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BRAWLEY OTIS W

Disclosed activity across 4 companies

Tapewire entity
38773
SEC CIK
0001213029

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGILENT TECHNOLOGIES, INC.A · Entity 3062DirectorMarch 19, 2026March 23, 2026
INCYTE CORPINCY · Entity 3182DirectorJune 08, 2026June 10, 2026
Lyell Immunopharma, Inc.LYEL · Entity 5757DirectorJune 10, 2026June 12, 2026
PDS Biotechnology CorpPDSB · Entity 7939DirectorJanuary 12, 2026March 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGILENT TECHNOLOGIES, INC.

Report date March 19, 2026 · Filed March 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,985.623 Reported balance After 2026-03-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-19 · Grant · Acquired 2,158 · Balance 12,985.623

F1: Shares acquired from award of Agilent Technologies, Inc. common stock for Non-Employee Directors that are fully vested upon grant. The reporting person has elected to defer receipt of these shares of common stock.

F2: 85.693 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan. The reporting person has elected to defer these shares of common stock.

Common StockSEC Table I · non-derivativeDirect13,873.623 Reported balance After 2026-03-19 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-03-19 · Grant · Acquired 888 · Balance 13,873.623

F3: Shares of Agilent Technologies, Inc. common stock held in a deferral account pursuant to the Agilent Technologies, Inc. 2005 Deferred Compensation Plan for Non-Employee Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired from award of Agilent Technologies, Inc. common stock for Non-Employee Directors that are fully vested upon grant. The reporting person has elected to defer receipt of these shares of common stock.

F2: 85.693 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan. The reporting person has elected to defer these shares of common stock.

F3: Shares of Agilent Technologies, Inc. common stock held in a deferral account pursuant to the Agilent Technologies, Inc. 2005 Deferred Compensation Plan for Non-Employee Directors.

INCYTE CORP

Report date June 08, 2026 · Filed June 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,894 Reported balance After 2026-06-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-08 · Grant · Acquired 1,642 · Balance 12,894

F1: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the RSU plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

F2: Including this grant, this includes an aggregate of 1,642 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Non Qualfied Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $100.64 · Expires 2036-06-07Direct6,111 Reported balance After 2026-06-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-08 · Grant · Acquired 6,111 · Balance 6,111

F3: This option vests in full on the first anniversary of the date of grant, or if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the option plan).

Filing footnotes · ownership attribution and instrument terms

F1: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the RSU plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

F2: Including this grant, this includes an aggregate of 1,642 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

F3: This option vests in full on the first anniversary of the date of grant, or if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the option plan).

Lyell Immunopharma, Inc.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.22 · Expires 2036-06-09Direct9,250 Reported balance After 2026-06-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-10 · Grant · Acquired 9,250 · Balance 9,250

F2: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 10, 2026 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 10, 2026, subject to the Reporting Person providing continuous service through such date.

Common StockSEC Table I · non-derivativeDirect1,782 Reported balance Holding disclosure · report date 2026-06-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,782

F1: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split.

Filing footnotes · ownership attribution and instrument terms

F1: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split.

F2: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 10, 2026 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 10, 2026, subject to the Reporting Person providing continuous service through such date.

PDS Biotechnology Corp

Report date January 12, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.98 · Expires 2036-01-12Direct54,876 Reported balance After 2026-01-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-12 · Grant · Acquired 54,876 · Balance 54,876

F1: The Stock Option will vest in full and become fully exercisable on the first anniversary of the date of grant, subject to the Reporting Person's continued service to the Issuer as a director through such date.

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Option will vest in full and become fully exercisable on the first anniversary of the date of grant, subject to the Reporting Person's continued service to the Issuer as a director through such date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2026 Filed Jun 12, 2026 20:17 UTC Lyell Immunopharma, Inc. LYEL · Entity 5757 GrantOption (right to buy) · Derivative 9,250 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001213029-26-000007 · form4-06122026_080623.xml · derivative · entry 2

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,250

Underlying: Common Stock · 9,250 shares

Expires 2036-06-09

F2 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 10, 2026 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 10, 2026, subject to the Reporting Person providing continuous service through such date.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:05 UTC INCYTE CORP INCY · Entity 3182 GrantNon Qualfied Stock Option (right to buy) · Derivative 6,111 $0.00 Strike: $100.64 $0.00
Disclosure

SEC source: 0001213029-26-000005 · wk-form4_1781121922.xml · derivative · entry 2

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,111

Underlying: Common Stock · 6,111 shares

Expires 2036-06-07

F3 · derivative.exercise_date: This option vests in full on the first anniversary of the date of grant, or if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the option plan).

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:05 UTC INCYTE CORP INCY · Entity 3182 GrantCommon Stock 1,642 $0.00 $0.00
Disclosure

SEC source: 0001213029-26-000005 · wk-form4_1781121922.xml · nonDerivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,894

F1 · shares: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the RSU plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

F2 · balance_after: Including this grant, this includes an aggregate of 1,642 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
March 19, 2026 Filed Mar 23, 2026 20:36 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 888 $111.75 $99,234.00
Disclosure

SEC source: 0001090872-26-000037 · form4.xml · nonDerivative · entry 2

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,873.623

F3 · shares: Shares of Agilent Technologies, Inc. common stock held in a deferral account pursuant to the Agilent Technologies, Inc. 2005 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 19, 2026 Filed Mar 23, 2026 20:36 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 2,158 $111.75 $241,156.50
Disclosure

SEC source: 0001090872-26-000037 · form4.xml · nonDerivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,985.623

F1 · price: Shares acquired from award of Agilent Technologies, Inc. common stock for Non-Employee Directors that are fully vested upon grant. The reporting person has elected to defer receipt of these shares of common stock.

F2 · balance_after: 85.693 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan. The reporting person has elected to defer these shares of common stock.

Read SEC document
January 12, 2026 Filed Mar 3, 2026 23:47 UTC PDS Biotechnology Corp PDSB · Entity 7939 GrantEmployee Stock Option (Right to Buy) · Derivative 54,876 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001140361-26-007640 · form4.xml · derivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,876

Underlying: Common Stock · 54,876 shares

Expires 2036-01-12

F1 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on the first anniversary of the date of grant, subject to the Reporting Person's continued service to the Issuer as a director through such date.

Read SEC document
June 11, 2025 Filed Jun 11, 2025 22:00 UTC PDS Biotechnology Corp PDSB · Entity 7939 GrantEmployee Stock Option (Right to Buy) · Derivative 22,700 $0.00 Strike: $1.75 $0.00
Disclosure

SEC source: 0001140361-25-022227 · form4.xml · derivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,700

Underlying: Common Stock · 22,700 shares

Expires 2035-06-11

F1 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on the first anniversary of the date of grant, subject to the Reporting Person's continued service to the Issuer as a director through such date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:31 UTC INCYTE CORP INCY · Entity 3182 GrantNon Qualfied Stock Option (right to buy) · Derivative 9,216 $0.00 Strike: $70.07 $0.00
Disclosure

SEC source: 0001628280-25-031014 · wk-form4_1749760266.xml · derivative · entry 2

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,216

Underlying: Common Stock · 9,216 shares

Expires 2035-06-09

F3 · derivative.exercise_date: This option vests in full on the first anniversary of the date of grant, or if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the option plan).

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:31 UTC INCYTE CORP INCY · Entity 3182 GrantCommon Stock 2,518 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031014 · wk-form4_1749760266.xml · nonDerivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,252

F1 · shares: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the RSU plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

F2 · balance_after: Including this grant, this includes an aggregate of 2,518 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
May 15, 2025 Filed May 19, 2025 22:45 UTC Lyell Immunopharma, Inc. LYEL · Entity 5757 GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $0.40 $0.00
Disclosure

SEC source: 0001415889-25-013710 · form4-05192025_100517.xml · derivative · entry 2

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2035-05-14

F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following May 15, 2025 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of May 15, 2025, subject to the Reporting Person providing continuous service through such date.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 19:46 UTC Lyell Immunopharma, Inc. LYEL · Entity 5757 PurchaseCommon Stock 35,640 $0.56 $19,958.40
Disclosure

SEC source: 0001415889-25-009604 · form4-04022025_070458.xml · nonDerivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,640

Read SEC document
March 14, 2025 Filed Mar 18, 2025 13:56 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 812 $121.18 $98,398.16
Disclosure

SEC source: 0001127602-25-009720 · form4.xml · nonDerivative · entry 2

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,741.93

F3 · shares: Shares of Agilent Technologies, Inc. common stock held in a deferral account pursuant to the Agilent Technologies, Inc. 2005 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 13:56 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 1,819 $121.18 $220,426.42
Disclosure

SEC source: 0001127602-25-009720 · form4.xml · nonDerivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,929.93

F1 · shares: Shares acquired from award of Agilent Technologies, Inc. common stock for Non-Employee Directors that are fully vested upon grant. The reporting person has elected to defer receipt of these shares of common stock.

F2 · balance_after: 55.473 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan. The reporting person has elected to defer these shares of common stock.

Read SEC document
June 24, 2024 Filed Jun 25, 2024 20:05 UTC PDS Biotechnology Corp PDSB · Entity 7939 GrantEmployee Stock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $2.86 $0.00
Disclosure

SEC source: 0001140361-24-031290 · form4.xml · derivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2034-06-24

F1 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on the first anniversary of the date of grant, subject to the Reporting Person's continued service to the Issuer as a director through such date.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 20:07 UTC Lyell Immunopharma, Inc. LYEL · Entity 5757 GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001415889-24-017147 · form4-06172024_080619.xml · derivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2034-06-13

F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 14, 2024 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 14, 2024, subject to the Reporting Person providing continuous service through such date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 16:15 UTC INCYTE CORP INCY · Entity 3182 GrantNon Qualfied Stock Option (right to buy) · Derivative 12,517 $0.00 Strike: $59.94 $0.00
Disclosure

SEC source: 0000879169-24-000094 · wk-form4_1718381735.xml · derivative · entry 2

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,517

Underlying: Common Stock · 12,517 shares

Expires 2034-06-11

F3 · derivative.exercise_date: This option vests in full on the first anniversary of the date of grant, or if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the option plan).

Read SEC document
June 12, 2024 Filed Jun 14, 2024 16:15 UTC INCYTE CORP INCY · Entity 3182 GrantCommon Stock 2,830 $0.00 $0.00
Disclosure

SEC source: 0000879169-24-000094 · wk-form4_1718381735.xml · nonDerivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,734

F1 · shares: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the RSU plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

F2 · balance_after: Including this grant, this includes an aggregate of 2,830 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:19 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 750 $147.48 $110,610.00
Disclosure

SEC source: 0001127602-24-010681 · form4.xml · nonDerivative · entry 2

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,055.457

F3 · shares: Shares of Agilent Technologies, Inc. common stock held in a deferral account pursuant to the Agilent Technologies, Inc. 2005 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:19 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 1,678 $147.48 $247,471.44
Disclosure

SEC source: 0001127602-24-010681 · form4.xml · nonDerivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,305.457

F1 · shares: Shares acquired from award of Agilent Technologies, Inc. common stock for Non-Employee Directors that are fully vested upon grant. The reporting person has elected to defer these shares of common stock.

F2 · balance_after: 42.181 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan. The reporting person has elected to defer these shares of common stock.

Read SEC document
September 08, 2023 Filed Sep 8, 2023 20:22 UTC Lyell Immunopharma, Inc. LYEL · Entity 5757 GrantOption (right to buy) · Derivative 55,000 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001209191-23-048782 · doc4.xml · derivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2033-09-07

F1 · security: On September 6, 2023, to align with benchmarking data, the issuer's Compensation Committee amended the Non-Employee Director Compensation Policy to increase the annual equity grant to non-employee directors. The Reporting Person was granted an option to purchase 65,000 shares on June 16, 2023, prior to the amendment of the policy. This additional option grant aligns the Reporting Person's total 2023 grants with the updated policy.

F2 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 16, 2023 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 16, 2023, subject to the Reporting Person providing continuous service through such date.

Read SEC document
July 14, 2023 Filed Jul 17, 2023 21:29 UTC PDS Biotechnology Corp PDSB · Entity 7939 GrantEmployee Stock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001140361-23-034838 · form4.xml · derivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2033-07-14

F1 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on the first anniversary of the date of grant, subject to the Reporting Person's continued service to the Issuer as a director through such date.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 20:41 UTC Lyell Immunopharma, Inc. LYEL · Entity 5757 GrantOption (right to buy) · Derivative 65,000 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001209191-23-038435 · doc4.xml · derivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2033-06-15

F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 16, 2023 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 16, 2023, subject to the Reporting Person providing continuous service through such date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:00 UTC INCYTE CORP INCY · Entity 3182 GrantNon-Qualified Stock Option (right to buy) · Derivative 11,294 $0.00 Strike: $61.44 $0.00
Disclosure

SEC source: 0001209191-23-037793 · doc4.xml · derivative · entry 2

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,294

Underlying: Common Stock · 11,294 shares

Expires 2033-06-13

F2 · derivative.exercise_date: This option vests in full on the first anniversary of the date of grant, or if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the option plan).

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:00 UTC INCYTE CORP INCY · Entity 3182 GrantCommon Stock 2,505 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037793 · doc4.xml · nonDerivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,904

F1 · shares: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the RSU plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

Read SEC document
March 16, 2023 Filed Mar 21, 2023 01:34 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 741 $136.82 $101,383.62
Disclosure

SEC source: 0000899243-23-009212 · doc4.xml · nonDerivative · entry 2

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,585.276

F3 · shares: Shares of Agilent Technologies, Inc. common stock held in a deferral account pursuant to the Agilent Technologies, Inc. 2005 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 16, 2023 Filed Mar 21, 2023 01:34 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 1,658 $136.82 $226,847.56
Disclosure

SEC source: 0000899243-23-009212 · doc4.xml · nonDerivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,844.276

F1 · shares: Shares acquired from award of Agilent Technologies, Inc. common stock for Non-Employee Directors that are fully vested upon grant. The reporting person has elected to defer these shares of common stock.

F2 · balance_after: 20.375 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan. The reporting person has elected to defer these shares of common stock.

Read SEC document
June 28, 2022 Filed Jun 29, 2022 20:15 UTC PDS Biotechnology Corp PDSB · Entity 7939 GrantStock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001140361-22-024468 · form4.xml · derivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-06-28

F1 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on the first anniversary of the date of grant, subject to the Reporting Person's continued service to the Issuer as a director through such date.

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June 15, 2022 Filed Jun 17, 2022 20:00 UTC INCYTE CORP INCY · Entity 3182 GrantNon-Qualified Stock Option (right to buy) · Derivative 9,124 $0.00 Strike: $68.55 $0.00
Disclosure

SEC source: 0001209191-22-037793 · doc4.xml · derivative · entry 2

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,124

Underlying: Common Stock · 9,124 shares

Expires 2032-06-14

F2 · derivative.exercise_date: This option vests in full on the first anniversary of the date of grant, or if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the option plan).

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June 15, 2022 Filed Jun 17, 2022 20:00 UTC INCYTE CORP INCY · Entity 3182 GrantCommon Stock 2,144 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037793 · doc4.xml · nonDerivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,399

F1 · shares: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the RSU plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

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June 08, 2022 Filed Jun 10, 2022 20:13 UTC Lyell Immunopharma, Inc. LYEL · Entity 5757 GrantOption (right to buy) · Derivative 65,000 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0001209191-22-035853 · doc4.xml · derivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2032-06-07

F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 8, 2022 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 8, 2022, subject to the Reporting Person providing continuous service through such date.

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March 17, 2022 Filed Mar 21, 2022 21:05 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 797 $136.82 $109,045.54
Disclosure

SEC source: 0001127602-22-010046 · form4.xml · nonDerivative · entry 2

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,165.901

F3 · shares: Shares of Agilent Technologies, Inc. common stock held in a deferral account pursuant to the Agilent Technologies, Inc. 2005 Deferred Compensation Plan for Non-Employee Directors.

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March 17, 2022 Filed Mar 21, 2022 21:05 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 1,785 $136.82 $244,223.70
Disclosure

SEC source: 0001127602-22-010046 · form4.xml · nonDerivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,368.901

F1 · shares: Shares acquired from award of Agilent Technologies, Inc. common stock for Non-Employee Directors that are fully vested upon grant. The reporting person has elected to defer receipt of these shares of common stock.

F2 · balance_after: 0.901 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan. The reporting person has elected to defer these shares of common stock.

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November 18, 2021 Filed Nov 19, 2021 19:10 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 179 $162.16 $29,026.64
Disclosure

SEC source: 0001127602-21-029665 · form4.xml · nonDerivative · entry 2

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583

F2 · shares: Shares of Agilent Technologies, Inc. common stock held in a deferral account pursuant to the Agilent Technologies, Inc. 2005 Deferred Compensation Plan for Non-Employee Directors.

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November 18, 2021 Filed Nov 19, 2021 19:10 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 404 $162.16 $65,512.64
Disclosure

SEC source: 0001127602-21-029665 · form4.xml · nonDerivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404

F1 · shares: Shares acquired from award of Agilent Technologies, Inc. common stock for Non-Employee Directors that are fully vested upon grant. The reporting person has elected to defer receipt of these shares of common stock.

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September 27, 2021 Filed Sep 29, 2021 22:19 UTC INCYTE CORP INCY · Entity 3182 GrantNon-Qualified Stock Option (right to buy) · Derivative 5,910 $0.00 Strike: $69.26 $0.00
Disclosure

SEC source: 0001209191-21-058108 · doc4.xml · derivative · entry 2

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,910

Underlying: Common Stock · 5,910 shares

Expires 2031-09-26

F2 · derivative.exercise_date: This option vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the Amended and Restated 2010 Stock Incentive Plan).

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September 27, 2021 Filed Sep 29, 2021 22:19 UTC INCYTE CORP INCY · Entity 3182 GrantCommon Stock 1,255 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058108 · doc4.xml · nonDerivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255

F1 · shares: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the Amended and Restated 2010 Stock Incentive Plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 23:20 UTC PDS Biotechnology Corp PDSB · Entity 7939 GrantStock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0001140361-21-021501 · form4.xml · derivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The Stock Option will vest in full and become fully exercisable on June 17, 2022.

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November 03, 2020 Filed Nov 6, 2020 23:19 UTC PDS Biotechnology Corp PDSB · Entity 7939 GrantStock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $2.09 $0.00
Disclosure

SEC source: 0001140361-20-024925 · form4.xml · derivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2030-11-03

F1 · derivative.exercise_date: One-third (1/3) of the shares underlying the option shall vest upon each of the first, second and third anniversaries of the date of grant, such that the option will be fully vested on November 3, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.