Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEDEVCO CORPPED · Entity 6361 | Director | December 28, 2017 | December 29, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEDEVCO CORP
Report date December 28, 2017 · Filed December 29, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 243,654 |
Reported balance
After 2017-12-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-12-28 · Grant · Acquired 150,000 · Balance 243,654 F1: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Directors Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on September 10, 2018 (Reporting Person's anniversary date as a non-employee Director of Issuer), for so long as Reporting Person remains a Director, an employee of, or consultant to Issuer and subject to the terms and conditions of a Restricted Shares Grant Agreement. F2: Reporting Person's holdings include: 1,334 and 9,678 and 21,429 and 54,546 and 150,000 shares, all issued pursuant to Restricted Shares Grant Agreements and 6,667 shares issued initially in the Series A Financing. |
Filing footnotes · ownership attribution and instrument terms
F1: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Directors Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on September 10, 2018 (Reporting Person's anniversary date as a non-employee Director of Issuer), for so long as Reporting Person remains a Director, an employee of, or consultant to Issuer and subject to the terms and conditions of a Restricted Shares Grant Agreement.
F2: Reporting Person's holdings include: 1,334 and 9,678 and 21,429 and 54,546 and 150,000 shares, all issued pursuant to Restricted Shares Grant Agreements and 6,667 shares issued initially in the Series A Financing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2017 Filed Dec 29, 2017 21:35 UTC | PEDEVCO CORP PED · Entity 6361 | GrantCommon Stock | 150,000 | $0.31 | $46,320.00 |
DisclosureSEC source: 0001654954-17-011947 · section16.xml · nonDerivative · entry 1 Smith Elizabeth P · CIK 0001415672 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,654 F1 · shares: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Directors Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on September 10, 2018 (Reporting Person's anniversary date as a non-employee Director of Issuer), for so long as Reporting Person remains a Director, an employee of, or consultant to Issuer and subject to the terms and conditions of a Restricted Shares Grant Agreement. F2 · balance_after: Reporting Person's holdings include: 1,334 and 9,678 and 21,429 and 54,546 and 150,000 shares, all issued pursuant to Restricted Shares Grant Agreements and 6,667 shares issued initially in the Series A Financing. Read SEC document |
| December 28, 2016 Filed Dec 30, 2016 22:25 UTC | PEDEVCO CORP PED · Entity 6361 | GrantCommon Stock | 545,455 | $0.11 | $60,000.05 |
DisclosureSEC source: 0001354488-16-008757 · issuerdirect_section16.xml · nonDerivative · entry 1 Smith Elizabeth P · CIK 0001415672 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 936,517 F1 · shares: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Directors Equity Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on September 10, 2017 (Reporting Person's anniversary date as a Director of Issuer), for so long as Reporting Person remains a Director or Consultant to Issuer and subject to the terms and conditions of a Restricted Shares Grant Agreement. F2 · balance_after: Reporting Person's holdings include: 13,334, 96,775, 214,286 and 545,455 shares, all issued pursuant to Restricted Shares Grant Agreements and 66,667 shares issued initially in the Series A Financing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.