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Charlton Alisha

Disclosed activity across 1 company

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32443
SEC CIK
0001431777

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PRO DEX INCPDEX · Entity 6340Chief Financial OfficerSeptember 09, 2026September 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PRO DEX INC

Report date September 09, 2026 · Filed September 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,870 Ending reported balance After 2026-09-09 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-09 · Sale · Disposed 1,500 · Balance 22,670

F1: The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $60.59 to $61.41, inclusive. The reporting person undertakes to provide Pro-Dex, Inc., any security holder of Pro-Dex, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form.

Row 2 · 2026-09-09 · Sale · Disposed 800 · Balance 21,870

F2: The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $61.674 to $61.92, inclusive. The reporting person undertakes to provide Pro-Dex, Inc., any security holder of Pro-Dex, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $60.59 to $61.41, inclusive. The reporting person undertakes to provide Pro-Dex, Inc., any security holder of Pro-Dex, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form.

F2: The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $61.674 to $61.92, inclusive. The reporting person undertakes to provide Pro-Dex, Inc., any security holder of Pro-Dex, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2026 Filed Sep 11, 2026 00:19 UTC PRO DEX INC PDEX · Entity 6340 SaleCommon Stock 800 $61.76 $49,408.00
Disclosure

SEC source: 0001079973-26-001242 · ownership.xml · nonDerivative · entry 2

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,870

F2 · price: The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $61.674 to $61.92, inclusive. The reporting person undertakes to provide Pro-Dex, Inc., any security holder of Pro-Dex, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form.

Read SEC document
September 09, 2026 Filed Sep 11, 2026 00:19 UTC PRO DEX INC PDEX · Entity 6340 SaleCommon Stock 1,500 $61.05 $91,575.00
Disclosure

SEC source: 0001079973-26-001242 · ownership.xml · nonDerivative · entry 1

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,670

F1 · price: The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $60.59 to $61.41, inclusive. The reporting person undertakes to provide Pro-Dex, Inc., any security holder of Pro-Dex, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 20:00 UTC PRO DEX INC PDEX · Entity 6340 Tax withholdingCommon Stock 3,897 $62.74 $244,497.78
Disclosure

SEC source: 0001079973-26-000910 · ownership.xml · nonDerivative · entry 2

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,170

F2 · kind: Represents shares withheld to satisfy tax withholding obligations of the reporting person.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 20:00 UTC PRO DEX INC PDEX · Entity 6340 GrantCommon Stock 10,800 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000910 · ownership.xml · nonDerivative · entry 1

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,067

F1 · kind: Represents shares issued under a performance award agreement previously granted to the reporting person, pursuant to the Pro-Dex, Inc. 2016 Equity Incentive Plan.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 23:41 UTC PRO DEX INC PDEX · Entity 6340 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001553350-25-000127 · ownership.xml · nonDerivative · entry 2

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,267

F2 · kind: Grant of restricted shares under the Issuer's 2016 Equity Incentive Plan. The shares vest in equal installments over the five years following the date of grant, subject to the Reporting Person's continued service to Pro-Dex, Inc. over the applicable vesting period.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 23:41 UTC PRO DEX INC PDEX · Entity 6340 Tax withholdingCommon Stock 72 $30.83 $2,219.76
Disclosure

SEC source: 0001553350-25-000127 · ownership.xml · nonDerivative · entry 1

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,267

F1 · kind: These shares were forfeited to pay payroll taxes related to the vesting of 200 restricted shares granted on 11/20/24 under the Issuer's 2016 Equity Incentive Plan.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 22:12 UTC PRO DEX INC PDEX · Entity 6340 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-24-001616 · ownership.xml · nonDerivative · entry 1

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,339

F1 · kind: Grant of restricted shares under the Issuer's 2016 Equity Incentive Plan.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 21:17 UTC PRO DEX INC PDEX · Entity 6340 SaleCommon Stock 1,000 $40.02 $40,020.00
Disclosure

SEC source: 0001079973-24-001485 · ownership.xml · nonDerivative · entry 1

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,339

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:00 UTC PRO DEX INC PDEX · Entity 6340 Tax withholdingCommon Stock 3,938 $18.35 $72,262.30
Disclosure

SEC source: 0001079973-24-001029 · ownership.xml · nonDerivative · entry 2

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,339

F2 · kind: Represents shares withheld to satisfy tax withholding obligations of the reporting person.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:00 UTC PRO DEX INC PDEX · Entity 6340 GrantCommon Stock 10,800 $0.00 $0.00
Disclosure

SEC source: 0001079973-24-001029 · ownership.xml · nonDerivative · entry 1

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,277

F1 · kind: Represents shares issued under a performance award agreement previously granted to the reporting person, pursuant to the Pro-Dex, Inc. 2016 Equity Incentive Plan.

Read SEC document
July 14, 2022 Filed Aug 8, 2022 23:00 UTC PRO DEX INC PDEX · Entity 6340 Tax withholdingCommon Stock 2,597 $16.09 $41,785.73
Disclosure

SEC source: 0001553350-22-000650 · ownership.xml · nonDerivative · entry 2

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,477

F2 · kind: Represents shares withheld to satisfy tax withholding obligations of the reporting person.

Read SEC document
July 14, 2022 Filed Aug 8, 2022 23:00 UTC PRO DEX INC PDEX · Entity 6340 GrantCommon Stock 7,300 $0.00 $0.00
Disclosure

SEC source: 0001553350-22-000650 · ownership.xml · nonDerivative · entry 1

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,074

F1 · kind: Represents shares issued under a performance award agreement granted to the reporting person on December 5, 2017, pursuant to the Pro-Dex, Inc. 2016 Equity Incentive Plan.

Read SEC document
December 21, 2021 Filed Dec 23, 2021 21:00 UTC PRO DEX INC PDEX · Entity 6340 GrantStock Option (Right-to-buy) · Derivative 1,000 $0.00 Strike: $50.00 $0.00
Disclosure

SEC source: 0001553350-21-001184 · ownership.xml · derivative · entry 5

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 1,000 shares

Expires 2040-07-01

F1 · security: These options were awarded under Pro-Dex's 2016 Equity Incentive Plan. The percentage of options that may vest and become exercisable, if any, are 100%, 50%, and 25%, respectively, based upon the volume-weighted average price of Pro-Dex's common stock equaling or exceeding the applicable exercise price for the 60 trading days immediately preceding the date the option becomes exercisable, six months from the date the option becomes exercisable, or twelve months from the date the option becomes exercisable, respectively.

Read SEC document
December 21, 2021 Filed Dec 23, 2021 21:00 UTC PRO DEX INC PDEX · Entity 6340 GrantStock Option (Right-to-buy) · Derivative 1,000 $0.00 Strike: $47.50 $0.00
Disclosure

SEC source: 0001553350-21-001184 · ownership.xml · derivative · entry 4

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 1,000 shares

Expires 2038-07-01

F1 · security: These options were awarded under Pro-Dex's 2016 Equity Incentive Plan. The percentage of options that may vest and become exercisable, if any, are 100%, 50%, and 25%, respectively, based upon the volume-weighted average price of Pro-Dex's common stock equaling or exceeding the applicable exercise price for the 60 trading days immediately preceding the date the option becomes exercisable, six months from the date the option becomes exercisable, or twelve months from the date the option becomes exercisable, respectively.

Read SEC document
December 21, 2021 Filed Dec 23, 2021 21:00 UTC PRO DEX INC PDEX · Entity 6340 GrantStock Option (Right-to-buy) · Derivative 1,000 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001553350-21-001184 · ownership.xml · derivative · entry 3

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 1,000 shares

Expires 2036-07-01

F1 · security: These options were awarded under Pro-Dex's 2016 Equity Incentive Plan. The percentage of options that may vest and become exercisable, if any, are 100%, 50%, and 25%, respectively, based upon the volume-weighted average price of Pro-Dex's common stock equaling or exceeding the applicable exercise price for the 60 trading days immediately preceding the date the option becomes exercisable, six months from the date the option becomes exercisable, or twelve months from the date the option becomes exercisable, respectively.

Read SEC document
December 21, 2021 Filed Dec 23, 2021 21:00 UTC PRO DEX INC PDEX · Entity 6340 GrantStock Option (Right-to-buy) · Derivative 1,000 $0.00 Strike: $42.00 $0.00
Disclosure

SEC source: 0001553350-21-001184 · ownership.xml · derivative · entry 2

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 1,000 shares

Expires 2034-07-01

F1 · security: These options were awarded under Pro-Dex's 2016 Equity Incentive Plan. The percentage of options that may vest and become exercisable, if any, are 100%, 50%, and 25%, respectively, based upon the volume-weighted average price of Pro-Dex's common stock equaling or exceeding the applicable exercise price for the 60 trading days immediately preceding the date the option becomes exercisable, six months from the date the option becomes exercisable, or twelve months from the date the option becomes exercisable, respectively.

Read SEC document
December 21, 2021 Filed Dec 23, 2021 21:00 UTC PRO DEX INC PDEX · Entity 6340 GrantStock Option (Right-to-buy) · Derivative 1,000 $0.00 Strike: $39.00 $0.00
Disclosure

SEC source: 0001553350-21-001184 · ownership.xml · derivative · entry 1

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 1,000 shares

Expires 2032-07-01

F1 · security: These options were awarded under Pro-Dex's 2016 Equity Incentive Plan. The percentage of options that may vest and become exercisable, if any, are 100%, 50%, and 25%, respectively, based upon the volume-weighted average price of Pro-Dex's common stock equaling or exceeding the applicable exercise price for the 60 trading days immediately preceding the date the option becomes exercisable, six months from the date the option becomes exercisable, or twelve months from the date the option becomes exercisable, respectively.

Read SEC document
May 25, 2021 Filed May 26, 2021 01:48 UTC PRO DEX INC PDEX · Entity 6340 SaleCommon Stock 978 $33.90 $33,149.90
Disclosure

SEC source: 0001553350-21-000469 · ownership.xml · nonDerivative · entry 1

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,774

Read SEC document
February 23, 2021 Filed Feb 25, 2021 21:05 UTC PRO DEX INC PDEX · Entity 6340 GrantStock Option (Right-to-buy) · Derivative 4,250 $0.00 Strike: $27.50 $0.00
Disclosure

SEC source: 0001553350-21-000159 · ownership.xml · derivative · entry 1

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: Common Stock · 4,250 shares

Expires 2031-07-01

F1 · security: These options were awarded under Pro-Dex's 2016 Equity Incentive Plan. The percentage of options that may vest and become exercisable, if any, are 100%, 50%, and 25%, respectively, based upon the volume-weighted average price of Pro-Dex's common stock equaling or exceeding the applicable exercise price for the 60 trading days immediately preceding the date the option becomes exercisable, six months from the date the option becomes exercisable, or twelve months from the date the option becomes exercisable, respectively.

Read SEC document
December 07, 2020 Filed Jan 29, 2021 00:05 UTC PRO DEX INC PDEX · Entity 6340 GrantStock Option (Right-to-buy) · Derivative 4,250 $0.00 Strike: $50.00 $0.00
Disclosure

SEC source: 0001553350-21-000083 · ownership.xml · derivative · entry 5

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,250

Underlying: Common Stock · 4,250 shares

Expires 2040-07-01

F1 · security: These options were awarded under Pro-Dex's 2016 Equity Incentive Plan. The percentage of options that may vest and become exercisable, if any, are 100%, 50%, and 25%, respectively, based upon the volume-weighted average price of Pro-Dex's common stock equaling or exceeding the applicable exercise price for the 60 trading days immediately preceding the date the option becomes exercisable, six months from the date the option becomes exercisable, or twelve months from the date the option becomes exercisable, respectively. Explanation of Responses:

Read SEC document
December 07, 2020 Filed Jan 29, 2021 00:05 UTC PRO DEX INC PDEX · Entity 6340 GrantStock Option (Right-to-buy) · Derivative 4,250 $0.00 Strike: $47.50 $0.00
Disclosure

SEC source: 0001553350-21-000083 · ownership.xml · derivative · entry 4

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 4,250 shares

Expires 2038-07-01

F1 · security: These options were awarded under Pro-Dex's 2016 Equity Incentive Plan. The percentage of options that may vest and become exercisable, if any, are 100%, 50%, and 25%, respectively, based upon the volume-weighted average price of Pro-Dex's common stock equaling or exceeding the applicable exercise price for the 60 trading days immediately preceding the date the option becomes exercisable, six months from the date the option becomes exercisable, or twelve months from the date the option becomes exercisable, respectively. Explanation of Responses:

Read SEC document
December 07, 2020 Filed Jan 29, 2021 00:05 UTC PRO DEX INC PDEX · Entity 6340 GrantStock Option (Right-to-buy) · Derivative 4,250 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001553350-21-000083 · ownership.xml · derivative · entry 3

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,750

Underlying: Common Stock · 4,250 shares

Expires 2036-07-01

F1 · security: These options were awarded under Pro-Dex's 2016 Equity Incentive Plan. The percentage of options that may vest and become exercisable, if any, are 100%, 50%, and 25%, respectively, based upon the volume-weighted average price of Pro-Dex's common stock equaling or exceeding the applicable exercise price for the 60 trading days immediately preceding the date the option becomes exercisable, six months from the date the option becomes exercisable, or twelve months from the date the option becomes exercisable, respectively. Explanation of Responses:

Read SEC document
December 07, 2020 Filed Jan 29, 2021 00:05 UTC PRO DEX INC PDEX · Entity 6340 GrantStock Option (Right-to-buy) · Derivative 4,250 $0.00 Strike: $42.00 $0.00
Disclosure

SEC source: 0001553350-21-000083 · ownership.xml · derivative · entry 2

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 4,250 shares

Expires 2034-07-01

F1 · security: These options were awarded under Pro-Dex's 2016 Equity Incentive Plan. The percentage of options that may vest and become exercisable, if any, are 100%, 50%, and 25%, respectively, based upon the volume-weighted average price of Pro-Dex's common stock equaling or exceeding the applicable exercise price for the 60 trading days immediately preceding the date the option becomes exercisable, six months from the date the option becomes exercisable, or twelve months from the date the option becomes exercisable, respectively. Explanation of Responses:

Read SEC document
December 07, 2020 Filed Jan 29, 2021 00:05 UTC PRO DEX INC PDEX · Entity 6340 GrantStock Option (Right-to-buy) · Derivative 4,250 $0.00 Strike: $39.00 $0.00
Disclosure

SEC source: 0001553350-21-000083 · ownership.xml · derivative · entry 1

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250

Underlying: Common Stock · 4,250 shares

Expires 2032-07-01

F1 · security: These options were awarded under Pro-Dex's 2016 Equity Incentive Plan. The percentage of options that may vest and become exercisable, if any, are 100%, 50%, and 25%, respectively, based upon the volume-weighted average price of Pro-Dex's common stock equaling or exceeding the applicable exercise price for the 60 trading days immediately preceding the date the option becomes exercisable, six months from the date the option becomes exercisable, or twelve months from the date the option becomes exercisable, respectively. Explanation of Responses:

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:00 UTC PRO DEX INC PDEX · Entity 6340 SaleCommon Stock 1,500 $30.18 $45,267.75
Disclosure

SEC source: 0001553350-20-000865 · charlton4.xml · nonDerivative · entry 1

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,752

Read SEC document
July 16, 2020 Filed Jul 17, 2020 18:08 UTC PRO DEX INC PDEX · Entity 6340 Tax withholdingCommon Stock 2,526 $18.05 $45,594.30
Disclosure

SEC source: 0001553350-20-000636 · charlton4.xml · nonDerivative · entry 2

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,252

F2 · kind: Represents shares withheld to satisfy tax withholding obligations of the reporting person.

Read SEC document
July 16, 2020 Filed Jul 17, 2020 18:08 UTC PRO DEX INC PDEX · Entity 6340 GrantCommon Stock 7,300 $0.00 $0.00
Disclosure

SEC source: 0001553350-20-000636 · charlton4.xml · nonDerivative · entry 1

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,778

F1 · kind: Represents shares issued under a performance award agreement granted to the reporting person on December 5, 2017, pursuant to the Pro-Dex, Inc. 2016 Equity Incentive Plan.

Read SEC document
February 12, 2020 Filed Feb 12, 2020 23:30 UTC PRO DEX INC PDEX · Entity 6340 SaleCommon Stock 2,300 $19.59 $45,048.03
Disclosure

SEC source: 0001553350-20-000148 · charlton4.xml · nonDerivative · entry 1

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,478

Read SEC document
February 13, 2019 Filed Feb 14, 2019 00:13 UTC PRO DEX INC PDEX · Entity 6340 SaleCommon Stock 2,114 $15.81 $33,418.53
Disclosure

SEC source: 0001553350-19-000143 · charlton4.xml · nonDerivative · entry 1

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,778

Read SEC document
July 01, 2018 Filed Jul 2, 2018 21:01 UTC PRO DEX INC PDEX · Entity 6340 Tax withholdingCommon Stock 2,741 $6.65 $18,227.65
Disclosure

SEC source: 0001553350-18-000754 · charlton4.xml · nonDerivative · entry 8

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,892

F3 · kind: Represents shares withheld to satisfy tax withholding obligations of the reporting person.

Read SEC document
July 01, 2018 Filed Jul 2, 2018 21:01 UTC PRO DEX INC PDEX · Entity 6340 GrantCommon Stock 7,300 $0.00 $0.00
Disclosure

SEC source: 0001553350-18-000754 · charlton4.xml · nonDerivative · entry 7

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,633

F2 · kind: Represents shares issued under a performance award agreement granted to the reporting person on December 5, 2017, pursuant to the Pro-Dex, Inc. 2016 Equity Incentive Plan.

Read SEC document
February 01, 2018 Filed Jul 2, 2018 21:01 UTC PRO DEX INC PDEX · Entity 6340 OtherCommon Stock 219 $5.93 $1,298.67
Disclosure

SEC source: 0001553350-18-000754 · charlton4.xml · nonDerivative · entry 6

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,333

F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
August 03, 2017 Filed Jul 2, 2018 21:01 UTC PRO DEX INC PDEX · Entity 6340 OtherCommon Stock 249 $5.21 $1,297.29
Disclosure

SEC source: 0001553350-18-000754 · charlton4.xml · nonDerivative · entry 5

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,114

F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
February 02, 2017 Filed Jul 2, 2018 21:01 UTC PRO DEX INC PDEX · Entity 6340 OtherCommon Stock 286 $4.53 $1,295.58
Disclosure

SEC source: 0001553350-18-000754 · charlton4.xml · nonDerivative · entry 4

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865

F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
August 04, 2016 Filed Jul 2, 2018 21:01 UTC PRO DEX INC PDEX · Entity 6340 OtherCommon Stock 264 $4.91 $1,296.64
Disclosure

SEC source: 0001553350-18-000754 · charlton4.xml · nonDerivative · entry 3

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,579

F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
January 30, 2016 Filed Jul 2, 2018 21:01 UTC PRO DEX INC PDEX · Entity 6340 OtherCommon Stock 662 $1.96 $1,299.84
Disclosure

SEC source: 0001553350-18-000754 · charlton4.xml · nonDerivative · entry 2

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315

F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
August 01, 2015 Filed Jul 2, 2018 21:01 UTC PRO DEX INC PDEX · Entity 6340 OtherCommon Stock 653 $1.99 $1,299.47
Disclosure

SEC source: 0001553350-18-000754 · charlton4.xml · nonDerivative · entry 1

Charlton Alisha · CIK 0001431777 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653

F1 · kind: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.