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Nasdaq · USD

PANL

Pangaea Logistics Solutions Ltd.

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Tapewire entity
5424
SEC CIK
0001606909
Parsed reports
178

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 06, 2017 Filed Apr 18, 2017 16:38 UTC
FILANOWSKI MARK LDirector · Chief Operating Officer
GrantCommon Share $0.0001 Par Value 22,523 $0.00 $0.00
Disclosure

SEC source: 0001606909-17-000028 · wf-form4_149254790820386.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,113

F1 · kind: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). One-third of the shares vest on each the third, fourth and fifth anniversaries of the date of grant, subject to accelerated vesting in certain circumstances.

F1 · price: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). One-third of the shares vest on each the third, fourth and fifth anniversaries of the date of grant, subject to accelerated vesting in certain circumstances.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:29 UTC GrantCommon Share $0.0001 Par Value 5,041 $0.00 $0.00
Disclosure

SEC source: 0001606909-16-000282 · wf-form4_147872697058349.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,590

F1 · kind: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Fifty percent of the shares vest on the first anniversary of the date of grant and the remaining fifty percent vest on the second anniversary of the date of grant, subject to accelerated vesting in certain circumstances.

F1 · price: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Fifty percent of the shares vest on the first anniversary of the date of grant and the remaining fifty percent vest on the second anniversary of the date of grant, subject to accelerated vesting in certain circumstances.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:34 UTC GrantCommon Share $0.0001 Par Value 5,041 $0.00 $0.00
Disclosure

SEC source: 0001606909-16-000286 · wf-form4_147872722601205.xml · nonDerivative · entry 1

DU MOULIN RICHARD T · CIK 0001065094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,090

F1 · kind: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Fifty percent of the shares vest on the first anniversary of the date of grant and the remaining fifty percent vest on the second anniversary of the date of grant, subject to accelerated vesting in certain circumstances.

F1 · price: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Fifty percent of the shares vest on the first anniversary of the date of grant and the remaining fifty percent vest on the second anniversary of the date of grant, subject to accelerated vesting in certain circumstances.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 21:31 UTC
Yu PeterDirector · 10% owner
GrantCommon Share $0.0001 Par Value 10,082 $0.00 $0.00
Disclosure

SEC source: 0001606909-16-000284 · wf-form4_147872708367201.xml · nonDerivative · entry 1

Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner

Pangaea One, L.P. · CIK 0001622015 · 10% owner

Cartesian Capital Group Holding, LLC · CIK 0001622320 · 10% owner

Pangaea One Holding, LLC · CIK 0001622319 · 10% owner

Pangaea One Parallel Fund (B), L.P. · CIK 0001622016 · 10% owner

Pangaea One GP, LLC · CIK 0001622014 · 10% owner

Yu Peter · CIK 0001426890 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,930

F1 · kind: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Fifty percent of the shares vest on the first anniversary of the date of grant and the remaining fifty percent vest on the second anniversary of the date of grant.

F1 · price: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Fifty percent of the shares vest on the first anniversary of the date of grant and the remaining fifty percent vest on the second anniversary of the date of grant.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:25 UTC
Sgro DavidDirector
GrantCommon Share $0.0001 Par Value 5,041 $0.00 $0.00
Disclosure

SEC source: 0001606909-16-000278 · wf-form4_147872672706670.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,632

F1 · kind: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Fifty percent of the shares vest on the first anniversary of the date of grant and the remaining fifty percent vest on the second anniversary of the date of grant, subject to accelerated vesting in certain circumstances.

F1 · price: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Fifty percent of the shares vest on the first anniversary of the date of grant and the remaining fifty percent vest on the second anniversary of the date of grant, subject to accelerated vesting in certain circumstances.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 21:23 UTC GrantCommon Share $0.0001 Par Value 5,041 $0.00 $0.00
Disclosure

SEC source: 0001606909-16-000276 · wf-form4_147872661398816.xml · nonDerivative · entry 1

ROSENFELD ERIC · CIK 0001219603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,666

F1 · kind: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Fifty percent of the shares vest on the first anniversary of the date of grant and the remaining fifty percent vest on the second anniversary of the date of grant, subject to accelerated vesting in certain circumstances.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.