Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ATMOS ENERGY CORPATO · Entity 218 | Director | October 01, 2026 | October 05, 2026 |
| PEDEVCO CORPPED · Entity 6361 | Director · 10% owner | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ATMOS ENERGY CORP
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Deferred CompensationSEC Table II · derivative / convertible security | Direct | 1,923.2765 |
Reported balance
After 2026-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-10-01 · Grant · Acquired 224.6614 · Balance 1,923.2765 F1: Each unit of phantom stock is equivalent to one share of the Company's common stock. F4: The phantom share units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. F5: Includes 10.04 phantom stock units resulting from the dividend reinvestment feature of the Plan which were allocated to reporting person's account since last filing. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,098.8788 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 3,098.8788 F1: Each unit of phantom stock is equivalent to one share of the Company's common stock. F2: The phantom stock units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and are to be settled upon the reporting person's termination of service on the Company's Board. F3: Includes 18.32 phantom stock units resulting from a dividend reinvestment feature of the Plan which were allocated to reporting person's account since last filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit of phantom stock is equivalent to one share of the Company's common stock.
F2: The phantom stock units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and are to be settled upon the reporting person's termination of service on the Company's Board.
F3: Includes 18.32 phantom stock units resulting from a dividend reinvestment feature of the Plan which were allocated to reporting person's account since last filing.
F4: The phantom share units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board of Directors.
F5: Includes 10.04 phantom stock units resulting from the dividend reinvestment feature of the Plan which were allocated to reporting person's account since last filing.
PEDEVCO CORP
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 140,423,639 |
Reported balance
After 2026-02-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-02-27 · Conversion · Acquired 140,227,280 · Balance 140,423,639 F1: On the Automatic Conversion Date, the Convertible Series A Preferred Stock converted into common stock of the Issuer automatically pursuant to its terms based on a conversion ratio of 10-for-1. F2: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings"), Juniper Capital III PED Holdings, LLC ("Fund III Holdings"), J PED, LLC ("Fund IV Holdings"), NPR Partners PED Holdings, LLC ("NPR Partners Holdings") and North Peak Partners PED Holdings, LLC ("North Peak Partners Holdings"). F3: As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 137,033,922 |
Reported balance
After 2026-02-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-02-27 · Other · Disposed 3,389,717 · Balance 137,033,922 F4: On the Automatic Conversion Date, 3,389,717 shares of common stock that were previously beneficially owned by the Reporting Person on behalf of certain third parties were issued directly to such third parties pursuant to a pre-existing agreement with Juniper (defined below). F3: As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 137,231,404 |
Reported balance
After 2026-02-27 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-02-27 · Other · Acquired 137,231,404 · Balance 137,231,404 F7: As a designated director of affiliates of Juniper Capital Advisors, L.P. (collectively, "Juniper"), upon grant the shares of Restricted Common Stock were immediately transferred to Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holings and North Peak Partners Holdings pursuant to a previously agreed upon allocation arrangement. F3: As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 137,231,404 |
Reported balance
After 2026-02-27 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2026-02-27 · Grant · Acquired 197,482 · Balance 137,231,404 F5: The shares of restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of February 27, 2026; (ii) 25% on the six (6) month anniversary of February 27, 2026; (iii) 25% on the nine (9) month anniversary of February 27, 2026; and (iv) 25% on the twelve (12) month anniversary of February 27, 2026, subject to the Reporting Person's continued service on the Board (defined below) on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt from Section 16(b) pursuant to Rule 16b-3. F6: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer (the "Board"). |
| Common StockSEC Table I · non-derivative | Direct | 137,231,404 |
Reported balance
After 2026-02-27 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2026-02-27 · Other · Disposed 197,482 · Balance 137,231,404 F7: As a designated director of affiliates of Juniper Capital Advisors, L.P. (collectively, "Juniper"), upon grant the shares of Restricted Common Stock were immediately transferred to Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holings and North Peak Partners Holdings pursuant to a previously agreed upon allocation arrangement. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-02-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-27 · Conversion · Disposed 14,022,728 · Balance 0 F8: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026. F2: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings"), Juniper Capital III PED Holdings, LLC ("Fund III Holdings"), J PED, LLC ("Fund IV Holdings"), NPR Partners PED Holdings, LLC ("NPR Partners Holdings") and North Peak Partners PED Holdings, LLC ("North Peak Partners Holdings"). F3: As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On the Automatic Conversion Date, the Convertible Series A Preferred Stock converted into common stock of the Issuer automatically pursuant to its terms based on a conversion ratio of 10-for-1.
F2: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings"), Juniper Capital III PED Holdings, LLC ("Fund III Holdings"), J PED, LLC ("Fund IV Holdings"), NPR Partners PED Holdings, LLC ("NPR Partners Holdings") and North Peak Partners PED Holdings, LLC ("North Peak Partners Holdings").
F3: As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.
F4: On the Automatic Conversion Date, 3,389,717 shares of common stock that were previously beneficially owned by the Reporting Person on behalf of certain third parties were issued directly to such third parties pursuant to a pre-existing agreement with Juniper (defined below).
F5: The shares of restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of February 27, 2026; (ii) 25% on the six (6) month anniversary of February 27, 2026; (iii) 25% on the nine (9) month anniversary of February 27, 2026; and (iv) 25% on the twelve (12) month anniversary of February 27, 2026, subject to the Reporting Person's continued service on the Board (defined below) on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt from Section 16(b) pursuant to Rule 16b-3.
F6: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer (the "Board").
F7: As a designated director of affiliates of Juniper Capital Advisors, L.P. (collectively, "Juniper"), upon grant the shares of Restricted Common Stock were immediately transferred to Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holings and North Peak Partners Holdings pursuant to a previously agreed upon allocation arrangement.
F8: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ranger Oil Corp
Report date June 20, 2023 · Filed June 22, 2023
Section 16 reporting ended · disclosed 2023-06-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Last balance in matching sequence
After 2023-06-20 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2023-06-20 · Grant · Acquired 22,548,998 · Balance 22,548,998 F1: Represents 22,548,998 shares of Class A Common Stock, par value $0.01 per share ("Class A Shares"), that, in connection with the merger of Baytex Energy Corp. and the Issuer (the "merger"), were acquired upon the exchange of Commons Units, together with a corresponding number of shares of Class B Common Stock, par value $0.01 per share ("Class B Shares" and, together with the Class A Shares, "Common Stock"), of which JSTX Holdings, LLC ("JSTX") directly held 17,142,857 Class B Shares and Rocky Creek Resources, LLC ("RCR") directly held 5,406,141 Class B Shares immediately prior to the closing of the merger on June 20, 2023. The reported securities had no expiration date. F2: As a result of the merger, the reported securities were exchanged for Common Shares of Baytex Energy Corp., and the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Common Stock. F3: JSTX is wholly owned by Juniper Capital III, L.P., a Delaware limited partnership ("Fund III"), and Juniper Phoenix Partners, L.P., a Delaware limited partnership ("Phoenix"). Juniper Capital III GP, L.P, a Delaware limited partnership ("Fund III GP"), is the sole general partner of each of Fund III and Phoenix. RCR is controlled by Juniper Capital II, L.P., a Delaware limited partnership and investment fund ("Fund II"), and Fund II owns a majority of the membership interests in RCR. Juniper Capital II GP, L.P., a Delaware limited partnership ("Fund II GP"), is the sole general partner of Fund II. Each of the limited partnership agreements of Fund II and Fund III dictate that the disposition of material interest, such as the investment in the Company, must be approved by two of the three members of Fund II GP and Fund III GP, respectively, one of whom must be Edward Geiser. F4: Mr. Geiser disclaims beneficial ownership of the shares held by each of JSTX and RCR except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Row 2 · 2023-06-20 · Disposition to issuer · Disposed 22,548,998 · Balance 0 F1: Represents 22,548,998 shares of Class A Common Stock, par value $0.01 per share ("Class A Shares"), that, in connection with the merger of Baytex Energy Corp. and the Issuer (the "merger"), were acquired upon the exchange of Commons Units, together with a corresponding number of shares of Class B Common Stock, par value $0.01 per share ("Class B Shares" and, together with the Class A Shares, "Common Stock"), of which JSTX Holdings, LLC ("JSTX") directly held 17,142,857 Class B Shares and Rocky Creek Resources, LLC ("RCR") directly held 5,406,141 Class B Shares immediately prior to the closing of the merger on June 20, 2023. The reported securities had no expiration date. F2: As a result of the merger, the reported securities were exchanged for Common Shares of Baytex Energy Corp., and the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Common Stock. F3: JSTX is wholly owned by Juniper Capital III, L.P., a Delaware limited partnership ("Fund III"), and Juniper Phoenix Partners, L.P., a Delaware limited partnership ("Phoenix"). Juniper Capital III GP, L.P, a Delaware limited partnership ("Fund III GP"), is the sole general partner of each of Fund III and Phoenix. RCR is controlled by Juniper Capital II, L.P., a Delaware limited partnership and investment fund ("Fund II"), and Fund II owns a majority of the membership interests in RCR. Juniper Capital II GP, L.P., a Delaware limited partnership ("Fund II GP"), is the sole general partner of Fund II. Each of the limited partnership agreements of Fund II and Fund III dictate that the disposition of material interest, such as the investment in the Company, must be approved by two of the three members of Fund II GP and Fund III GP, respectively, one of whom must be Edward Geiser. F4: Mr. Geiser disclaims beneficial ownership of the shares held by each of JSTX and RCR except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2023-06-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-20 · Disposition to issuer · Disposed 22,548,998 · Balance 0 F1: Represents 22,548,998 shares of Class A Common Stock, par value $0.01 per share ("Class A Shares"), that, in connection with the merger of Baytex Energy Corp. and the Issuer (the "merger"), were acquired upon the exchange of Commons Units, together with a corresponding number of shares of Class B Common Stock, par value $0.01 per share ("Class B Shares" and, together with the Class A Shares, "Common Stock"), of which JSTX Holdings, LLC ("JSTX") directly held 17,142,857 Class B Shares and Rocky Creek Resources, LLC ("RCR") directly held 5,406,141 Class B Shares immediately prior to the closing of the merger on June 20, 2023. The reported securities had no expiration date. F2: As a result of the merger, the reported securities were exchanged for Common Shares of Baytex Energy Corp., and the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Common Stock. F3: JSTX is wholly owned by Juniper Capital III, L.P., a Delaware limited partnership ("Fund III"), and Juniper Phoenix Partners, L.P., a Delaware limited partnership ("Phoenix"). Juniper Capital III GP, L.P, a Delaware limited partnership ("Fund III GP"), is the sole general partner of each of Fund III and Phoenix. RCR is controlled by Juniper Capital II, L.P., a Delaware limited partnership and investment fund ("Fund II"), and Fund II owns a majority of the membership interests in RCR. Juniper Capital II GP, L.P., a Delaware limited partnership ("Fund II GP"), is the sole general partner of Fund II. Each of the limited partnership agreements of Fund II and Fund III dictate that the disposition of material interest, such as the investment in the Company, must be approved by two of the three members of Fund II GP and Fund III GP, respectively, one of whom must be Edward Geiser. F4: Mr. Geiser disclaims beneficial ownership of the shares held by each of JSTX and RCR except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 22,548,998 shares of Class A Common Stock, par value $0.01 per share ("Class A Shares"), that, in connection with the merger of Baytex Energy Corp. and the Issuer (the "merger"), were acquired upon the exchange of Commons Units, together with a corresponding number of shares of Class B Common Stock, par value $0.01 per share ("Class B Shares" and, together with the Class A Shares, "Common Stock"), of which JSTX Holdings, LLC ("JSTX") directly held 17,142,857 Class B Shares and Rocky Creek Resources, LLC ("RCR") directly held 5,406,141 Class B Shares immediately prior to the closing of the merger on June 20, 2023. The reported securities had no expiration date.
F2: As a result of the merger, the reported securities were exchanged for Common Shares of Baytex Energy Corp., and the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Common Stock.
F3: JSTX is wholly owned by Juniper Capital III, L.P., a Delaware limited partnership ("Fund III"), and Juniper Phoenix Partners, L.P., a Delaware limited partnership ("Phoenix"). Juniper Capital III GP, L.P, a Delaware limited partnership ("Fund III GP"), is the sole general partner of each of Fund III and Phoenix. RCR is controlled by Juniper Capital II, L.P., a Delaware limited partnership and investment fund ("Fund II"), and Fund II owns a majority of the membership interests in RCR. Juniper Capital II GP, L.P., a Delaware limited partnership ("Fund II GP"), is the sole general partner of Fund II. Each of the limited partnership agreements of Fund II and Fund III dictate that the disposition of material interest, such as the investment in the Company, must be approved by two of the three members of Fund II GP and Fund III GP, respectively, one of whom must be Edward Geiser.
F4: Mr. Geiser disclaims beneficial ownership of the shares held by each of JSTX and RCR except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 16:19 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantPhantom Deferred Compensation · Derivative | 224.6614 | $155.79 | $35,000.00 |
DisclosureSEC source: 0000731802-26-000120 · form4.xml · derivative · entry 2 Geiser Edward · CIK 0001839074 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,923.2765 Underlying: Common Stock · 224.6614 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock. F4 · derivative.exercise_date: The phantom share units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. F4 · derivative.expiration_date: The phantom share units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. F5 · balance_after: Includes 10.04 phantom stock units resulting from the dividend reinvestment feature of the Plan which were allocated to reporting person's account since last filing. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 20:54 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantPhantom Deferred Compensation · Derivative | 187.9455 | $172.92 | $32,500.10 |
DisclosureSEC source: 0000731802-26-000096 · form4.xml · derivative · entry 2 Geiser Edward · CIK 0001839074 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,688.5031 Underlying: Common Stock · 187.9455 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock. F4 · derivative.exercise_date: The phantom share units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. F4 · derivative.expiration_date: The phantom share units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. F5 · balance_after: Includes 8.81 phantom stock units resulting from the dividend reinvestment feature of the Plan which were allocated to reporting person's account since last filing. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 20:07 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantPhantom Deferred Compensation · Derivative | 175.5903 | $185.09 | $32,500.01 |
DisclosureSEC source: 0000731802-26-000067 · form4.xml · derivative · entry 2 Geiser Edward · CIK 0001839074 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,491.7505 Underlying: Common Stock · 175.5903 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock. F4 · derivative.exercise_date: The phantom share units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. F4 · derivative.expiration_date: The phantom share units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. F5 · balance_after: Includes 7.10 phantom stock units resulting from the dividend reinvestment feature of the Plan which were allocated to reporting person's account since last filing. Read SEC document |
| March 06, 2026 Filed Mar 10, 2026 21:02 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantPhantom Stock Units · Derivative | 920.26 | $184.73 | $169,999.63 |
DisclosureSEC source: 0000731802-26-000057 · form4.xml · derivative · entry 1 Geiser Edward · CIK 0001839074 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,050.8357 Underlying: Common Stock · 920.26 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock. F2 · derivative.exercise_date: The phantom stock units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and are to be settled upon the reporting person's termination of service on the Company's Board. F2 · derivative.expiration_date: The phantom stock units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and are to be settled upon the reporting person's termination of service on the Company's Board. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:07 UTC | PEDEVCO CORP PED · Entity 6361 | ConversionSeries A Convertible Preferred Stock · Derivative | 14,022,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-023032 · ownership.xml · derivative · entry 6 Geiser Edward · CIK 0001839074 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 140,227,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026. F8 · derivative.exercise_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026. F8 · derivative.expiration_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026. F2 · ownership.nature: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings"), Juniper Capital III PED Holdings, LLC ("Fund III Holdings"), J PED, LLC ("Fund IV Holdings"), NPR Partners PED Holdings, LLC ("NPR Partners Holdings") and North Peak Partners PED Holdings, LLC ("North Peak Partners Holdings"). F3 · ownership.nature: As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:07 UTC | PEDEVCO CORP PED · Entity 6361 | OtherCommon Stock | 137,231,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-023032 · ownership.xml · nonDerivative · entry 5 Geiser Edward · CIK 0001839074 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 137,231,404 F7 · kind: As a designated director of affiliates of Juniper Capital Advisors, L.P. (collectively, "Juniper"), upon grant the shares of Restricted Common Stock were immediately transferred to Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holings and North Peak Partners Holdings pursuant to a previously agreed upon allocation arrangement. F3 · ownership.nature: As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:07 UTC | PEDEVCO CORP PED · Entity 6361 | OtherCommon Stock | 197,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-023032 · ownership.xml · nonDerivative · entry 4 Geiser Edward · CIK 0001839074 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,231,404 F7 · kind: As a designated director of affiliates of Juniper Capital Advisors, L.P. (collectively, "Juniper"), upon grant the shares of Restricted Common Stock were immediately transferred to Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holings and North Peak Partners Holdings pursuant to a previously agreed upon allocation arrangement. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:07 UTC | PEDEVCO CORP PED · Entity 6361 | GrantCommon Stock | 197,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-023032 · ownership.xml · nonDerivative · entry 3 Geiser Edward · CIK 0001839074 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,231,404 F5 · shares: The shares of restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of February 27, 2026; (ii) 25% on the six (6) month anniversary of February 27, 2026; (iii) 25% on the nine (9) month anniversary of February 27, 2026; and (iv) 25% on the twelve (12) month anniversary of February 27, 2026, subject to the Reporting Person's continued service on the Board (defined below) on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt from Section 16(b) pursuant to Rule 16b-3. F6 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer (the "Board"). Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:07 UTC | PEDEVCO CORP PED · Entity 6361 | OtherCommon Stock | 3,389,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-023032 · ownership.xml · nonDerivative · entry 2 Geiser Edward · CIK 0001839074 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 137,033,922 F4 · kind: On the Automatic Conversion Date, 3,389,717 shares of common stock that were previously beneficially owned by the Reporting Person on behalf of certain third parties were issued directly to such third parties pursuant to a pre-existing agreement with Juniper (defined below). F3 · ownership.nature: As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:07 UTC | PEDEVCO CORP PED · Entity 6361 | ConversionCommon Stock | 140,227,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-023032 · ownership.xml · nonDerivative · entry 1 Geiser Edward · CIK 0001839074 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 140,423,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On the Automatic Conversion Date, the Convertible Series A Preferred Stock converted into common stock of the Issuer automatically pursuant to its terms based on a conversion ratio of 10-for-1. F2 · ownership.nature: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings"), Juniper Capital III PED Holdings, LLC ("Fund III Holdings"), J PED, LLC ("Fund IV Holdings"), NPR Partners PED Holdings, LLC ("NPR Partners Holdings") and North Peak Partners PED Holdings, LLC ("North Peak Partners Holdings"). F3 · ownership.nature: As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 21:09 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantPhantom Deferred Compensation · Derivative | 193.1879 | $168.23 | $32,500.00 |
DisclosureSEC source: 0000731802-26-000004 · form4.xml · derivative · entry 2 Geiser Edward · CIK 0001839074 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,309.1189 Underlying: Common Stock · 193.1879 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock. F4 · derivative.exercise_date: The phantom share units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. F4 · derivative.expiration_date: The phantom share units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. F5 · balance_after: Includes 6.62 phantom stock units resulting from a dividend reinvestment feature of the Plan which were allocated to reporting person's account since last filing. Read SEC document |
| November 13, 2025 Filed Nov 18, 2025 02:41 UTC | PEDEVCO CORP PED · Entity 6361 | OtherCommon Stock | 196,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-111721 · ownership.xml · nonDerivative · entry 1 Geiser Edward · CIK 0001839074 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 196,359 F1 · kind: Upon receipt by Joshua Schmidt, the shares of Restricted Common Stock were transferred to Juniper Capital II PED Holdings, LLC, which is wholly owned by Juniper Capital II, L.P. ("Fund II"); Juniper Capital III PED Holdings, LLC, which is wholly owned by Juniper Capital III, L.P. ("Fund III"); NPR Partners PED Holdings, LLC, which is wholly owned by Juniper NPR Partners, L.P. ("NPR Partners"); North Peak Partners PED Holdings, LLC, which is wholly owned by Juniper North Peak Partners, L.P. ("North Peak Partners"); and J PED, LLC, which is wholly owned by Juniper Capital IV, L.P. ("Fund IV"), since Mr. Schmidt is a designated director of an affiliate of the Reporting Person. F2 · shares: The shares of Restricted Common Stock were issued to Mr. Schmidt pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of October 31, 2025; (ii) 25% on the six (6) month anniversary of October 31,2025; (iii) 25% on the nine (9) month anniversary of October 31, 2025; and (iv) 25% on the twelve (12) month anniversary of October 31, 2025, subject to Mr. Schmidt's continued service to the Issuer on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and Mr. Schmidt. F3 · price: Issued to Mr. Schmidt in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer. F4 · ownership.nature: The Reporting Person, as the indirect, sole owner of the general partners of Fund II, Fund III, North Peak Partners, NPR Partners and Fund IV, may be deemed to have voting and dispositive power over the shares of Restricted Common Stock. The Reporting Person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 19:05 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantPhantom Deferred Compensation · Derivative | 191.036 | $170.13 | $32,500.00 |
DisclosureSEC source: 0000731802-25-000033 · form4.xml · derivative · entry 2 Geiser Edward · CIK 0001839074 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,109.3077 Underlying: Common Stock · 191.036 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock. F4 · derivative.exercise_date: The phantom share units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. F4 · derivative.expiration_date: The phantom share units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. F5 · balance_after: Includes 4.82 phantom stock units resulting from the dividend reinvestment feature of the Plan which were allocated to reporting person's account since last filing. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 19:53 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantPhantom Deferred Compensation · Derivative | 202.4947 | $154.33 | $31,249.99 |
DisclosureSEC source: 0001127602-25-018623 · form4.xml · derivative · entry 2 Geiser Edward · CIK 0001839074 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 913.4537 Underlying: Common Stock · 202.4947 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock. F4 · derivative.exercise_date: The phantom share units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. F4 · derivative.expiration_date: The phantom share units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. F5 · balance_after: Includes 4.05 phantom stock units resulting from a dividend reinvestment feature of the Plan which were allocated to reporting person's account since last filing. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 14:41 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantPhantom Deferred Compensation · Derivative | 202.7509 | $154.13 | $31,250.00 |
DisclosureSEC source: 0001127602-25-010939 · form4.xml · derivative · entry 2 Geiser Edward · CIK 0001839074 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 706.9065 Underlying: Common Stock · 202.7509 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock. F4 · derivative.exercise_date: The phantom share units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. F4 · derivative.expiration_date: The phantom share units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. F5 · balance_after: Includes 2.90 phantom stock units resulting from a dividend reinvestment feature of the Plan which were allocated to reporting person's account since last filing. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 20:20 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantPhantom Stock Units · Derivative | 1,082.947 | $147.75 | $160,005.42 |
DisclosureSEC source: 0001127602-25-009053 · form4.xml · derivative · entry 2 Geiser Edward · CIK 0001839074 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,089.095 Underlying: Common Stock · 1,082.947 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock. F4 · derivative.exercise_date: The phantom stock units were granted under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board. F4 · derivative.expiration_date: The phantom stock units were granted under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board. F5 · balance_after: Includes 6.15 phantom stock units resulting from a dividend reinvestment feature of the Plan which were allocated to reporting person's account since last filing. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 14:59 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantPhantom Deferred Compensation · Derivative | 224.9496 | $138.92 | $31,250.00 |
DisclosureSEC source: 0001127602-25-000150 · form4.xml · derivative · entry 2 Geiser Edward · CIK 0001839074 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501.257 Underlying: Common Stock · 224.9496 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock. F4 · derivative.exercise_date: The phantom stock units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board. F4 · derivative.expiration_date: The phantom stock units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board. Read SEC document |
| November 11, 2024 Filed Nov 12, 2024 14:47 UTC | ATMOS ENERGY CORP ATO · Entity 218 | PurchaseCommon Stock | 2,500 | $144.89 | $362,225.00 |
DisclosureSEC source: 0001127602-24-026902 · form4.xml · nonDerivative · entry 1 Geiser Edward · CIK 0001839074 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,602 Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 20:06 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantPhantom Deferred Compensation · Derivative | 274.619 | $138.73 | $38,097.89 |
DisclosureSEC source: 0001127602-24-024864 · form4.xml · derivative · entry 2 Geiser Edward · CIK 0001839074 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274.619 Underlying: Common Stock · 274.619 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock. F3 · derivative.exercise_date: The phantom stock units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board. F3 · derivative.expiration_date: The phantom stock units were received pursuant to an election to convert a portion of the reporting person's director fees under the Plan and are to be settled upon the reporting person's termination of service on the Company's Board. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 20:06 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantPhantom Stock Units · Derivative | 1,000 | $138.73 | $138,730.00 |
DisclosureSEC source: 0001127602-24-024864 · form4.xml · derivative · entry 1 Geiser Edward · CIK 0001839074 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock. F2 · derivative.exercise_date: The phantom share units were granted under the 1998 Long-Term Incentive Plan ("the Plan") and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. F2 · derivative.expiration_date: The phantom share units were granted under the 1998 Long-Term Incentive Plan ("the Plan") and are to be settled upon the reporting person's termination of service on the Company's Board of Directors. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:29 UTC | Ranger Oil Corp ROCC · Entity 112039 | Disposition to issuerClass B Common Stock · Derivative | 22,548,998 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-073928 · tm2319143-9_4seq1.xml · derivative · entry 3 Geiser Edward · CIK 0001839074 · Former Director and 10% Owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 22,548,998 shares Expires not disclosed F1 · derivative.exercise_price: Represents 22,548,998 shares of Class A Common Stock, par value $0.01 per share ("Class A Shares"), that, in connection with the merger of Baytex Energy Corp. and the Issuer (the "merger"), were acquired upon the exchange of Commons Units, together with a corresponding number of shares of Class B Common Stock, par value $0.01 per share ("Class B Shares" and, together with the Class A Shares, "Common Stock"), of which JSTX Holdings, LLC ("JSTX") directly held 17,142,857 Class B Shares and Rocky Creek Resources, LLC ("RCR") directly held 5,406,141 Class B Shares immediately prior to the closing of the merger on June 20, 2023. The reported securities had no expiration date. F1 · kind: Represents 22,548,998 shares of Class A Common Stock, par value $0.01 per share ("Class A Shares"), that, in connection with the merger of Baytex Energy Corp. and the Issuer (the "merger"), were acquired upon the exchange of Commons Units, together with a corresponding number of shares of Class B Common Stock, par value $0.01 per share ("Class B Shares" and, together with the Class A Shares, "Common Stock"), of which JSTX Holdings, LLC ("JSTX") directly held 17,142,857 Class B Shares and Rocky Creek Resources, LLC ("RCR") directly held 5,406,141 Class B Shares immediately prior to the closing of the merger on June 20, 2023. The reported securities had no expiration date. F2 · kind: As a result of the merger, the reported securities were exchanged for Common Shares of Baytex Energy Corp., and the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Common Stock. F1 · shares: Represents 22,548,998 shares of Class A Common Stock, par value $0.01 per share ("Class A Shares"), that, in connection with the merger of Baytex Energy Corp. and the Issuer (the "merger"), were acquired upon the exchange of Commons Units, together with a corresponding number of shares of Class B Common Stock, par value $0.01 per share ("Class B Shares" and, together with the Class A Shares, "Common Stock"), of which JSTX Holdings, LLC ("JSTX") directly held 17,142,857 Class B Shares and Rocky Creek Resources, LLC ("RCR") directly held 5,406,141 Class B Shares immediately prior to the closing of the merger on June 20, 2023. The reported securities had no expiration date. F2 · price: As a result of the merger, the reported securities were exchanged for Common Shares of Baytex Energy Corp., and the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Common Stock. F1 · derivative.exercise_date: Represents 22,548,998 shares of Class A Common Stock, par value $0.01 per share ("Class A Shares"), that, in connection with the merger of Baytex Energy Corp. and the Issuer (the "merger"), were acquired upon the exchange of Commons Units, together with a corresponding number of shares of Class B Common Stock, par value $0.01 per share ("Class B Shares" and, together with the Class A Shares, "Common Stock"), of which JSTX Holdings, LLC ("JSTX") directly held 17,142,857 Class B Shares and Rocky Creek Resources, LLC ("RCR") directly held 5,406,141 Class B Shares immediately prior to the closing of the merger on June 20, 2023. The reported securities had no expiration date. F1 · derivative.expiration_date: Represents 22,548,998 shares of Class A Common Stock, par value $0.01 per share ("Class A Shares"), that, in connection with the merger of Baytex Energy Corp. and the Issuer (the "merger"), were acquired upon the exchange of Commons Units, together with a corresponding number of shares of Class B Common Stock, par value $0.01 per share ("Class B Shares" and, together with the Class A Shares, "Common Stock"), of which JSTX Holdings, LLC ("JSTX") directly held 17,142,857 Class B Shares and Rocky Creek Resources, LLC ("RCR") directly held 5,406,141 Class B Shares immediately prior to the closing of the merger on June 20, 2023. The reported securities had no expiration date. F3 · ownership.nature: JSTX is wholly owned by Juniper Capital III, L.P., a Delaware limited partnership ("Fund III"), and Juniper Phoenix Partners, L.P., a Delaware limited partnership ("Phoenix"). Juniper Capital III GP, L.P, a Delaware limited partnership ("Fund III GP"), is the sole general partner of each of Fund III and Phoenix. RCR is controlled by Juniper Capital II, L.P., a Delaware limited partnership and investment fund ("Fund II"), and Fund II owns a majority of the membership interests in RCR. Juniper Capital II GP, L.P., a Delaware limited partnership ("Fund II GP"), is the sole general partner of Fund II. Each of the limited partnership agreements of Fund II and Fund III dictate that the disposition of material interest, such as the investment in the Company, must be approved by two of the three members of Fund II GP and Fund III GP, respectively, one of whom must be Edward Geiser. F4 · ownership.nature: Mr. Geiser disclaims beneficial ownership of the shares held by each of JSTX and RCR except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:29 UTC | Ranger Oil Corp ROCC · Entity 112039 | Disposition to issuerClass A Common Stock | 22,548,998 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-073928 · tm2319143-9_4seq1.xml · nonDerivative · entry 2 Geiser Edward · CIK 0001839074 · Former Director and 10% Owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · security: Represents 22,548,998 shares of Class A Common Stock, par value $0.01 per share ("Class A Shares"), that, in connection with the merger of Baytex Energy Corp. and the Issuer (the "merger"), were acquired upon the exchange of Commons Units, together with a corresponding number of shares of Class B Common Stock, par value $0.01 per share ("Class B Shares" and, together with the Class A Shares, "Common Stock"), of which JSTX Holdings, LLC ("JSTX") directly held 17,142,857 Class B Shares and Rocky Creek Resources, LLC ("RCR") directly held 5,406,141 Class B Shares immediately prior to the closing of the merger on June 20, 2023. The reported securities had no expiration date. F2 · kind: As a result of the merger, the reported securities were exchanged for Common Shares of Baytex Energy Corp., and the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Common Stock. F2 · price: As a result of the merger, the reported securities were exchanged for Common Shares of Baytex Energy Corp., and the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Common Stock. F2 · acquired: As a result of the merger, the reported securities were exchanged for Common Shares of Baytex Energy Corp., and the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Common Stock. F3 · ownership.nature: JSTX is wholly owned by Juniper Capital III, L.P., a Delaware limited partnership ("Fund III"), and Juniper Phoenix Partners, L.P., a Delaware limited partnership ("Phoenix"). Juniper Capital III GP, L.P, a Delaware limited partnership ("Fund III GP"), is the sole general partner of each of Fund III and Phoenix. RCR is controlled by Juniper Capital II, L.P., a Delaware limited partnership and investment fund ("Fund II"), and Fund II owns a majority of the membership interests in RCR. Juniper Capital II GP, L.P., a Delaware limited partnership ("Fund II GP"), is the sole general partner of Fund II. Each of the limited partnership agreements of Fund II and Fund III dictate that the disposition of material interest, such as the investment in the Company, must be approved by two of the three members of Fund II GP and Fund III GP, respectively, one of whom must be Edward Geiser. F4 · ownership.nature: Mr. Geiser disclaims beneficial ownership of the shares held by each of JSTX and RCR except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:29 UTC | Ranger Oil Corp ROCC · Entity 112039 | GrantClass A Common Stock | 22,548,998 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-073928 · tm2319143-9_4seq1.xml · nonDerivative · entry 1 Geiser Edward · CIK 0001839074 · Former Director and 10% Owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 22,548,998 F1 · security: Represents 22,548,998 shares of Class A Common Stock, par value $0.01 per share ("Class A Shares"), that, in connection with the merger of Baytex Energy Corp. and the Issuer (the "merger"), were acquired upon the exchange of Commons Units, together with a corresponding number of shares of Class B Common Stock, par value $0.01 per share ("Class B Shares" and, together with the Class A Shares, "Common Stock"), of which JSTX Holdings, LLC ("JSTX") directly held 17,142,857 Class B Shares and Rocky Creek Resources, LLC ("RCR") directly held 5,406,141 Class B Shares immediately prior to the closing of the merger on June 20, 2023. The reported securities had no expiration date. F1 · kind: Represents 22,548,998 shares of Class A Common Stock, par value $0.01 per share ("Class A Shares"), that, in connection with the merger of Baytex Energy Corp. and the Issuer (the "merger"), were acquired upon the exchange of Commons Units, together with a corresponding number of shares of Class B Common Stock, par value $0.01 per share ("Class B Shares" and, together with the Class A Shares, "Common Stock"), of which JSTX Holdings, LLC ("JSTX") directly held 17,142,857 Class B Shares and Rocky Creek Resources, LLC ("RCR") directly held 5,406,141 Class B Shares immediately prior to the closing of the merger on June 20, 2023. The reported securities had no expiration date. F2 · price: As a result of the merger, the reported securities were exchanged for Common Shares of Baytex Energy Corp., and the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Common Stock. F1 · acquired: Represents 22,548,998 shares of Class A Common Stock, par value $0.01 per share ("Class A Shares"), that, in connection with the merger of Baytex Energy Corp. and the Issuer (the "merger"), were acquired upon the exchange of Commons Units, together with a corresponding number of shares of Class B Common Stock, par value $0.01 per share ("Class B Shares" and, together with the Class A Shares, "Common Stock"), of which JSTX Holdings, LLC ("JSTX") directly held 17,142,857 Class B Shares and Rocky Creek Resources, LLC ("RCR") directly held 5,406,141 Class B Shares immediately prior to the closing of the merger on June 20, 2023. The reported securities had no expiration date. F3 · ownership.nature: JSTX is wholly owned by Juniper Capital III, L.P., a Delaware limited partnership ("Fund III"), and Juniper Phoenix Partners, L.P., a Delaware limited partnership ("Phoenix"). Juniper Capital III GP, L.P, a Delaware limited partnership ("Fund III GP"), is the sole general partner of each of Fund III and Phoenix. RCR is controlled by Juniper Capital II, L.P., a Delaware limited partnership and investment fund ("Fund II"), and Fund II owns a majority of the membership interests in RCR. Juniper Capital II GP, L.P., a Delaware limited partnership ("Fund II GP"), is the sole general partner of Fund II. Each of the limited partnership agreements of Fund II and Fund III dictate that the disposition of material interest, such as the investment in the Company, must be approved by two of the three members of Fund II GP and Fund III GP, respectively, one of whom must be Edward Geiser. F4 · ownership.nature: Mr. Geiser disclaims beneficial ownership of the shares held by each of JSTX and RCR except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 19:47 UTC | Ranger Oil Corp PVAC · Entity 112039 | OtherClass B Common Stock · Derivative | 22,548,998 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-039773 · doc4.xml · derivative · entry 2 Geiser Edward · CIK 0001839074 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,548,998 Underlying: Class A Common Stock · 22,548,998 shares Expires not disclosed F3 · derivative.exercise_price: On October 6, 2021, RCR exchanged its 54,061.41 shares of Series A Preferred Stock for 5,406,141 shares of Class B Common Stock, par value $0.01 per share, of the Issuer (the "Class B Common Stock") and JSTX exchanged its 171,428.57 shares of Series A Preferred Stock for 17,142,857 shares of Class B Common Stock, pursuant to the Contribution and Exchange Agreement, dated October 6, 2021. Each of RCR and JSTX may elect to have each Common Unit, together with 1 share of Class B Common Stock, held by it, redeemed at any time for, at the Partnership's option, either (a) one share of Class A Common Stock or F4 · derivative.exercise_price: (Continued from Footnote 3) (b) a cash payment equal to the average of the volume-weighted closing price of one share of Class A Common Stock for the five trading days prior to the date RCR or JSTX, as applicable, delivers a notice of redemption for each Common Unit and each share of Class B Common Stock redeemed (subject to customary adjustments, including for stock splits, stock dividends and reclassifications), subject to customary holdbacks for any pending indemnification claims as noted in Note 7. F3 · price: On October 6, 2021, RCR exchanged its 54,061.41 shares of Series A Preferred Stock for 5,406,141 shares of Class B Common Stock, par value $0.01 per share, of the Issuer (the "Class B Common Stock") and JSTX exchanged its 171,428.57 shares of Series A Preferred Stock for 17,142,857 shares of Class B Common Stock, pursuant to the Contribution and Exchange Agreement, dated October 6, 2021. Each of RCR and JSTX may elect to have each Common Unit, together with 1 share of Class B Common Stock, held by it, redeemed at any time for, at the Partnership's option, either (a) one share of Class A Common Stock or F4 · price: (Continued from Footnote 3) (b) a cash payment equal to the average of the volume-weighted closing price of one share of Class A Common Stock for the five trading days prior to the date RCR or JSTX, as applicable, delivers a notice of redemption for each Common Unit and each share of Class B Common Stock redeemed (subject to customary adjustments, including for stock splits, stock dividends and reclassifications), subject to customary holdbacks for any pending indemnification claims as noted in Note 7. F8 · derivative.expiration_date: N/A. F2 · derivative.underlying: On October 6, 2021, the Issuer renamed its common stock, par value $0.01, to Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"). F7 · derivative.underlying_shares: Represents the total number of shares of Class A Common Stock underlying the shares of Class B Common Stock and Common Units issued to RCR, including the 247,950 Common Units and 247,950 shares of Class B Common Stock that are held in a restricted account for indemnification claims. Subject to customary holdbacks for any pending indemnification claims, such shares will be disbursed on January 15, 2022. F5 · ownership.nature: JSTX is wholly owned by Juniper Capital III, L.P., a Delaware limited partnership ("Fund III"), and Juniper Phoenix Partners, L.P., a Delaware limited partnership ("Phoenix"). Juniper Capital III GP, L.P, a Delaware limited partnership ("Fund III GP"), is the sole general partner of each of Fund III and Phoenix. Mr. Geiser, indirectly, is the sole owner of Fund III GP. RCR is controlled by Juniper Capital II, L.P., a Delaware limited partnership and investment fund ("Fund II"), and Fund II owns a majority of the membership interests in RCR. Juniper Capital II GP, L.P., a Delaware limited partnership ("Fund II GP"), is the sole general partner of Fund II. Mr. Geiser, indirectly, is the sole owner of Fund II GP. F6 · ownership.nature: Mr. Geiser, as the indirect, sole owner of the general partners of Fund III, Phoenix and Fund II, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by JSTX and RCR. Mr. Geiser disclaims beneficial ownership of the shares held by each of JSTX and RCR except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 19:47 UTC | Ranger Oil Corp PVAC · Entity 112039 | OtherSeries A Preferred Stock · Derivative | 225,489.98 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-039773 · doc4.xml · derivative · entry 1 Geiser Edward · CIK 0001839074 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 225,489.98 shares Expires not disclosed F1 · derivative.exercise_price: On January 15, 2021, Rocky Creek Resources, LLC, a Delaware limited liability company ("RCR"), was issued 54,052.52 shares of Series A Preferred Stock of the Issuer ("Series A Preferred Stock") and 5,405,252 Common Units ("Common Units") of PV Energy Holdings, L.P., a Delaware limited partnership and subsidiary of the Issuer (the "Partnership") and JSTX Holdings LLC, a Delaware limited liability company ("JSTX"), was issued 171,428.57 shares of Series A Preferred Stock and 17,142,857 Common Units of the Partnership, pursuant to the Contribution Agreement dated November 2, 2020 (the "Contribution Agreement"). On June 2, 2021, RCR received 8.89 shares of Series A Preferred Stock and 889 Common Units pursuant to customary post-closing adjustments set forth in the Contribution Agreement. F1 · price: On January 15, 2021, Rocky Creek Resources, LLC, a Delaware limited liability company ("RCR"), was issued 54,052.52 shares of Series A Preferred Stock of the Issuer ("Series A Preferred Stock") and 5,405,252 Common Units ("Common Units") of PV Energy Holdings, L.P., a Delaware limited partnership and subsidiary of the Issuer (the "Partnership") and JSTX Holdings LLC, a Delaware limited liability company ("JSTX"), was issued 171,428.57 shares of Series A Preferred Stock and 17,142,857 Common Units of the Partnership, pursuant to the Contribution Agreement dated November 2, 2020 (the "Contribution Agreement"). On June 2, 2021, RCR received 8.89 shares of Series A Preferred Stock and 889 Common Units pursuant to customary post-closing adjustments set forth in the Contribution Agreement. F8 · derivative.expiration_date: N/A. F2 · derivative.underlying: On October 6, 2021, the Issuer renamed its common stock, par value $0.01, to Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"). F5 · ownership.nature: JSTX is wholly owned by Juniper Capital III, L.P., a Delaware limited partnership ("Fund III"), and Juniper Phoenix Partners, L.P., a Delaware limited partnership ("Phoenix"). Juniper Capital III GP, L.P, a Delaware limited partnership ("Fund III GP"), is the sole general partner of each of Fund III and Phoenix. Mr. Geiser, indirectly, is the sole owner of Fund III GP. RCR is controlled by Juniper Capital II, L.P., a Delaware limited partnership and investment fund ("Fund II"), and Fund II owns a majority of the membership interests in RCR. Juniper Capital II GP, L.P., a Delaware limited partnership ("Fund II GP"), is the sole general partner of Fund II. Mr. Geiser, indirectly, is the sole owner of Fund II GP. F6 · ownership.nature: Mr. Geiser, as the indirect, sole owner of the general partners of Fund III, Phoenix and Fund II, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by JSTX and RCR. Mr. Geiser disclaims beneficial ownership of the shares held by each of JSTX and RCR except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 17:20 UTC | Ranger Oil Corp PVAC · Entity 112039 | OtherSeries A Preferred Stock · Derivative | 8.89 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-077164 · tm2118843-1_4seq1.xml · derivative · entry 1 Geiser Edward · CIK 0001839074 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 54,061.41 Underlying: Common Stock · 889 shares Expires not disclosed F1 · derivative.exercise_price: As previously reported, on January 15, 2021, Rocky Creek Resources, LLC, a Delaware limited liability company ("RCR"), was issued 54,052.52 shares of Series A Preferred Stock of the Issuer ("Series A Preferred Stock") and 5,405,252 Common Units ("Common Units") of PV Energy Holdings, L.P., a Delaware limited partnership and subsidiary of the Issuer (the "Partnership") pursuant to the Contribution Agreement dated November 2, 2020 (the "Contribution Agreement"). F2 · derivative.exercise_price: RCR may elect to have each Common Unit, together with 1/100th of a share of Series A Preferred Stock, held by it, redeemed at any time on or after July 14, 2021 for, at the Partnership's option, either (a) one share of common stock, par value $0.01, of the Issuer ("Common Stock") or (b) a cash payment equal to the average of the volume-weighted closing price of one share of Common Stock for the five trading days prior to the date RCR delivers a notice of redemption for each Common Unit and 1/100th of a share of Series A Preferred Stock redeemed (subject to customary adjustments, including for stock splits, stock dividends and reclassifications). F3 · kind: On June 2, 2021, RCR became entitled to receive 8.89 shares of Series A Preferred Stock and 889 Common Units pursuant to customary post-closing adjustments set forth in the Contribution Agreement. The number of shares of Series A Preferred Stock and Common Units issuable pursuant to the post-closing adjustments was determined on June 2, 2021 pursuant to a final settlement statement in accordance with the Contribution Agreement. F1 · price: As previously reported, on January 15, 2021, Rocky Creek Resources, LLC, a Delaware limited liability company ("RCR"), was issued 54,052.52 shares of Series A Preferred Stock of the Issuer ("Series A Preferred Stock") and 5,405,252 Common Units ("Common Units") of PV Energy Holdings, L.P., a Delaware limited partnership and subsidiary of the Issuer (the "Partnership") pursuant to the Contribution Agreement dated November 2, 2020 (the "Contribution Agreement"). F2 · price: RCR may elect to have each Common Unit, together with 1/100th of a share of Series A Preferred Stock, held by it, redeemed at any time on or after July 14, 2021 for, at the Partnership's option, either (a) one share of common stock, par value $0.01, of the Issuer ("Common Stock") or (b) a cash payment equal to the average of the volume-weighted closing price of one share of Common Stock for the five trading days prior to the date RCR delivers a notice of redemption for each Common Unit and 1/100th of a share of Series A Preferred Stock redeemed (subject to customary adjustments, including for stock splits, stock dividends and reclassifications). F1 · derivative.exercise_date: As previously reported, on January 15, 2021, Rocky Creek Resources, LLC, a Delaware limited liability company ("RCR"), was issued 54,052.52 shares of Series A Preferred Stock of the Issuer ("Series A Preferred Stock") and 5,405,252 Common Units ("Common Units") of PV Energy Holdings, L.P., a Delaware limited partnership and subsidiary of the Issuer (the "Partnership") pursuant to the Contribution Agreement dated November 2, 2020 (the "Contribution Agreement"). F2 · derivative.exercise_date: RCR may elect to have each Common Unit, together with 1/100th of a share of Series A Preferred Stock, held by it, redeemed at any time on or after July 14, 2021 for, at the Partnership's option, either (a) one share of common stock, par value $0.01, of the Issuer ("Common Stock") or (b) a cash payment equal to the average of the volume-weighted closing price of one share of Common Stock for the five trading days prior to the date RCR delivers a notice of redemption for each Common Unit and 1/100th of a share of Series A Preferred Stock redeemed (subject to customary adjustments, including for stock splits, stock dividends and reclassifications). F6 · derivative.expiration_date: N/A. F4 · ownership.nature: RCR is controlled by Juniper Capital II, L.P., a Delaware limited partnership and investment fund ("Fund II"), and Fund II owns a majority of the membership interests in RCR. Juniper Capital II GP, L.P., a Delaware limited partnership ("Fund II GP"), is the sole general partner of Fund II. Mr. Geiser indirectly controls Fund II GP. F5 · ownership.nature: Mr. Geiser indirectly controls Fund II and therefore may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by RCR. Mr. Geiser disclaims beneficial ownership of the shares held by RCR except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.