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HIGH INCOME SECURITIES FUND

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6747
SEC CIK
0000810943
Parsed reports
163

Last 12 months

Inside the activity.

14 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202620
Feb 202620
Mar 202610
Apr 202620
May 202600
Jun 202600
Jul 202600
Aug 202640
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2021 Filed Aug 18, 2021 21:01 UTC SaleCommon Stock 10,000 $9.97 $99,700.00
Disclosure

SEC source: 0001104659-21-107377 · tm2125415-1_4seq1.xml · nonDerivative · entry 2

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,129

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August 17, 2021 Filed Aug 18, 2021 21:01 UTC SaleCommon Stock 13,000 $10.00 $130,000.00
Disclosure

SEC source: 0001104659-21-107377 · tm2125415-1_4seq1.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,129

Read SEC document
August 16, 2021 Filed Aug 17, 2021 21:00 UTC SaleCommon Stock 5,000 $9.94 $49,700.00
Disclosure

SEC source: 0001104659-21-107049 · tm2125331-1_4seq1.xml · nonDerivative · entry 5

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,129

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August 16, 2021 Filed Aug 17, 2021 21:00 UTC SaleCommon Stock 5,000 $9.93 $49,650.00
Disclosure

SEC source: 0001104659-21-107049 · tm2125331-1_4seq1.xml · nonDerivative · entry 4

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,129

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August 16, 2021 Filed Aug 17, 2021 21:00 UTC SaleCommon Stock 909 $9.95 $9,048.55
Disclosure

SEC source: 0001104659-21-107049 · tm2125331-1_4seq1.xml · nonDerivative · entry 3

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,129

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August 13, 2021 Filed Aug 17, 2021 21:00 UTC SaleCommon Stock 14,401 $9.92 $142,857.92
Disclosure

SEC source: 0001104659-21-107049 · tm2125331-1_4seq1.xml · nonDerivative · entry 2

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,038

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August 13, 2021 Filed Aug 17, 2021 21:00 UTC SaleCommon Stock 5,000 $9.92 $49,609.00
Disclosure

SEC source: 0001104659-21-107049 · tm2125331-1_4seq1.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,439

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August 11, 2021 Filed Aug 13, 2021 21:01 UTC SaleCommon Stock 10,000 $9.89 $98,900.00
Disclosure

SEC source: 0001104659-21-105207 · tm2125105-1_4seq1.xml · nonDerivative · entry 2

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,439

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August 11, 2021 Filed Aug 13, 2021 21:01 UTC SaleCommon Stock 17,718 $9.89 $175,231.02
Disclosure

SEC source: 0001104659-21-105207 · tm2125105-1_4seq1.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,439

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August 10, 2021 Filed Aug 11, 2021 21:02 UTC SaleCommon Stock 7,659 $9.89 $75,747.51
Disclosure

SEC source: 0001104659-21-103540 · tm2124840-1_4seq1.xml · nonDerivative · entry 5

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,157

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August 09, 2021 Filed Aug 11, 2021 21:02 UTC SaleCommon Stock 5,000 $9.89 $49,450.00
Disclosure

SEC source: 0001104659-21-103540 · tm2124840-1_4seq1.xml · nonDerivative · entry 4

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,816

Read SEC document
August 09, 2021 Filed Aug 11, 2021 21:02 UTC SaleCommon Stock 5,000 $9.90 $49,508.50
Disclosure

SEC source: 0001104659-21-103540 · tm2124840-1_4seq1.xml · nonDerivative · entry 3

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,816

Read SEC document
August 09, 2021 Filed Aug 11, 2021 21:02 UTC SaleCommon Stock 5,743 $9.90 $56,855.70
Disclosure

SEC source: 0001104659-21-103540 · tm2124840-1_4seq1.xml · nonDerivative · entry 2

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,816

Read SEC document
August 09, 2021 Filed Aug 11, 2021 21:02 UTC SaleCommon Stock 3,104 $9.89 $30,698.87
Disclosure

SEC source: 0001104659-21-103540 · tm2124840-1_4seq1.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,559

Read SEC document
August 06, 2021 Filed Aug 9, 2021 21:01 UTC SaleCommon Stock 3,133 $9.90 $31,016.70
Disclosure

SEC source: 0001104659-21-102220 · tm2124580-1_4seq1.xml · nonDerivative · entry 5

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,663

Read SEC document
August 06, 2021 Filed Aug 9, 2021 21:01 UTC SaleCommon Stock 3,135 $9.89 $31,006.40
Disclosure

SEC source: 0001104659-21-102220 · tm2124580-1_4seq1.xml · nonDerivative · entry 4

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,796

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August 06, 2021 Filed Aug 9, 2021 21:01 UTC SaleCommon Stock 6,870 $9.89 $67,944.30
Disclosure

SEC source: 0001104659-21-102220 · tm2124580-1_4seq1.xml · nonDerivative · entry 3

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,931

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August 05, 2021 Filed Aug 9, 2021 21:01 UTC SaleCommon Stock 12,758 $9.87 $125,921.46
Disclosure

SEC source: 0001104659-21-102220 · tm2124580-1_4seq1.xml · nonDerivative · entry 2

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,801

Read SEC document
August 05, 2021 Filed Aug 9, 2021 21:01 UTC SaleCommon Stock 1,805 $9.86 $17,797.30
Disclosure

SEC source: 0001104659-21-102220 · tm2124580-1_4seq1.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,559

Read SEC document
August 04, 2021 Filed Aug 5, 2021 21:02 UTC SaleCommon Stock 5,000 $9.85 $49,250.00
Disclosure

SEC source: 0001104659-21-100822 · tm2124266-1_4seq1.xml · nonDerivative · entry 8

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,364

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August 04, 2021 Filed Aug 5, 2021 21:02 UTC SaleCommon Stock 1,112 $9.88 $10,986.56
Disclosure

SEC source: 0001104659-21-100822 · tm2124266-1_4seq1.xml · nonDerivative · entry 7

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,364

Read SEC document
August 04, 2021 Filed Aug 5, 2021 21:02 UTC SaleCommon Stock 501 $9.87 $4,944.87
Disclosure

SEC source: 0001104659-21-100822 · tm2124266-1_4seq1.xml · nonDerivative · entry 6

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,476

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August 04, 2021 Filed Aug 5, 2021 21:02 UTC SaleCommon Stock 1,142 $9.86 $11,260.58
Disclosure

SEC source: 0001104659-21-100822 · tm2124266-1_4seq1.xml · nonDerivative · entry 5

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,977

Read SEC document
August 04, 2021 Filed Aug 5, 2021 21:02 UTC SaleCommon Stock 3,119 $9.85 $30,722.46
Disclosure

SEC source: 0001104659-21-100822 · tm2124266-1_4seq1.xml · nonDerivative · entry 4

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,119

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:02 UTC SaleCommon Stock 5,827 $9.87 $57,512.49
Disclosure

SEC source: 0001104659-21-100822 · tm2124266-1_4seq1.xml · nonDerivative · entry 3

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,238

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August 03, 2021 Filed Aug 5, 2021 21:02 UTC SaleCommon Stock 5,000 $9.86 $49,305.00
Disclosure

SEC source: 0001104659-21-100822 · tm2124266-1_4seq1.xml · nonDerivative · entry 2

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,065

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August 03, 2021 Filed Aug 5, 2021 21:02 UTC SaleCommon Stock 1,641 $9.86 $16,180.26
Disclosure

SEC source: 0001104659-21-100822 · tm2124266-1_4seq1.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,065

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February 02, 2021 Filed Feb 4, 2021 21:54 UTC Exercise / conversionCommon Stock 163,703 $8.24 $1,348,912.72
Disclosure

SEC source: 0001398344-21-002386 · fp0061915_4.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Non-transferable rights were issued to stockholders of record as of December 23, 2020 in connection with a rights offering by the Issuer at the rate of one right for each share of beneficial interest owned. Each right entitled its holder to purchase one share of beneficial interest, which purchase is reflected in this filing.

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February 02, 2021 Filed Feb 4, 2021 21:40 UTC Exercise / conversionCommon Stock 11,183 $8.24 $92,147.92
Disclosure

SEC source: 0001398344-21-002380 · fp0061916_4.xml · nonDerivative · entry 1

HELLERMAN GERALD · CIK 0001222911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Non-transferable rights were issued to stockholders of record as of December 23, 2020 in connection with a rights offering by the Issuer at the rate of one right for each share of beneficial interest owned. Each right entitled its holder to purchase one share of beneficial interest, which purchase is reflected in this filing.

F2 · balance_after: Amount includes 275 shares received by the Reporting Person pursuant to automatic distributions.

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February 02, 2021 Filed Feb 4, 2021 21:36 UTC
Dakos AndrewDirector
Exercise / conversionCommon Stock 39,000 $8.24 $321,360.00
Disclosure

SEC source: 0001398344-21-002379 · fp0061914_4.xml · nonDerivative · entry 1

Dakos Andrew · CIK 0001341021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Non-transferable rights were issued to stockholders of record as of December 23, 2020 in connection with a rights offering by the Issuer at the rate of one right for each share of beneficial interest owned. Each right entitled its holder to purchase one share of beneficial interest, which purchase is reflected in this filing.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:32 UTC Exercise / conversionCommon Stock 3,560 $8.24 $29,334.40
Disclosure

SEC source: 0001398344-21-002376 · fp0061913_4.xml · nonDerivative · entry 1

SELL MORITZ A · CIK 0001053116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Non-transferable rights were issued to stockholders of record as of December 23, 2020 in connection with a rights offering by the Issuer at the rate of one right for each share of beneficial interest owned. Each right entitled its holder to purchase one share of beneficial interest, which purchase is reflected in this filing.

Read SEC document
February 02, 2021 Filed Nov 3, 2021 18:03 UTC Amendment Exercise / conversionCommon Stock 5,060 $8.24 $41,694.40
Disclosure

SEC source: 0001104659-21-133560 · tm2131826-1_4aseq1.xml · nonDerivative · entry 1

SELL MORITZ A · CIK 0001053116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Non-transferable rights were issued to stockholders of record as of December 23, 2020 in connection with a rights offering by the Issuer at the rate of one right for each share of beneficial interest owned. Each right entitled its holder to purchase one share of beneficial interest, which purchase is reflected in this filing.

F2 · shares: This Form 4 amendment is being filed to correct: (i) the Amount of Securities Acquired in the Reported Transaction in Column 4 of Table I and (ii) the Amount of Securities Beneficially Owned Following the Reported Transaction in Column 5 of Table I.

F2 · balance_after: This Form 4 amendment is being filed to correct: (i) the Amount of Securities Acquired in the Reported Transaction in Column 4 of Table I and (ii) the Amount of Securities Beneficially Owned Following the Reported Transaction in Column 5 of Table I.

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January 21, 2021 Filed Jan 22, 2021 21:34 UTC
Dakos AndrewDirector
SaleCommon Stock 9,355 $8.59 $80,359.45
Disclosure

SEC source: 0001398344-21-001226 · fp0061517_4.xml · nonDerivative · entry 2

Dakos Andrew · CIK 0001341021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,745

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:34 UTC
Dakos AndrewDirector
SaleCommon Stock 1,900 $8.72 $16,568.00
Disclosure

SEC source: 0001398344-21-001226 · fp0061517_4.xml · nonDerivative · entry 1

Dakos Andrew · CIK 0001341021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,100

Read SEC document
December 24, 2020 Filed Dec 28, 2020 17:35 UTC SaleCommon Stock 6,990 $8.54 $59,694.60
Disclosure

SEC source: 0001398344-20-025103 · fp0060542_4.xml · nonDerivative · entry 2

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3

Read SEC document
December 23, 2020 Filed Dec 28, 2020 17:35 UTC SaleCommon Stock 6,710 $8.54 $57,303.40
Disclosure

SEC source: 0001398344-20-025103 · fp0060542_4.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,993

Read SEC document
December 18, 2020 Filed Dec 22, 2020 17:17 UTC SaleCommon Stock 200 $9.03 $1,806.00
Disclosure

SEC source: 0001398344-20-024888 · fp0060467_4.xml · nonDerivative · entry 2

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,481

Read SEC document
December 18, 2020 Filed Dec 22, 2020 17:17 UTC SaleCommon Stock 4,800 $9.02 $43,300.80
Disclosure

SEC source: 0001398344-20-024888 · fp0060467_4.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,681

Read SEC document
December 17, 2020 Filed Dec 18, 2020 16:13 UTC
Dakos AndrewDirector
SaleCommon Stock 1,299 $8.96 $11,639.04
Disclosure

SEC source: 0001398344-20-024749 · fp0060378_4.xml · nonDerivative · entry 2

Dakos Andrew · CIK 0001341021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Read SEC document
December 16, 2020 Filed Dec 17, 2020 19:27 UTC SaleCommon Stock 5,000 $8.82 $44,100.00
Disclosure

SEC source: 0001398344-20-024695 · fp0060363_4.xml · nonDerivative · entry 4

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,481

Read SEC document
December 16, 2020 Filed Dec 17, 2020 19:27 UTC SaleCommon Stock 5,000 $8.83 $44,150.00
Disclosure

SEC source: 0001398344-20-024695 · fp0060363_4.xml · nonDerivative · entry 3

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,481

Read SEC document
December 16, 2020 Filed Dec 18, 2020 16:13 UTC
Dakos AndrewDirector
SaleCommon Stock 5,000 $8.83 $44,150.00
Disclosure

SEC source: 0001398344-20-024749 · fp0060378_4.xml · nonDerivative · entry 1

Dakos Andrew · CIK 0001341021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,299

Read SEC document
December 15, 2020 Filed Dec 17, 2020 19:27 UTC SaleCommon Stock 5,000 $8.70 $43,500.00
Disclosure

SEC source: 0001398344-20-024695 · fp0060363_4.xml · nonDerivative · entry 2

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,481

Read SEC document
December 15, 2020 Filed Dec 17, 2020 19:27 UTC SaleCommon Stock 5,000 $8.66 $43,300.00
Disclosure

SEC source: 0001398344-20-024695 · fp0060363_4.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,481

Read SEC document
December 08, 2020 Filed Dec 10, 2020 17:38 UTC SaleCommon Stock 5,000 $8.66 $43,300.00
Disclosure

SEC source: 0001398344-20-024432 · fp0060214_4.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,481

Read SEC document
December 08, 2020 Filed Dec 28, 2020 17:29 UTC Amendment SaleCommon Stock 368 $8.68 $3,194.24
Disclosure

SEC source: 0001398344-20-025100 · fp0060541_4a.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,703

F1 · shares: This amended Form 4 is being filed to report the sale of an additional 368 shares that were sold by the Reporting Person on December 8, 2020 and were inadvertently excluded from the Form 4 filed on December 10, 2020 reporting the sales of such security.

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December 04, 2020 Filed Dec 8, 2020 16:46 UTC SaleCommon Stock 5,000 $8.52 $42,600.00
Disclosure

SEC source: 0001398344-20-024175 · fp0060143_4.xml · nonDerivative · entry 3

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,481

Read SEC document
December 04, 2020 Filed Dec 8, 2020 16:46 UTC SaleCommon Stock 5,000 $8.60 $43,000.00
Disclosure

SEC source: 0001398344-20-024175 · fp0060143_4.xml · nonDerivative · entry 2

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,481

Read SEC document
December 04, 2020 Filed Dec 8, 2020 16:46 UTC SaleCommon Stock 2,255 $8.62 $19,438.10
Disclosure

SEC source: 0001398344-20-024175 · fp0060143_4.xml · nonDerivative · entry 1

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,481

Read SEC document
December 03, 2020 Filed Dec 3, 2020 23:52 UTC SaleCommon Stock 2,700 $8.48 $22,896.00
Disclosure

SEC source: 0001398344-20-023925 · fp0059877_4.xml · nonDerivative · entry 4

GOLDSTEIN PHILLIP · CIK 0001067621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,736

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.