PDFS

SEC source: 0001437749-21-005445 · rdgdoc.xml · derivative · entry 3

MICHAELS KIMON · CIK 0001165534 · Director · EVP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2021-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/48th of the total number of options vested on June 27, 2011 and 1/48th of the total options vested on the 27th of each month thereafter, until fully vested on 5/27/2015.

SEC source: 0001437749-21-005445 · rdgdoc.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · EVP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 111,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-001774 · rdgdoc.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · EVP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 104,244

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

F1 · shares: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

SEC source: 0001437749-21-000107 · rdgdoc.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · EVP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 104,269

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

SEC source: 0001415889-22-001892 · form4a-02252022_020227.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · EVP OF PRODUCTS AND SOLUTIONS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 105,169

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of restricted stock units. This is not a sale of shares in the market.

F2 · balance_after: The purpose of this amendment is to correct the arithmetical error to increase the total amount by 900 shares, which were inadvertently subtracted from the total amount on Form 4 filed on 1/5/2021 and all following filings through this Form.

SEC source: 0001437749-21-000087 · rdgdoc.xml · nonDerivative · entry 1

Raza Adnan · CIK 0001803614 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,818

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

F1 · shares: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

F2 · balance_after: Includes 1,192 shares of common stock that were purchased on July 31, 2020 under the PDF Employee Stock Purchase Plan.

SEC source: 0001437749-20-024354 · rdgdoc.xml · nonDerivative · entry 1

Yin Gerald Zheyao · CIK 0001739921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,023

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $21.02 to $21.435

SEC source: 0001437749-20-016551 · rdgdoc.xml · nonDerivative · entry 1

BRONSON JOSEPH R · CIK 0001209040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,702

F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · shares: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · price: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

SEC source: 0001437749-20-016549 · rdgdoc.xml · nonDerivative · entry 1

Iansiti Marco · CIK 0001690352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,565

F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · shares: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · price: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

SEC source: 0001437749-20-016546 · rdgdoc.xml · nonDerivative · entry 1

GUSTAFSON MICHAEL B · CIK 0001245081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,004

F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · shares: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · price: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

SEC source: 0001437749-20-016544 · rdgdoc.xml · nonDerivative · entry 1

Zhang Shuo · CIK 0001782026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,691

F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · shares: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · price: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

SEC source: 0001437749-20-016491 · rdgdoc.xml · nonDerivative · entry 1

Yin Gerald Zheyao · CIK 0001739921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,701

F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · shares: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · price: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

SEC source: 0001437749-20-016481 · rdgdoc.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · EVP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 105,269

F1 · kind: This represents an award of Restricted Stock Units (Total Shares). 12.5% of the Total Shares shall vest on the date that is six months from the Vesting Start Date and 12.5% of the total shares shall vest on each date that is six (6) months thereafter until fully vested, subject to the Recipient's continued services through each applicable vesting date.

F1 · shares: This represents an award of Restricted Stock Units (Total Shares). 12.5% of the Total Shares shall vest on the date that is six months from the Vesting Start Date and 12.5% of the total shares shall vest on each date that is six (6) months thereafter until fully vested, subject to the Recipient's continued services through each applicable vesting date.

F1 · price: This represents an award of Restricted Stock Units (Total Shares). 12.5% of the Total Shares shall vest on the date that is six months from the Vesting Start Date and 12.5% of the total shares shall vest on each date that is six (6) months thereafter until fully vested, subject to the Recipient's continued services through each applicable vesting date.

SEC source: 0001437749-20-014579 · rdgdoc.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · EVP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 104,785

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

SEC source: 0001437749-20-001602 · rdgdoc.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,225

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

SEC source: 0001437749-20-000084 · rdgdoc.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · EVP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 104,885

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

SEC source: 0001437749-19-021904 · rdgdoc.xml · nonDerivative · entry 2

GUSTAFSON MICHAEL B · CIK 0001245081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,316

F1 · shares: Shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs).

SEC source: 0001437749-19-021904 · rdgdoc.xml · nonDerivative · entry 1

GUSTAFSON MICHAEL B · CIK 0001245081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,530

F1 · shares: Shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs).

SEC source: 0001437749-19-018293 · rdgdoc.xml · derivative · entry 5

MICHAELS KIMON · CIK 0001165534 · Director · EVP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 32,000 shares

Expires 2019-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the total grant vested on the first anniversary of the grant date, and monthly thereafter until fully vested on 10/22/2013.

SEC source: 0001437749-19-018293 · rdgdoc.xml · nonDerivative · entry 3

MICHAELS KIMON · CIK 0001165534 · Director · EVP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 104,985

F3 · kind: This represents shares withheld by the Company to satisfy tax withholding obligations with respect to the acquisition of Stock Options. This is not a sale of shares in the market.

SEC source: 0001437749-19-018293 · rdgdoc.xml · nonDerivative · entry 2

MICHAELS KIMON · CIK 0001165534 · Director · EVP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 112,922

F2 · kind: The exercise price was paid in the form of 10,159 shares of PDF Solutions, Inc. common stock owned by the Filer and surrendered to the Company. This was not a transaction on the open market.

SEC source: 0001437749-19-018293 · rdgdoc.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · EVP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 123,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-015356 · rdgdoc.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,084

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

SEC source: 0001437749-19-015298 · rdgdoc.xml · nonDerivative · entry 1

Zhang Shuo · CIK 0001782026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,003

F1 · kind: These shares represent an award of restricted stock units under the Company's Director Compensation Program. 12.5% of the total shares will vest every 6 months after the grant effective date until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors

F1 · shares: These shares represent an award of restricted stock units under the Company's Director Compensation Program. 12.5% of the total shares will vest every 6 months after the grant effective date until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors

F1 · price: These shares represent an award of restricted stock units under the Company's Director Compensation Program. 12.5% of the total shares will vest every 6 months after the grant effective date until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors

SEC source: 0001437749-19-013545 · rdgdoc.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · EVP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 91,081

F1 · kind: This represents an award of Restricted Stock Units (Total Shares). 12.5% of the Total Shares shall vest on the date that is six months from the Effective Date of Grant and 12.5% of the total shares shall vest on each dated that is six (6) months thereafter until fully vested, subject to the Recipient's continued services through each applicable vesting date.

F1 · shares: This represents an award of Restricted Stock Units (Total Shares). 12.5% of the Total Shares shall vest on the date that is six months from the Effective Date of Grant and 12.5% of the total shares shall vest on each dated that is six (6) months thereafter until fully vested, subject to the Recipient's continued services through each applicable vesting date.

F1 · price: This represents an award of Restricted Stock Units (Total Shares). 12.5% of the Total Shares shall vest on the date that is six months from the Effective Date of Grant and 12.5% of the total shares shall vest on each dated that is six (6) months thereafter until fully vested, subject to the Recipient's continued services through each applicable vesting date.

SEC source: 0001437749-19-013481 · rdgdoc.xml · nonDerivative · entry 1

GUSTAFSON MICHAEL B · CIK 0001245081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,916

F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on July 1, 2019 and 25% of the total shares shall vest on each anniversary of the grant effective date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · shares: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on July 1, 2019 and 25% of the total shares shall vest on each anniversary of the grant effective date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · price: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on July 1, 2019 and 25% of the total shares shall vest on each anniversary of the grant effective date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

SEC source: 0001437749-19-013479 · rdgdoc.xml · nonDerivative · entry 1

Iansiti Marco · CIK 0001690352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,877

F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on July 1, 2019 and 25% of the total shares shall vest on each anniversary of the grant effective date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · shares: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on July 1, 2019 and 25% of the total shares shall vest on each anniversary of the grant effective date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · price: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on July 1, 2019 and 25% of the total shares shall vest on each anniversary of the grant effective date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

SEC source: 0001437749-19-013477 · rdgdoc.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,169

F1 · kind: These shares represent an award of restricted stock units under the Company's Director Compensation Program. 12.5% of the total shares will vest every 6 months after the grant effective date until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors

F1 · shares: These shares represent an award of restricted stock units under the Company's Director Compensation Program. 12.5% of the total shares will vest every 6 months after the grant effective date until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors

F1 · price: These shares represent an award of restricted stock units under the Company's Director Compensation Program. 12.5% of the total shares will vest every 6 months after the grant effective date until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors

SEC source: 0001437749-19-013475 · rdgdoc.xml · nonDerivative · entry 1

BRONSON JOSEPH R · CIK 0001209040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,014

F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on July 1, 2019 and 25% of the total shares shall vest on each anniversary of the grant effective date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · shares: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on July 1, 2019 and 25% of the total shares shall vest on each anniversary of the grant effective date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · price: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on July 1, 2019 and 25% of the total shares shall vest on each anniversary of the grant effective date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

SEC source: 0001437749-19-013473 · rdgdoc.xml · nonDerivative · entry 1

Yin Gerald Zheyao · CIK 0001739921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,013

F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the Total Shares vested on July 1, 2019 and 25% of the Total Shares shall vest annually thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · shares: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the Total Shares vested on July 1, 2019 and 25% of the Total Shares shall vest annually thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · price: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the Total Shares vested on July 1, 2019 and 25% of the Total Shares shall vest annually thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

SEC source: 0001437749-20-016506 · rdgdoc.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,857

F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · shares: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · price: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

SEC source: 0001437749-19-012046 · rdgdoc.xml · nonDerivative · entry 1

GUSTAFSON MICHAEL B · CIK 0001245081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,228

F1 · price: Average weighted purchase price for shares disposed in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $12.9474 and $12.9494

SEC source: 0001437749-19-011375 · rdgdoc.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · EVP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 89,137

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

SEC source: 0001437749-18-021597 · rdgdoc.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · VP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 89,175

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

SEC source: 0001437749-18-019442 · rdgdoc.xml · nonDerivative · entry 1

Iansiti Marco · CIK 0001690352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,189

F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on November 1, 2018 and 25% of the total shares shall vest on each anniversary of the grant effective date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · shares: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on November 1, 2018 and 25% of the total shares shall vest on each anniversary of the grant effective date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

SEC source: 0001437749-18-019446 · rdgdoc.xml · nonDerivative · entry 1

GUSTAFSON MICHAEL B · CIK 0001245081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,228

F1 · kind: These shares represent an award of restricted stock units under the Company's Director Compensation Program. 12.5% of the total shares will vest every 6 months after the grant effective date until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors

F1 · shares: These shares represent an award of restricted stock units under the Company's Director Compensation Program. 12.5% of the total shares will vest every 6 months after the grant effective date until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors

F1 · price: These shares represent an award of restricted stock units under the Company's Director Compensation Program. 12.5% of the total shares will vest every 6 months after the grant effective date until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors

SEC source: 0001437749-18-019444 · rdgdoc.xml · nonDerivative · entry 1

BRONSON JOSEPH R · CIK 0001209040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,326

F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on November 1, 2018 and 25% of the total shares shall vest on each anniversary of the grant effective date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

F1 · shares: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on November 1, 2018 and 25% of the total shares shall vest on each anniversary of the grant effective date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

SEC source: 0001437749-18-014413 · rdgdoc.xml · nonDerivative · entry 1

Yin Gerald Zheyao · CIK 0001739921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,325

F1 · shares: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 1/8th of the Total Shares vest every 6 months after the grant date until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

SEC source: 0001437749-18-012814 · rdgdoc.xml · nonDerivative · entry 1

WALKER GREGORY C · CIK 0001227568 · CFO, VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,468

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

SEC source: 0001437749-18-011313 · rdgdoc.xml · nonDerivative · entry 1

WALKER GREGORY C · CIK 0001227568 · CFO, VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,875

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

F2 · balance_after: 2. Includes 1,498 shares of common stock that were purchased on January 31, 2018 under the PDF Employee Stock Purchase Plan

SEC source: 0001437749-18-011312 · rdgdoc.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · VP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 89,213

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

SEC source: 0001437749-18-011311 · rdgdoc.xml · nonDerivative · entry 1

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,840

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

F2 · balance_after: 2. Includes 1,560 shares of common stock that were purchased on January 31, 2018 under the PDF Employee Stock Purchase Plan

SEC source: 0001437749-18-012819 · rdgdoc.xml · nonDerivative · entry 1

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,082

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

SEC source: 0001437749-18-000054 · rdgdoc.xml · nonDerivative · entry 1

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,583

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

SEC source: 0001437749-18-000053 · rdgdoc.xml · nonDerivative · entry 1

WALKER GREGORY C · CIK 0001227568 · CFO, VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,707

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

SEC source: 0001437749-17-020126 · rdgdoc.xml · nonDerivative · entry 1

WALKER GREGORY C · CIK 0001227568 · CFO, VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,913

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

F2 · balance_after: Includes 914 shares of common stock that were purchased on July 31, 2017 under the PDF Employee Stock Purchase Plan

SEC source: 0001437749-17-020122 · rdgdoc.xml · nonDerivative · entry 1

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,132

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

F2 · balance_after: Includes 852 shares of common stock that were purchased on July 31, 2017 under the PDF Employee Stock Purchase Plan

SEC source: 0001437749-17-020121 · rdgdoc.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · VP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 89,251

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

SEC source: 0001437749-17-015090 · rdgdoc.xml · nonDerivative · entry 1

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,967

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $15.00 to $15.025.

SEC source: 0001437749-17-012223 · rdgdoc.xml · nonDerivative · entry 1

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,714

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.