Last 12 months
Inside the activity.
14 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 2 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 4 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2019 Filed Mar 20, 2019 16:52 UTC |
Bulldog Investors, LLP10% owner
Samuels Steven10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
|
Disposition to issuerCommon Stock | 3,123 | $9.25 | $28,887.75 |
DisclosureSEC source: 0001398344-19-005250 · fp0040502_4.xml · nonDerivative · entry 3 Bulldog Investors, LLC · CIK 0001504304 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of to High Income Securities Fund (the "Fund") pursuant to an issuer tender offer. F4 · ownership.direct: Shares are held by Steven Samuels. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 16:52 UTC |
Bulldog Investors, LLP10% owner
Samuels Steven10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
|
Disposition to issuerCommon Stock | 6,241 | $9.25 | $57,729.25 |
DisclosureSEC source: 0001398344-19-005250 · fp0040502_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of to High Income Securities Fund (the "Fund") pursuant to an issuer tender offer. F6 · balance_after: As reported on Mr. Goldstein's Form 5 filed February 14, 2019, 10,772 shares of the Fund were disposed of via a gift on December 26, 2018. F3 · ownership.direct: Shares are held by Phillip Goldstein. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 16:52 UTC |
Bulldog Investors, LLP10% owner
Samuels Steven10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
|
Disposition to issuerCommon Stock | 1,247,106 | $9.25 | $11,535,730.50 |
DisclosureSEC source: 0001398344-19-005250 · fp0040502_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 220,106 F1 · kind: Disposed of to High Income Securities Fund (the "Fund") pursuant to an issuer tender offer. F2 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 15:00 UTC |
GOLDSTEIN PHILLIPDirector
|
Disposition to issuerCommon Stock | 1,247,106 | $9.25 | $11,535,730.50 |
DisclosureSEC source: 0001398344-19-005230 · fp0040500_4.xml · nonDerivative · entry 2 GOLDSTEIN PHILLIP · CIK 0001067621 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 220,106 F1 · kind: Disposed of to High Income Securities Fund (the "Fund") pursuant to an issuer tender offer. F2 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. The Reporting Person is an owner of Bulldog Investors. The Reporting Person is also a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such funds. The Reporting Person disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 15:00 UTC |
GOLDSTEIN PHILLIPDirector
|
Disposition to issuerCommon Stock | 6,241 | $9.25 | $57,729.25 |
DisclosureSEC source: 0001398344-19-005230 · fp0040500_4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of to High Income Securities Fund (the "Fund") pursuant to an issuer tender offer. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 14:57 UTC |
Das Rajeev PDirector
|
Disposition to issuerCommon Stock | 1,003 | $9.25 | $9,277.75 |
DisclosureSEC source: 0001398344-19-005227 · fp0040499_4.xml · nonDerivative · entry 1 Das Rajeev P · CIK 0001340982 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · kind: Disposed of to High Income Securities Fund (the "Fund") pursuant to an issuer tender offer. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 14:53 UTC |
Dakos AndrewDirector
|
Disposition to issuerCommon Stock | 1,247,106 | $9.25 | $11,535,730.50 |
DisclosureSEC source: 0001398344-19-005225 · fp0040498_4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 220,106 F1 · kind: Disposed of to High Income Securities Fund (the "Fund") pursuant to an issuer tender offer. F2 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. The Reporting Person is an owner of Bulldog Investors. The Reporting Person is also a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such funds. The Reporting Person disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 14:53 UTC |
Dakos AndrewDirector
|
Disposition to issuerCommon Stock | 933 | $9.25 | $8,630.25 |
DisclosureSEC source: 0001398344-19-005225 · fp0040498_4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of to High Income Securities Fund (the "Fund") pursuant to an issuer tender offer. Read SEC document |
| December 26, 2018 Filed Feb 14, 2019 22:32 UTC |
GOLDSTEIN PHILLIPDirector
|
GiftCOMMON STOCK | 10,772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-008398 · tv513819_5.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,241 F1 · price: No compensation was given for the gifting of shares. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 14:38 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
OtherCommon Stock | 90,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-18-008689 · fp0033896_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,467,199 F5 · kind: These shares of PCF are held in the account of a private investment fund client of Bulldog Investors. Bulldog Investors is no longer deemed to have a pecuniary interest in such account as of June 1, 2018 and as a result such shares will no longer be reported on the Reporting Persons' Form 4. F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:52 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 100 | $9.00 | $900.00 |
DisclosureSEC source: 0001398344-18-001606 · fp0030978_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,557,621 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 16:22 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 8,700 | $9.18 | $79,880.79 |
DisclosureSEC source: 0001398344-18-001438 · fp0030911_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,557,521 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:22 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 15,248 | $9.12 | $139,025.16 |
DisclosureSEC source: 0001398344-18-001438 · fp0030911_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,548,821 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 31, 2018 18:45 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 428 | $9.12 | $3,904.30 |
DisclosureSEC source: 0001398344-18-001263 · fp0030858_4.xml · nonDerivative · entry 5 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933 F4 · ownership.direct: Shares are held by Andrew Dakos. Read SEC document |
| January 30, 2018 Filed Jan 31, 2018 18:45 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 1,123 | $9.12 | $10,244.23 |
DisclosureSEC source: 0001398344-18-001263 · fp0030858_4.xml · nonDerivative · entry 3 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,123 F3 · ownership.direct: Shares are held by Steven Samuels. Read SEC document |
| January 30, 2018 Filed Jan 31, 2018 18:45 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 2,241 | $9.12 | $20,442.85 |
DisclosureSEC source: 0001398344-18-001263 · fp0030858_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,013 F2 · ownership.direct: Shares are held by Phillip Goldstein. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 18:45 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 505 | $9.17 | $4,628.93 |
DisclosureSEC source: 0001398344-18-001263 · fp0030858_4.xml · nonDerivative · entry 4 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505 F4 · ownership.direct: Shares are held by Andrew Dakos. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 18:33 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 3,358 | $9.19 | $30,843.90 |
DisclosureSEC source: 0001398344-18-001049 · fp0030734_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,533,573 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 16:17 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 4,000 | $9.09 | $36,354.80 |
DisclosureSEC source: 0001398344-18-000829 · fp0030519_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,530,215 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 21:38 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 41,643 | $9.10 | $378,947.14 |
DisclosureSEC source: 0001398344-18-000761 · fp0030451_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,526,215 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 21:38 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 218,600 | $9.10 | $1,989,128.84 |
DisclosureSEC source: 0001398344-18-000761 · fp0030451_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,484,572 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 16:47 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 10,500 | $9.11 | $95,686.50 |
DisclosureSEC source: 0001398344-18-000658 · fp0030415_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,265,972 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| January 12, 2018 Filed Jan 17, 2018 16:47 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 3,250 | $9.08 | $29,505.13 |
DisclosureSEC source: 0001398344-18-000658 · fp0030415_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,255,472 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 17:37 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 4,920 | $9.10 | $44,772.00 |
DisclosureSEC source: 0001398344-18-000541 · fp0030284_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,252,222 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 17:37 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 1,417 | $9.12 | $12,923.04 |
DisclosureSEC source: 0001398344-18-000541 · fp0030284_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,247,302 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 17:17 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 200 | $9.06 | $1,812.00 |
DisclosureSEC source: 0001398344-18-000204 · fp0030117_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,245,885 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 17:06 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 2,189 | $8.97 | $19,634.89 |
DisclosureSEC source: 0001398344-17-016217 · fp0029869_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,245,685 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 15:56 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 3,164 | $8.94 | $28,283.63 |
DisclosureSEC source: 0001398344-17-014955 · fp0029302_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,243,496 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 16:23 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 1,150 | $8.86 | $10,191.99 |
DisclosureSEC source: 0001398344-17-014851 · fp0029249_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,240,332 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 16:33 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 11,600 | $8.89 | $103,118.20 |
DisclosureSEC source: 0001398344-17-014743 · fp0029126_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,239,182 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:33 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 7,000 | $8.92 | $62,451.20 |
DisclosureSEC source: 0001398344-17-014743 · fp0029126_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,227,582 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 17:31 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 8,400 | $8.92 | $74,912.04 |
DisclosureSEC source: 0001398344-17-014489 · fp0029120_4.xml · nonDerivative · entry 3 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,220,582 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 17:31 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 13,208 | $8.94 | $118,057.07 |
DisclosureSEC source: 0001398344-17-014489 · fp0029120_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,212,182 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 17:31 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 4,299 | $8.97 | $38,562.03 |
DisclosureSEC source: 0001398344-17-014489 · fp0029120_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,198,974 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 17:17 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 3,527 | $9.00 | $31,743.00 |
DisclosureSEC source: 0001398344-17-014344 · fp0029078_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,194,675 F1 · ownership.direct: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 17:17 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 3,033 | $8.99 | $27,266.67 |
DisclosureSEC source: 0001398344-17-014344 · fp0029078_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,191,148 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 14:47 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 7,609 | $8.95 | $68,093.70 |
DisclosureSEC source: 0001398344-17-013989 · fp0028963_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,188,115 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 16:18 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 2,788 | $8.92 | $24,868.96 |
DisclosureSEC source: 0001398344-17-013842 · fp0028890_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,180,506 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 16:18 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 16,645 | $8.92 | $148,441.77 |
DisclosureSEC source: 0001398344-17-013842 · fp0028890_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,177,718 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 15:21 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 6,505 | $8.90 | $57,894.50 |
DisclosureSEC source: 0001398344-17-013624 · fp0028794_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,161,073 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 15:21 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 2,996 | $8.95 | $26,814.20 |
DisclosureSEC source: 0001398344-17-013624 · fp0028794_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,154,568 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| October 23, 2017 Filed Oct 24, 2017 14:36 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 1,100 | $8.92 | $9,816.95 |
DisclosureSEC source: 0001398344-17-013472 · fp0028716_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,151,572 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 14:36 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 1,700 | $8.98 | $15,266.00 |
DisclosureSEC source: 0001398344-17-013472 · fp0028716_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,150,472 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 15:34 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 300 | $8.97 | $2,691.00 |
DisclosureSEC source: 0001398344-17-013354 · fp0028648_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,148,772 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 15:34 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 400 | $8.95 | $3,580.00 |
DisclosureSEC source: 0001398344-17-013354 · fp0028648_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,148,472 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 18:58 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 28,546 | $8.91 | $254,416.23 |
DisclosureSEC source: 0001398344-17-013089 · fp0028529_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,148,072 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| October 04, 2017 Filed Oct 13, 2017 18:58 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 7,339 | $8.92 | $65,463.88 |
DisclosureSEC source: 0001398344-17-013089 · fp0028529_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,119,526 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 16:16 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 8,108 | $8.75 | $70,975.81 |
DisclosureSEC source: 0001398344-17-012005 · fp0028076_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,112,187 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 16:16 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 800 | $8.75 | $7,000.00 |
DisclosureSEC source: 0001398344-17-012005 · fp0028076_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,104,079 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 15:11 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 1,000 | $8.75 | $8,750.00 |
DisclosureSEC source: 0001398344-17-011913 · fp0028047_4.xml · nonDerivative · entry 3 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F3 · ownership.direct: Shares are held by Steven Samuels. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.