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person · Reporting owner

FILANOWSKI MARK L

Disclosed activity across 1 company

Tapewire entity
69563
SEC CIK
0001065096

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Pangaea Logistics Solutions Ltd.

Report date January 05, 2026 · Filed January 12, 2026

Section 16 reporting ended · disclosed 2026-01-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Share $0.0001 Par ValueSEC Table I · non-derivativeDirect500,679 Reported balance Holding disclosure · report date 2026-01-05 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 500,679

F1: This Form 4 constitutes an exit filing for the Reporting Person, as the Reporting Person is no longer an executive officer or director of the Issuer and does not beneficially own 10% or more of any securities of the Issuer.

Common Share $0.0001 Par ValueSEC Table I · non-derivativeIndirectSteven Filanowski32,250 Reported balance Holding disclosure · report date 2026-01-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 32,250

Common Share $0.0001 Par ValueSEC Table I · non-derivativeIndirectHelen Filanowski32,757 Reported balance Holding disclosure · report date 2026-01-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 32,757

Common Share $0.0001 Par ValueSEC Table I · non-derivativeIndirectMonica McNally2,000 Reported balance Holding disclosure · report date 2026-01-05 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 2,000

F2: Monica McNally is the reporting person's wife.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 constitutes an exit filing for the Reporting Person, as the Reporting Person is no longer an executive officer or director of the Issuer and does not beneficially own 10% or more of any securities of the Issuer.

F2: Monica McNally is the reporting person's wife.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2025 Filed May 22, 2025 16:39 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 PurchaseCommon Share $0.0001 Par Value 20,000 $4.75 $94,900.00
Disclosure

SEC source: 0001606909-25-000121 · wk-form4_1747946356.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,679

F1 · kind: The reported price is an average price. These shares were purchased in multiple transactions at prices ranging from $4.74 to $4.75 per share.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 18:41 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 84,615 $0.00 $0.00
Disclosure

SEC source: 0001606909-25-000071 · wk-form4_1740008474.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480,679

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024).

Read SEC document
November 21, 2024 Filed Nov 21, 2024 17:57 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 3,000 $0.00 $0.00
Disclosure

SEC source: 0001606909-24-000125 · wk-form4_1732229826.xml · nonDerivative · entry 3

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Steven Filanowski

Disclosed balance after: 32,250

Read SEC document
November 21, 2024 Filed Nov 21, 2024 17:57 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 3,000 $0.00 $0.00
Disclosure

SEC source: 0001606909-24-000125 · wk-form4_1732229826.xml · nonDerivative · entry 2

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Helen Filanowski

Disclosed balance after: 32,757

Read SEC document
November 21, 2024 Filed Nov 21, 2024 17:57 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 6,000 $0.00 $0.00
Disclosure

SEC source: 0001606909-24-000125 · wk-form4_1732229826.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,064

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024, referred to herein as the '2024 Plan').

Read SEC document
March 19, 2024 Filed Mar 21, 2024 07:16 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 57,388 $0.00 $0.00
Disclosure

SEC source: 0001606909-24-000058 · wk-form4_1711019802.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,064

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 6, 2022).

Read SEC document
November 28, 2023 Filed Nov 28, 2023 16:47 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 2,250 $0.00 $0.00
Disclosure

SEC source: 0001606909-23-000144 · wk-form4_1701208049.xml · nonDerivative · entry 3

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Steven Filanowski

Disclosed balance after: 29,250

Read SEC document
November 27, 2023 Filed Nov 28, 2023 16:47 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 2,250 $0.00 $0.00
Disclosure

SEC source: 0001606909-23-000144 · wk-form4_1701208049.xml · nonDerivative · entry 2

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Helen Filanowski

Disclosed balance after: 29,757

Read SEC document
November 27, 2023 Filed Nov 28, 2023 16:47 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 4,500 $0.00 $0.00
Disclosure

SEC source: 0001606909-23-000144 · wk-form4_1701208049.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,676

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 6, 2022).

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:22 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 81,301 $0.00 $0.00
Disclosure

SEC source: 0001606909-23-000004 · wf-form4_167295372407825.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,176

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 6, 2022).

Read SEC document
December 14, 2022 Filed Jan 30, 2023 19:30 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 3,000 $0.00 $0.00
Disclosure

SEC source: 0001606909-23-000008 · wf-form4_167512496598011.xml · nonDerivative · entry 3

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven Filanowski

Disclosed balance after: 27,000

Read SEC document
December 14, 2022 Filed Jan 30, 2023 19:30 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 3,000 $0.00 $0.00
Disclosure

SEC source: 0001606909-23-000008 · wf-form4_167512496598011.xml · nonDerivative · entry 2

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Helen Filanowski

Disclosed balance after: 27,507

Read SEC document
December 14, 2022 Filed Jan 30, 2023 19:30 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 6,000 $0.00 $0.00
Disclosure

SEC source: 0001606909-23-000008 · wf-form4_167512496598011.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,176

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 6, 2022).

Read SEC document
January 03, 2022 Filed Jan 3, 2022 17:39 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 35,000 $3.85 $134,750.00
Disclosure

SEC source: 0001606909-22-000005 · wf-form4_164124958359996.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,875

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019).

Read SEC document
December 08, 2021 Filed Dec 21, 2021 16:20 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 3,750 $0.00 $0.00
Disclosure

SEC source: 0001606909-21-000130 · wf-form4_164012161898448.xml · nonDerivative · entry 3

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven Filanowski

Disclosed balance after: 24,000

Read SEC document
December 08, 2021 Filed Dec 21, 2021 16:20 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 3,750 $0.00 $0.00
Disclosure

SEC source: 0001606909-21-000130 · wf-form4_164012161898448.xml · nonDerivative · entry 2

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Helen Filanowski

Disclosed balance after: 24,507

Read SEC document
December 08, 2021 Filed Dec 21, 2021 16:20 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 7,500 $0.00 $0.00
Disclosure

SEC source: 0001606909-21-000130 · wf-form4_164012161898448.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,875

F1 · kind: Common Shares were transferred as part of a bona fide gift transaction.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 17:14 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 50,000 $0.00 $0.00
Disclosure

SEC source: 0001606909-20-000081 · wf-form4_160928006082589.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,882

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019).

Read SEC document
December 08, 2020 Filed Dec 13, 2021 19:55 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 3,500 $0.00 $0.00
Disclosure

SEC source: 0001606909-21-000124 · wf-form4_163944328767122.xml · nonDerivative · entry 3

FILANOWSKI MARK L · CIK 0001065096 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven Filanowski

Disclosed balance after: 20,250

Read SEC document
December 08, 2020 Filed Dec 13, 2021 19:55 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 4,007 $0.00 $0.00
Disclosure

SEC source: 0001606909-21-000124 · wf-form4_163944328767122.xml · nonDerivative · entry 2

FILANOWSKI MARK L · CIK 0001065096 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Helen Filanowski

Disclosed balance after: 20,757

Read SEC document
December 08, 2020 Filed Dec 13, 2021 19:55 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 7,507 $0.00 $0.00
Disclosure

SEC source: 0001606909-21-000124 · wf-form4_163944328767122.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,375

F1 · kind: Common Shares were transferred as part of a bona fide gift transaction.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:29 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 50,000 $0.00 $0.00
Disclosure

SEC source: 0001606909-20-000003 · wf-form4_157808697489052.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,882

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019).

Read SEC document
December 10, 2019 Filed Dec 11, 2019 16:16 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 4,500 $0.00 $0.00
Disclosure

SEC source: 0001606909-19-000067 · wf-form4_157609899106844.xml · nonDerivative · entry 3

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven Filanowski

Disclosed balance after: 16,750

Read SEC document
December 10, 2019 Filed Dec 11, 2019 16:16 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 4,500 $0.00 $0.00
Disclosure

SEC source: 0001606909-19-000067 · wf-form4_157609899106844.xml · nonDerivative · entry 2

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Helen Filanowski

Disclosed balance after: 16,750

Read SEC document
December 10, 2019 Filed Dec 11, 2019 16:16 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 9,000 $0.00 $0.00
Disclosure

SEC source: 0001606909-19-000067 · wf-form4_157609899106844.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,882

F1 · kind: Common Shares were transferred as part of a bona fide gift transaction.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 16:32 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 PurchaseCommon Share $0.0001 Par Value 1,782 $3.10 $5,524.20
Disclosure

SEC source: 0001606909-19-000039 · wf-form4_156762912943999.xml · nonDerivative · entry 2

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,882

Read SEC document
August 29, 2019 Filed Sep 4, 2019 16:32 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 PurchaseCommon Share $0.0001 Par Value 139 $3.10 $430.90
Disclosure

SEC source: 0001606909-19-000039 · wf-form4_156762912943999.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,100

Read SEC document
August 28, 2019 Filed Aug 29, 2019 16:34 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 PurchaseCommon Share $0.0001 Par Value 79 $3.10 $244.90
Disclosure

SEC source: 0001606909-19-000037 · wf-form4_156711086756993.xml · nonDerivative · entry 2

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,961

Read SEC document
August 27, 2019 Filed Aug 29, 2019 16:34 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 PurchaseCommon Share $0.0001 Par Value 2,000 $3.05 $6,100.00
Disclosure

SEC source: 0001606909-19-000037 · wf-form4_156711086756993.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Monica McNally

Disclosed balance after: 2,000

F1 · ownership.nature: Monica McNally is the reporting person's wife.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 15:35 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 45,000 $3.03 $136,350.00
Disclosure

SEC source: 0001606909-19-000002 · wf-form4_154654770908113.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,882

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

Read SEC document
December 21, 2018 Filed Dec 27, 2018 12:08 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 4,750 $0.00 $0.00
Disclosure

SEC source: 0001606909-18-000077 · wf-form4_154593047782348.xml · nonDerivative · entry 3

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven Filanowski

Disclosed balance after: 12,250

Read SEC document
December 21, 2018 Filed Dec 27, 2018 12:08 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 4,750 $0.00 $0.00
Disclosure

SEC source: 0001606909-18-000077 · wf-form4_154593047782348.xml · nonDerivative · entry 2

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Helen Filanowski

Disclosed balance after: 12,250

Read SEC document
December 21, 2018 Filed Dec 27, 2018 12:08 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GiftCommon Share $0.0001 Par Value 9,500 $0.00 $0.00
Disclosure

SEC source: 0001606909-18-000077 · wf-form4_154593047782348.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,882

F1 · kind: Common Shares were transferred as part of a bona fide gift transaction.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 11:40 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 15,825 $3.10 $49,057.50
Disclosure

SEC source: 0001606909-18-000025 · wf-form4_152121484353901.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,382

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

Read SEC document
June 15, 2017 Filed Jun 19, 2017 16:30 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 44,444 $0.00 $0.00
Disclosure

SEC source: 0001606909-17-000056 · wf-form4_149790423630677.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,557

F1 · kind: Common Shares were purchased in an unregistered private placement by the Company pursuant to a subscription agreement dated as of June 15, 2017.

F1 · shares: Common Shares were purchased in an unregistered private placement by the Company pursuant to a subscription agreement dated as of June 15, 2017.

Read SEC document
January 06, 2017 Filed Apr 18, 2017 16:38 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 22,523 $0.00 $0.00
Disclosure

SEC source: 0001606909-17-000028 · wf-form4_149254790820386.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,113

F1 · kind: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). One-third of the shares vest on each the third, fourth and fifth anniversaries of the date of grant, subject to accelerated vesting in certain circumstances.

F1 · price: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). One-third of the shares vest on each the third, fourth and fifth anniversaries of the date of grant, subject to accelerated vesting in certain circumstances.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:29 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 5,041 $0.00 $0.00
Disclosure

SEC source: 0001606909-16-000282 · wf-form4_147872697058349.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,590

F1 · kind: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Fifty percent of the shares vest on the first anniversary of the date of grant and the remaining fifty percent vest on the second anniversary of the date of grant, subject to accelerated vesting in certain circumstances.

F1 · price: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Fifty percent of the shares vest on the first anniversary of the date of grant and the remaining fifty percent vest on the second anniversary of the date of grant, subject to accelerated vesting in certain circumstances.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.