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PED

PEDEVCO CORP

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6361
SEC CIK
0001141197
Parsed reports
269

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2026 Filed Feb 6, 2026 21:30 UTC
Howie John KDirector
GrantCommon Stock 21,499 $0.58 $12,499.52
Disclosure

SEC source: 0001654954-26-001004 · section16.xml · nonDerivative · entry 1

Howie John K · CIK 0001241052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,499

F1 · shares: Reflects the acquisition of shares in lieu of cash compensation for services as a director issued under the Issuer's 2021 Equity Incentive Plan.

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January 26, 2026 Filed Jan 27, 2026 22:18 UTC
Clark MooreExecutive VP
Tax withholdingCommon stock 61,771 $0.59 $36,630.20
Disclosure

SEC source: 0001654954-26-000639 · section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,419,049

F2 · shares: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 150,000 shares of restricted stock granted to the reporting person on January 26, 2024. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

F2 · price: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 150,000 shares of restricted stock granted to the reporting person on January 26, 2024. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

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January 26, 2026 Filed Jan 27, 2026 22:18 UTC
Crook Jody D.CHIEF COMMERCIAL OFFICER
Tax withholdingCommon Stock 6,919 $0.59 $4,102.97
Disclosure

SEC source: 0001654954-26-000637 · section16.xml · nonDerivative · entry 1

Crook Jody D. · CIK 0002050480 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 622,885

F1 · shares: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 23,333 shares of restricted stock granted to the reporting person on January 26, 2024. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

F1 · price: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 23,333 shares of restricted stock granted to the reporting person on January 26, 2024. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

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January 26, 2026 Filed Jan 27, 2026 22:18 UTC
Schick John DouglasDirector · President and CEO
Tax withholdingCommon Stock 76,132 $0.59 $45,146.28
Disclosure

SEC source: 0001654954-26-000638 · section16.xml · nonDerivative · entry 2

Schick John Douglas · CIK 0001748134 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,399,743

F2 · shares: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 175,000 shares of restricted stock granted to the reporting person on January 26, 2024. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

F2 · price: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 175,000 shares of restricted stock granted to the reporting person on January 26, 2024. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

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January 26, 2026 Filed Jan 27, 2026 22:18 UTC Tax withholdingCommon Stock 24,709 $0.59 $14,652.44
Disclosure

SEC source: 0001654954-26-000636 · section16.xml · nonDerivative · entry 2

PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 753,224

F2 · shares: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 83,333 shares of restricted stock granted to the reporting person on January 26, 2024. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

F2 · price: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 83,333 shares of restricted stock granted to the reporting person on January 26, 2024. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

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January 23, 2026 Filed Jan 27, 2026 22:18 UTC
Clark MooreExecutive VP
Tax withholdingCommon stock. 41,181 $0.58 $23,884.98
Disclosure

SEC source: 0001654954-26-000639 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,480,820

F1 · shares: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 100,000 shares of restricted stock granted to the reporting person on January 23, 2023. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

F1 · price: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 100,000 shares of restricted stock granted to the reporting person on January 23, 2023. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

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January 23, 2026 Filed Jan 27, 2026 22:18 UTC
Schick John DouglasDirector · President and CEO
Tax withholdingCommon Stock 34,592 $0.58 $20,063.36
Disclosure

SEC source: 0001654954-26-000638 · section16.xml · nonDerivative · entry 1

Schick John Douglas · CIK 0001748134 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,475,875

F1 · shares: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 116,667 shares of restricted stock granted to the reporting person on January 23, 2023. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

F1 · price: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 116,667 shares of restricted stock granted to the reporting person on January 23, 2023. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

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January 23, 2026 Filed Jan 27, 2026 22:18 UTC Tax withholdingCommon Stock. 19,767 $0.58 $11,464.86
Disclosure

SEC source: 0001654954-26-000636 · section16.xml · nonDerivative · entry 1

PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 777,933

F1 · shares: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 66,667 shares of restricted stock granted to the reporting person on January 23, 2023. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

F1 · price: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 66,667 shares of restricted stock granted to the reporting person on January 23, 2023. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

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November 24, 2025 Filed Nov 25, 2025 22:33 UTC
Schick John DouglasDirector · President and CEO
SaleCommon Stock 66,666 $0.46 $30,399.70
Disclosure

SEC source: 0001654954-25-013441 · section16.xml · nonDerivative · entry 1

Schick John Douglas · CIK 0001748134 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,510,467

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the November 23, 2025 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.4457 to $0.5115, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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November 24, 2025 Filed Nov 25, 2025 22:34 UTC
Clark MooreExecutive VP
SaleCommon stock 58,333 $0.46 $26,588.18
Disclosure

SEC source: 0001654954-25-013442 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,522,001

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the November 23, 2025 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.4458 to $0.51, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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November 24, 2025 Filed Nov 25, 2025 22:33 UTC
Crook Jody D.CHIEF COMMERCIAL OFFICER
SaleCommon Stock 34,314 $0.46 $15,650.62
Disclosure

SEC source: 0001654954-25-013440 · section16.xml · nonDerivative · entry 1

Crook Jody D. · CIK 0002050480 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 629,804

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the November 23, 2025 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.4457 to $0.5115, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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November 24, 2025 Filed Nov 25, 2025 22:32 UTC SaleCommon Stock 19,000 $0.46 $8,662.10
Disclosure

SEC source: 0001654954-25-013439 · section16.xml · nonDerivative · entry 1

PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 797,700

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the November 23, 2025 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.4457 to $0.51, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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November 13, 2025 Filed Nov 14, 2025 22:05 UTC GrantCommon Stock 114,543 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-013105 · section16.xml · nonDerivative · entry 1

Willsher Martyn · CIK 0001782502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,543

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of October 31, 2025; (ii) 25% on the six (6) month anniversary of October 31,2025; (iii) 25% on the nine (9) month anniversary of October 31, 2025; and (iv) 25% on the twelve (12) month anniversary of October 31, 2025, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer.

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November 13, 2025 Filed Nov 14, 2025 22:05 UTC GrantCommon Stock 114,543 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-013104 · section16.xml · nonDerivative · entry 1

FRANKLIN KRISTEL MARY · CIK 0002094581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,543

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of October 31, 2025; (ii) 25% on the six (6) month anniversary of October 31,2025; (iii) 25% on the nine (9) month anniversary of October 31, 2025; and (iv) 25% on the twelve (12) month anniversary of October 31, 2025, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer.

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November 13, 2025 Filed Nov 18, 2025 02:41 UTC
Geiser Edward10% owner
OtherCommon Stock 196,359 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-111721 · ownership.xml · nonDerivative · entry 1

Geiser Edward · CIK 0001839074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 196,359

F1 · kind: Upon receipt by Joshua Schmidt, the shares of Restricted Common Stock were transferred to Juniper Capital II PED Holdings, LLC, which is wholly owned by Juniper Capital II, L.P. ("Fund II"); Juniper Capital III PED Holdings, LLC, which is wholly owned by Juniper Capital III, L.P. ("Fund III"); NPR Partners PED Holdings, LLC, which is wholly owned by Juniper NPR Partners, L.P. ("NPR Partners"); North Peak Partners PED Holdings, LLC, which is wholly owned by Juniper North Peak Partners, L.P. ("North Peak Partners"); and J PED, LLC, which is wholly owned by Juniper Capital IV, L.P. ("Fund IV"), since Mr. Schmidt is a designated director of an affiliate of the Reporting Person.

F2 · shares: The shares of Restricted Common Stock were issued to Mr. Schmidt pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of October 31, 2025; (ii) 25% on the six (6) month anniversary of October 31,2025; (iii) 25% on the nine (9) month anniversary of October 31, 2025; and (iv) 25% on the twelve (12) month anniversary of October 31, 2025, subject to Mr. Schmidt's continued service to the Issuer on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and Mr. Schmidt.

F3 · price: Issued to Mr. Schmidt in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer.

F4 · ownership.nature: The Reporting Person, as the indirect, sole owner of the general partners of Fund II, Fund III, North Peak Partners, NPR Partners and Fund IV, may be deemed to have voting and dispositive power over the shares of Restricted Common Stock. The Reporting Person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein.

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November 13, 2025 Filed Nov 18, 2025 02:41 UTC OtherCommon Stock 49,396 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-111720 · ownership.xml · nonDerivative · entry 1

Juniper Capital II GP, L.P. · CIK 0001839104 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 49,396

F1 · kind: Upon receipt by Joshua Schmidt, the shares of Restricted Common Stock were transferred to Juniper Capital II PED Holdings, LLC ("Fund II Holdings") and NPR Partners PED Holdings, LLC ("NPR Partners Holdings"), since Mr. Schmidt is a designated director of an affiliate of the Reporting Person.

F2 · shares: The shares of Restricted Common Stock were issued to Mr. Schmidt pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of October 31, 2025; (ii) 25% on the six (6) month anniversary of October 31,2025; (iii) 25% on the nine (9) month anniversary of October 31, 2025; and (iv) 25% on the twelve (12) month anniversary of October 31, 2025, subject to Mr. Schmidt's continued service to the Issuer on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and Mr. Schmidt.

F3 · price: Issued to Mr. Schmidt in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer.

F4 · ownership.nature: The Reporting Person is the sole general partner of (i) Juniper Capital II, L.P., a Delaware limited partnership and investment fund that wholly owns and controls Fund II Holdings and (ii) Juniper NPR Partners, L.P., a Delaware limited partnership and investment fund that wholly owns and controls NPR Partners Holdings. The Reporting Person disclaims beneficial ownership in the securities except to the extent of its pecuniary interest therein.

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November 13, 2025 Filed Nov 18, 2025 02:41 UTC OtherCommon Stock 89,886 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-111719 · ownership.xml · nonDerivative · entry 1

Juniper Capital III GP, L.P. · CIK 0001839103 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 89,886

F1 · kind: Upon receipt by Joshua Schmidt, the shares of Restricted Common Stock were transferred to Juniper Capital III PED Holdings, LLC ("Fund III Holdings"), since Mr. Schmidt is a designated director of an affiliate of the Reporting Person.

F2 · shares: The shares of Restricted Common Stock were issued to Mr. Schmidt pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of October 31, 2025; (ii) 25% on the six (6) month anniversary of October 31,2025; (iii) 25% on the nine (9) month anniversary of October 31, 2025; and (iv) 25% on the twelve (12) month anniversary of October 31, 2025, subject to Mr. Schmidt's continued service to the Issuer on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and Mr. Schmidt.

F3 · price: Issued to Mr. Schmidt in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer.

F4 · ownership.nature: The Reporting Person is the sole general partner of Juniper Capital III, L.P., a Delaware limited partnership and investment fund that wholly owns and controls Fund III Holdings. The Reporting Person disclaims beneficial ownership in the securities except to the extent of its pecuniary interest therein.

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November 13, 2025 Filed Nov 18, 2025 01:18 UTC OtherCommon stock 196,359 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-013160 · section16.xml · nonDerivative · entry 2

Schmidt Joshua · CIK 0001839077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,359

F3 · kind: As a designated director of affiliates of Juniper Capital Advisors, L.P. (collectively, "Juniper"), upon grant the shares of Restricted Common Stock were immediately transferred to Juniper. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any.

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November 13, 2025 Filed Nov 18, 2025 01:18 UTC GrantCommon Stock 196,359 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-013160 · section16.xml · nonDerivative · entry 1

Schmidt Joshua · CIK 0001839077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,359

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of October 31, 2025; (ii) 25% on the six (6) month anniversary of October 31,2025; (iii) 25% on the nine (9) month anniversary of October 31, 2025; and (iv) 25% on the twelve (12) month anniversary of October 31, 2025, subject to the Reporting Person's continued service to the Issuer on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer.

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November 13, 2025 Filed Dec 5, 2025 01:38 UTC OtherCommon Stock 48,398 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-118423 · ownership.xml · nonDerivative · entry 1

Juniper Capital IV GP, L.P. · CIK 0002099373 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · see footnote

Disclosed balance after: 48,398

F1 · kind: Upon receipt by Joshua Schmidt, the shares of Restricted Common Stock were transferred to J PED, LLC ("J PED"), since Mr. Schmidt is a designated director of an affiliate of the Reporting Person.

F2 · shares: The shares of Restricted Common Stock were issued to Mr. Schmidt pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of October 31, 2025; (ii) 25% on the six (6) month anniversary of October 31,2025; (iii) 25% on the nine (9) month anniversary of October 31, 2025; and (iv) 25% on the twelve (12) month anniversary of October 31, 2025, subject to Mr. Schmidt's continued service to the Issuer on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and Mr. Schmidt.

F3 · price: Issued to Mr. Schmidt in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer.

F4 · ownership.nature: The Reporting Person is the sole general partner of Juniper Capital IV, L.P., a Delaware limited partnership and investment fund that wholly owns and controls J PED. The Reporting Person disclaims beneficial ownership in the securities except to the extent of its pecuniary interest therein.

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October 31, 2025 Filed Nov 4, 2025 21:38 UTC
Schick John DouglasDirector · President and CEO
GrantSeries A Convertible Preferred Stock · Derivative 45,455 $5.50 $250,002.50
Disclosure

SEC source: 0001654954-25-012580 · section16.xml · derivative · entry 2

Schick John Douglas · CIK 0001748134 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Through American Resources, Inc

Disclosed balance after: 45,455

Underlying: Common Stock · 454,550 shares

Expires not disclosed

F6 · derivative.exercise_price: The Convertible Series A Preferred Stock have no expiration date, but automatically convert into common stock of the Issuer in a ratio of 10-for-1 on the Automatic Conversion Date.

F5 · derivative.exercise_date: The Convertible Series A Preferred Stock is not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025.

F6 · derivative.expiration_date: The Convertible Series A Preferred Stock have no expiration date, but automatically convert into common stock of the Issuer in a ratio of 10-for-1 on the Automatic Conversion Date.

F7 · ownership.nature: The Reporting Person serves as Chief Executive Officer of American Resources, Inc., an entity which he also partially owns, and as such, may be deemed to beneficially own the securities held by such entity.

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October 31, 2025 Filed Nov 4, 2025 21:38 UTC
Schick John DouglasDirector · President and CEO
GrantCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-012580 · section16.xml · nonDerivative · entry 1

Schick John Douglas · CIK 0001748134 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,577,133

F1 · date: Granted by the Board of Directors of the Issuer on October 29, 2025, contingent upon the closing of the transactions contemplated by that certain Agreement and Plan of Merger dated October 31, 2025 between the Issuer, NP Merger Sub, LLC, COG Merger Sub, LLC, North Peak Oil Gas, LLC, Century Oil and Gas Sub-Holdings, LLC, and, solely for purposes of the specified provisions therein, North Peak Oil Gas Holdings, LLC, which closed on October 31, 2025 (the "Closing Date").

F2 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. A total of 1 million of the shares vest at the rate of (i) 1/3 on the one year anniversary of the Closing Date; (ii) 1/3 on the two year anniversary of the Closing Date; and (iii) 1/3 on the three year anniversary of the Closing Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person.

F3 · shares: Up to 1,000,000 shares will vest if the Issuer's common stock maintains a 30-day average closing price of at least $0.90 (as adjusted for stock splits) within four years after the Closing Date (the "price trigger"). The earliest possible vesting date is 30 days after the first anniversary of the Closing Date, provided: (a) if the price trigger is met between one year and 30 days and two years after the Closing Date, one-third of the shares vest immediately and the remainder vest on the second and third anniversaries of the grant date; (b) if met between two and three years, two-thirds vest immediately and the remainder on the third anniversary; and (c) if met after the third anniversary, all shares vest immediately. Vesting is subject to the Reporting Person's continued service and the terms of the Restricted Shares Grant Agreement. If the price trigger is not achieved within four years, all 1,000,000 shares will be forfeited.

F4 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the President and Chief Executive Officer of the Issuer.

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October 31, 2025 Filed Nov 4, 2025 21:36 UTC
Crook Jody D.CHIEF COMMERCIAL OFFICER
GrantSeries A Convertible Preferred Stock · Derivative 4,546 $5.50 $25,003.00
Disclosure

SEC source: 0001654954-25-012579 · section16.xml · derivative · entry 2

Crook Jody D. · CIK 0002050480 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,546

Underlying: Common Stock · 45,460 shares

Expires not disclosed

F5 · derivative.exercise_price: The Convertible Series A Preferred Stock have no expiration date, but automatically convert into common stock of the Issuer in a ratio of 10-for-1 on the Automatic Conversion Date.

F4 · derivative.exercise_date: The Convertible Series A Preferred Stock is not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025.

F5 · derivative.expiration_date: The Convertible Series A Preferred Stock have no expiration date, but automatically convert into common stock of the Issuer in a ratio of 10-for-1 on the Automatic Conversion Date.

Read SEC document
October 31, 2025 Filed Nov 4, 2025 21:36 UTC
Crook Jody D.CHIEF COMMERCIAL OFFICER
GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-012579 · section16.xml · nonDerivative · entry 1

Crook Jody D. · CIK 0002050480 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 664,118

F1 · date: Granted by the Board of Directors of the Issuer on October 29, 2025, contingent upon the closing of the transactions contemplated by that certain Agreement and Plan of Merger dated October 31, 2025 between the Issuer, NP Merger Sub, LLC, COG Merger Sub, LLC, North Peak Oil Gas, LLC, Century Oil and Gas Sub-Holdings, LLC, and, solely for purposes of the specified provisions therein, North Peak Oil Gas Holdings, LLC, which closed on October 31, 2025 (the "Closing Date").

F2 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 on the one year anniversary of the Closing Date; (ii) 1/3 on the two year anniversary of the Closing Date; and (iii) 1/3 on the three year anniversary of the Closing Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person.

F3 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Commercial Officer of the Issuer.

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October 31, 2025 Filed Nov 4, 2025 21:34 UTC GrantSeries A Convertible Preferred Stock · Derivative 100,000 $5.50 $550,000.00
Disclosure

SEC source: 0001654954-25-012578 · section16.xml · derivative · entry 2

SCELFO JOHN J · CIK 0001286409 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Through the John J. Scelfo Revocable Trust Dated October 8, 2003

Disclosed balance after: 100,000

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The Convertible Series A Preferred Stock have no expiration date, but automatically convert into common stock of the Issuer in a ratio of 10-for-1 on the Automatic Conversion Date.

F1 · derivative.exercise_date: The Convertible Series A Preferred Stock is not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025.

F2 · derivative.expiration_date: The Convertible Series A Preferred Stock have no expiration date, but automatically convert into common stock of the Issuer in a ratio of 10-for-1 on the Automatic Conversion Date.

Read SEC document
October 31, 2025 Filed Nov 4, 2025 21:32 UTC
Clark MooreExecutive VP
GrantSeries A Convertible Preferred Stock · Derivative 4,546 $5.50 $25,003.00
Disclosure

SEC source: 0001654954-25-012577 · section16.xml · derivative · entry 3

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,546

Underlying: Common Stock · 45,460 shares

Expires not disclosed

F6 · derivative.exercise_price: The Convertible Series A Preferred Stock have no expiration date, but automatically convert into common stock of the Issuer in a ratio of 10-for-1 on the Automatic Conversion Date.

F5 · derivative.exercise_date: The Convertible Series A Preferred Stock is not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025.

F6 · derivative.expiration_date: The Convertible Series A Preferred Stock have no expiration date, but automatically convert into common stock of the Issuer in a ratio of 10-for-1 on the Automatic Conversion Date.

Read SEC document
October 31, 2025 Filed Nov 4, 2025 21:32 UTC
Clark MooreExecutive VP
GrantCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-012577 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,580,334

F1 · date: Granted by the Board of Directors of the Issuer on October 29, 2025, contingent upon the closing of the transactions contemplated by that certain Agreement and Plan of Merger dated October 31, 2025 between the Issuer, NP Merger Sub, LLC, COG Merger Sub, LLC, North Peak Oil Gas, LLC, Century Oil and Gas Sub-Holdings, LLC, and, solely for purposes of the specified provisions therein, North Peak Oil Gas Holdings, LLC, which closed on October 31, 2025 (the "Closing Date").

F2 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 on the one year anniversary of the Closing Date; (ii) 1/3 on the two year anniversary of the Closing Date; and (iii) 1/3 on the three year anniversary of the Closing Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person.

F3 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Executive Vice President, General Counsel and Secretary of the Issuer.

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October 31, 2025 Filed Nov 10, 2025 21:39 UTC
KUKES SIMON GDirector · Executive Chairman · 10% owner
SGK 2018 REVOCABLE TRUSTDirector · Chief Executive Officer · 10% owner
GrantSeries A Convertible Preferred Stock · Derivative 2,801,814 $5.50 $15,409,977.00
Disclosure

SEC source: 0001654954-25-012776 · section16.xml · derivative · entry 4

KUKES SIMON G · CIK 0001222390 · Director · Executive Chairman · 10% owner

SGK 2018 REVOCABLE TRUST · CIK 0001946705 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Through The SGK 2018 Revocable Trust

Disclosed balance after: 2,801,814

Underlying: Common Stock · 28,018,140 shares

Expires not disclosed

F2 · derivative.exercise_price: The Convertible Series A Preferred Stock have no expiration date, but automatically convert into common stock of the Issuer in a ratio of 10-for-1 on the Automatic Conversion Date.

F1 · derivative.exercise_date: The Convertible Series A Preferred Stock is not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025.

F2 · derivative.expiration_date: The Convertible Series A Preferred Stock have no expiration date, but automatically convert into common stock of the Issuer in a ratio of 10-for-1 on the Automatic Conversion Date.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:36 UTC GrantCommon Stock 140,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-010218 · section16.xml · nonDerivative · entry 1

Evans Harold Douglas · CIK 0001754173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on September 27, 2026, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d).

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:36 UTC
KUKES SIMON GDirector · Executive Chairman · 10% owner
SGK 2018 REVOCABLE TRUSTDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-010217 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · Director · Executive Chairman · 10% owner

SGK 2018 REVOCABLE TRUST · CIK 0001946705 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,121,950

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on January 1, 2026, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d).

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:35 UTC GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-010216 · section16.xml · nonDerivative · entry 1

SCELFO JOHN J · CIK 0001286409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 674,500

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July l2, 2026, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d).

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer.

Read SEC document
January 27, 2025 Filed Jan 28, 2025 00:00 UTC
PINKSTON PAUL ANTHONYCAO and PFO and AO
SaleCommon Stock 65,000 $0.76 $49,562.50
Disclosure

SEC source: 0001654954-25-000818 · section16.xml · nonDerivative · entry 3

PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 816,700

F5 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 25, 2025 and January 26, 2025 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F6 · price: This transaction was executed in multiple trades at prices ranging from $0.7201 to $0.8570, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 27, 2025 Filed Jan 27, 2025 23:58 UTC
Clark MooreExecutive VP
SaleCommon Stock 125,000 $0.76 $95,212.50
Disclosure

SEC source: 0001654954-25-000816 · section16.xml · nonDerivative · entry 3

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,080,334

F5 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 25, 2025 and January 26, 2025 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F6 · price: This transaction was executed in multiple trades at prices ranging from $0.72 to $0.86, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 27, 2025 Filed Jan 27, 2025 23:57 UTC
Schick John DouglasDirector · President and CEO
SaleCommon Stock 120,000 $0.76 $91,260.00
Disclosure

SEC source: 0001654954-25-000814 · section16.xml · nonDerivative · entry 3

Schick John Douglas · CIK 0001748134 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,577,133

F5 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 25, 2025 and January 26, 2025 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F6 · price: This transaction was executed in multiple trades at prices ranging from $0.72 to $0.8545, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 23, 2025 Filed Jan 28, 2025 00:02 UTC
KUKES SIMON GDirector · Executive Chairman · 10% owner
SGK 2018 REVOCABLE TRUSTDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-000822 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · Director · Executive Chairman · 10% owner

SGK 2018 REVOCABLE TRUST · CIK 0001946705 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,921,950

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the ten (10) month anniversary of January 23, 2025 (the "Grant Date"); (ii) 1/3 on the twenty-two (22) month anniversary of the Grant Date; and (iii) 1/3 on the thirty-four (34) month anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Executive Chairman of the Issuer.

Read SEC document
January 23, 2025 Filed Jan 28, 2025 00:01 UTC
Crook Jody D.CHIEF COMMERCIAL OFFICER
GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-000820 · section16.xml · nonDerivative · entry 1

Crook Jody D. · CIK 0002050480 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,000

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the ten (10) month anniversary of January 23, 2025 (the "Grant Date"); (ii) 1/3 on the twenty-two (22) month anniversary of the Grant Date; and (iii) 1/3 on the thirty-four (34) month anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Commercial Officer of the Issuer.

Read SEC document
January 23, 2025 Filed Jan 28, 2025 00:00 UTC
PINKSTON PAUL ANTHONYCAO and PFO and AO
GrantCommon Stock 190,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-000818 · section16.xml · nonDerivative · entry 2

PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 881,700

F3 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the ten (10) month anniversary of January 23, 2025 (the "Grant Date"); (ii) 1/3 on the twenty-two (22) month anniversary of the Grant Date; and (iii) 1/3 on the thirty-four (34) month anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F4 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Accounting Officer of the Issuer.

Read SEC document
January 23, 2025 Filed Jan 28, 2025 00:00 UTC
PINKSTON PAUL ANTHONYCAO and PFO and AO
SaleCommon Stock 23,000 $0.85 $19,655.80
Disclosure

SEC source: 0001654954-25-000818 · section16.xml · nonDerivative · entry 1

PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 691,700

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 23, 2025 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.8103 to $0.91, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 23:58 UTC
Clark MooreExecutive VP
GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-000816 · section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,205,334

F3 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the ten (10) month anniversary of January 23, 2025 (the "Grant Date"); (ii) 1/3 on the twenty-two (22) month anniversary of the Grant Date; and (iii) 1/3 on the thirty-four (34) month anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F4 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Executive Vice President, General Counsel and Secretary of the Issuer.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 23:58 UTC
Clark MooreExecutive VP
SaleCommon stock 50,000 $0.86 $42,755.00
Disclosure

SEC source: 0001654954-25-000816 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 855,334

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 23, 2025 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.813 to $0.911, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 23:57 UTC
Schick John DouglasDirector · President and CEO
GrantCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-000814 · section16.xml · nonDerivative · entry 2

Schick John Douglas · CIK 0001748134 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,697,133

F3 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the ten (10) month anniversary of January 23, 2025 (the "Grant Date"); (ii) 1/3 on the twenty-two (22) month anniversary of the Grant Date; and (iii) 1/3 on the thirty-four (34) month anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F4 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the President and Chief Executive Officer of the Issuer.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 23:57 UTC
Schick John DouglasDirector · President and CEO
SaleCommon Stock 58,334 $0.86 $49,922.24
Disclosure

SEC source: 0001654954-25-000814 · section16.xml · nonDerivative · entry 1

Schick John Douglas · CIK 0001748134 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,197,133

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 23, 2025 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.8101 to $0.912, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 23, 2025 Filed Feb 10, 2025 22:30 UTC Amendment
Crook Jody D.CHIEF COMMERCIAL OFFICER
GrantCommon Stock 294,118 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-001289 · section16.xml · nonDerivative · entry 1

Crook Jody D. · CIK 0002050480 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,118

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the ten (10) month anniversary of January 23, 2025 (the "Grant Date"); (ii) 1/3 on the twenty-two (22) month anniversary of the Grant Date; and (iii) 1/3 on the thirty-four (34) month anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Commercial Officer of the Issuer.

Read SEC document
December 27, 2024 Filed Dec 31, 2024 21:30 UTC
PINKSTON PAUL ANTHONYCAO and PFO and AO
SaleCommon Stock 35,000 $0.74 $25,763.50
Disclosure

SEC source: 0001654954-24-016020 · section16.xml · nonDerivative · entry 1

PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 714,700

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.7465 to $0.73, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 20:52 UTC GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-011351 · section16.xml · nonDerivative · entry 1

SCELFO JOHN J · CIK 0001286409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,500

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July l2, 2025, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d).

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 20:52 UTC GrantCommon Stock 85,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-011350 · section16.xml · nonDerivative · entry 1

Evans Harold Douglas · CIK 0001754173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,000

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on September 27, 2025, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d).

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer.

Read SEC document
January 26, 2024 Filed Jan 29, 2024 21:31 UTC
PINKSTON PAUL ANTHONYCAO and PFO and AO
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-000991 · section16.xml · nonDerivative · entry 2

PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 749,700

F3 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 26, 2024 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F4 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Accounting Officer of the Issuer.

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January 26, 2024 Filed Jan 29, 2024 21:31 UTC
Clark MooreExecutive VP
GrantCommon Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-000993 · section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 905,334

F3 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 26, 2024 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F4 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Executive Vice President, General Counsel and Secretary of the Issuer.

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January 26, 2024 Filed Jan 29, 2024 21:31 UTC GrantCommon Stock 525,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-000992 · section16.xml · nonDerivative · entry 2

Schick John Douglas · CIK 0001748134 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,255,467

F3 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 26, 2024 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F4 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the President of the Issuer.

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January 26, 2024 Filed Jan 29, 2024 21:31 UTC
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SGK 2018 REVOCABLE TRUSTDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 550,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-000990 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner

SGK 2018 REVOCABLE TRUST · CIK 0001946705 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,571,950

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 26, 2024 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Executive Officer of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.