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person · Reporting owner

STEINBERG DAVID Z

Disclosed activity across 1 company

Tapewire entity
170817
SEC CIK
0001644144

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PEDEVCO CORPPED · Entity 6361DirectorDecember 28, 2017December 29, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEDEVCO CORP

Report date December 28, 2017 · Filed December 29, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect150,000 Ending reported balance After 2017-12-28 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2017-12-28 · Other · Disposed 21,429 · Balance 54,546

F1: Reporting Person cancelled and rescinded the restricted stock grant from the Company.

Row 2 · 2017-12-28 · Other · Disposed 54,546 · Balance 0

F1: Reporting Person cancelled and rescinded the restricted stock grant from the Company.

Row 3 · 2017-12-28 · Grant · Acquired 150,000 · Balance 150,000

F2: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Directors Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on July 15, 2018 (Reporting Person's anniversary date as a non-employee Director of Issuer), for so long as Reporting Person remains a Director, an employee of, or consultant to Issuer and subject to the terms and conditions of a Restricted Shares Grant Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Reporting Person cancelled and rescinded the restricted stock grant from the Company.

F2: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Directors Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on July 15, 2018 (Reporting Person's anniversary date as a non-employee Director of Issuer), for so long as Reporting Person remains a Director, an employee of, or consultant to Issuer and subject to the terms and conditions of a Restricted Shares Grant Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 28, 2017 Filed Dec 29, 2017 21:37 UTC PEDEVCO CORP PED · Entity 6361 GrantCommon Stock 150,000 $0.31 $46,320.00
Disclosure

SEC source: 0001654954-17-011949 · section16.xml · nonDerivative · entry 3

STEINBERG DAVID Z · CIK 0001644144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F2 · shares: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Directors Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on July 15, 2018 (Reporting Person's anniversary date as a non-employee Director of Issuer), for so long as Reporting Person remains a Director, an employee of, or consultant to Issuer and subject to the terms and conditions of a Restricted Shares Grant Agreement.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:37 UTC PEDEVCO CORP PED · Entity 6361 OtherCommon Stock 54,546 $0.11 $6,000.06
Disclosure

SEC source: 0001654954-17-011949 · section16.xml · nonDerivative · entry 2

STEINBERG DAVID Z · CIK 0001644144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Reporting Person cancelled and rescinded the restricted stock grant from the Company.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:37 UTC PEDEVCO CORP PED · Entity 6361 OtherCommon Stock 21,429 $0.28 $6,000.12
Disclosure

SEC source: 0001654954-17-011949 · section16.xml · nonDerivative · entry 1

STEINBERG DAVID Z · CIK 0001644144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,546

F1 · shares: Reporting Person cancelled and rescinded the restricted stock grant from the Company.

Read SEC document
December 28, 2016 Filed Dec 30, 2016 22:17 UTC PEDEVCO CORP PED · Entity 6361 GrantCommon Stock 545,455 $0.11 $60,000.05
Disclosure

SEC source: 0001354488-16-008747 · issuerdirect_section16.xml · nonDerivative · entry 1

STEINBERG DAVID Z · CIK 0001644144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,741

F1 · shares: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Directors Equity Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on July 15, 2017 (Reporting Person's anniversary date as a Director of Issuer), for so long as Reporting Person remains a Director and employee of, or consultant to Issuer, and subject to the terms and conditions of a Restricted Shares Grant Agreement.

F2 · balance_after: Reporting Person's holding includes: 214,286 and 545,455 shares all issued pursuant to restricted stock grants.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.