Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2026 Filed Apr 3, 2026 20:46 UTC |
Agrawal SundeepDirector
|
GrantCommon Stock | 13,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-26-000147 · form4.xml · nonDerivative · entry 1 Agrawal Sundeep · CIK 0001840599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,337 F1 · shares: Represents restricted stock granted to the reporting person under the issuer's Seventh Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2029. Such restricted stock is subject to forfeiture if the requisite service period is not completed. F1 · price: Represents restricted stock granted to the reporting person under the issuer's Seventh Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2029. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| April 02, 2026 Filed Apr 3, 2026 22:53 UTC |
Aklog LishanDirector · Chairman and CEO
|
GrantCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-26-000165 · form4.xml · nonDerivative · entry 1 Aklog Lishan · CIK 0001665074 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 357,614 F1 · shares: Represents restricted stock granted to the reporting person under the Issuer's Seventh Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2029. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| April 02, 2026 Filed Apr 3, 2026 20:51 UTC |
MCGRATH DENNIS MPresident and CFO
|
GrantCommon stock | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-26-000157 · form4.xml · nonDerivative · entry 1 MCGRATH DENNIS M · CIK 0001269340 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,695 F1 · shares: Represents restricted stock granted to the reporting person under the Issuer's Seventh Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2029. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| April 02, 2026 Filed Apr 3, 2026 20:50 UTC |
Glennon Michael JDirector
|
GrantCommon stock | 13,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-26-000155 · form4.xml · nonDerivative · entry 1 Glennon Michael J · CIK 0001665434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,653 F1 · shares: Represents restricted stock granted to the reporting person under the issuer's Seventh Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2029. Such restricted stock is subject to forfeiture if the requisite service period is not completed. F1 · price: Represents restricted stock granted to the reporting person under the issuer's Seventh Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2029. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| April 02, 2026 Filed Apr 3, 2026 20:49 UTC |
Baxter Timothy EDirector
|
GrantCommon stock | 13,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-26-000153 · form4.xml · nonDerivative · entry 1 Baxter Timothy E · CIK 0001914275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,097 F1 · shares: Represents restricted stock granted to the reporting person under the issuer's Seventh Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2029. Such restricted stock is subject to forfeiture if the requisite service period is not completed. F1 · price: Represents restricted stock granted to the reporting person under the issuer's Seventh Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2029. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| April 02, 2026 Filed Apr 3, 2026 20:48 UTC |
White DebraDirector
|
GrantCommon Stock | 13,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-26-000151 · form4.xml · nonDerivative · entry 1 White Debra · CIK 0001859882 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,097 F1 · shares: Represents restricted stock granted to the reporting person under the Issuer's Seventh Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2029. Such restricted stock is subject to forfeiture if the requisite service period is not completed, Read SEC document |
| April 02, 2026 Filed Apr 3, 2026 20:47 UTC |
Sparks Ronald MDirector
|
GrantCommon stock | 13,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-26-000149 · form4.xml · nonDerivative · entry 1 Sparks Ronald M · CIK 0001665394 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,097 F1 · shares: Represents restricted stock granted to the reporting person under the Issuer's Seventh Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2029. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| April 02, 2026 Filed Apr 3, 2026 20:45 UTC |
Gordon Michael AdamGeneral Counsel
|
GrantCommon stock | 110,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-26-000144 · form4.xml · nonDerivative · entry 1 Gordon Michael Adam · CIK 0001932934 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,000 F1 · shares: Represents restricted stock granted to the reporting person under the Issuer's Seventh Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2029. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| April 02, 2026 Filed Apr 3, 2026 20:44 UTC |
O'Neil ShaunChief Operating Officer
|
GrantCommon Stock | 110,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-26-000142 · form4.xml · nonDerivative · entry 1 O'Neil Shaun · CIK 0001908075 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,598 F1 · shares: Represents restricted stock granted to the reporting person under the Issuer's Seventh Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2029. Such restricted stock is subject to forfeiture if the requisite service period is not completed. F1 · price: Represents restricted stock granted to the reporting person under the Issuer's Seventh Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2029. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| April 02, 2026 Filed Apr 13, 2026 20:10 UTC |
Lee Victoria Tou-hoChief Medical Officer
|
GrantCommon Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-26-000191 · form4.xml · nonDerivative · entry 1 Lee Victoria Tou-ho · CIK 0002127557 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,666 F1 · shares: Represents restricted stock granted to the reporting person under the Issuer's Seventh Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2029. Such restricted stock is subject to forfeiture if the requisite service period is not completed. F1 · price: Represents restricted stock granted to the reporting person under the Issuer's Seventh Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2029. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:17 UTC |
Agrawal SundeepDirector
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-25-000042 · form4.xml · nonDerivative · entry 1 Agrawal Sundeep · CIK 0001840599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,195 F1 · shares: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. F1 · price: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:09 UTC |
Aklog LishanDirector · Chairman and CEO
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-25-000039 · form4.xml · nonDerivative · entry 1 Aklog Lishan · CIK 0001665074 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,418 F1 · shares: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. F1 · price: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:12 UTC |
MCGRATH DENNIS MPresident and CFO
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-25-000040 · form4.xml · nonDerivative · entry 1 MCGRATH DENNIS M · CIK 0001269340 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,834 F1 · shares: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. F1 · price: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:22 UTC |
Sparks Ronald MDirector
|
GrantCommon stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-25-000046 · form4.xml · nonDerivative · entry 1 Sparks Ronald M · CIK 0001665394 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,000 F1 · shares: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. F1 · price: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:21 UTC |
White DebraDirector
|
GrantCommon stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-25-000045 · form4.xml · nonDerivative · entry 1 White Debra · CIK 0001859882 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,000 F1 · shares: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. F1 · price: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:20 UTC |
Baxter Timothy EDirector
|
GrantCommon stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-25-000044 · form4.xml · nonDerivative · entry 1 Baxter Timothy E · CIK 0001914275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,000 F1 · shares: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. F1 · price: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:18 UTC |
Glennon Michael JDirector
|
GrantCommon stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-25-000043 · form4.xml · nonDerivative · entry 1 Glennon Michael J · CIK 0001665434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,667 F1 · shares: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. F1 · price: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:13 UTC |
Gordon Michael AdamGeneral Counsel
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-25-000041 · form4.xml · nonDerivative · entry 1 Gordon Michael Adam · CIK 0001932934 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 F1 · shares: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. F1 · price: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:08 UTC |
O'Neil ShaunChief Operating Officer
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-25-000038 · form4.xml · nonDerivative · entry 1 O'Neil Shaun · CIK 0001908075 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,933 F1 · shares: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. F1 · price: Represents restricted stock granted to the reporting person under the issuer's Sixth Amended and Restated 2014 Long-Term Incentive Equity Plan with a single vesting date of May 20, 2028. Such restricted stock is subject to forfeiture if the requisite service period is not completed. Read SEC document |
| October 21, 2024 Filed Oct 23, 2024 20:36 UTC |
Agrawal SundeepDirector
|
GrantEmployee stock option (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0001062993-24-017897 · form4.xml · derivative · entry 1 Agrawal Sundeep · CIK 0001840599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common stock · 50,000 shares Expires 2034-10-21 F1 · derivative.exercise_date: One third of the option vests on June 30, 2025; the balance vests in eight equal quarterly installments, starting September 30, 2025. Read SEC document |
| September 19, 2024 Filed Sep 20, 2024 20:13 UTC |
Agrawal SundeepDirector
|
GrantEmployee stock option (right to buy) · Derivative | 205,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001062993-24-016841 · form4.xml · derivative · entry 1 Agrawal Sundeep · CIK 0001840599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,000 Underlying: Common stock · 205,000 shares Expires 2034-09-19 F1 · derivative.exercise_date: One third of the option vests on June 30, 2025; the balance vests in eight equal quarterly installments, starting September 30, 2025. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:49 UTC |
Baxter Timothy EDirector
|
GrantCommon stock | 65,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-004288 · form4.xml · nonDerivative · entry 1 Baxter Timothy E · CIK 0001914275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,000 F1 · price: The issuer granted 65,000 shares of restricted stock to the reporting person pursuant to its long term incentive equity plan. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:46 UTC |
White DebraDirector
|
GrantCommon stock | 65,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-004283 · form4.xml · nonDerivative · entry 1 White Debra · CIK 0001859882 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,000 F1 · price: The issuer granted 65,000 shares of restricted stock to the reporting person pursuant to its long term incentive equity plan. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:46 UTC |
Sparks Ronald MDirector
|
GrantCommon stock | 65,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-004282 · form4.xml · nonDerivative · entry 1 Sparks Ronald M · CIK 0001665394 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,000 F1 · price: The issuer granted 65,000 shares of restricted stock to the reporting person pursuant to its long term incentive equity plan. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:43 UTC |
Harvey Joan BDirector
|
GrantCommon stock | 65,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-004280 · form4.xml · nonDerivative · entry 1 Harvey Joan B · CIK 0001912325 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,000 F1 · price: The issuer granted 65,000 shares of restricted stock to the reporting person pursuant to its long term incentive equity plan. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:41 UTC |
Glennon Michael JDirector
|
GrantCommon stock | 65,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-004279 · form4.xml · nonDerivative · entry 1 Glennon Michael J · CIK 0001665434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,000 F1 · price: The issuer granted 65,000 shares of restricted stock to the reporting person pursuant to its long term incentive equity plan. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:41 UTC |
Cox James LDirector
|
GrantCommon stock | 65,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-004277 · form4.xml · nonDerivative · entry 1 Cox James L · CIK 0001665442 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,000 F1 · price: The issuer granted 65,000 shares of restricted stock to the reporting person pursuant to its long term incentive equity plan. Read SEC document |
| January 30, 2023 Filed Feb 3, 2023 02:11 UTC |
Sparks Ronald MDirector
|
GrantEmployee stock option (right to buy) · Derivative | 450,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001062993-23-002048 · form4.xml · derivative · entry 1 Sparks Ronald M · CIK 0001665394 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common stock · 450,000 shares Expires 2033-01-30 F1 · derivative.exercise_date: One third of the option vests on March 31, 2023; the balance vests in eight equal quarterly installments, starting June 30, 2023. Read SEC document |
| January 30, 2023 Filed Feb 3, 2023 01:45 UTC |
White DebraDirector
|
GrantEmployee stock option (right to buy) · Derivative | 450,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001062993-23-002044 · form4.xml · derivative · entry 1 White Debra · CIK 0001859882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common stock · 450,000 shares Expires 2033-01-30 F1 · derivative.exercise_date: One third of the option vests on March 31, 2023; the balance vests in eight equal quarterly installments, starting June 30, 2023. Read SEC document |
| January 30, 2023 Filed Feb 3, 2023 01:44 UTC |
Harvey Joan BDirector
|
GrantEmployee stock option (right to buy) · Derivative | 450,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001062993-23-002043 · form4.xml · derivative · entry 1 Harvey Joan B · CIK 0001912325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common stock · 450,000 shares Expires 2033-01-30 F1 · derivative.exercise_date: One third of the option vests on March 31, 2023; the balance vests in eight equal quarterly installments, starting June 30, 2023. Read SEC document |
| January 30, 2023 Filed Feb 3, 2023 01:44 UTC |
Glennon Michael JDirector
|
GrantEmployee stock option (right to buy) · Derivative | 450,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001062993-23-002042 · form4.xml · derivative · entry 1 Glennon Michael J · CIK 0001665434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common stock · 450,000 shares Expires 2033-01-30 F1 · derivative.exercise_date: One third of the option vests on March 31, 2023; the balance vests in eight equal quarterly installments, starting June 30, 2023. Read SEC document |
| January 30, 2023 Filed Feb 3, 2023 01:41 UTC |
Cox James LDirector
|
GrantEmployee stock option (right to buy) · Derivative | 450,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001062993-23-002040 · form4.xml · derivative · entry 1 Cox James L · CIK 0001665442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common stock · 450,000 shares Expires 2033-01-30 F1 · derivative.exercise_date: One third of the option vests on March 31, 2023; the balance vests in eight equal quarterly installments, starting June 30, 2023. Read SEC document |
| January 30, 2023 Filed Feb 3, 2023 01:38 UTC |
Baxter Timothy EDirector
|
GrantEmployee stock option (right to buy) · Derivative | 450,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001062993-23-002037 · form4.xml · derivative · entry 1 Baxter Timothy E · CIK 0001914275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common stock · 450,000 shares Expires 2033-01-30 F1 · derivative.exercise_date: One third of the option vests on March 31, 2023; the balance vests in eight equal quarterly installments, starting June 30, 2023. Read SEC document |
| December 07, 2022 Filed Dec 7, 2022 23:56 UTC |
Glennon Michael JDirector
|
PurchaseCommon Stock | 100,000 | $0.62 | $62,320.00 |
DisclosureSEC source: 0001062993-22-023503 · form4.xml · nonDerivative · entry 3 Glennon Michael J · CIK 0001665434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6122 to $0.6382 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 23:56 UTC |
Glennon Michael JDirector
|
PurchaseCommon Stock | 88,000 | $0.64 | $56,082.40 |
DisclosureSEC source: 0001062993-22-023503 · form4.xml · nonDerivative · entry 2 Glennon Michael J · CIK 0001665434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5930 to $0.6746 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 23:56 UTC |
Glennon Michael JDirector
|
PurchaseCommon stock | 62,000 | $0.69 | $42,606.40 |
DisclosureSEC source: 0001062993-22-023503 · form4.xml · nonDerivative · entry 1 Glennon Michael J · CIK 0001665434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.67 to $0.6984 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:48 UTC |
Gordon Michael AdamGeneral Counsel
|
GrantEmployee stock option (right to buy) · Derivative | 400,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001062993-22-014562 · form4.xml · derivative · entry 1 Gordon Michael Adam · CIK 0001932934 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common stock · 400,000 shares Expires 2032-06-07 F1 · derivative.exercise_date: The option vests in 12 quarterly installments, with first installment vesting June 30, 2022. Read SEC document |
| May 04, 2022 Filed May 1, 2023 12:59 UTC |
O'Neil ShaunChief Operating Officer
|
Tax withholdingCommon stock | 25,935 | $1.38 | $35,790.30 |
DisclosureSEC source: 0001062993-23-009738 · form4.xml · nonDerivative · entry 1 O'Neil Shaun · CIK 0001908075 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,469 F1 · kind: Payment of payroll withholding tax liability using a portion of securities received from the company. F2 · balance_after: Includes shares purchased pursuant to the company's Employee Stock Purchase Plan in transactions exempt from Section 16(a) reporting obligations. Read SEC document |
| March 28, 2022 Filed Apr 11, 2022 22:24 UTC |
Aklog LishanDirector · Chairman and CEO
|
Tax withholdingCommon stock | 79,636 | $1.18 | $93,970.48 |
DisclosureSEC source: 0001062993-22-010063 · form4.xml · nonDerivative · entry 1 Aklog Lishan · CIK 0001665074 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,277 F1 · kind: Payment of payroll withholding tax liability using a portion of securities received from the company. F1 · shares: Payment of payroll withholding tax liability using a portion of securities received from the company. F1 · price: Payment of payroll withholding tax liability using a portion of securities received from the company. Read SEC document |
| March 28, 2022 Filed Apr 11, 2022 22:25 UTC |
MCGRATH DENNIS MPresident & CFO
|
Tax withholdingCommon stock | 199,973 | $1.18 | $235,968.14 |
DisclosureSEC source: 0001062993-22-010064 · form4.xml · nonDerivative · entry 1 MCGRATH DENNIS M · CIK 0001269340 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755,489 F1 · kind: Payment of payroll withholding tax liability using a portion of securities received from the company. F1 · shares: Payment of payroll withholding tax liability using a portion of securities received from the company. F1 · price: Payment of payroll withholding tax liability using a portion of securities received from the company. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 21:27 UTC |
O'Neil ShaunChief Operating Officer
|
GrantEmployee stock option (right to buy) · Derivative | 300,000 | $0.00 Strike: $1.48 | $0.00 |
DisclosureSEC source: 0001062993-22-005565 · form4.xml · derivative · entry 2 O'Neil Shaun · CIK 0001908075 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common stock · 300,000 shares Expires 2032-02-22 F2 · derivative.exercise_date: The option vests in twelve quarterly installments, with the first twelfth vesting March 31, 2022. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 21:27 UTC |
O'Neil ShaunChief Operating Officer
|
Tax withholdingCommon stock | 75,000 | $2.43 | $182,250.00 |
DisclosureSEC source: 0001062993-22-005565 · form4.xml · nonDerivative · entry 1 O'Neil Shaun · CIK 0001908075 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · shares: Disposal is in connection with the payment of payroll taxes. F1 · price: Disposal is in connection with the payment of payroll taxes. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 01:13 UTC |
Aklog LishanDirector · Chairman and CEO · 10% owner
|
GrantEmployee stock option (right to buy) · Derivative | 200,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001062993-22-005481 · form4.xml · derivative · entry 1 Aklog Lishan · CIK 0001665074 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common stock · 200,000 shares Expires 2032-02-18 F1 · derivative.exercise_date: The option vests in 12 quarterly installments, with first installment vesting March 31, 2022. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 01:15 UTC |
MCGRATH DENNIS MPresident & CFO
|
GrantEmployee stock option (right to buy) · Derivative | 150,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001062993-22-005484 · form4.xml · derivative · entry 1 MCGRATH DENNIS M · CIK 0001269340 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common stock · 150,000 shares Expires 2032-02-18 F1 · derivative.exercise_date: The option vests in 12 quarterly installments, with first installment vesting March 31, 2022. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 01:25 UTC |
Glennon Michael JDirector
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GrantEmployee stock option (right to buy) · Derivative | 80,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001062993-22-005493 · form4.xml · derivative · entry 1 Glennon Michael J · CIK 0001665434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common stock · 80,000 shares Expires 2032-02-18 F1 · derivative.exercise_date: The option vests in 12 quarterly installments, with first installment vesting March 31, 2022. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 01:25 UTC |
DeGuzman Brian J.Chief Medical Officer
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GrantEmployee stock option (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001062993-22-005492 · form4.xml · derivative · entry 1 DeGuzman Brian J. · CIK 0001664813 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common stock · 50,000 shares Expires 2032-02-18 F1 · derivative.exercise_date: The option vests in 12 quarterly installments, with first installment vesting March 31, 2022. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 01:17 UTC |
Sparks Ronald MDirector
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GrantEmployee stock option (right to buy) · Derivative | 80,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001062993-22-005486 · form4.xml · derivative · entry 1 Sparks Ronald M · CIK 0001665394 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common stock · 80,000 shares Expires 2032-02-18 F1 · derivative.exercise_date: The option vests in 12 quarterly installments, with first installment vesting March 31, 2022. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 01:22 UTC |
White DebraDirector
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GrantEmployee stock option (right to buy) · Derivative | 80,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001062993-22-005489 · form4.xml · derivative · entry 1 White Debra · CIK 0001859882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common stock · 80,000 shares Expires 2032-02-18 F1 · derivative.exercise_date: The option vests in 12 quarterly installments, with first installment vesting March 31, 2022. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 01:19 UTC |
Cox James LDirector
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GrantEmployee stock option (right to buy) · Derivative | 80,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001062993-22-005488 · form4.xml · derivative · entry 1 Cox James L · CIK 0001665442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common stock · 80,000 shares Expires 2032-02-18 F1 · derivative.exercise_date: The option vests in 12 quarterly installments, with first installment vesting March 31, 2022. Read SEC document |
| February 18, 2022 Filed Mar 1, 2022 23:22 UTC |
Baxter Timothy EDirector
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GrantEmployee stock option (right to buy) · Derivative | 80,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001062993-22-006203 · form4.xml · derivative · entry 1 Baxter Timothy E · CIK 0001914275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common stock · 80,000 shares Expires 2032-02-18 F1 · derivative.exercise_date: The option vests in 12 quarterly installments, with first installment vesting March 31, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.