Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PDF SOLUTIONS INCPDFS · Entity 4596 | Vice President, CSS | July 01, 2018 | July 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PDF SOLUTIONS INC
Report date July 01, 2018 · Filed July 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,082 |
Reported balance
After 2018-06-01 transaction · row 1
1 source rowRow 1 · 2018-06-01 · Tax withholding · Disposed 758 · Balance 46,082 F1: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market. |
Filing footnotes · ownership attribution and instrument terms
F1: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2018 Filed Jun 6, 2018 00:20 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Tax withholdingCommon Stock | 2,303 | $13.07 | $30,100.21 |
DisclosureSEC source: 0001437749-18-011311 · rdgdoc.xml · nonDerivative · entry 1 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,840 F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market. F2 · balance_after: 2. Includes 1,560 shares of common stock that were purchased on January 31, 2018 under the PDF Employee Stock Purchase Plan Read SEC document |
| June 01, 2018 Filed Jul 2, 2018 23:26 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Tax withholdingCommon Stock | 758 | $11.98 | $9,080.84 |
DisclosureSEC source: 0001437749-18-012819 · rdgdoc.xml · nonDerivative · entry 1 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,082 F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 14:36 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Tax withholdingCommon Stock | 549 | $15.70 | $8,619.30 |
DisclosureSEC source: 0001437749-18-000054 · rdgdoc.xml · nonDerivative · entry 1 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,583 F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 20:55 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Tax withholdingCommon Stock | 1,434 | $16.93 | $24,277.62 |
DisclosureSEC source: 0001437749-17-020122 · rdgdoc.xml · nonDerivative · entry 1 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,132 F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market. F2 · balance_after: Includes 852 shares of common stock that were purchased on July 31, 2017 under the PDF Employee Stock Purchase Plan Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 19:47 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Tax withholdingCommon Stock | 823 | $16.45 | $13,538.35 |
DisclosureSEC source: 0001437749-17-012223 · rdgdoc.xml · nonDerivative · entry 1 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,714 F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 17:43 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Tax withholdingCommon Stock | 2,282 | $16.50 | $37,653.00 |
DisclosureSEC source: 0001437749-17-010609 · rdgdoc.xml · nonDerivative · entry 2 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,537 F3 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 17:43 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | GrantCommon Stock | 23,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-010609 · rdgdoc.xml · nonDerivative · entry 1 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,819 F1 · kind: These shares represent an award of restricted stock units. F2 · shares: These shares represent an award of Restricted Stock Units (Total Shares). Of the Total Shares: (1) 8,138 shall vest as follows: 25% of the Total Shares vested on June 1, 2017 and 25% of the Total Shares shall vest annually thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date; and (2) 15,500 shall vest as follows: 12.5% of the total shares shall vest on the date that is six (6) month after June 1, 2017 and 12.5% of the total shares shall vest on each date that is six (6) months thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date. Read SEC document |
| May 01, 2017 Filed May 4, 2017 01:32 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Tax withholdingCommon Stock | 327 | $17.58 | $5,748.66 |
DisclosureSEC source: 0001437749-17-007896 · rdgdoc.xml · nonDerivative · entry 1 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,181 F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 01:30 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | SaleCommon Stock | 981 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-002910 · rdgdoc.xml · nonDerivative · entry 3 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,508 F4 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $22.134 to $22.1596. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 01:30 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Exercise / conversionStock Options (Right to Buy) · Derivative | 6,667 | $8.79 Strike: $8.79 | $58,602.93 |
DisclosureSEC source: 0001437749-17-002910 · rdgdoc.xml · derivative · entry 6 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,667 shares Expires 2022-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Earliest vesting date of the total stock options granted on May 22, 2012 was June 22, 2012 1/48th of the total shares vesting monthly until fully vested on June 22, 2016. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 01:30 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,500 | $8.79 Strike: $8.79 | $21,975.00 |
DisclosureSEC source: 0001437749-17-002910 · rdgdoc.xml · derivative · entry 5 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2022-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/4th of the total number of shares subject to option vested on May 22, 2012 and 1/4th of the total shares vested each anniversary of the grant date, fully vested on May 22, 2015. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 01:30 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,688 | $6.21 Strike: $6.21 | $10,482.48 |
DisclosureSEC source: 0001437749-17-002910 · rdgdoc.xml · derivative · entry 4 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,688 shares Expires 2021-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Earliest vesting date of the stock options granted on May, 27, 2011 was June 27, 2011 with 1/48th of the total shares vesting monthly until fully vested on June 27, 2014. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 01:30 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | SaleCommon Stock | 17,952 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-002910 · rdgdoc.xml · nonDerivative · entry 2 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,489 F3 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $22.00 to $22.52. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 01:30 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Exercise / conversionCommon Stock | 10,855 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-002910 · rdgdoc.xml · nonDerivative · entry 1 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Includes exercise of fully vested stock options grants awarded to the Reporting person on May 22, 2011 and on May 22, 2012 F2 · balance_after: Includes 1,561 shares of common stock that were purchased on January 31, 2017 under the PDF Employee Stock Purchase Plan Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 01:11 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Tax withholdingCommon Stock | 548 | $22.55 | $12,357.40 |
DisclosureSEC source: 0001437749-17-000204 · rdgdoc.xml · nonDerivative · entry 1 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,025 F1 · kind: (1) This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market. Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:27 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Tax withholdingCommon Stock | 706 | $21.95 | $15,496.70 |
DisclosureSEC source: 0001437749-16-042951 · rdgdoc.xml · nonDerivative · entry 1 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,573 F1 · kind: (1) This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:58 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Tax withholdingCommon Stock | 327 | $19.32 | $6,317.64 |
DisclosureSEC source: 0001437749-16-040976 · rdgdoc.xml · nonDerivative · entry 1 HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,279 F1 · kind: (1) This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.