to, the Company on such vesting date and subject to the terms and conditions of a Stock Option Agreement.

SEC source: 0001354488-16-008757 · issuerdirect_section16.xml · nonDerivative · entry 1

Smith Elizabeth P · CIK 0001415672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,517

F1 · shares: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Directors Equity Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on September 10, 2017 (Reporting Person's anniversary date as a Director of Issuer), for so long as Reporting Person remains a Director or Consultant to Issuer and subject to the terms and conditions of a Restricted Shares Grant Agreement.

F2 · balance_after: Reporting Person's holdings include: 13,334, 96,775, 214,286 and 545,455 shares, all issued pursuant to Restricted Shares Grant Agreements and 66,667 shares issued initially in the Series A Financing.

SEC source: 0001354488-16-008753 · issuerdirect_section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,024,049

F1 · shares: Common stock of Issuer granted to Reporting Person and subject to forfeiture as follows: (i) 50% of the shares on the six (6) month anniversary of the Grant Date; (ii) 30% on the twelve (12) month anniversary of the Grant Date; and (iii) 20% on the eighteen (18) month anniversary of the Grant Date, in each case subject to the Recipient being an employee of, or consultant to, the Company on such vesting date and subject to the terms and conditions of a Restricted Stock Agreement.

F2 · balance_after: Reporting Person's holdings include: 33,334 shares, 115,265 shares, 140,000 shares, 243,000, 431,050 and 1,050,000 shares all issued pursuant to restricted stock grants, and 11,400 shares remaining of Founders Stock.

SEC source: 0001354488-16-008755 · issuerdirect_section16.xml · nonDerivative · entry 1

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,705,072

F1 · shares: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Director's Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on May 1, 2017 (Reporting Persons' anniversary date as a non-employee Director of Issuer), for so long as Reporting Person remains a Director, an employee of, or consultant to Issuer and subject to the terms and conditions of a Restricted Shares Grant Agreement.

F2 · balance_after: Reporting Person's holdings include: 233,705 held by spouse, 429,412 fully vested shares held directly, and 545,455 shares issued pursuant to a restricted stock grant; and 1,496,500 fully vested shares held by Global Venture Investments, Inc., an entity 100% owned and controlled by Reporting Person.

SEC source: 0001354488-16-008750 · issuerdirect_section16.xml · nonDerivative · entry 2

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,723,528

F2 · shares: Common stock of Issuer granted to Reporting Person and subject to forfeiture as follows: (i) 50% of the shares on the six (6) month anniversary of the Grant Date; (ii) 30% on the twelve (12) month anniversary of the Grant Date; and (iii) 20% on the eighteen (18) month anniversary of the Grant Date, in each case subject to the Recipient being an employee of, or consultant to, the Company on such vesting date, and subject to the terms and conditions of a Restricted Stock Agreement.

F3 · balance_after: Reporting Person's holdings include: 45,000, 198,750, 126,500, 115,000, 109,745, 470,935 and 1,650,000 shares all issued pursuant to restricted stock grants; 7,449 issued pursuant to debt conversion and 149 issued pursuant to a 2008 Blast Stock Grant.

SEC source: 0001354488-16-008748 · issuerdirect_section16.xml · nonDerivative · entry 2

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,723,528

F2 · shares: Common stock of Issuer granted to Reporting Person and subject to forfeiture as follows: (i) 50% of the shares on the six (6) month anniversary of the Grant Date; (ii) 30% on the twelve (12) month anniversary of the Grant Date; and (iii) 20% on the eighteen (18) month anniversary of the Grant Date, in each case subject to the Recipient being an employee of, or consultant to, the Company on such vesting date, and subject to the terms and conditions of a Restricted Stock Agreement.

F3 · balance_after: Reporting Person's holdings include: 45,000, 198,750, 126,500, 115,000, 109,745, 470,935 and 1,650,000 shares all issued pursuant to restricted stock grants; 7,449 issued pursuant to debt conversion and 149 issued pursuant to a 2008 Blast Stock Grant.

SEC source: 0001354488-16-008747 · issuerdirect_section16.xml · nonDerivative · entry 1

STEINBERG DAVID Z · CIK 0001644144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,741

F1 · shares: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Directors Equity Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on July 15, 2017 (Reporting Person's anniversary date as a Director of Issuer), for so long as Reporting Person remains a Director and employee of, or consultant to Issuer, and subject to the terms and conditions of a Restricted Shares Grant Agreement.

F2 · balance_after: Reporting Person's holding includes: 214,286 and 545,455 shares all issued pursuant to restricted stock grants.

SEC source: 0001354488-16-008670 · issuerdirect_section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,049

F2 · shares: Shares were sold by Reporting Person on the open market.

F3 · balance_after: Reporting Person's holdings include: 33,334 shares; 115,265 shares; 140,000 shares; 243,000 and 431,050 shares all issued pursuant to restricted stock grants and 11,400 shares remaining of Founders stock.

SEC source: 0001354488-16-008672 · issuerdirect_section16.xml · nonDerivative · entry 1

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,159,617

F1 · shares: Reporting Person's spouse sold shares held in her name in open market transactions.

F2 · balance_after: Reporting Person's holding includes 233,705 shares held by spouse, 429,412 fully vested shares held directly and 1,496,500 fully vested shares held by Global Venture Investments, Inc., an entity 100% owned and controlled by Reporting Person.

SEC source: 0001354488-16-008670 · issuerdirect_section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 999,049

F1 · shares: Common shares were transferred pursuant to a gift in a private transaction.

SEC source: 0001354488-16-008750 · issuerdirect_section16.xml · nonDerivative · entry 1

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,073,528

F1 · shares: Common shares were transferred pursuant to a gift in a private transaction.

SEC source: 0001354488-16-008748 · issuerdirect_section16.xml · nonDerivative · entry 1

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,073,528

F1 · shares: Common shares were transferred pursuant to a gift in a private transaction.

SEC source: 0001354488-16-008522 · issuerdirect_section16.xml · nonDerivative · entry 3

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,259,617

F1 · shares: Reporting Person's spouse sold shares held in her name in open market transactions.

F2 · balance_after: Reporting Person's holding includes 333,705 shares held by spouse, 429,412 fully vested shares held directly and 1,496,500 fully vested shares held by Global Venture Investments, Inc., an entity 100% owned and controlled by Reporting Person.

SEC source: 0001354488-16-008522 · issuerdirect_section16.xml · nonDerivative · entry 2

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,263,025

F1 · shares: Reporting Person's spouse sold shares held in her name in open market transactions.

SEC source: 0001354488-16-008522 · issuerdirect_section16.xml · nonDerivative · entry 1

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,291,812

F1 · shares: Reporting Person's spouse sold shares held in her name in open market transactions.

SEC source: 0001354488-16-008381 · issuerdirect_section16.xml · nonDerivative · entry 1

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123,528

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the October 8, 2016 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · balance_after: Reporting Person's holdings include: 45,000; 198,750; 126,500; 165,000 109,745 and 470,935 shares issued pursuant to restricted stock grants; 7,449 issued pursuant to debt conversion and 149 issued pursuant to a 2008 Blast stock grant.

SEC source: 0001354488-16-008276 · issuerdirect_section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049,049

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the September 7, 2016 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · balance_after: Reporting Person's holdings include: 83,334 shares; 140,265 shares; 140,000 shares; 243,000 and 431,050 shares all issued pursuant to restricted stock grants and 11,400 shares remaining of Founders stock.

SEC source: 0001354488-16-008275 · issuerdirect_section16.xml · nonDerivative · entry 1

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,528

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the September 7, 2016 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · balance_after: Reporting Person's holdings include: 45,000; 198,750; 126,500; 180,000; 109,745 and 470,935 shares issued pursuant to restricted stock grants; 7,449 issued pursuant to debt conversion and 149 issued pursuant to a 2008 Blast stock grant.