Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2022 Filed Dec 2, 2022 21:47 UTC |
BEDU-ADDO FRANKDirector · President/CEO
|
Tax withholdingCommon Stock | 175,184 | $9.78 | $1,713,299.52 |
DisclosureSEC source: 0001140361-22-044259 · form4.xml · nonDerivative · entry 2 BEDU-ADDO FRANK · CIK 0001770756 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,866 F2 · kind: On December 2, 2022, Dr. Bedu-Addo made a net exercise of 219,535 stock options, resulting in his acquisition of 44,351 common shares of the Issuer. Read SEC document |
| December 02, 2022 Filed Dec 2, 2022 21:47 UTC |
BEDU-ADDO FRANKDirector · President/CEO
|
Exercise / conversionCommon Stock | 219,535 | $6.57 | $1,442,344.95 |
DisclosureSEC source: 0001140361-22-044259 · form4.xml · nonDerivative · entry 1 BEDU-ADDO FRANK · CIK 0001770756 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On December 2, 2022, Dr. Bedu-Addo made a net exercise of 219,535 stock options, resulting in his acquisition of 44,351 common shares of the Issuer. Read SEC document |
| June 28, 2022 Filed Jun 29, 2022 16:15 UTC |
Iliev IlianDirector
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001140361-22-024469 · form4.xml · derivative · entry 1 Iliev Ilian · CIK 0001808804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2032-06-28 F1 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on the first anniversary of the date of grant, subject to the Reporting Person's continued service to the Issuer as a director through such date. Read SEC document |
| June 28, 2022 Filed Jun 29, 2022 20:15 UTC |
BRAWLEY OTIS WDirector
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001140361-22-024468 · form4.xml · derivative · entry 1 BRAWLEY OTIS W · CIK 0001213029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2032-06-28 F1 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on the first anniversary of the date of grant, subject to the Reporting Person's continued service to the Issuer as a director through such date. Read SEC document |
| June 28, 2022 Filed Jun 29, 2022 20:15 UTC |
Ali-Jackson KamilDirector
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001140361-22-024466 · form4.xml · derivative · entry 1 Ali-Jackson Kamil · CIK 0001654337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2032-06-28 F1 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on the first anniversary of the date of grant, subject to the Reporting Person's continued service to the Issuer as a director through such date. Read SEC document |
| June 28, 2022 Filed Jun 29, 2022 16:15 UTC |
Freitag Gregory GeneDirector
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001140361-22-024465 · form4.xml · derivative · entry 1 Freitag Gregory Gene · CIK 0001492710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2032-06-28 F1 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on the first anniversary of the date of grant, subject to the Reporting Person's continued service to the Issuer as a director through such date. Read SEC document |
| June 28, 2022 Filed Jun 29, 2022 20:16 UTC |
Glover Stephen C.Director
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001140361-22-024470 · form4.xml · derivative · entry 1 Glover Steve C · CIK 0001304406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2032-06-28 F1 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on the first anniversary of the date of grant, subject to the Reporting Person's continued service to the Issuer as a director through such date. Read SEC document |
| June 28, 2022 Filed Jun 29, 2022 20:15 UTC |
SYKES RICHARDDirector
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001140361-22-024467 · form4.xml · derivative · entry 1 SYKES RICHARD · CIK 0001372810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2032-06-28 F1 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on the first anniversary of the date of grant, subject to the Reporting Person's continued service to the Issuer as a director through such date. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 08:20 UTC |
Brown Spencer D.Senior VP, General Counsel
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $4.22 | $0.00 |
DisclosureSEC source: 0001140361-22-021673 · form4.xml · derivative · entry 1 Brown Spencer D. · CIK 0001930908 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2032-06-02 F1 · derivative.exercise_date: This option was granted by the Issuer as an inducement material to the Reporting Person entering into employment with the Issuer in accordance with Nasdaq Rule 5635(c)(4) and the Issuer's 2019 Inducement Plan, as amended. This option, representing a right to purchase a total of 150,000 shares of Common Stock, will become exercisable on June 2, 2023, with 25% vesting on that date and the remaining 75% vesting in equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date. Read SEC document |
| January 19, 2022 Filed Jan 20, 2022 21:05 UTC |
CONN GREGORYChief Scientific Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 112,100 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001140361-22-002189 · form4.xml · derivative · entry 1 CONN GREGORY · CIK 0001770008 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,100 Underlying: Common Stock · 112,100 shares Expires 2032-01-19 F1 · derivative.exercise_date: This option, representing a right to purchase a total of 112,100 shares of Common Stock, will become exercisable on January 19, 2023, with 25% vesting on that date and the remaining 75% vesting in equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date, until fully vested on January 19, 2026. Read SEC document |
| January 19, 2022 Filed Jan 20, 2022 21:05 UTC |
BEDU-ADDO FRANKDirector · President/CEO
|
GrantStock Option (Right to Buy) · Derivative | 291,500 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001140361-22-002188 · form4.xml · derivative · entry 1 BEDU-ADDO FRANK · CIK 0001770756 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,500 Underlying: Common Stock · 291,500 shares Expires 2032-01-19 F1 · derivative.exercise_date: This option, representing a right to purchase a total of 291,500 shares of Common Stock, will become exercisable on January 19, 2023, with 25% vesting on that date and the remaining vesting in equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date, until fully vested on January 19, 2026. Read SEC document |
| January 19, 2022 Filed Jan 20, 2022 21:05 UTC |
WOOD LAURENChief Medical Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 88,600 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001140361-22-002187 · form4.xml · derivative · entry 1 WOOD LAUREN · CIK 0001769757 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,600 Underlying: Common Stock · 88,600 shares Expires 2032-01-19 F1 · derivative.exercise_date: This option, representing a right to purchase a total of 88,600 shares of Common Stock, will become exercisable on January 19, 2023, with 25% vesting on that date and the remaining 75% vesting in equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date, until fully vested on January 19, 2026. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 14:10 UTC |
HILL MATTHEW CChief Financial Officer
|
PurchaseCommon Stock | 100 | $9.00 | $900.00 |
DisclosureSEC source: 0001140361-21-041473 · form4.xml · nonDerivative · entry 4 HILL MATTHEW C · CIK 0001278675 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Daughter Disclosed balance after: 4,075 F1 · kind: Shares acquired on the open market. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 14:10 UTC |
HILL MATTHEW CChief Financial Officer
|
PurchaseCommon Stock | 100 | $9.00 | $900.00 |
DisclosureSEC source: 0001140361-21-041473 · form4.xml · nonDerivative · entry 3 HILL MATTHEW C · CIK 0001278675 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Son Disclosed balance after: 3,975 F1 · kind: Shares acquired on the open market. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 14:10 UTC |
HILL MATTHEW CChief Financial Officer
|
PurchaseCommon Stock | 400 | $8.90 | $3,560.00 |
DisclosureSEC source: 0001140361-21-041473 · form4.xml · nonDerivative · entry 2 HILL MATTHEW C · CIK 0001278675 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,875 F1 · kind: Shares acquired on the open market. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 14:10 UTC |
HILL MATTHEW CChief Financial Officer
|
PurchaseCommon Stock | 2,500 | $9.00 | $22,500.00 |
DisclosureSEC source: 0001140361-21-041473 · form4.xml · nonDerivative · entry 1 HILL MATTHEW C · CIK 0001278675 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,475 F1 · kind: Shares acquired on the open market. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 20:31 UTC |
HILL MATTHEW CChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 202,800 | $0.00 Strike: $12.03 | $0.00 |
DisclosureSEC source: 0001140361-21-034999 · form4.xml · derivative · entry 1 HILL MATTHEW C · CIK 0001278675 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,800 Underlying: Common Stock · 202,800 shares Expires 2031-10-19 F1 · derivative.exercise_date: The option was granted by the Issuer as an inducement material to the Reporting Person entering into employment with the Issuer in accordance with Nasdaq Rule 5635(c)(4) and the Issuer's 2019 Inducement Plan, as amended. The option will vest over four years, as follows: 25% of the shares underlying the option will vest and become exercisable on October 19, 2022, with the remaining 75% vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date. Read SEC document |
| June 17, 2021 Filed Jun 17, 2021 18:58 UTC |
Iliev IlianDirector
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0001140361-21-021493 · form4.xml · derivative · entry 1 Iliev Ilian · CIK 0001808804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-06-17 F1 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on June 17, 2022. Read SEC document |
| June 17, 2021 Filed Jun 17, 2021 23:09 UTC |
Ali-Jackson KamilDirector
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0001140361-21-021497 · form4.xml · derivative · entry 2 Ali-Jackson Kamil · CIK 0001654337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-06-17 F2 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on June 17, 2022. Read SEC document |
| June 17, 2021 Filed Jun 17, 2021 18:45 UTC |
Freitag Gregory GeneDirector
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0001140361-21-021489 · form4.xml · derivative · entry 2 Freitag Gregory Gene · CIK 0001492710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-06-17 F2 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on June 17, 2022. Read SEC document |
| June 17, 2021 Filed Jun 17, 2021 23:15 UTC |
Glover Stephen C.Director
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0001140361-21-021499 · form4.xml · derivative · entry 2 Glover Steve C · CIK 0001304406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-06-17 F2 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on June 17, 2022. Read SEC document |
| June 17, 2021 Filed Jun 17, 2021 23:20 UTC |
BRAWLEY OTIS WDirector
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0001140361-21-021501 · form4.xml · derivative · entry 1 BRAWLEY OTIS W · CIK 0001213029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-06-17 F1 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on June 17, 2022. Read SEC document |
| June 17, 2021 Filed Jun 17, 2021 23:03 UTC |
SYKES RICHARDDirector
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0001140361-21-021495 · form4.xml · derivative · entry 1 SYKES RICHARD · CIK 0001372810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-06-17 F1 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on June 17, 2022. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 20:30 UTC |
Bloomquist DeLyle WSee Remarks
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,970 | $0.00 Strike: $5.99 | $0.00 |
DisclosureSEC source: 0001140361-21-021720 · form4.xml · derivative · entry 4 Bloomquist DeLyle W · CIK 0001315488 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,030 Underlying: Common Stock · 2,970 shares Expires 2029-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One third of the shares underlying the option shall vest upon each of the first, second, and third anniversaries of the date of grant, such that the option will be fully vested on June 28, 2022, subject in all respects to the option agreement governing the stock option grant. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 20:30 UTC |
Bloomquist DeLyle WSee Remarks
|
PurchaseCommon Stock | 10,000 | $9.88 | $98,778.00 |
DisclosureSEC source: 0001140361-21-021720 · form4.xml · nonDerivative · entry 2 Bloomquist DeLyle W · CIK 0001315488 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,888 F2 · price: Represents shares of Common Stock of the Issuer that Mr. Bloomquist purchased in the open market. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.85 to $9.90, inclusive. F1 · acquired: The shares reported on this Form 4 are subject to a lock-up agreement between Mr. Bloomquist and Cantor Fitzgerald & Co. in connection with a public offering of common shares by the Issuer which closed on June 17, 2021. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 20:30 UTC |
Bloomquist DeLyle WSee Remarks
|
Exercise / conversionCommon Stock | 2,970 | $5.99 | $17,790.30 |
DisclosureSEC source: 0001140361-21-021720 · form4.xml · nonDerivative · entry 1 Bloomquist DeLyle W · CIK 0001315488 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · acquired: The shares reported on this Form 4 are subject to a lock-up agreement between Mr. Bloomquist and Cantor Fitzgerald & Co. in connection with a public offering of common shares by the Issuer which closed on June 17, 2021. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 23:09 UTC |
Ali-Jackson KamilDirector
|
PurchaseCommon Stock | 11,764 | $8.50 | $99,994.00 |
DisclosureSEC source: 0001140361-21-021497 · form4.xml · nonDerivative · entry 1 Ali-Jackson Kamil · CIK 0001654337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,764 F1 · kind: Represents shares of common stock purchased by the Reporting Person at the public offering price in connection with the Issuer's firm commitment underwritten public offering of common stock, which closed on June 17, 2021, and such shares of common stock are subject to a lock up agreement between the Reporting Person and Cantor Fitzgerald & Co., pursuant to which the shares cannot be sold for 90 days following June 15, 2021. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 18:45 UTC |
Freitag Gregory GeneDirector
|
PurchaseCommon Stock | 5,882 | $8.50 | $49,997.00 |
DisclosureSEC source: 0001140361-21-021489 · form4.xml · nonDerivative · entry 1 Freitag Gregory Gene · CIK 0001492710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,153 F1 · kind: Represents shares of common stock purchased by the Reporting Person at the public offering price in connection with the Issuer's firm commitment underwritten public offering of common stock, which closed on June 17, 2021, and such shares of common stock are subject to a lock up agreement between the Reporting Person and Cantor Fitzgerald & Co., pursuant to which the shares cannot be sold for 90 days following June 15, 2021. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 23:15 UTC |
Glover Stephen C.Director
|
PurchaseCommon Stock | 5,882 | $8.50 | $49,997.00 |
DisclosureSEC source: 0001140361-21-021499 · form4.xml · nonDerivative · entry 1 Glover Steve C · CIK 0001304406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,790 F1 · kind: Represents shares of common stock purchased by the Reporting Person at the public offering price in connection with the Issuer's firm commitment underwritten public offering of common stock, which closed on June 17, 2021, and such shares of common stock are subject to a lock up agreement between the Reporting Person and Cantor Fitzgerald & Co., pursuant to which the shares cannot be sold for 90 days following June 15, 2021. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 23:26 UTC |
BEDU-ADDO FRANKDirector · President/CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 53,174 | $0.00 Strike: $6.57 | $0.00 |
DisclosureSEC source: 0001140361-21-021503 · form4.xml · derivative · entry 3 BEDU-ADDO FRANK · CIK 0001770756 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,174 shares Expires 2021-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Stock Option is fully vested in accordance with its terms. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 23:26 UTC |
BEDU-ADDO FRANKDirector · President/CEO
|
Tax withholdingCommon Stock | 27,166 | $12.86 | $349,354.76 |
DisclosureSEC source: 0001140361-21-021503 · form4.xml · nonDerivative · entry 2 BEDU-ADDO FRANK · CIK 0001770756 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,515 F1 · kind: On June 15, 2021, Mr. Bedu-Addo made a net exercise of 53,174 stock options, resulting in his acquisition of 26,008 common shares of the Issuer. The transaction was made pursuant to an exception to a lock-up agreement between Mr. Bedu Addo and Cantor Fitzgerald & Co.in connection with a public offering of common shares by the Issuer which closed on June 17, 2021. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 23:26 UTC |
BEDU-ADDO FRANKDirector · President/CEO
|
Exercise / conversionCommon Stock | 53,174 | $6.57 | $349,353.18 |
DisclosureSEC source: 0001140361-21-021503 · form4.xml · nonDerivative · entry 1 BEDU-ADDO FRANK · CIK 0001770756 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 15, 2021, Mr. Bedu-Addo made a net exercise of 53,174 stock options, resulting in his acquisition of 26,008 common shares of the Issuer. The transaction was made pursuant to an exception to a lock-up agreement between Mr. Bedu Addo and Cantor Fitzgerald & Co.in connection with a public offering of common shares by the Issuer which closed on June 17, 2021. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 22:52 UTC |
VAN VOORHEES SETHChief Financial Officer
|
PurchaseCommon Stock | 17,647 | $8.50 | $149,999.50 |
DisclosureSEC source: 0001140361-21-021491 · form4.xml · nonDerivative · entry 1 VAN VOORHEES SETH · CIK 0001284934 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,647 F1 · kind: Represents shares of common stock purchased by the Reporting Person at the public offering price in connection with the Issuer's firm commitment underwritten public offering of common stock, which closed on June 17, 2021, and such shares of common stock are subject to a lock up agreement between the Reporting Person and Cantor Fitzgerald & Co., pursuant to which the shares cannot be sold for 90 days following June 15, 2021. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:06 UTC |
VAN VOORHEES SETHChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 202,800 | $0.00 Strike: $2.28 | $0.00 |
DisclosureSEC source: 0001140361-21-000334 · form4.xml · derivative · entry 1 VAN VOORHEES SETH · CIK 0001284934 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,800 Underlying: Common Stock · 202,800 shares Expires 2031-01-04 F1 · derivative.exercise_date: The option was granted by the Issuer as an inducement material to the Reporting Person entering into employment with the Issuer in accordance with Nasdaq Rule 5635(c)(4) and the Issuer's 2019 Inducement Plan, as amended. The option will vest over four years, as follows: 25% of the shares underlying the option will vest and become exercisable on January 1, 2022, with the remaining 75% vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 16:13 UTC |
King Michael N.Interim CFO
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001140361-20-027866 · form4.xml · derivative · entry 1 King Michael N. · CIK 0001816304 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-12-08 F1 · derivative.exercise_date: The option is fully vested and immediately exercisable as of the date of grant. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 21:20 UTC |
CONN GREGORYChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 122,400 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001140361-20-027874 · form4.xml · derivative · entry 1 CONN GREGORY · CIK 0001770008 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,400 Underlying: Common Stock · 122,400 shares Expires 2030-12-08 F1 · derivative.exercise_date: The option was granted on December 8, 2020, subject to stockholder approval of the Issuer's Second Amended and Restated 2014 Equity Incentive Plan under Nasdaq Marketplace Rule 5635(c). The option is not exercisable until stockholder approval has been obtained. Contingent upon stockholder approval, one-quarter of the shares subject to the option shall vest on December 8, 2021, and the remainder shall vest in equal monthly installments thereafter until fully vested on December 8, 2024. In the event stockholder approval is not obtained pursuant to the terms of grant, then the Reporting Person shall surrender the option to the Company for cancellation. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 21:17 UTC |
WOOD LAURENChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 210,500 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001140361-20-027869 · form4.xml · derivative · entry 1 WOOD LAUREN · CIK 0001769757 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,500 Underlying: Common Stock · 210,500 shares Expires 2030-12-08 F1 · derivative.exercise_date: The option was granted on December 8, 2020, subject to stockholder approval of the Issuer's Second Amended and Restated 2014 Equity Incentive Plan under Nasdaq Marketplace Rule 5635(c). The option is not exercisable until stockholder approval has been obtained. Contingent upon stockholder approval, one-quarter of the shares subject to the option shall vest on December 8, 2021, and the remainder shall vest in equal monthly installments thereafter until fully vested on December 8, 2024. In the event stockholder approval is not obtained pursuant to the terms of grant, then the Reporting Person shall surrender the option to the Company for cancellation. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 21:10 UTC |
BEDU-ADDO FRANKDirector · President/CEO
|
GrantStock Option (Right to Buy) · Derivative | 707,800 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001140361-20-027860 · form4.xml · derivative · entry 1 BEDU-ADDO FRANK · CIK 0001770756 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,800 Underlying: Common Stock · 707,800 shares Expires 2030-12-08 F1 · derivative.exercise_date: The option was granted on December 8, 2020, subject to stockholder approval of the Issuer's Second Amended and Restated 2014 Equity Incentive Plan under Nasdaq Marketplace Rule 5635(c). The option is not exercisable until stockholder approval has been obtained. Contingent upon stockholder approval, one-quarter of the shares subject to the option shall vest on December 8, 2021, and the remainder shall vest in equal monthly installments thereafter until fully vested on December 8, 2024. In the event stockholder approval is not obtained pursuant to the terms of grant, then the Reporting Person shall surrender the option to the Company for cancellation. Read SEC document |
| November 03, 2020 Filed Nov 6, 2020 23:19 UTC |
BRAWLEY OTIS WDirector
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $2.09 | $0.00 |
DisclosureSEC source: 0001140361-20-024925 · form4.xml · derivative · entry 1 BRAWLEY OTIS W · CIK 0001213029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2030-11-03 F1 · derivative.exercise_date: One-third (1/3) of the shares underlying the option shall vest upon each of the first, second and third anniversaries of the date of grant, such that the option will be fully vested on November 3, 2023. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 18:32 UTC |
Iliev IlianDirector
|
GrantStock Option (Right to Buy) · Derivative | 1,874 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001140361-20-014764 · form4.xml · derivative · entry 1 Iliev Ilian · CIK 0001808804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,874 Underlying: Common Stock · 1,874 shares Expires 2030-06-23 F1 · derivative.exercise_date: One third of the shares underlying the option shall vest upon each of the first, second, and third anniversaries of the date of grant, such that the option will be fully vested on June 23, 2023. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 22:38 UTC |
Ali-Jackson KamilDirector
|
GrantStock Option (Right to Buy) · Derivative | 3,033 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001140361-20-014769 · form4.xml · derivative · entry 1 Ali-Jackson Kamil · CIK 0001654337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,033 Underlying: Common Stock · 3,033 shares Expires 2030-06-23 F1 · derivative.exercise_date: One third of the shares underlying the option shall vest upon each of the first, second, and third anniversaries of the date of grant, such that the option will be fully vested on June 23, 2023. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 18:43 UTC |
Freitag Gregory GeneDirector
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001140361-20-014773 · form4.xml · derivative · entry 1 Freitag Gregory Gene · CIK 0001492710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2030-06-23 F1 · derivative.exercise_date: One third of the shares underlying the option shall vest upon each of the first, second, and third anniversaries of the date of grant, such that the option will be fully vested on June 23, 2023. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 22:57 UTC |
Glover Stephen C.Director
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001140361-20-014781 · form4.xml · derivative · entry 1 Glover Steve C · CIK 0001304406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2030-06-23 F1 · derivative.exercise_date: One third of the shares underlying the option shall vest upon each of the first, second, and third anniversaries of the date of grant, such that the option will be fully vested on June 23, 2023. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 22:43 UTC |
SYKES RICHARDDirector
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001140361-20-014772 · form4.xml · derivative · entry 1 SYKES RICHARD · CIK 0001372810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2030-06-23 F1 · derivative.exercise_date: One third of the shares underlying the option shall vest upon each of the first, second, and third anniversaries of the date of grant, such that the option will be fully vested on June 23, 2023. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 22:35 UTC |
WOOD LAURENChief Medical Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001140361-20-014767 · form4.xml · derivative · entry 1 WOOD LAUREN · CIK 0001769757 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2030-06-23 F1 · derivative.exercise_date: This option, representing a right to purchase a total of 35,000 shares of Common Stock, will become exercisable on June 23, 2021, with 25% vesting on that date and the remaining 75% vesting in 36 equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 22:33 UTC |
Bloomquist DeLyle WDirector
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001140361-20-014765 · form4.xml · derivative · entry 1 Bloomquist DeLyle W · CIK 0001315488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2030-06-23 F1 · derivative.exercise_date: One third of the shares underlying the option shall vest upon each of the first, second, and third anniversaries of the date of grant, such that the option will be fully vested on June 23, 2023. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 22:29 UTC |
CONN GREGORYChief Scientific Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001140361-20-014762 · form4.xml · derivative · entry 1 CONN GREGORY · CIK 0001770008 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2030-06-23 F1 · derivative.exercise_date: This option, representing a right to purchase a total of 35,000 shares of Common Stock, will become exercisable on June 23, 2021, with 25% vesting on that date and the remaining 75% vesting in 36 equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 22:24 UTC |
BEDU-ADDO FRANKDirector · President/CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001140361-20-014759 · form4.xml · derivative · entry 1 BEDU-ADDO FRANK · CIK 0001770756 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2030-06-23 F1 · derivative.exercise_date: This option, representing a right to purchase a total of 125,000 shares of Common Stock, will become exercisable on June 23, 2021, with 25% vesting on that date and the remaining 75% vesting in 36 equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date. Read SEC document |
| April 08, 2020 Filed Apr 9, 2020 16:49 UTC |
Iliev IlianDirector
|
GrantStock Option (Right to Buy) · Derivative | 4,500 | $0.00 Strike: $0.72 | $0.00 |
DisclosureSEC source: 0001140361-20-008509 · form4.xml · derivative · entry 1 Iliev Ilian · CIK 0001808804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 4,500 shares Expires 2030-04-08 F1 · derivative.exercise_date: One-third (1/3) of the shares underlying the option shall vest upon each of the first, second and third anniversaries of the date of grant, such that the option will be fully vested on April 8, 2023. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:30 UTC |
Ali-Jackson KamilDirector
|
GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001140361-20-003908 · form4.xml · derivative · entry 1 Ali-Jackson Kamil · CIK 0001654337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2030-02-21 F1 · derivative.exercise_date: One-third (1/3) of the shares underlying the option shall vest upon each of the first, second and third anniversaries of the date of grant, such that the option will be fully vested on February 21, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.