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PED

PEDEVCO CORP

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Tapewire entity
6361
SEC CIK
0001141197
Parsed reports
269

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2018 Filed May 25, 2018 21:55 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
SaleCommon Stock 10,000 $0.31 $3,100.00
Disclosure

SEC source: 0001654954-18-005957 · section16.xml · nonDerivative · entry 5

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,460

F1 · shares: Shares were sold for tax purposes in connection with their vesting on May 1, 2018. The shares were granted under the Company's 2012 Equity Incentive Plan, which grant was exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · balance_after: Reporting Person's holdings include: 13,371 held by spouse, 36,893 held directly, 80,000,14,546 and 80,000 pursuant to restricted stock grants and 89,650 vested shares held by Global Venture Investments, Inc., an entity 100% owned and controlled by Reporting Person.

Read SEC document
May 24, 2018 Filed May 25, 2018 21:55 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
SaleCommon Stock 20,000 $0.31 $6,200.00
Disclosure

SEC source: 0001654954-18-005957 · section16.xml · nonDerivative · entry 4

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,460

F1 · shares: Shares were sold for tax purposes in connection with their vesting on May 1, 2018. The shares were granted under the Company's 2012 Equity Incentive Plan, which grant was exempt from Section 16(b) pursuant to Rule 16b-13(d).

Read SEC document
May 24, 2018 Filed May 25, 2018 21:55 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
SaleCommon Stock 15,000 $0.31 $4,659.00
Disclosure

SEC source: 0001654954-18-005957 · section16.xml · nonDerivative · entry 3

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,460

F1 · shares: Shares were sold for tax purposes in connection with their vesting on May 1, 2018. The shares were granted under the Company's 2012 Equity Incentive Plan, which grant was exempt from Section 16(b) pursuant to Rule 16b-13(d).

Read SEC document
May 23, 2018 Filed May 25, 2018 21:55 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
SaleCommon Stock 10,000 $0.32 $3,150.00
Disclosure

SEC source: 0001654954-18-005957 · section16.xml · nonDerivative · entry 2

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,460

F1 · shares: Shares were sold for tax purposes in connection with their vesting on May 1, 2018. The shares were granted under the Company's 2012 Equity Incentive Plan, which grant was exempt from Section 16(b) pursuant to Rule 16b-13(d).

Read SEC document
May 23, 2018 Filed May 25, 2018 21:55 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
SaleCommon Stock 15,000 $0.31 $4,693.50
Disclosure

SEC source: 0001654954-18-005957 · section16.xml · nonDerivative · entry 1

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,460

F1 · shares: Shares were sold for tax purposes in connection with their vesting on May 1, 2018. The shares were granted under the Company's 2012 Equity Incentive Plan, which grant was exempt from Section 16(b) pursuant to Rule 16b-13(d).

Read SEC document
May 10, 2018 Filed May 10, 2018 23:51 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
GrantCommon Stock 80,000 $0.34 $27,200.00
Disclosure

SEC source: 0001654954-18-005065 · section16.xml · nonDerivative · entry 1

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,460

F1 · shares: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan. 75% of the shares will become vested and nonforfeitable on the six (6) month anniversary of June 1, 2018, and the balance 25% of the shares will become vested and nonforfeitable on the nine (9) month anniversary of June 1, 2018, in each case so long as Reporting Person remains a director, an employee of, or consultant to Issuer and subject to the terms and conditions of a Restricted Shares Grant Agreement.

F2 · balance_after: Reporting Person's holdings include: 13,371 held by spouse, 36,893 held directly, 80,000,14,546 and 150,000 pursuant to restricted stock grants and 89,650 vested shares held by Global Venture Investments, Inc., an entity 100% owned and controlled by Reporting Person.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:37 UTC GrantCommon Stock 150,000 $0.31 $46,320.00
Disclosure

SEC source: 0001654954-17-011949 · section16.xml · nonDerivative · entry 3

STEINBERG DAVID Z · CIK 0001644144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F2 · shares: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Directors Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on July 15, 2018 (Reporting Person's anniversary date as a non-employee Director of Issuer), for so long as Reporting Person remains a Director, an employee of, or consultant to Issuer and subject to the terms and conditions of a Restricted Shares Grant Agreement.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:37 UTC OtherCommon Stock 54,546 $0.11 $6,000.06
Disclosure

SEC source: 0001654954-17-011949 · section16.xml · nonDerivative · entry 2

STEINBERG DAVID Z · CIK 0001644144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Reporting Person cancelled and rescinded the restricted stock grant from the Company.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:37 UTC OtherCommon Stock 21,429 $0.28 $6,000.12
Disclosure

SEC source: 0001654954-17-011949 · section16.xml · nonDerivative · entry 1

STEINBERG DAVID Z · CIK 0001644144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,546

F1 · shares: Reporting Person cancelled and rescinded the restricted stock grant from the Company.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:36 UTC GrantCommon Stock 150,000 $0.31 $46,320.00
Disclosure

SEC source: 0001654954-17-011948 · section16.xml · nonDerivative · entry 1

MCAFEE ADAM MCCUNE · CIK 0001693740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,546

F1 · shares: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Directors Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on December 28, 2018 (Reporting Person's anniversary date as a non-employee Director of Issuer), for so long as Reporting Person remains a Director, an employee of, or consultant to Issuer and subject to the terms and conditions of a Restricted Shares Grant Agreement.

F2 · balance_after: Reporting Person's holdings include: 54,546 and 150,000 shares, all issued pursuant to Restricted Shares Grant Agreements.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:35 UTC GrantCommon Stock 150,000 $0.31 $46,320.00
Disclosure

SEC source: 0001654954-17-011947 · section16.xml · nonDerivative · entry 1

Smith Elizabeth P · CIK 0001415672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,654

F1 · shares: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Directors Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on September 10, 2018 (Reporting Person's anniversary date as a non-employee Director of Issuer), for so long as Reporting Person remains a Director, an employee of, or consultant to Issuer and subject to the terms and conditions of a Restricted Shares Grant Agreement.

F2 · balance_after: Reporting Person's holdings include: 1,334 and 9,678 and 21,429 and 54,546 and 150,000 shares, all issued pursuant to Restricted Shares Grant Agreements and 6,667 shares issued initially in the Series A Financing.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:34 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
GrantCommon Stock 150,000 $0.31 $46,320.00
Disclosure

SEC source: 0001654954-17-011946 · section16.xml · nonDerivative · entry 1

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,460

F1 · shares: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Directors Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on May 1, 2018 (Reporting Person's anniversary date as a non-employee Director of Issuer), for so long as Reporting Person remains a Director, an employee of, or consultant to Issuer and subject to the terms and conditions of a Restricted Shares Grant Agreement.

F2 · balance_after: Reporting Person's holdings include: 13,371 held by spouse, 36,893 held directly, 14,546 and 150,000 pursuant to restricted stock grants and 89,650 vested shares held by Global Venture Investments, Inc., an entity 100% owned and controlled by Reporting Person.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:33 UTC
Overholtzer Gregory LChief Financial Officer
GrantIncentive Stock Option (Right to Buy) · Derivative 150,000 $0.31 Strike: $0.31 $46,320.00
Disclosure

SEC source: 0001654954-17-011945 · section16.xml · derivative · entry 2

Overholtzer Gregory L · CIK 0001317211 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2022-12-28

F2 · shares: Incentive Stock Option granted to Reporting Person with vesting as follows: (i) 50% of the shares on the six (6) month anniversary of the Grant Date; (ii) 30% on the twelve (12) month anniversary of Grant Date and (iii) 20% on the eighteen (18) month anniversary of Grant Date, in each case subject to the recipient of the Option being an employee or, or Consultant to, the Company on such vesting date and subject to the terms and conditions of a Stock Option Agreement.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:31 UTC
Clark MooreExecutive VP
SaleCommon Stock 15,750 $0.31 $4,860.45
Disclosure

SEC source: 0001654954-17-011943 · section16.xml · nonDerivative · entry 4

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,576

F3 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the December 28, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F4 · balance_after: Reporting Person's holdings include: 3,334 shares, 9,352 shares, 36,750 and 260,000 all issued pursuant to restricted stock grants and 1,140 remaining of Founders Stock.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:31 UTC
Clark MooreExecutive VP
GrantCommon Stock 260,000 $0.31 $80,288.00
Disclosure

SEC source: 0001654954-17-011943 · section16.xml · nonDerivative · entry 3

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,326

F2 · shares: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and subject to forfeiture as follows: (i) 50% of the shares on the six (6) month anniversary of the Grant Date; (ii) 30% on the twelve (12) month anniversary of the Grant Date and (iii) 20% on the eighteen (18) month anniversary of the Grant Date, in each case subject to the Recipient being an employee of, or consultant to the Company on such vesting date, and subject to the terms and conditions of a Restricted Stock Agreement.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:32 UTC
PETERSON MICHAEL LPresident and CEO
SaleCommon Stock 24,750 $0.31 $7,637.85
Disclosure

SEC source: 0001654954-17-011944 · section16.xml · nonDerivative · entry 2

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,081

F2 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the December 28, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F3 · balance_after: Reporting Person's holdings include: 4,500; 18,875; 8,700; 8,500; 7,725; 3,021; 99,000 and 410,000 shares all issued pursuant to restricted stock grants; 745 issued pursuant to debt conversion and 15 pursuant to a 2008 Blast Stock Grant.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 21:32 UTC
PETERSON MICHAEL LPresident and CEO
GrantCommon Stock 410,000 $0.31 $126,608.00
Disclosure

SEC source: 0001654954-17-011944 · section16.xml · nonDerivative · entry 1

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,831

F1 · shares: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and subject to forfeiture as follows: (i) 50% of the shares on the six (6) month anniversary of the Grant Date; (ii) 30% on the twelve (12) month anniversary of the Grant Date and (iii) 20% on the eighteen (18) month anniversary of the Grant Date, in each case subject to the Recipient being an employee of, or consultant to the Company on such vesting date, and subject to the terms and conditions of a Restricted Stock Agreement.

Read SEC document
December 05, 2017 Filed Dec 5, 2017 21:37 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
SaleCommon Stock 5,000 $0.31 $1,560.50
Disclosure

SEC source: 0001654954-17-011342 · section16.xml · nonDerivative · entry 4

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,460

F2 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of vested shares which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F3 · balance_after: Reporting Person's holdings include: 13,371 held by spouse, 36,893 held directly, 14,546 shares issued pursuant to a restricted stock grant and 89,650 vested shares held by Global Venture Investments, Inc., an entity 100% owned and controlled by Reporting Person.

Read SEC document
December 05, 2017 Filed Dec 5, 2017 21:37 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
SaleCommon Stock 10,000 $0.31 $3,100.00
Disclosure

SEC source: 0001654954-17-011342 · section16.xml · nonDerivative · entry 3

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,460

F2 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of vested shares which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:37 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
SaleCommon Stock 5,000 $0.31 $1,568.00
Disclosure

SEC source: 0001654954-17-011342 · section16.xml · nonDerivative · entry 2

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,460

F2 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of vested shares which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

Read SEC document
October 09, 2017 Filed Oct 11, 2017 21:05 UTC
PETERSON MICHAEL LPresident and CEO
SaleCommon Stock 1,500 $0.39 $586.20
Disclosure

SEC source: 0001654954-17-009330 · section16.xml · nonDerivative · entry 2

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,831

F2 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of shares which vested on October 8, 2017 which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F3 · balance_after: Reporting Person's holdings include: 4,500; 18,875; 8,700; 8,500; 7725; 3,021 and 123,750 shares all issued pursuant to restricted stock grants; 745 issued pursuant to debt conversion and 15 pursuant to a 2008 Blast stock grant.

Read SEC document
October 04, 2017 Filed Dec 29, 2017 21:31 UTC
Clark MooreExecutive VP
GiftCommon Stock 40,617 $0.59 $24,085.88
Disclosure

SEC source: 0001654954-17-011943 · section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,326

F1 · shares: Common stock shares were transferred pursuant to a gift in a private transaction.

Read SEC document
September 25, 2017 Filed Dec 29, 2017 21:31 UTC
Clark MooreExecutive VP
GiftCommon Stock 40,000 $0.20 $8,000.00
Disclosure

SEC source: 0001654954-17-011943 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,943

F1 · shares: Common stock shares were transferred pursuant to a gift in a private transaction.

Read SEC document
September 07, 2017 Filed Oct 11, 2017 21:05 UTC
PETERSON MICHAEL LPresident and CEO
GiftCommon Stock 20,000 $0.25 $5,000.00
Disclosure

SEC source: 0001654954-17-009330 · section16.xml · nonDerivative · entry 1

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,331

F1 · shares: Common stock shares were transferred pursuant to a gift in a private transaction.

Read SEC document
July 10, 2017 Filed Jul 10, 2017 21:17 UTC
PETERSON MICHAEL LPresident and CEO
SaleCommon Stock 1,748 $0.61 $1,071.70
Disclosure

SEC source: 0001654954-17-006277 · section16.xml · nonDerivative · entry 3

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,331

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of shares which vested on July 1, 2017 and July 7, 2017 which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · balance_after: Reporting Person's holdings include: 4,500; 18,875; 8,700; 10,000; 7,725; 23,021 and 123,750 shares all issued pursuant to restricted stock grants; 745 issued pursuant to debt conversion and 15 pursuant to a 2008 Blast stock grant.

Read SEC document
July 10, 2017 Filed Jul 10, 2017 21:05 UTC
Clark MooreExecutive VP
SaleCommon Stock 1,538 $0.61 $942.49
Disclosure

SEC source: 0001654954-17-006275 · section16.xml · nonDerivative · entry 3

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,943

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sales of shares which vested July 1, 2017 and July 7, 2017 and which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · balance_after: Reporting Person's holdings include: 3,334 shares, 9,352 shares, 3,500 shares, 21,600, 29,267 and 78,750 shares all issued pursuant to restricted stock grants and 1,140 remaining of Founders Stock.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:17 UTC
PETERSON MICHAEL LPresident and CEO
SaleCommon Stock 300 $0.61 $181.80
Disclosure

SEC source: 0001654954-17-006277 · section16.xml · nonDerivative · entry 2

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,079

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of shares which vested on July 1, 2017 and July 7, 2017 which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:17 UTC
PETERSON MICHAEL LPresident and CEO
SaleCommon Stock 6,000 $0.61 $3,676.80
Disclosure

SEC source: 0001654954-17-006277 · section16.xml · nonDerivative · entry 1

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,379

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of shares which vested on July 1, 2017 and July 7, 2017 which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:05 UTC
Clark MooreExecutive VP
SaleCommon Stock 300 $0.61 $182.40
Disclosure

SEC source: 0001654954-17-006275 · section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,481

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sales of shares which vested July 1, 2017 and July 7, 2017 and which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:05 UTC
Clark MooreExecutive VP
SaleCommon Stock 5,500 $0.61 $3,369.30
Disclosure

SEC source: 0001654954-17-006275 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,781

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sales of shares which vested July 1, 2017 and July 7, 2017 and which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

Read SEC document
July 03, 2017 Filed Jul 3, 2017 22:02 UTC
Overholtzer Gregory LChief Financial Officer
SaleCommon Stock 775 $0.62 $478.87
Disclosure

SEC source: 0001654954-17-006145 · section16.xml · nonDerivative · entry 1

Overholtzer Gregory L · CIK 0001317211 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,542

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the July 1, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · balance_after: Reporting Person's holdings include: 3,442 and 4,100 shares issued pursuant to restricted stock grants.

Read SEC document
June 30, 2017 Filed Jun 30, 2017 21:21 UTC
Clark MooreExecutive VP
SaleCommon Stock 6,250 $0.60 $3,761.88
Disclosure

SEC source: 0001654954-17-006064 · section16.xml · nonDerivative · entry 3

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,281

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of shares which vested June 28, 2017 and which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · balance_after: Reporting Person's holdings include: 3,334 shares, 9,352 shares, 5,250 shares, 21,600, 34,855 and 78,750 shares all issued pursuant to restricted stock grants and 1,140 remaining of Founders Stock.

Read SEC document
June 30, 2017 Filed Jun 30, 2017 21:04 UTC
PETERSON MICHAEL LPresident and CEO
SaleCommon Stock 8,250 $0.60 $4,964.03
Disclosure

SEC source: 0001654954-17-006058 · section16.xml · nonDerivative · entry 4

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,379

F2 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of shares which vested on June 28, 2017 which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F3 · balance_after: Reporting Person's holdings include: 4,500; 18,875; 10,675; 10,000; 7,725; 29,094 and 123,750 shares all issued pursuant to restricted stock grants; 745 issued pursuant to debt conversion and 15 pursuant to a 2008 Blast stock grant.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 21:21 UTC
Clark MooreExecutive VP
SaleCommon Stock 10,000 $0.63 $6,290.00
Disclosure

SEC source: 0001654954-17-006064 · section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,531

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of shares which vested June 28, 2017 and which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

Read SEC document
June 29, 2017 Filed Jun 30, 2017 21:04 UTC
PETERSON MICHAEL LPresident and CEO
SaleCommon Stock 16,500 $0.63 $10,390.05
Disclosure

SEC source: 0001654954-17-006058 · section16.xml · nonDerivative · entry 3

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,629

F2 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of shares which vested on June 28, 2017 which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

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June 28, 2017 Filed Jun 30, 2017 21:21 UTC
Clark MooreExecutive VP
SaleCommon Stock 10,000 $0.63 $6,290.00
Disclosure

SEC source: 0001654954-17-006064 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,531

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of shares which vested June 28, 2017 and which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

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June 28, 2017 Filed Jun 30, 2017 21:04 UTC
PETERSON MICHAEL LPresident and CEO
SaleCommon Stock 16,500 $0.63 $10,390.05
Disclosure

SEC source: 0001654954-17-006058 · section16.xml · nonDerivative · entry 2

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,129

F2 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of shares which vested on June 28, 2017 which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

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May 17, 2017 Filed May 18, 2017 20:00 UTC
Clark MooreExecutive Vice President
SaleCommon Stock 9,175 $0.72 $6,614.26
Disclosure

SEC source: 0001354488-17-000522 · issuerdirect_section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,531

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of vested shares which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · balance_after: Reporting Person's holdings include: 3,334 shares, 9,352 shares, 5,250 shares, 21,600, 34,855 and 105,000 shares all issued pursuant to restricted stock grants and 1,140 remaining of Founders Stock.

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May 16, 2017 Filed May 18, 2017 20:01 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
SaleCommon Stock 6,050 $0.80 $4,868.44
Disclosure

SEC source: 0001354488-17-000524 · issuerdirect_section16.xml · nonDerivative · entry 2

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,460

F2 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of vested shares which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F3 · balance_after: Reporting Person's holdings include: 13,371 held by spouse; 36,893 held directly, 54,546 shares issued pursuant to a restricted stock grant and 89,650 vested shares held by Global Venture Investments, Inc., an equity 100% owned and controlled by Reporting Person.

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May 11, 2017 Filed Dec 5, 2017 21:37 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
GiftCommon Stock 20,000 $1.02 $20,400.00
Disclosure

SEC source: 0001654954-17-011342 · section16.xml · nonDerivative · entry 1

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,460

F1 · shares: Common stock shares were transferred pursuant to a charitable gift in a private transaction.

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May 01, 2017 Filed May 2, 2017 20:08 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
SaleCommon Stock 20,000 $0.73 $14,582.00
Disclosure

SEC source: 0001354488-17-000469 · issuerdirect_section16.xml · nonDerivative · entry 2

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,510

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with May 1, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · balance_after: Reporting Person's holdings include: 13,371 held by spouse, 42,943 fully vested shares held directly and 54,546 shares issued pursuant to a restricted stock grant; and 119,650 fully vested shares held by Global Venture Investments, Inc., an entity 100% owned and controlled by Reporting Person.

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April 28, 2017 Filed May 2, 2017 20:08 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
SaleCommon Stock 10,000 $0.71 $7,142.00
Disclosure

SEC source: 0001354488-17-000469 · issuerdirect_section16.xml · nonDerivative · entry 1

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,510

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with May 1, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

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April 12, 2017 Filed May 18, 2017 20:01 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
GiftCommon Stock 30,000 $2.39 $71,700.00
Disclosure

SEC source: 0001354488-17-000524 · issuerdirect_section16.xml · nonDerivative · entry 1

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,510

F1 · shares: Common shares were transferred pursuant to a gift in a private transaction.

F5 · price: Reporting Person's tax basis in the gifted shares.

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April 12, 2017 Filed Jun 30, 2017 21:04 UTC
PETERSON MICHAEL LPresident and CEO
GiftCommon Stock 10,000 $0.10 $1,030.00
Disclosure

SEC source: 0001654954-17-006058 · section16.xml · nonDerivative · entry 1

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,629

F1 · shares: Common shares were transferred pursuant to a gift in a private transaction.

Read SEC document
April 10, 2017 Filed Apr 11, 2017 20:21 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
SaleCommon Stock 8,950 $1.03 $9,209.55
Disclosure

SEC source: 0001354488-17-000460 · issuerdirect_section16.xml · nonDerivative · entry 2

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,510

F1 · shares: Reporting Person's spouse sold shares held in her name in open market transactions. Post-split numbers have been provided pursuant to 1:10 reverse split of 4/7/2017.

F2 · balance_after: Reporting Person's holdings include: 13,371 held by spouse, 42,943 fully vested shares held directly and 54,546 shares issued pursuant to a restricted stock grant; and 149,650 fully vested shares held by Global Venture Investments, Inc., an entity 100% owned and controlled by Reporting Person.

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April 10, 2017 Filed Apr 11, 2017 20:19 UTC
PETERSON MICHAEL LPresident and CEO
SaleCommon Stock 1,500 $1.11 $1,672.20
Disclosure

SEC source: 0001354488-17-000458 · issuerdirect_section16.xml · nonDerivative · entry 1

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,629

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the April 8, 2017 vesting of shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F4 · balance_after: Reporting Person's holdings include: 4,500; 19,875; 10,675; 10,000; 7,725; 38,094 and 165,000 shares all issued pursuant to restricted stock grants; 745 issued pursuant to debt conversion and 15 pursuant to a 2008 Blast stock grant.

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April 07, 2017 Filed Apr 11, 2017 20:21 UTC
Ingriselli Frank CDirector · Non-Executive Chairman
SaleCommon Stock 1,050 $1.00 $1,050.00
Disclosure

SEC source: 0001354488-17-000460 · issuerdirect_section16.xml · nonDerivative · entry 1

Ingriselli Frank C · CIK 0001415554 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,460

F1 · shares: Reporting Person's spouse sold shares held in her name in open market transactions. Post-split numbers have been provided pursuant to 1:10 reverse split of 4/7/2017.

Read SEC document
January 11, 2017 Filed Jan 11, 2017 23:45 UTC
Clark MooreExecutive Vice President
SaleCommon Stock 47,500 $0.10 $4,892.50
Disclosure

SEC source: 0001354488-17-000063 · issuerdirect_section16.xml · nonDerivative · entry 3

Clark Moore · CIK 0001554740 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,897,049

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the January 1, 2017 and January 7, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F3 · balance_after: Reporting Person's holdings include: 33,334 shares, 115,265 shares, 122,500 shares, 216,000, 348,550 and 1,050,000 shares all issued pursuant to restricted stock grants and 11,400 shares remaining of Founders Stock.

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January 11, 2017 Filed Jan 11, 2017 23:41 UTC
PETERSON MICHAEL LPresident and CEO
SaleCommon Stock 58,250 $0.10 $5,999.75
Disclosure

SEC source: 0001354488-17-000061 · issuerdirect_section16.xml · nonDerivative · entry 3

PETERSON MICHAEL L · CIK 0001293970 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,581,278

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the January 1, 2017 and January 7, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F4 · balance_after: Reporting Person's holdings include: 45,000, 198,750, 106,750, 115,000, 77,245, 380,935 and 1,650,000 shares all issued pursuant to restricted stock grants; 7,449 issued pursuant to debt conversion and 149 issued pursuant to a 2008 Blast stock grant.

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January 10, 2017 Filed Jan 11, 2017 23:45 UTC
Clark MooreExecutive Vice President
SaleCommon Stock 39,500 $0.10 $4,032.95
Disclosure

SEC source: 0001354488-17-000063 · issuerdirect_section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,944,549

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the January 1, 2017 and January 7, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.