organization · Reporting owner
Pangaea One Acquisition Holdings XIV, LLC
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Pangaea Logistics Solutions Ltd.
Report date June 23, 2021 · Filed June 25, 2021
Section 16 reporting ended · disclosed 2021-06-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Share $0.0001 Par ValueSEC Table I · non-derivative | Indirectsee footnotes | 3,369,886 |
Reported balance
After 2021-06-23 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-06-23 · Sale · Disposed 800 · Balance 3,369,886 |
| Common Share $0.0001 Par ValueSEC Table I · non-derivative | Indirectsee footnotes | 3,320,957 |
Reported balance
After 2021-06-23 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-06-23 · Sale · Disposed 48,929 · Balance 3,320,957 F1: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $5.30 to $5.34, inclusive. |
| Common Share $0.0001 Par ValueSEC Table I · non-derivative | Indirectsee footnotes | 3,275,948 |
Reported balance
After 2021-06-24 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-06-24 · Sale · Disposed 45,009 · Balance 3,275,948 F2: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $5.20 to $5.35, inclusive. F3: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F4: The 3,275,948 shares of Common Stock are held directly as follows: (i) 258,778 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 392,996 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 390,442 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 366,128 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 366,120 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 776,175 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 725,309 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F5: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F6: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F7: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F8: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F9: Peter Yu is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. |
| Common Share $0.0001 Par ValueSEC Table I · non-derivative | Direct | 56,818 |
Reported balance
Holding disclosure · report date 2021-06-23 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 56,818 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $5.30 to $5.34, inclusive.
F2: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $5.20 to $5.35, inclusive.
F3: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person.
F4: The 3,275,948 shares of Common Stock are held directly as follows: (i) 258,778 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 392,996 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 390,442 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 366,128 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 366,120 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 776,175 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 725,309 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel").
F5: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition.
F6: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof.
F7: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP.
F8: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co.
F9: Peter Yu is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2021 Filed Jun 25, 2021 23:52 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 45,009 | $5.25 | $236,094.71 |
DisclosureSEC source: 0001606909-21-000086 · wf-form4_162466509530107.xml · nonDerivative · entry 3 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · Affiliate of the Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 3,275,948 F2 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $5.20 to $5.35, inclusive. F3 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F4 · ownership.nature: The 3,275,948 shares of Common Stock are held directly as follows: (i) 258,778 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 392,996 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 390,442 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 366,128 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 366,120 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 776,175 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 725,309 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F5 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F6 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F7 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F8 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F9 · ownership.nature: Peter Yu is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 23:52 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 48,929 | $5.32 | $260,057.64 |
DisclosureSEC source: 0001606909-21-000086 · wf-form4_162466509530107.xml · nonDerivative · entry 2 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · Affiliate of the Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 3,320,957 F1 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $5.30 to $5.34, inclusive. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 23:52 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 800 | $5.32 | $4,252.00 |
DisclosureSEC source: 0001606909-21-000086 · wf-form4_162466509530107.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · Affiliate of the Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 3,369,886 Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 21:50 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 3,051,366 | $4.01 | $12,246,657.44 |
DisclosureSEC source: 0001606909-21-000080 · wf-form4_162370740171349.xml · nonDerivative · entry 2 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 3,370,686 F2 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $4.00 to $4.17, inclusive. F3 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F4 · ownership.nature: The 3,370,686 shares of Common Stock are held directly as follows: (i) 266,261 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 404,362 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 401,733 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 376,715 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 376,707 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 798,624 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 746,284 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F5 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F6 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F7 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F8 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F9 · ownership.nature: Peter Yu is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 21:50 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 137,766 | $4.12 | $567,182.62 |
DisclosureSEC source: 0001606909-21-000080 · wf-form4_162370740171349.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 6,422,052 F1 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $4.10 to $4.16, inclusive. Read SEC document |
| June 09, 2021 Filed Jun 9, 2021 21:04 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 38,370 | $4.10 | $157,336.19 |
DisclosureSEC source: 0001606909-21-000078 · wf-form4_162327261421619.xml · nonDerivative · entry 3 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 6,559,818 F3 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $4.10 to $4.12, inclusive. F4 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F5 · ownership.nature: The 6,559,818 shares of Common Stock are held directly as follows: (i) 518,181 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 786,947 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 781,827 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 733,139 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 733,125 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 1,554,230 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 1,452,369 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F6 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F7 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F8 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F9 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F10 · ownership.nature: Peter Yu is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:04 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 48,637 | $4.13 | $200,734.63 |
DisclosureSEC source: 0001606909-21-000078 · wf-form4_162327261421619.xml · nonDerivative · entry 2 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 6,598,188 F2 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $4.10 to $4.16, inclusive. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:04 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 85,099 | $4.06 | $345,425.35 |
DisclosureSEC source: 0001606909-21-000078 · wf-form4_162327261421619.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 6,646,825 F1 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $4.03 to $4.12, inclusive. Read SEC document |
| June 01, 2021 Filed Jun 1, 2021 21:17 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 103,850 | $4.20 | $436,201.16 |
DisclosureSEC source: 0001606909-21-000076 · wf-form4_162258222502991.xml · nonDerivative · entry 2 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 6,731,924 F2 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $4.20 to $4.21, inclusive. F3 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F4 · ownership.nature: The 6,788,742 shares of Common Stock are held directly as follows: (i) 531,776 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 807,594 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 802,339 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 752,374 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 752,360 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 1,595,008 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 1,490,473 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F5 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F6 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F7 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F8 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F9 · ownership.nature: Peter Yu is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:17 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 80,616 | $4.21 | $339,764.19 |
DisclosureSEC source: 0001606909-21-000076 · wf-form4_162258222502991.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 6,835,774 F1 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $4.20 to $4.26, inclusive. Read SEC document |
| April 26, 2021 Filed Apr 26, 2021 20:32 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 2,764,516 | $3.08 | $8,503,651.22 |
DisclosureSEC source: 0001606909-21-000053 · wf-form4_161946911693547.xml · nonDerivative · entry 5 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 6,916,390 F5 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $3.04 to $3.22, inclusive. F6 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F7 · ownership.nature: The 6,916,390 shares of Common Stock are held directly as follows: (i) 546,347 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 829,723 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 824,324 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 772,990 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 772,976 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 1,638,715 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 1,531,315 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F8 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F9 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F10 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F11 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F12 · ownership.nature: Peter Yu is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 20:32 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 338,051 | $3.02 | $1,020,914.02 |
DisclosureSEC source: 0001606909-21-000053 · wf-form4_161946911693547.xml · nonDerivative · entry 4 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 9,680,906 F4 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $3.00 to $3.15, inclusive. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 20:32 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 2,100,000 | $2.97 | $6,230,070.00 |
DisclosureSEC source: 0001606909-21-000053 · wf-form4_161946911693547.xml · nonDerivative · entry 3 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 10,018,957 F3 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $2.96 to $3.01, inclusive. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 20:32 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 45,485 | $3.00 | $136,505.03 |
DisclosureSEC source: 0001606909-21-000053 · wf-form4_161946911693547.xml · nonDerivative · entry 2 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 12,118,957 F2 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $3.00 to $3.01, inclusive. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 20:32 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 375,000 | $2.94 | $1,102,537.50 |
DisclosureSEC source: 0001606909-21-000053 · wf-form4_161946911693547.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 12,164,442 F1 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $2.94 to $2.98, inclusive. Read SEC document |
| April 21, 2021 Filed Apr 21, 2021 21:22 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 145,612 | $3.00 | $437,229.15 |
DisclosureSEC source: 0001606909-21-000051 · wf-form4_161904015418747.xml · nonDerivative · entry 4 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 12,539,442 F4 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $3.00 to $3.03, inclusive. F5 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F6 · ownership.nature: The 12,539,442 shares of Common Stock are held directly as follows: (i) 990,529 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 1,504,294 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 1,494,501 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 1,401,434 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 1,401,409 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 2,970,995 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 2,776,280 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F7 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F8 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F9 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F10 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F11 · ownership.nature: Peter Yu is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| April 21, 2021 Filed Apr 21, 2021 21:22 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 293,000 | $2.95 | $863,031.50 |
DisclosureSEC source: 0001606909-21-000051 · wf-form4_161904015418747.xml · nonDerivative · entry 3 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 12,685,054 F3 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $2.94 to $3.00, inclusive. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 21:22 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 1,045 | $3.00 | $3,135.00 |
DisclosureSEC source: 0001606909-21-000051 · wf-form4_161904015418747.xml · nonDerivative · entry 2 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 12,978,054 F2 · price: Represents a weighted average execution price. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 21:22 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 56,738 | $2.99 | $169,697.68 |
DisclosureSEC source: 0001606909-21-000051 · wf-form4_161904015418747.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 12,979,099 F1 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $2.98 to $3.01, inclusive. Read SEC document |
| April 16, 2021 Filed Apr 16, 2021 21:48 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 100,000 | $2.99 | $299,100.00 |
DisclosureSEC source: 0001606909-21-000049 · wf-form4_161860968193393.xml · nonDerivative · entry 4 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,035,837 F4 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $2.99 to $3.00, inclusive. F5 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F6 · ownership.nature: The 13,035,837 shares of Common Stock are held directly as follows: (i) 1,029,741 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 1,563,844 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 1,553,664 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 1,456,912 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 1,456,887 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 3,088,606 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 2,886,183 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F7 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F8 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F9 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F10 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F11 · ownership.nature: Peter Yu is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| April 16, 2021 Filed Apr 16, 2021 21:48 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 150,000 | $2.91 | $436,530.00 |
DisclosureSEC source: 0001606909-21-000049 · wf-form4_161860968193393.xml · nonDerivative · entry 3 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,135,837 F3 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $2.91 to $2.96, inclusive. Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 21:48 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 34,182 | $3.00 | $102,481.05 |
DisclosureSEC source: 0001606909-21-000049 · wf-form4_161860968193393.xml · nonDerivative · entry 2 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,285,837 F2 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $2.98 to $3.02, inclusive. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 21:48 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 7,557 | $3.00 | $22,677.80 |
DisclosureSEC source: 0001606909-21-000049 · wf-form4_161860968193393.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,320,019 F1 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $3.00 to $3.01, inclusive. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 21:18 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 14,100 | $3.01 | $42,507.27 |
DisclosureSEC source: 0001606909-21-000047 · wf-form4_161834868191669.xml · nonDerivative · entry 2 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,327,576 F2 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $3.01 to $3.02, inclusive. F3 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F4 · ownership.nature: The 13,327,576 shares of Common Stock are held directly as follows: (i) 1,052,786 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 1,598,844 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 1,588,435 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 1,489,517 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 1,489,492 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 3,157,727 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 2,950,775 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F5 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F6 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F7 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F8 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F9 · ownership.nature: Peter Yu is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 21:18 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 37,458 | $3.04 | $113,782.42 |
DisclosureSEC source: 0001606909-21-000047 · wf-form4_161834868191669.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,341,676 F1 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $3.03 to $3.05, inclusive. Read SEC document |
| April 08, 2021 Filed Apr 8, 2021 21:32 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 14,484 | $3.03 | $43,924.18 |
DisclosureSEC source: 0001606909-21-000045 · wf-form4_161791751449306.xml · nonDerivative · entry 3 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,379,134 F3 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $3.03 to $3.04, inclusive. F4 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F5 · ownership.nature: The 13,379,134 shares of Common Stock are held directly as follows: (i) 1,056,859 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 1,605,030 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 1,594,579 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 1,495,279 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 1,495,254 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 3,169,943 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 2,962,190 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F6 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F7 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F8 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F9 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F10 · ownership.nature: Peter Yu is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 21:32 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 15,069 | $3.06 | $46,111.14 |
DisclosureSEC source: 0001606909-21-000045 · wf-form4_161791751449306.xml · nonDerivative · entry 2 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,393,618 F2 · price: Represents a weighted average execution price. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:32 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 31,353 | $3.08 | $96,645.62 |
DisclosureSEC source: 0001606909-21-000045 · wf-form4_161791751449306.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,408,687 F1 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $3.07 to $3.10, inclusive. Read SEC document |
| April 05, 2021 Filed Apr 5, 2021 22:38 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 9,242 | $3.13 | $28,890.49 |
DisclosureSEC source: 0001606909-21-000043 · wf-form4_161766221331993.xml · nonDerivative · entry 2 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,440,040 F2 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $3.10 to $3.205, inclusive. F3 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F4 · ownership.nature: The 13,440,040 shares of Common Stock are held directly as follows: (i) 1,061,670 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 1,612,337 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 1,601,838 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 1,502,086 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 1,502,061 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 3,184,373 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 2,975,675 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F5 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F6 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F7 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F8 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F9 · ownership.nature: Peter Yu is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| March 31, 2021 Filed Apr 5, 2021 22:38 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 6,000 | $3.16 | $18,985.80 |
DisclosureSEC source: 0001606909-21-000043 · wf-form4_161766221331993.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,449,282 F1 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $3.15 to $3.19, inclusive. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 21:55 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 2,649 | $3.25 | $8,609.25 |
DisclosureSEC source: 0001606909-21-000041 · wf-form4_161670931846410.xml · nonDerivative · entry 2 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,455,282 F2 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $3.13 to $3.25, inclusive. F3 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F4 · ownership.nature: The 13,455,282 shares of Common Stock are held directly as follows: (i) 1,062,874 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 1,614,166 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 1,603,654 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 1,503,790 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 1,503,765 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 3,187,984 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 2,979,049 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F5 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F6 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F7 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F8 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F9 · ownership.nature: Peter Yu is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 21:55 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 900 | $3.25 | $2,925.00 |
DisclosureSEC source: 0001606909-21-000041 · wf-form4_161670931846410.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,457,931 F1 · price: Represents a weighted average execution price. Read SEC document |
| March 22, 2021 Filed Mar 22, 2021 21:43 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 20,091 | $3.35 | $67,304.85 |
DisclosureSEC source: 0001606909-21-000037 · wf-form4_161644938834156.xml · nonDerivative · entry 3 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,458,831 F3 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $3.35 to $3.36, inclusive. F4 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F5 · ownership.nature: The 13,458,831 shares of Common Stock are held directly as follows: (i) 1,063,154 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 1,614,592 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 1,604,077 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 1,504,187 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 1,504,162 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 3,188,825 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 2,979,834 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F6 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F7 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F8 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F9 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F10 · ownership.nature: Peter Yu is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 21:43 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 149,654 | $3.39 | $506,578.79 |
DisclosureSEC source: 0001606909-21-000037 · wf-form4_161644938834156.xml · nonDerivative · entry 2 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,478,922 F2 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $3.35 to $3.44, inclusive. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 21:43 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 269,175 | $3.37 | $905,800.79 |
DisclosureSEC source: 0001606909-21-000037 · wf-form4_161644938834156.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,628,576 F1 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $3.24 to $3.53, inclusive. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 23:08 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | GrantCommon Share $0.0001 Par Value | 56,818 | $3.52 | $199,999.36 |
DisclosureSEC source: 0001606909-21-000021 · wf-form4_161368966847393.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,954,569 F1 · price: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019). F2 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F3 · ownership.nature: The 13,897,751 shares of Common Stock are held directly as follows: (i) 1,097,826 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 1,667,247 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 1,656,389 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 1,553,242 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 1,553,215 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 3,292,820 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 3,077,012 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F4 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F5 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F6 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F7 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F8 · ownership.nature: Peter Yu is a member of the Board of Directors of the Issuer and is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:23 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 2,893 | $2.80 | $8,100.40 |
DisclosureSEC source: 0001606909-20-000069 · wf-form4_160694418185302.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,897,751 F1 · price: Represents a weighted average execution price. F2 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F3 · ownership.nature: The 13,897,751 shares of Common Stock are held directly as follows: (i) 1,097,808 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 1,667,246 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 1,656,374 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 1,553,275 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 1,553,248 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 3,292,762 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 3,077,038 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F4 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F5 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F6 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F7 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F8 · ownership.nature: Peter Yu is a member of the Board of Directors of the Issuer and is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| November 30, 2020 Filed Dec 14, 2020 21:54 UTC Amendment | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 2,893 | $2.80 | $8,100.40 |
DisclosureSEC source: 0001606909-20-000070 · wf-form4a_160798284758940.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,897,751 F1 · balance_after: This Form 4/A is being filed for the sole purpose of correcting the number of shares withheld pursuant to rebalancing accounts and resulting correction to amount of securities beneficially owned. See footnote 3 for additional information. F2 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F3 · ownership.nature: The 13,897,751 shares of Common Stock are held directly as follows: (i) 1,097,826 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 1,667,247 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 1,656,389 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 1,553,242 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 1,553,215 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 3,292,820 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 3,077,012 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F4 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F5 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F6 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F7 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F8 · ownership.nature: Peter Yu is a member of the Board of Directors of the Issuer and is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| November 27, 2020 Filed Nov 27, 2020 19:26 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 109 | $2.80 | $305.20 |
DisclosureSEC source: 0001606909-20-000068 · wf-form4_160650515014463.xml · nonDerivative · entry 3 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,900,644 F1 · price: Represents a weighted average execution price. F2 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F4 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F5 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F6 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F8 · ownership.nature: Peter Yu is a member of the Board of Directors of the Issuer and is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| November 25, 2020 Filed Nov 27, 2020 19:26 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 8,068 | $2.80 | $22,590.40 |
DisclosureSEC source: 0001606909-20-000068 · wf-form4_160650515014463.xml · nonDerivative · entry 2 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,900,753 F1 · price: Represents a weighted average execution price. F2 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F4 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F5 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F6 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F8 · ownership.nature: Peter Yu is a member of the Board of Directors of the Issuer and is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 19:26 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 6,532 | $2.80 | $18,289.60 |
DisclosureSEC source: 0001606909-20-000068 · wf-form4_160650515014463.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,908,821 F1 · price: Represents a weighted average execution price. F2 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F3 · ownership.nature: The 13,900,644 shares of Common Stock are held directly as follows: (i) 1,098,039 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 1,667,593 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 1,656,721 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 1,553,593 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 1,553,566 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 3,293,457 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 3,077,675 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F4 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F5 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F6 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F7 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F8 · ownership.nature: Peter Yu is a member of the Board of Directors of the Issuer and is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 21:08 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 1,114 | $2.75 | $3,063.50 |
DisclosureSEC source: 0001606909-20-000067 · wf-form4_160590652447203.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes Disclosed balance after: 13,915,353 F1 · price: Represents a weighted average execution price. F2 · ownership.nature: Cartesian, Pangaea One LLC, Pangaea Cayman, Pangaea Parallel, PGP LP, PGP Co, PGP2 LP, and PGP2 Co. are collectively referred to herein as the "Pangaea Entities" and, together with Peter Yu, the "Pangaea Reporting Persons." Each Pangaea Entity disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd. (the "Issuer"), except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section1 6 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act") or otherwise, any of the Pangaea Reporting Persons is the beneficial owner of these securities. Information with respect to each of the Pangaea Reporting Persons is given solely by such Reporting Person, and no Pangaea Reporting Person has responsibility for the accuracy or completeness of the information supplied by another Pangaea Reporting Person. F3 · ownership.nature: The 13,915,353 shares of Common Stock are held directly as follows: (i) 1,099,215 shares of Common Stock held directly by Imfinno, L.P.,a Delaware limited partnership ("Imfinno"); (ii) 1,669,358 shares of Common Stock held directly by Malemod, L.P., a Delaware limited partnership ("Malemod"); (iii) 1,658,486 shares of Common Stock held directly by Nypsun, L.P., a Delaware limited partnership ("Nypsun"); (iv) 1,555,211 shares of Common Stock held directly by Leggonly, L.P., a Delaware limited partnership ("Leggonly"); (v) 1,555,184 shares of Common Stock held directly by Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"); (vi) 3,296,988 shares of Common Stock held directly by Pangaea One (Cayman), L.P. ("Pangaea Cayman") and (vii) 3,080,911 shares of Common Stock held directly by Pangaea One Parallel Fund, L.P. ("Pangaea Parallel"). F4 · ownership.nature: Due to the limitation on the number of filers that can report on a single Form 4, Pangaea Parallel, Pangaea Cayman, PGP LP, PGP Co, PGP2 LP and PGP2 Co have filed a separate Form 4 on the date hereof reporting indirect beneficial ownership over the shares of Common Stock acquired by Pangaea Acquisition. F5 · ownership.nature: These shares are indirectly held by Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea One Parallel Fund (B), L.P., a Delaware limited partnership ("Pangaea Parallel (B)"), Pangaea One (Cayman), L.P., a Cayman Islands limited partnership ("Pangaea Cayman") and Pangaea One Parallel Fund, L.P., a Cayman Islands limited partnership ("Pangaea Parallel"). Pangaea One disclaims beneficial ownership with respect to any shares of Common Stock of Pangaea Logistics Solutions Ltd., except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Pangaea One is the beneficial owner of the securities. Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel have reported their indirect ownership of such shares on a Form 4 filed as of the date hereof. F6 · ownership.nature: Pangaea One, L.P., a Delaware limited partnership ("Pangaea One"), Pangaea Parallel (B), Pangaea Cayman and Pangaea Parallel directly own Pangaea Acquisition. Pangaea One GP, LLC, a Delaware limited liability company ("Pangaea LLC") is the general partner of Imfinno, Malemod, Nypsun, Leggonly, Pangaea Parallel (B), and Pangaea One. Pangaea One GP (Cayman), L.P., a Cayman Islands company ("PGP LP") is the general partner of Pangaea Cayman. Pangaea One GP (Cayman), Co., a Cayman Islands company ("PGP Co") is the general partner of PGP LP. F7 · ownership.nature: Pangaea One Holding, LLC, a Delaware limited liability company ("Pangaea One LLC") is the managing member of Pangaea LLC and PGP Co. Pangaea One GP2 (Cayman), L.P., a Cayman Islands limited partnership ("PGP2 LP") is the general partner of Pangaea Parallel. Pangaea One GP2 (Cayman), Co., a Cayman Islands company ("PGPs Co") is the general partner of PGP2 LP. Cartesian Capital Group, LLC, a Delaware limited liability company ("Cartesian") is the managing member of Pangaea One LLC and PGP2 Co. F8 · ownership.nature: Peter Yu is a member of the Board of Directors of the Issuer and is a managing member or director of each of Cartesian, Pangaea One LLC, PGP LP, PGP Co, PGP2 LP and PGP Co. As such, Mr. Yu may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Exchange Act) in an indeterminate portion of the securities reported as beneficially owned by the Pangaea Entities. Mr. Yu disclaims beneficial ownership of all such securities, except to the extent of any direct pecuniary interest therein and this report shall not be deemed an admission that Mr. Yu is the beneficial owner of any such securities for Section 16 of the Exchange Act or any other purposes. Read SEC document |
| October 12, 2020 Filed Oct 14, 2020 20:26 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 179,329 | $3.02 | $542,255.03 |
DisclosureSEC source: 0001606909-20-000061 · wf-form4_160270718002977.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019), or shares purchased through a 10b5-1 plan. F2 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $3.00 to $3.26, inclusive. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 20:27 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 609 | $2.50 | $1,522.50 |
DisclosureSEC source: 0001606909-20-000054 · wf-form4_159925122891196.xml · nonDerivative · entry 2 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,329 F1 · shares: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019), or shares purchased through a 10b5-1 plan. F3 · price: Represents a weighted average execution price. Read SEC document |
| September 01, 2020 Filed Sep 4, 2020 20:27 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 3,634 | $2.48 | $9,028.67 |
DisclosureSEC source: 0001606909-20-000054 · wf-form4_159925122891196.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,938 F1 · shares: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019), or shares purchased through a 10b5-1 plan. F2 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $2.48 to $2.50, inclusive. Read SEC document |
| August 31, 2020 Filed Aug 31, 2020 20:57 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 9,769 | $2.50 | $24,468.41 |
DisclosureSEC source: 0001606909-20-000053 · wf-form4_159890746102139.xml · nonDerivative · entry 3 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,572 F1 · shares: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019), or shares purchased through a 10b5-1 plan. F4 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $2.50 to $2.52, inclusive. Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 20:57 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 5 | $2.52 | $12.60 |
DisclosureSEC source: 0001606909-20-000053 · wf-form4_159890746102139.xml · nonDerivative · entry 2 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,341 F1 · shares: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019), or shares purchased through a 10b5-1 plan. F3 · price: Represents a weighted average execution price. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:57 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 11,446 | $2.45 | $28,066.74 |
DisclosureSEC source: 0001606909-20-000053 · wf-form4_159890746102139.xml · nonDerivative · entry 1 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,346 F1 · shares: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019), or shares purchased through a 10b5-1 plan. F2 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $2.45 to $2.50, inclusive. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 20:54 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 15,790 | $2.49 | $39,290.26 |
DisclosureSEC source: 0001606909-20-000051 · wf-form4_159838885567511.xml · nonDerivative · entry 3 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,792 F1 · shares: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019), or shares purchased through a 10b5-1 plan. F2 · price: Represents a weighted average execution price. The shares were sold in multiple transactions at prices ranging from $2.45 to $2.50, inclusive. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 20:54 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 100 | $2.50 | $250.00 |
DisclosureSEC source: 0001606909-20-000051 · wf-form4_159838885567511.xml · nonDerivative · entry 2 Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,582 F1 · shares: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019), or shares purchased through a 10b5-1 plan. F3 · price: Represents a weighted average execution price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.