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CONN GREGORY

Disclosed activity across 1 company

Tapewire entity
63270
SEC CIK
0001770008

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PDS Biotechnology CorpPDSB · Entity 7939Chief Scientific OfficerJanuary 12, 2026March 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PDS Biotechnology Corp

Report date January 12, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.98 · Expires 2036-01-12Direct150,000 Reported balance After 2026-01-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-12 · Grant · Acquired 150,000 · Balance 150,000

F1: The option will vest over four years, as follows: 25% of the shares underlying the option will vest and become exercisable on January 12, 2027, with the remaining 75% vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The option will vest over four years, as follows: 25% of the shares underlying the option will vest and become exercisable on January 12, 2027, with the remaining 75% vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 12, 2026 Filed Mar 3, 2026 23:47 UTC PDS Biotechnology Corp PDSB · Entity 7939 GrantEmployee Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001140361-26-007648 · form4.xml · derivative · entry 1

CONN GREGORY · CIK 0001770008 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2036-01-12

F1 · derivative.exercise_date: The option will vest over four years, as follows: 25% of the shares underlying the option will vest and become exercisable on January 12, 2027, with the remaining 75% vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
June 12, 2025 Filed Jul 25, 2025 22:12 UTC PDS Biotechnology Corp PDSB · Entity 7939 GrantEmployee Stock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001140361-25-027401 · form4.xml · derivative · entry 2

CONN GREGORY · CIK 0001770008 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-06-12

F2 · derivative.exercise_date: The option will vest over four years, as follows: 25% of the shares underlying the option will vest and become exercisable on June 12, 2026, with the remaining 75% vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
February 28, 2024 Filed Jul 25, 2025 22:12 UTC PDS Biotechnology Corp PDSB · Entity 7939 GrantEmployee Stock Option (Right to Buy) · Derivative 46,648 $0.00 Strike: $5.87 $0.00
Disclosure

SEC source: 0001140361-25-027401 · form4.xml · derivative · entry 1

CONN GREGORY · CIK 0001770008 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,648

Underlying: Common Stock · 46,648 shares

Expires 2034-02-28

F1 · derivative.exercise_date: The option will vest over four years, as follows: 25% of the shares underlying the option will vest and become exercisable on February 28, 2025, with the remaining 75% vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 21:59 UTC PDS Biotechnology Corp PDSB · Entity 7939 GrantEmployee Stock Option (Right to Buy) · Derivative 137,200 $0.00 Strike: $11.61 $0.00
Disclosure

SEC source: 0001140361-23-000825 · form4.xml · derivative · entry 1

CONN GREGORY · CIK 0001770008 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,200

Underlying: Common Stock · 137,200 shares

Expires 2033-01-05

F1 · derivative.exercise_date: This option, representing a right to purchase a total of 137,200 shares of Common Stock, will become exercisable on January 5, 2024, with 25% vesting on that date and the remaining 75% vesting in equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date, until fully vested on January 5, 2027.

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January 19, 2022 Filed Jan 20, 2022 21:05 UTC PDS Biotechnology Corp PDSB · Entity 7939 GrantEmployee Stock Option (Right to Buy) · Derivative 112,100 $0.00 Strike: $6.28 $0.00
Disclosure

SEC source: 0001140361-22-002189 · form4.xml · derivative · entry 1

CONN GREGORY · CIK 0001770008 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,100

Underlying: Common Stock · 112,100 shares

Expires 2032-01-19

F1 · derivative.exercise_date: This option, representing a right to purchase a total of 112,100 shares of Common Stock, will become exercisable on January 19, 2023, with 25% vesting on that date and the remaining 75% vesting in equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date, until fully vested on January 19, 2026.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:20 UTC PDS Biotechnology Corp PDSB · Entity 7939 GrantStock Option (Right to Buy) · Derivative 122,400 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001140361-20-027874 · form4.xml · derivative · entry 1

CONN GREGORY · CIK 0001770008 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,400

Underlying: Common Stock · 122,400 shares

Expires 2030-12-08

F1 · derivative.exercise_date: The option was granted on December 8, 2020, subject to stockholder approval of the Issuer's Second Amended and Restated 2014 Equity Incentive Plan under Nasdaq Marketplace Rule 5635(c). The option is not exercisable until stockholder approval has been obtained. Contingent upon stockholder approval, one-quarter of the shares subject to the option shall vest on December 8, 2021, and the remainder shall vest in equal monthly installments thereafter until fully vested on December 8, 2024. In the event stockholder approval is not obtained pursuant to the terms of grant, then the Reporting Person shall surrender the option to the Company for cancellation.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 22:29 UTC PDS Biotechnology Corp PDSB · Entity 7939 GrantEmployee Stock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001140361-20-014762 · form4.xml · derivative · entry 1

CONN GREGORY · CIK 0001770008 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2030-06-23

F1 · derivative.exercise_date: This option, representing a right to purchase a total of 35,000 shares of Common Stock, will become exercisable on June 23, 2021, with 25% vesting on that date and the remaining 75% vesting in 36 equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 21:43 UTC PDS Biotechnology Corp PDSB · Entity 7939 GrantStock Option (Right To Purchase) · Derivative 40,000 $0.00 Strike: $6.39 $0.00
Disclosure

SEC source: 0001127602-19-021146 · form4.xml · derivative · entry 1

CONN GREGORY · CIK 0001770008 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2029-06-06

F1 · derivative.exercise_date: This option, representing a right to purchase a total of 40,000 shares of Common Stock, will become exercisable on June 6, 2020, with 25% vesting on that date and the remaining 75% vesting in 36 equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.