Last 12 months
Inside the activity.
0 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 6 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 13 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 26, 2018 Filed Nov 27, 2018 01:10 UTC |
CABILLOT RAYMOND EDirector · 10% owner
FARNAM STREET PARTNERS LP /MN10% owner
|
SaleCommon Stock | 100 | $14.58 | $1,457.50 |
DisclosureSEC source: 0001553350-18-001293 · ownership.xml · nonDerivative · entry 6 CABILLOT RAYMOND E · CIK 0001361476 · Director · 10% owner FARNAM STREET PARTNERS LP /MN · CIK 0001058465 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Farnam Street Partners, L.P Disclosed balance after: 557,886 Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 01:10 UTC |
CABILLOT RAYMOND EDirector · 10% owner
FARNAM STREET PARTNERS LP /MN10% owner
|
SaleCommon Stock | 40 | $14.60 | $584.00 |
DisclosureSEC source: 0001553350-18-001293 · ownership.xml · nonDerivative · entry 5 CABILLOT RAYMOND E · CIK 0001361476 · Director · 10% owner FARNAM STREET PARTNERS LP /MN · CIK 0001058465 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Farnam Street Partners, L.P Disclosed balance after: 557,986 Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 01:10 UTC |
CABILLOT RAYMOND EDirector · 10% owner
FARNAM STREET PARTNERS LP /MN10% owner
|
SaleCommon Stock | 1,020 | $14.62 | $14,912.40 |
DisclosureSEC source: 0001553350-18-001293 · ownership.xml · nonDerivative · entry 4 CABILLOT RAYMOND E · CIK 0001361476 · Director · 10% owner FARNAM STREET PARTNERS LP /MN · CIK 0001058465 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Farnam Street Partners, L.P Disclosed balance after: 558,026 Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 01:10 UTC |
CABILLOT RAYMOND EDirector · 10% owner
FARNAM STREET PARTNERS LP /MN10% owner
|
SaleCommon Stock | 100 | $14.64 | $1,464.00 |
DisclosureSEC source: 0001553350-18-001293 · ownership.xml · nonDerivative · entry 3 CABILLOT RAYMOND E · CIK 0001361476 · Director · 10% owner FARNAM STREET PARTNERS LP /MN · CIK 0001058465 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Farnam Street Partners, L.P Disclosed balance after: 559,046 Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 01:10 UTC |
CABILLOT RAYMOND EDirector · 10% owner
FARNAM STREET PARTNERS LP /MN10% owner
|
SaleCommon Stock | 456 | $14.65 | $6,680.40 |
DisclosureSEC source: 0001553350-18-001293 · ownership.xml · nonDerivative · entry 2 CABILLOT RAYMOND E · CIK 0001361476 · Director · 10% owner FARNAM STREET PARTNERS LP /MN · CIK 0001058465 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Farnam Street Partners, L.P Disclosed balance after: 559,146 Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 01:10 UTC |
CABILLOT RAYMOND EDirector · 10% owner
FARNAM STREET PARTNERS LP /MN10% owner
|
SaleCommon Stock | 321 | $14.80 | $4,750.80 |
DisclosureSEC source: 0001553350-18-001293 · ownership.xml · nonDerivative · entry 1 CABILLOT RAYMOND E · CIK 0001361476 · Director · 10% owner FARNAM STREET PARTNERS LP /MN · CIK 0001058465 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Farnam Street Partners, L.P Disclosed balance after: 559,602 Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 00:09 UTC |
Swenson Nicholas JohnDirector · 10% owner
AO Partners I, LP10% owner
|
SaleCommon Stock | 20,333 | $14.25 | $289,661.88 |
DisclosureSEC source: 0001567619-18-006966 · doc1.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner AO Partners I, LP · CIK 0001542769 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 972,738 Read SEC document |
| November 21, 2018 Filed Nov 27, 2018 00:09 UTC |
Swenson Nicholas JohnDirector · 10% owner
AO Partners I, LP10% owner
|
SaleCommon Stock | 18,797 | $14.05 | $264,178.68 |
DisclosureSEC source: 0001567619-18-006966 · doc1.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner AO Partners I, LP · CIK 0001542769 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 993,071 Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 20:37 UTC |
Swenson Nicholas JohnDirector
AO Partners I, LP10% owner
|
SaleCommon Stock | 2,200 | $14.09 | $30,995.58 |
DisclosureSEC source: 0001567619-18-006840 · doc1.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director AO Partners I, LP · CIK 0001542769 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 1,011,868 Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 01:22 UTC |
CABILLOT RAYMOND EDirector · 10% owner
FARNAM STREET PARTNERS LP /MN10% owner
|
SaleCommon Stock | 4,460 | $14.70 | $65,562.00 |
DisclosureSEC source: 0001553350-18-001276 · ownership.xml · nonDerivative · entry 6 CABILLOT RAYMOND E · CIK 0001361476 · Director · 10% owner FARNAM STREET PARTNERS LP /MN · CIK 0001058465 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Farnam Street Partners, L.P Disclosed balance after: 559,923 Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 01:22 UTC |
CABILLOT RAYMOND EDirector · 10% owner
FARNAM STREET PARTNERS LP /MN10% owner
|
SaleCommon Stock | 240 | $14.90 | $3,576.00 |
DisclosureSEC source: 0001553350-18-001276 · ownership.xml · nonDerivative · entry 5 CABILLOT RAYMOND E · CIK 0001361476 · Director · 10% owner FARNAM STREET PARTNERS LP /MN · CIK 0001058465 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Farnam Street Partners, L.P Disclosed balance after: 564,383 Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 01:22 UTC |
CABILLOT RAYMOND EDirector · 10% owner
FARNAM STREET PARTNERS LP /MN10% owner
|
SaleCommon Stock | 300 | $14.91 | $4,473.00 |
DisclosureSEC source: 0001553350-18-001276 · ownership.xml · nonDerivative · entry 4 CABILLOT RAYMOND E · CIK 0001361476 · Director · 10% owner FARNAM STREET PARTNERS LP /MN · CIK 0001058465 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Farnam Street Partners, L.P Disclosed balance after: 564,623 Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 01:22 UTC |
CABILLOT RAYMOND EDirector · 10% owner
FARNAM STREET PARTNERS LP /MN10% owner
|
SaleCommon Stock | 200 | $15.21 | $3,042.00 |
DisclosureSEC source: 0001553350-18-001276 · ownership.xml · nonDerivative · entry 3 CABILLOT RAYMOND E · CIK 0001361476 · Director · 10% owner FARNAM STREET PARTNERS LP /MN · CIK 0001058465 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Farnam Street Partners, L.P Disclosed balance after: 564,923 Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 20:37 UTC |
Swenson Nicholas JohnDirector
AO Partners I, LP10% owner
|
SaleCommon Stock | 23,916 | $14.25 | $340,867.57 |
DisclosureSEC source: 0001567619-18-006840 · doc1.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director AO Partners I, LP · CIK 0001542769 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 1,014,068 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 01:22 UTC |
CABILLOT RAYMOND EDirector · 10% owner
FARNAM STREET PARTNERS LP /MN10% owner
|
SaleCommon Stock | 700 | $14.90 | $10,430.00 |
DisclosureSEC source: 0001553350-18-001276 · ownership.xml · nonDerivative · entry 2 CABILLOT RAYMOND E · CIK 0001361476 · Director · 10% owner FARNAM STREET PARTNERS LP /MN · CIK 0001058465 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Farnam Street Partners, L.P Disclosed balance after: 565,123 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 01:22 UTC |
CABILLOT RAYMOND EDirector · 10% owner
FARNAM STREET PARTNERS LP /MN10% owner
|
SaleCommon Stock | 100 | $14.96 | $1,495.50 |
DisclosureSEC source: 0001553350-18-001276 · ownership.xml · nonDerivative · entry 1 CABILLOT RAYMOND E · CIK 0001361476 · Director · 10% owner FARNAM STREET PARTNERS LP /MN · CIK 0001058465 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Farnam Street Partners, L.P Disclosed balance after: 565,823 Read SEC document |
| August 02, 2018 Filed May 14, 2019 21:00 UTC |
Van Kirk Richard Lee JrDirector · Chief Executive Officer
|
OtherCommon Stock | 471 | $5.51 | $2,595.21 |
DisclosureSEC source: 0001553350-19-000522 · vankirk4.xml · nonDerivative · entry 1 Van Kirk Richard Lee Jr · CIK 0001575056 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,897 F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| July 01, 2018 Filed Jul 2, 2018 21:01 UTC |
Charlton AlishaChief Financial Officer
|
Tax withholdingCommon Stock | 2,741 | $6.65 | $18,227.65 |
DisclosureSEC source: 0001553350-18-000754 · charlton4.xml · nonDerivative · entry 8 Charlton Alisha · CIK 0001431777 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,892 F3 · kind: Represents shares withheld to satisfy tax withholding obligations of the reporting person. Read SEC document |
| July 01, 2018 Filed Jul 2, 2018 21:01 UTC |
Charlton AlishaChief Financial Officer
|
GrantCommon Stock | 7,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001553350-18-000754 · charlton4.xml · nonDerivative · entry 7 Charlton Alisha · CIK 0001431777 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,633 F2 · kind: Represents shares issued under a performance award agreement granted to the reporting person on December 5, 2017, pursuant to the Pro-Dex, Inc. 2016 Equity Incentive Plan. Read SEC document |
| July 01, 2018 Filed Jul 2, 2018 21:00 UTC |
Van Kirk Richard Lee JrDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 3,941 | $6.65 | $26,207.65 |
DisclosureSEC source: 0001553350-18-000753 · vankirk4.xml · nonDerivative · entry 2 Van Kirk Richard Lee Jr · CIK 0001575056 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,926 F2 · kind: Represents shares withheld to satisfy tax withholding obligations of the reporting person. Read SEC document |
| July 01, 2018 Filed Jul 2, 2018 21:00 UTC |
Van Kirk Richard Lee JrDirector · Chief Executive Officer
|
GrantCommon Stock | 11,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001553350-18-000753 · vankirk4.xml · nonDerivative · entry 1 Van Kirk Richard Lee Jr · CIK 0001575056 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,867 F1 · kind: Represents shares issued under a performance award agreement granted to the reporting person on December 5, 2017, pursuant to the Pro-Dex, Inc. 2016 Equity Incentive Plan. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 19:00 UTC |
Van Kirk Richard Lee JrDirector · Chief Executive Officer
|
SaleCommon Stock | 1,500 | $6.51 | $9,765.00 |
DisclosureSEC source: 0001553350-18-000719 · vankirk4.xml · nonDerivative · entry 3 Van Kirk Richard Lee Jr · CIK 0001575056 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,167 Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:00 UTC |
Farrell William James IIIDirector
|
PurchaseCommon Stock | 2,200 | $6.75 | $14,850.00 |
DisclosureSEC source: 0001553350-18-000130 · farrell4.xml · nonDerivative · entry 2 Farrell William James III · CIK 0001568046 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 8,400 Read SEC document |
| February 01, 2018 Filed Jun 21, 2018 19:00 UTC |
Van Kirk Richard Lee JrDirector · Chief Executive Officer
|
OtherCommon Stock | 438 | $5.93 | $2,597.34 |
DisclosureSEC source: 0001553350-18-000719 · vankirk4.xml · nonDerivative · entry 2 Van Kirk Richard Lee Jr · CIK 0001575056 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,667 F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| February 01, 2018 Filed Jul 2, 2018 21:01 UTC |
Charlton AlishaChief Financial Officer
|
OtherCommon Stock | 219 | $5.93 | $1,298.67 |
DisclosureSEC source: 0001553350-18-000754 · charlton4.xml · nonDerivative · entry 6 Charlton Alisha · CIK 0001431777 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,333 F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| August 03, 2017 Filed Jun 21, 2018 19:00 UTC |
Van Kirk Richard Lee JrDirector · Chief Executive Officer
|
OtherCommon Stock | 499 | $5.21 | $2,599.79 |
DisclosureSEC source: 0001553350-18-000719 · vankirk4.xml · nonDerivative · entry 1 Van Kirk Richard Lee Jr · CIK 0001575056 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,229 F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| August 03, 2017 Filed Jul 2, 2018 21:01 UTC |
Charlton AlishaChief Financial Officer
|
OtherCommon Stock | 249 | $5.21 | $1,297.29 |
DisclosureSEC source: 0001553350-18-000754 · charlton4.xml · nonDerivative · entry 5 Charlton Alisha · CIK 0001431777 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,114 F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| May 18, 2017 Filed May 22, 2017 23:10 UTC |
Van Kirk Richard Lee JrDirector · Chief Executive Officer
|
SaleCommon Stock | 940 | $5.75 | $5,405.00 |
DisclosureSEC source: 0001553350-17-000668 · vankirk4.xml · nonDerivative · entry 1 Van Kirk Richard Lee Jr · CIK 0001575056 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,760 Read SEC document |
| May 16, 2017 Filed May 17, 2017 16:21 UTC |
Van Kirk Richard Lee JrDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,334 | $0.00 Strike: $4.38 | $0.00 |
DisclosureSEC source: 0001553350-17-000627 · vankirk4.xml · derivative · entry 5 Van Kirk Richard Lee Jr · CIK 0001575056 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,334 shares Expires 2017-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Stock options under the Issuer's Second Amended and Restated 2004 Employee Stock Option Plan. The option shares are fully vested. Read SEC document |
| May 16, 2017 Filed May 17, 2017 16:21 UTC |
Van Kirk Richard Lee JrDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 2,394 | $6.10 | $14,603.40 |
DisclosureSEC source: 0001553350-17-000627 · vankirk4.xml · nonDerivative · entry 4 Van Kirk Richard Lee Jr · CIK 0001575056 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,700 F2 · shares: Reflects 2,394 shares withheld by the Issuer at the market price of $6.10 per share less an exercise price of $4.38 per share to fund the cashless exercise of 3,334 options. Read SEC document |
| May 16, 2017 Filed May 17, 2017 16:21 UTC |
Van Kirk Richard Lee JrDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 3,334 | $4.38 | $14,602.92 |
DisclosureSEC source: 0001553350-17-000627 · vankirk4.xml · nonDerivative · entry 3 Van Kirk Richard Lee Jr · CIK 0001575056 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed May 17, 2017 16:21 UTC |
Van Kirk Richard Lee JrDirector · Chief Executive Officer
|
OtherCommon Stock - ESPP | 573 | $4.53 | $2,595.69 |
DisclosureSEC source: 0001553350-17-000627 · vankirk4.xml · nonDerivative · entry 2 Van Kirk Richard Lee Jr · CIK 0001575056 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,730 F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan under Section 423 in exempt transactions pursuant to Rule 16b-3. Read SEC document |
| February 02, 2017 Filed Jul 2, 2018 21:01 UTC |
Charlton AlishaChief Financial Officer
|
OtherCommon Stock | 286 | $4.53 | $1,295.58 |
DisclosureSEC source: 0001553350-18-000754 · charlton4.xml · nonDerivative · entry 4 Charlton Alisha · CIK 0001431777 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,865 F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 23:27 UTC |
HOVDA DAVIDDirector
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001534424-16-001215 · hovda.xml · derivative · entry 2 HOVDA DAVID · CIK 0001237938 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 3,000 shares Expires 2023-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 23:27 UTC |
HOVDA DAVIDDirector
|
Exercise / conversionCommon Stock | 3,000 | $2.14 | $6,420.00 |
DisclosureSEC source: 0001534424-16-001215 · hovda.xml · nonDerivative · entry 1 HOVDA DAVID · CIK 0001237938 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2016 Filed May 17, 2017 16:21 UTC |
Van Kirk Richard Lee JrDirector · Chief Executive Officer
|
OtherCommon Stock - ESPP | 198 | $4.91 | $972.48 |
DisclosureSEC source: 0001553350-17-000627 · vankirk4.xml · nonDerivative · entry 1 Van Kirk Richard Lee Jr · CIK 0001575056 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,157 F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan under Section 423 in exempt transactions pursuant to Rule 16b-3. Read SEC document |
| August 04, 2016 Filed Jul 2, 2018 21:01 UTC |
Charlton AlishaChief Financial Officer
|
OtherCommon Stock | 264 | $4.91 | $1,296.64 |
DisclosureSEC source: 0001553350-18-000754 · charlton4.xml · nonDerivative · entry 3 Charlton Alisha · CIK 0001431777 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,579 F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| January 30, 2016 Filed Jul 2, 2018 21:01 UTC |
Charlton AlishaChief Financial Officer
|
OtherCommon Stock | 662 | $1.96 | $1,299.84 |
DisclosureSEC source: 0001553350-18-000754 · charlton4.xml · nonDerivative · entry 2 Charlton Alisha · CIK 0001431777 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315 F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| December 10, 2015 Filed Oct 14, 2016 00:05 UTC |
Farrell William James IIIDirector
|
OtherCommon Stock | 1,000 | $2.41 | $2,405.90 |
DisclosureSEC source: 0001534424-16-001102 · farrel.xml · nonDerivative · entry 2 Farrell William James III · CIK 0001568046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,200 Read SEC document |
| December 09, 2015 Filed Oct 14, 2016 00:05 UTC |
Farrell William James IIIDirector
|
OtherCommon Stock | 1,000 | $2.42 | $2,423.00 |
DisclosureSEC source: 0001534424-16-001102 · farrel.xml · nonDerivative · entry 1 Farrell William James III · CIK 0001568046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,200 Read SEC document |
| August 01, 2015 Filed Jul 2, 2018 21:01 UTC |
Charlton AlishaChief Financial Officer
|
OtherCommon Stock | 653 | $1.99 | $1,299.47 |
DisclosureSEC source: 0001553350-18-000754 · charlton4.xml · nonDerivative · entry 1 Charlton Alisha · CIK 0001431777 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653 F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.