Last 12 months
Inside the activity.
3 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 1 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2020 Filed Dec 15, 2020 23:00 UTC |
Schick John DouglasPresident
|
SaleCommon Stock | 15,000 | $1.17 | $17,490.00 |
DisclosureSEC source: 0001654954-20-013588 · section16.xml · nonDerivative · entry 1 Schick John Douglas · CIK 0001748134 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,000 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person, to satisfy the Reporting Person's tax liability in connection with the December 12, 2020 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.13 to $1.21. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 23:00 UTC |
Clark MooreExecutive VP
|
SaleCommon stock | 23,500 | $1.16 | $27,243.55 |
DisclosureSEC source: 0001654954-20-013587 · section16.xml · nonDerivative · entry 1 Clark Moore · CIK 0001554740 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,576 F1 · shares: 8,500 shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person, to satisfy the Reporting Person's tax liability in connection with the December 12, 2020 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.13 to $1.20. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 22:00 UTC |
PINKSTON PAUL ANTHONYCAO and PFO and AO
|
SaleCommon Stock | 5,000 | $1.25 | $6,251.00 |
DisclosureSEC source: 0001654954-20-013475 · section16.xml · nonDerivative · entry 1 PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person, to satisfy the Reporting Person's tax liability in connection with the December 1, 2020 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d). F2 · price: This transaction was executed in multiple trades at prices ranging from $1.23 to $1.26. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 22:55 UTC Amendment |
SIEM IVARDirector
|
GrantCommon Stock | 70,000 | $2.11 | $147,700.00 |
DisclosureSEC source: 0001654954-20-009671 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July 12, 2021, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:59 UTC |
Evans Harold DouglasDirector
|
GrantCommon Stock | 70,000 | $2.11 | $147,700.00 |
DisclosureSEC source: 0001654954-20-009667 · section16.xml · nonDerivative · entry 1 Evans Harold Douglas · CIK 0001754173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on September 27, 2021, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:59 UTC |
SCELFO JOHN JDirector
|
GrantCommon Stock | 100,000 | $2.11 | $211,000.00 |
DisclosureSEC source: 0001654954-20-009666 · section16.xml · nonDerivative · entry 1 SCELFO JOHN J · CIK 0001286409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,500 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July 12, 2021, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:59 UTC |
SIEM IVARDirector
|
GrantCommon Stock | 70,000 | $2.11 | $147,700.00 |
DisclosureSEC source: 0001654954-20-009665 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July 12, 2021, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:59 UTC |
Tkachev Viktor10% owner
|
OtherCommon Stock | 70,000 | $2.11 | $147,700.00 |
DisclosureSEC source: 0001654954-20-009664 · section16.xml · nonDerivative · entry 1 Tkachev Viktor · CIK 0001789422 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,570,000 F1 · kind: Issued to the Reporting Person in consideration for consulting services agreed to be rendered pursuant to the terms of an Advisory Agreement. The shares are restricted and subject to forfeiture, and vest 100% on the six-month anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Issued under the Issuer's Amended and Restated 2012 Equity Incentive Plan. Read SEC document |
| July 13, 2020 Filed Jul 13, 2020 21:10 UTC |
SCELFO JOHN JDirector
|
SaleCommon Stock | 31,500 | $0.77 | $24,255.00 |
DisclosureSEC source: 0001654954-20-007642 · section16.xml · nonDerivative · entry 1 SCELFO JOHN J · CIK 0001286409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,500 F1 · shares: The shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the July 12, 2020 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3(b). Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 23:00 UTC |
Clark MooreExecutive VP
|
GrantCommon stock | 162,000 | $1.68 | $272,160.00 |
DisclosureSEC source: 0001654954-20-000480 · section16.xml · nonDerivative · entry 1 Clark Moore · CIK 0001554740 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,076 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 13, 2020 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Executive Vice President, General Counsel and Secretary of the Issuer. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 23:03 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
GrantIncentive Stock Option (Right to Buy) · Derivative | 15,000 | $1.68 Strike: $1.68 | $25,200.00 |
DisclosureSEC source: 0001654954-20-000483 · section16.xml · derivative · entry 4 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2025-01-13 F4 · price: Issued to the Reporting Person's spouse in consideration for services rendered and agreed to be rendered as an employee of the Issuer. F3 · derivative.exercise_date: The Incentive Stock Options were issued to the Reporting Person's spouse pursuant to the Issuer's 2012 Equity Incentive Plan and vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 13, 2020 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's spouse's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Stock Option Grant Agreement entered into by and between the Issuer and the Reporting Person's spouse. Exempt under Rule 16b-3(d). Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 23:03 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
GrantCommon stock | 510,000 | $1.68 | $856,800.00 |
DisclosureSEC source: 0001654954-20-000483 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,966,043 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 13, 2020 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Executive Officer of the Issuer. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 23:01 UTC |
Schick John DouglasPresident
|
GrantCommon Stock | 162,000 | $1.68 | $272,160.00 |
DisclosureSEC source: 0001654954-20-000481 · section16.xml · nonDerivative · entry 1 Schick John Douglas · CIK 0001748134 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,000 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 13, 2020 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the President of the Issuer. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 23:02 UTC |
PINKSTON PAUL ANTHONYCAO and PFO and AO
|
GrantCommon Stock | 90,000 | $1.68 | $151,200.00 |
DisclosureSEC source: 0001654954-20-000482 · section16.xml · nonDerivative · entry 1 PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 13, 2020 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Accounting Officer of the Issuer. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 22:03 UTC |
PINKSTON PAUL ANTHONYCAO and PFO and AO
|
SaleCommon Stock | 5,000 | $1.64 | $8,200.00 |
DisclosureSEC source: 0001654954-19-014143 · section16.xml · nonDerivative · entry 1 PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person, to satisfy the Reporting Person's tax liability in connection with the December 1, 2019 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d). Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:32 UTC |
Schick John DouglasPresident
|
SaleCommon Stock | 15,000 | $1.44 | $21,540.00 |
DisclosureSEC source: 0001654954-19-013925 · section16.xml · nonDerivative · entry 1 Schick John Douglas · CIK 0001748134 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,000 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the December 12, 2019 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d). Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:33 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon Stock | 17,468 | $1.51 | $26,376.68 |
DisclosureSEC source: 0001654954-19-013926 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,456,043 Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:30 UTC |
Clark MooreExecutive VP
|
SaleCommon stock | 15,000 | $1.48 | $22,125.00 |
DisclosureSEC source: 0001654954-19-013924 · section16.xml · nonDerivative · entry 1 Clark Moore · CIK 0001554740 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,076 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person, to satisfy the Reporting Person's tax liability in connection with the December 12, 2019 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d). F2 · shares: This transaction was executed in multiple trades at prices ranging from $1.484 to $1.469. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 10, 2019 Filed Dec 11, 2019 22:22 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon stock | 29,338 | $1.50 | $44,007.00 |
DisclosureSEC source: 0001654954-19-013824 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,438,575 Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:30 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon stock | 9,900 | $1.63 | $16,137.00 |
DisclosureSEC source: 0001654954-19-013588 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,409,237 Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:30 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon stock | 100 | $1.54 | $154.00 |
DisclosureSEC source: 0001654954-19-013588 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,399,337 Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 23:37 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon Stock | 148,214 | $1.54 | $228,249.56 |
DisclosureSEC source: 0001654954-19-013376 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,399,237 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 00:52 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon Stock | 20,730 | $1.49 | $30,887.70 |
DisclosureSEC source: 0001654954-19-013297 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,251,023 Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:31 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
Purchasecommon stock | 19,192 | $1.49 | $28,596.08 |
DisclosureSEC source: 0001654954-19-013132 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230,293 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:31 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
Purchasecommon stock | 100,000 | $1.52 | $152,000.00 |
DisclosureSEC source: 0001654954-19-013002 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211,101 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:31 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
Purchasecommon stock | 152,425 | $1.40 | $213,395.00 |
DisclosureSEC source: 0001654954-19-013002 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,101 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:30 UTC |
Evans Harold DouglasDirector
|
PurchaseCommon stock | 10,000 | $1.30 | $13,000.00 |
DisclosureSEC source: 0001654954-19-012998 · section16.xml · nonDerivative · entry 1 Evans Harold Douglas · CIK 0001754173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.27 to $1.3092 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was affected. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:30 UTC |
SIEM IVARDirector
|
PurchaseCommon Stock | 7,100 | $1.36 | $9,656.00 |
DisclosureSEC source: 0001654954-19-012996 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 187,100 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.2858 to $1.39 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was affected. F2 · ownership.nature: The reporting person disclaims beneficial ownership of the reported securities held by American Resources Offshore Inc., except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 22:15 UTC |
Tkachev Viktor10% owner
|
OtherCommon Stock | 100,000 | $1.28 | $128,000.00 |
DisclosureSEC source: 0001654954-19-012574 · section16.xml · nonDerivative · entry 1 Tkachev Viktor · CIK 0001789422 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500,000 F1 · kind: Issued to the Reporting Person in consideration for consulting services agreed to be rendered pursuant to the terms of an Advisory Agreement. The shares are restricted and subject to forfeiture, and vest 100% on the six-month anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Issued under the Issuer's Amended and Restated 2012 Equity Incentive Plan. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 10:11 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
GrantCommon Stock | 8,204,481 | $1.58 | $13,000,000.14 |
DisclosureSEC source: 0001654954-19-010905 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: 51,791,325 F1 · kind: Exempt from Section 16(b) pursuant to Rule 16b-3(d). Read SEC document |
| August 28, 2019 Filed Aug 29, 2019 20:22 UTC |
SIEM IVARDirector
|
GrantRestricted common stock | 100,000 | $1.56 | $156,000.00 |
DisclosureSEC source: 0001654954-19-010141 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · security: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July 12, 2020, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of Restricted Shares Grant Agreements entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer and as an advisor to the Company. Read SEC document |
| August 28, 2019 Filed Aug 29, 2019 20:22 UTC |
SCELFO JOHN JDirector
|
GrantRestricted Common Stock | 70,000 | $1.56 | $109,200.00 |
DisclosureSEC source: 0001654954-19-010142 · section16.xml · nonDerivative · entry 1 SCELFO JOHN J · CIK 0001286409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,000 F1 · security: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July 12, 2020, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer. Read SEC document |
| August 28, 2019 Filed Aug 29, 2019 20:20 UTC |
Evans Harold DouglasDirector
|
GrantRestricted Common Stock | 50,000 | $1.56 | $78,000.00 |
DisclosureSEC source: 0001654954-19-010138 · section16.xml · nonDerivative · entry 1 Evans Harold Douglas · CIK 0001754173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 F1 · security: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on September 27, 2020, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 22:52 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon Stock | 120,171 | $1.51 | $181,458.21 |
DisclosureSEC source: 0001654954-19-009916 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 958,676 Read SEC document |
| August 19, 2019 Filed Aug 19, 2019 22:12 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon stock | 52,452 | $1.50 | $78,678.00 |
DisclosureSEC source: 0001654954-19-009779 · section16.xml · nonDerivative · entry 3 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,291 Read SEC document |
| August 19, 2019 Filed Aug 22, 2019 22:51 UTC Amendment |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon stock | 52,666 | $1.50 | $78,999.00 |
DisclosureSEC source: 0001654954-19-009913 · section16.xml · nonDerivative · entry 3 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,505 Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 22:12 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon stock | 120,690 | $1.50 | $181,035.00 |
DisclosureSEC source: 0001654954-19-009779 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 785,839 Read SEC document |
| August 16, 2019 Filed Aug 22, 2019 22:51 UTC Amendment |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon stock | 120,690 | $1.50 | $181,035.00 |
DisclosureSEC source: 0001654954-19-009913 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 785,839 Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 22:12 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon stock | 54,568 | $1.55 | $84,580.40 |
DisclosureSEC source: 0001654954-19-009779 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,149 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.32 to $1.56. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was affected. See the Powers of Attorney filed as Exhibits 24.1 and 24.2, to the Form 4 filed by the Reporting Persons on June 19, 2019. Read SEC document |
| August 15, 2019 Filed Aug 22, 2019 22:51 UTC Amendment |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon stock | 54,568 | $1.55 | $84,580.40 |
DisclosureSEC source: 0001654954-19-009913 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,149 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.32 to $1.56. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was affected. See the Powers of Attorney filed as Exhibits 24.1 and 24.2, to the Form 4 filed by the Reporting Persons on June 19, 2019. Read SEC document |
| July 12, 2019 Filed Jul 12, 2019 20:20 UTC |
SCELFO JOHN JDirector
|
SaleCommon stock | 9,000 | $1.88 | $16,920.00 |
DisclosureSEC source: 0001654954-19-008223 · section16.xml · nonDerivative · entry 1 SCELFO JOHN J · CIK 0001286409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the July 12, 2019 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d). Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:56 UTC |
Clark MooreExecutive VP
|
SaleCommon stock | 26,000 | $2.04 | $53,014.00 |
DisclosureSEC source: 0001654954-19-007907 · section16.xml · nonDerivative · entry 1 Clark Moore · CIK 0001554740 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,076 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the June 28, 2019 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d). F2 · shares: This transaction was executed in multiple trades at prices ranging from $2.03 to $2.11. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 22:24 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon Stock | 77,037 | $2.05 | $157,925.85 |
DisclosureSEC source: 0001654954-19-007700 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,581 Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 23:36 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon Stock | 342 | $2.04 | $697.68 |
DisclosureSEC source: 0001654954-19-007477 · section16.xml · nonDerivative · entry 6 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,544 F1 · kind: Small acquisition eligible for deferred reporting pursuant to Rule 16a-6. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 23:36 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon Stock | 4,210 | $2.02 | $8,504.20 |
DisclosureSEC source: 0001654954-19-007477 · section16.xml · nonDerivative · entry 5 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,202 F1 · kind: Small acquisition eligible for deferred reporting pursuant to Rule 16a-6. F2 · kind: As of June 17, 2019, common stock purchases for the Reporting Person have exceeded the aggregated small acquisition market value of $10,000, as set forth in Rule 16a-6, and are therefore being reported prior to a Form 5 filing. Read SEC document |
| June 07, 2019 Filed Jun 19, 2019 23:36 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon Stock | 1,109 | $2.04 | $2,262.36 |
DisclosureSEC source: 0001654954-19-007477 · section16.xml · nonDerivative · entry 4 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,992 F1 · kind: Small acquisition eligible for deferred reporting pursuant to Rule 16a-6. Read SEC document |
| June 06, 2019 Filed Jun 19, 2019 23:36 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon Stock | 2,619 | $2.04 | $5,342.76 |
DisclosureSEC source: 0001654954-19-007477 · section16.xml · nonDerivative · entry 3 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,883 F1 · kind: Small acquisition eligible for deferred reporting pursuant to Rule 16a-6. Read SEC document |
| June 05, 2019 Filed Jun 19, 2019 23:36 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon Stock | 126 | $2.04 | $257.04 |
DisclosureSEC source: 0001654954-19-007477 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,264 F1 · kind: Small acquisition eligible for deferred reporting pursuant to Rule 16a-6. Read SEC document |
| June 03, 2019 Filed Jun 19, 2019 23:36 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon Stock | 138 | $2.04 | $281.52 |
DisclosureSEC source: 0001654954-19-007477 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,138 F1 · kind: Small acquisition eligible for deferred reporting pursuant to Rule 16a-6. Read SEC document |
| May 21, 2019 Filed May 22, 2019 01:03 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLCDirector · Chif Executive Officer · 10% owner
|
Grantcommon stock | 6,818,181 | $2.20 | $14,999,998.20 |
DisclosureSEC source: 0001654954-19-006430 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · Director · Chif Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: 43,586,844 F1 · kind: Exempt from Section 16(b) pursuant to Rule 16b-3(d). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.