Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PDF SOLUTIONS INCPDFS · Entity 4596 | Director | August 18, 2017 | August 21, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PDF SOLUTIONS INC
Report date August 18, 2017 · Filed August 21, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 318,967 |
Reported balance
After 2017-08-18 transaction · row 1
1 source rowRow 1 · 2017-08-18 · Sale · Disposed 60,000 · Balance 318,967 F1: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $15.00 to $15.025. |
| Common StockSEC Table I · non-derivative | IndirectBy Lanza techVentures | 121,720 |
Reported balance
Holding disclosure · report date 2017-08-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 121,720 |
Filing footnotes · ownership attribution and instrument terms
F1: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $15.00 to $15.025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2017 Filed Aug 21, 2017 17:55 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | SaleCommon Stock | 60,000 | $15.00 | $900,156.00 |
DisclosureSEC source: 0001437749-17-015090 · rdgdoc.xml · nonDerivative · entry 1 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,967 F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $15.00 to $15.025. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 22:56 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Exercise / conversionStock Options (Right to Buy) · Derivative | 45,000 | $4.82 Strike: $4.82 | $216,900.00 |
DisclosureSEC source: 0001437749-17-011224 · rdgdoc.xml · derivative · entry 4 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires 2020-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total number of stock options vested on May 18, 2011 and the remaining options vested monthly thereafter on the 18th date of each month. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 22:56 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | SaleCommon Stock | 45,000 | $17.57 | $790,591.50 |
DisclosureSEC source: 0001437749-17-011224 · rdgdoc.xml · nonDerivative · entry 2 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,967 F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $17.46 to $17.79. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 22:56 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Exercise / conversionCommon Stock | 45,000 | $4.82 | $216,900.00 |
DisclosureSEC source: 0001437749-17-011224 · rdgdoc.xml · nonDerivative · entry 1 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 18:11 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | GrantCommon Stock | 13,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-010614 · rdgdoc.xml · nonDerivative · entry 1 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,967 F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the Total Shares vested on June 1, 2017 and 25% of the Total Shares shall vest annually thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors. Read SEC document |
| May 25, 2017 Filed May 26, 2017 19:56 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Exercise / conversionStock Options (Right to Buy) · Derivative | 45,000 | $2.30 Strike: $2.30 | $103,500.00 |
DisclosureSEC source: 0001437749-17-010172 · rdgdoc.xml · derivative · entry 6 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires 2019-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These shares represent exercise of Stock Options (right to buy) granted on July 31, 2009 under the Company's Director Compensation Program (Total Options) 25% of the Total Options vested on July 31, 2010 and 1/48th of the Total Options vested monthly thereafter until fully vested. Read SEC document |
| May 25, 2017 Filed May 26, 2017 19:56 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Exercise / conversionCommon Stock | 45,000 | $2.30 | $103,500.00 |
DisclosureSEC source: 0001437749-17-010172 · rdgdoc.xml · nonDerivative · entry 3 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:56 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Exercise / conversionStock Options (Right to Buy) · Derivative | 30,000 | $10.35 Strike: $10.35 | $310,500.00 |
DisclosureSEC source: 0001437749-17-010172 · rdgdoc.xml · derivative · entry 5 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2017-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares represent exercise of Stock Options (right to buy) granted on June 6, 2007 under the Company's Director Compensation Program (Total Options). 25% of the Total Options vested on June 6, 2008 and 1/48th of the Total Options vested on the last day of each month thereafter until fully vested. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:56 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | SaleCommon Stock | 30,000 | $16.50 | $495,096.00 |
DisclosureSEC source: 0001437749-17-010172 · rdgdoc.xml · nonDerivative · entry 2 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,623 F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $16.50 to $16.56. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:56 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Exercise / conversionCommon Stock | 30,000 | $10.35 | $310,500.00 |
DisclosureSEC source: 0001437749-17-010172 · rdgdoc.xml · nonDerivative · entry 1 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 22, 2017 18:16 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Exercise / conversionStock Options (Right to Buy) · Derivative | 15,000 | $10.43 Strike: $10.43 | $156,450.00 |
DisclosureSEC source: 0001437749-17-009768 · rdgdoc.xml · derivative · entry 4 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares represent a grant of Stock Options (right to buy) granted on May 30, 2007 under the Company's Director Compensation Program (Total Options). 25% of the Total Options vested on May 30, 2008 and 1/48th of the Total Options vested on the 30th day of each month thereafter until fully vested. Read SEC document |
| May 18, 2017 Filed May 22, 2017 18:16 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | SaleCommon Stock | 15,000 | $16.61 | $249,174.00 |
DisclosureSEC source: 0001437749-17-009768 · rdgdoc.xml · nonDerivative · entry 2 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,623 F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $16.51 to $16.70. Read SEC document |
| May 18, 2017 Filed May 22, 2017 18:16 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Exercise / conversionCommon Stock | 15,000 | $10.43 | $156,450.00 |
DisclosureSEC source: 0001437749-17-009768 · rdgdoc.xml · nonDerivative · entry 1 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 00:51 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Tax withholdingCommon Stock | 14,000 | $19.89 | $278,495.00 |
DisclosureSEC source: 0001437749-16-041641 · rdgdoc.xml · nonDerivative · entry 2 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,623 F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $19.865 to $19.915. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 00:51 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Exercise / conversionCommon Stock | 45,000 | $5.40 | $243,000.00 |
DisclosureSEC source: 0001437749-16-041641 · rdgdoc.xml · nonDerivative · entry 1 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2016 Filed Mar 14, 2017 00:13 UTC Amendment | PDF SOLUTIONS INC PDFS · Entity 4596 | Exercise / conversionStock Options (Right to Buy) · Derivative | 45,000 | $5.40 Strike: $5.40 | $243,000.00 |
DisclosureSEC source: 0001437749-17-004432 · rdgdoc.xml · derivative · entry 4 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires 2018-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total shares subject to the option (the "Total Shares") vested on May 22, 2009 and 1/48th of the Total Shares vested on the 22nd day of each month thereafter; Fully vested as of May 22, 2012 Read SEC document |
| November 08, 2016 Filed Mar 14, 2017 00:13 UTC Amendment | PDF SOLUTIONS INC PDFS · Entity 4596 | SaleCommon Stock | 14,000 | $19.89 | $278,495.00 |
DisclosureSEC source: 0001437749-17-004432 · rdgdoc.xml · nonDerivative · entry 2 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,623 F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $19.865 to $19.915. Read SEC document |
| November 08, 2016 Filed Mar 14, 2017 00:13 UTC Amendment | PDF SOLUTIONS INC PDFS · Entity 4596 | Exercise / conversionCommon Stock | 45,000 | $5.40 | $243,000.00 |
DisclosureSEC source: 0001437749-17-004432 · rdgdoc.xml · nonDerivative · entry 1 LANZA LUCIO · CIK 0001218982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.