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PED

PEDEVCO CORP

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Tapewire entity
6361
SEC CIK
0001141197
Parsed reports
269

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 12, 2022 Filed Jul 13, 2022 20:30 UTC SaleCommon Stock 40,000 $1.09 $43,600.00
Disclosure

SEC source: 0001654954-22-009629 · section16.xml · nonDerivative · entry 1

SCELFO JOHN J · CIK 0001286409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,500

F1 · shares: The shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the July 12, 2022 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.08 to $1.125, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 27, 2022 Filed May 31, 2022 20:30 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
PurchaseCommon Stock 200,000 $1.27 $253,420.00
Disclosure

SEC source: 0001654954-22-007717 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,292,132

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.263 to $1.273. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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May 26, 2022 Filed May 31, 2022 13:00 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
PurchaseCommon Stock 200,000 $1.27 $254,760.00
Disclosure

SEC source: 0001654954-22-007685 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,092,132

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.257 to $1.283. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 19, 2022 Filed May 19, 2022 20:33 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
PurchaseCommon Stock 100,000 $1.24 $124,390.00
Disclosure

SEC source: 0001654954-22-007227 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,892,132

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.22 to $1.26. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 18, 2022 Filed May 18, 2022 20:41 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
PurchaseCommon Stock 200,000 $1.18 $236,700.00
Disclosure

SEC source: 0001654954-22-007154 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,792,132

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.179 to $1.188. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. See the Powers of Attorney filed as Exhibits 24.1 and 24.2, to the Form 4 filed by the Reporting Persons on June 19, 2019.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 22:37 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
GrantIncentive Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001654954-22-000798 · section16.xml · derivative · entry 4

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-01-25

F4 · price: Issued to the Reporting Person's spouse in consideration for services rendered and agreed to be rendered as an employee of the Issuer.

F3 · derivative.exercise_date: The Incentive Stock Options were issued to the Reporting Person's spouse pursuant to the Issuer's 2021 Equity Incentive Plan and vest at the rate of (i) 1/3 of the options on the one (1) year anniversary of the Grant Date; (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's spouse's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Stock Option Grant Agreement entered into by and between the Issuer and the Reporting Person's spouse.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 22:37 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
GrantCommon stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000798 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592,132

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 25, 2022 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Executive Officer of the Issuer.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 22:34 UTC
PINKSTON PAUL ANTHONYCAO and PFO and AO
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000797 · section16.xml · nonDerivative · entry 1

PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,000

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 25, 2022 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Accounting Officer of the Issuer.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 22:33 UTC GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000796 · section16.xml · nonDerivative · entry 1

Schick John Douglas · CIK 0001748134 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,400

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 25, 2022 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the President of the Issuer.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 22:31 UTC
Clark MooreExecutive VP
GrantCommon stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000795 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 25, 2022 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Executive Vice President, General Counsel and Secretary of the Issuer.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 22:31 UTC
PINKSTON PAUL ANTHONYCAO and PFO and AO
SaleCommon Stock 14,000 $1.15 $16,143.40
Disclosure

SEC source: 0001654954-22-000715 · section16.xml · nonDerivative · entry 1

PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,000

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person, to satisfy the Reporting Person's tax liability in connection with the January 19, 2022 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.14 to $1.19. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 22:31 UTC SaleCommon Stock 33,333 $1.15 $38,426.28
Disclosure

SEC source: 0001654954-22-000714 · section16.xml · nonDerivative · entry 1

Schick John Douglas · CIK 0001748134 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,400

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person, to satisfy the Reporting Person's tax liability in connection with the January 19, 2022 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.135 to $1.19. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 22:31 UTC
Clark MooreExecutive VP
SaleCommon stock 45,000 $1.15 $51,880.50
Disclosure

SEC source: 0001654954-22-000712 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 19, 2022 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.135 to $1.19. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 22:31 UTC
PINKSTON PAUL ANTHONYCAO and PFO and AO
SaleCommon Stock 9,000 $1.19 $10,678.50
Disclosure

SEC source: 0001654954-22-000527 · section16.xml · nonDerivative · entry 1

PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,000

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person, to satisfy the Reporting Person's tax liability in connection with the January 13, 2022 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.15 to $1.24. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 22:31 UTC
Clark MooreExecutive VP
SaleCommon Stock 30,000 $1.18 $35,538.00
Disclosure

SEC source: 0001654954-22-000528 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,000

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 13, 2022 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.15 to $1.24. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 22:31 UTC SaleCommon Stock 21,600 $1.18 $25,572.24
Disclosure

SEC source: 0001654954-22-000526 · section16.xml · nonDerivative · entry 1

Schick John Douglas · CIK 0001748134 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,733

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person, to satisfy the Reporting Person's tax liability in connection with the January 13, 2022 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.15 to $1.24. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 14:02 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
PurchaseCommon stock 200,000 $1.06 $211,200.00
Disclosure

SEC source: 0001654954-22-000005 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,192,132

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.025 to $1.09. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 21:35 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
PurchaseCommon stock 58,271 $1.12 $65,088.71
Disclosure

SEC source: 0001654954-21-013549 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,992,861

Read SEC document
December 13, 2021 Filed Dec 15, 2021 00:01 UTC SaleCommon Stock 15,000 $1.11 $16,635.00
Disclosure

SEC source: 0001654954-21-013162 · section16.xml · nonDerivative · entry 1

Schick John Douglas · CIK 0001748134 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,333

F1 · shares: Shares sold to satisfy the Reporting Person's tax liability in connection with the December 12, 2021 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.06 to $1.17. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 23:56 UTC
Clark MooreExecutive VP
SaleCommon stock 25,562 $1.11 $28,373.82
Disclosure

SEC source: 0001654954-21-013160 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

F1 · shares: 8,500 shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the December 12, 2021 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.06 to $1.18. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 06, 2021 Filed Dec 6, 2021 22:18 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
PurchaseCommon stock 200,000 $1.06 $212,000.00
Disclosure

SEC source: 0001654954-21-012865 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933,861

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.99 to $1.07. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 30, 2021 Filed Sep 30, 2021 20:15 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
PurchaseCommon Stock 76,914 $1.46 $112,448.27
Disclosure

SEC source: 0001654954-21-010604 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,733,861

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.47 to $1.46. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 29, 2021 Filed Sep 29, 2021 21:02 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
PurchaseCommon stock 42,696 $1.40 $59,560.92
Disclosure

SEC source: 0001654954-21-010546 · section16.xml · nonDerivative · entry 2

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,656,947

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.42 to $1.352. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 21:01 UTC SaleCommon Stock 77,067 $1.37 $105,350.59
Disclosure

SEC source: 0001654954-21-010545 · section16.xml · nonDerivative · entry 1

Schick John Douglas · CIK 0001748134 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,333

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.49 to $1.35. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 21:02 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
PurchaseCommon stock 56,430 $1.44 $81,202.77
Disclosure

SEC source: 0001654954-21-010546 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614,251

Read SEC document
September 15, 2021 Filed Sep 16, 2021 20:31 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
PurchaseCommon stock 100,000 $1.41 $140,900.00
Disclosure

SEC source: 0001654954-21-010155 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,557,821

Read SEC document
September 10, 2021 Filed Sep 10, 2021 22:39 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
PurchaseCommon stock 63,526 $1.21 $76,929.99
Disclosure

SEC source: 0001654954-21-009954 · section16.xml · nonDerivative · entry 3

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,457,821

Read SEC document
September 09, 2021 Filed Sep 10, 2021 22:39 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
PurchaseCommon stock 28,252 $1.24 $35,145.49
Disclosure

SEC source: 0001654954-21-009954 · section16.xml · nonDerivative · entry 2

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,394,295

Read SEC document
September 09, 2021 Filed Sep 10, 2021 22:39 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
PurchaseCommon stock 100,000 $1.23 $122,900.00
Disclosure

SEC source: 0001654954-21-009954 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,366,043

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September 01, 2021 Filed Sep 1, 2021 23:54 UTC GrantCommon Stock 70,000 $1.15 $80,500.00
Disclosure

SEC source: 0001654954-21-009680 · section16.xml · nonDerivative · entry 1

Evans Harold Douglas · CIK 0001754173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on September 27, 2022, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d).

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer.

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September 01, 2021 Filed Sep 1, 2021 23:51 UTC
SIEM IVARDirector
GrantCommon Stock 70,000 $1.15 $80,500.00
Disclosure

SEC source: 0001654954-21-009678 · section16.xml · nonDerivative · entry 1

SIEM IVAR · CIK 0001187993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July 12, 2022, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d).

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer.

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September 01, 2021 Filed Sep 1, 2021 23:50 UTC GrantCommon Stock 100,000 $1.15 $115,000.00
Disclosure

SEC source: 0001654954-21-009676 · section16.xml · nonDerivative · entry 1

SCELFO JOHN J · CIK 0001286409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,500

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July 12, 2022, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d).

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer.

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July 12, 2021 Filed Jul 13, 2021 23:05 UTC
SIEM IVARDirector
SaleCommon stock 35,000 $1.35 $47,397.00
Disclosure

SEC source: 0001654954-21-007868 · section16.xml · nonDerivative · entry 1

SIEM IVAR · CIK 0001187993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

F1 · shares: The shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the July 12, 2021 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.32 to $1.50. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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July 12, 2021 Filed Jul 13, 2021 23:00 UTC SaleCommon stock 45,000 $1.36 $61,074.00
Disclosure

SEC source: 0001654954-21-007866 · section16.xml · nonDerivative · entry 1

SCELFO JOHN J · CIK 0001286409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,500

F1 · shares: The shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the July 12, 2021 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.32 to $1.51. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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May 19, 2021 Filed May 21, 2021 22:30 UTC
Clark MooreExecutive VP
SaleCommon Stock 53,514 $1.34 $71,510.76
Disclosure

SEC source: 0001654954-21-006154 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,562

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.32 to $1.41. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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April 29, 2021 Filed Apr 30, 2021 22:28 UTC
Clark MooreExecutive VP
SaleCommon stock 84,000 $1.32 $110,812.80
Disclosure

SEC source: 0001654954-21-004979 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,076

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.29 to $1.40. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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April 06, 2021 Filed Apr 8, 2021 21:58 UTC
Tkachev ViktorFormer 10% Owner
SaleCommon stock 27,999 $1.52 $42,578.08
Disclosure

SEC source: 0001654954-21-004006 · section16.xml · nonDerivative · entry 1

Tkachev Viktor · CIK 0001789422 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,846,000

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April 01, 2021 Filed Apr 6, 2021 21:31 UTC
Tkachev ViktorFormer 10% Owner
SaleCommon stock 66,001 $1.51 $99,595.51
Disclosure

SEC source: 0001654954-21-003910 · section16.xml · nonDerivative · entry 1

Tkachev Viktor · CIK 0001789422 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,873,999

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March 24, 2021 Filed Mar 24, 2021 21:59 UTC SaleCommon Stock 330,000 $1.56 $514,140.00
Disclosure

SEC source: 0001654954-21-003236 · section16.xml · nonDerivative · entry 1

Tkachev Viktor · CIK 0001789422 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,940,000

F1 · price: This transaction was executed in multiple trades, with the price reported above reflecting the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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January 19, 2021 Filed Jan 21, 2021 23:33 UTC GrantCommon Stock 250,000 $1.39 $347,500.00
Disclosure

SEC source: 0001654954-21-000707 · section16.xml · nonDerivative · entry 1

Schick John Douglas · CIK 0001748134 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,400

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 19, 2021 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the President of the Issuer.

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January 19, 2021 Filed Jan 21, 2021 23:32 UTC
PINKSTON PAUL ANTHONYCAO and PFO and AO
GrantCommon Stock 140,000 $1.39 $194,600.00
Disclosure

SEC source: 0001654954-21-000706 · section16.xml · nonDerivative · entry 1

PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 19, 2021 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Accounting Officer of the Issuer.

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January 19, 2021 Filed Jan 21, 2021 23:32 UTC
Clark MooreExecutive VP
GrantCommon stock 250,000 $1.39 $347,500.00
Disclosure

SEC source: 0001654954-21-000705 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,076

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 19, 2021 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Executive Vice President, General Counsel and Secretary of the Issuer.

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January 19, 2021 Filed Jan 21, 2021 23:31 UTC
SIEM IVARDirector
SaleCommon Stock 50,000 $1.40 $69,800.00
Disclosure

SEC source: 0001654954-21-000703 · section16.xml · nonDerivative · entry 1

SIEM IVAR · CIK 0001187993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.38 to $1.42. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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January 19, 2021 Filed Jan 21, 2021 23:31 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
GrantIncentive Stock Option (Right to Buy) · Derivative 10,000 $1.39 Strike: $1.39 $13,900.00
Disclosure

SEC source: 0001654954-21-000704 · section16.xml · derivative · entry 4

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-01-19

F4 · price: Issued to the Reporting Person's spouse in consideration for services rendered and agreed to be rendered as an employee of the Issuer.

F3 · derivative.exercise_date: The Incentive Stock Options were issued to the Reporting Person's spouse pursuant to the Issuer's 2012 Equity Incentive Plan and vest at the rate of (i) 1/3 of the options on the one (1) year anniversary of January 19, 2021 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's spouse's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Stock Option Grant Agreement entered into by and between the Issuer and the Reporting Person's spouse.

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January 19, 2021 Filed Jan 21, 2021 23:31 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
GrantCommon stock 300,000 $1.39 $417,000.00
Disclosure

SEC source: 0001654954-21-000704 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SK Energy LLC · CIK 0001745851 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,266,043

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 19, 2021 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Executive Officer of the Issuer.

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January 13, 2021 Filed Jan 15, 2021 23:31 UTC SaleCommon Stock 21,600 $1.38 $29,758.32
Disclosure

SEC source: 0001654954-21-000560 · section16.xml · nonDerivative · entry 1

Schick John Douglas · CIK 0001748134 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,400

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person, to satisfy the Reporting Person's tax liability in connection with the January 13, 2021 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.34 to $1.48. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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January 13, 2021 Filed Jan 15, 2021 23:31 UTC
PINKSTON PAUL ANTHONYCAO and PFO and AO
SaleCommon stock 10,000 $1.38 $13,777.00
Disclosure

SEC source: 0001654954-21-000559 · section16.xml · nonDerivative · entry 1

PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person, to satisfy the Reporting Person's tax liability in connection with the January 13, 2021 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.34 to $1.48. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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January 13, 2021 Filed Jan 15, 2021 23:30 UTC
Clark MooreExecutive VP
SaleCommon stock 27,000 $1.38 $37,197.90
Disclosure

SEC source: 0001654954-21-000558 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,076

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person, to satisfy the Reporting Person's tax liability in connection with the January 13, 2021 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.34 to $1.48. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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December 31, 2020 Filed Jan 4, 2021 12:13 UTC SaleCommon Stock 300,000 $1.45 $434,400.00
Disclosure

SEC source: 0001654954-21-000022 · section16.xml · nonDerivative · entry 1

Tkachev Viktor · CIK 0001789422 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,270,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.384 to $1.469. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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December 31, 2020 Filed Jan 4, 2021 12:12 UTC
Clark MooreExecutive VP
SaleCommon Stock 54,000 $1.62 $87,442.20
Disclosure

SEC source: 0001654954-21-000021 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,076

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.501 to $1.65. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.