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person · Reporting owner

Sgro David

Disclosed activity across 8 companies

Tapewire entity
65407
SEC CIK
0001376451

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Allegro Merger Corp.ALGR · Entity 150758Director · Chief Operating Officer · 10% ownerJuly 02, 2018July 02, 2018
Legato Merger Corp.LEGO · Entity 136256Director · Chief Executive OfficerJuly 06, 2021July 08, 2021
Legato Merger Corp. IIILEGT · Entity 91494Director · Non-Executive Vice-ChairmanFebruary 05, 2024February 05, 2024
Legato Merger Corp. IVLEGO · Entity 5911DirectorJanuary 22, 2026January 22, 2026
Pangaea Logistics Solutions Ltd.PANL · Entity 5424DirectorFebruary 18, 2026February 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Allegro Merger Corp.

Report date July 02, 2018 · Filed July 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect621,013 Reported balance Holding disclosure · report date 2018-07-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 621,013

F1: Includes securities underlying 2,500 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock, one right exchangable for one-tenth (1/10) of one share of common stock, and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering.

F2: Includes up to 95,063 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.

Common StockSEC Table I · non-derivativeIndirectBy Eric Rosenfeld 2017 Trust No. 11,553,687 Reported balance Holding disclosure · report date 2018-07-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,553,687

F3: Includes up to 255,937 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.

F5: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby.

Common StockSEC Table I · non-derivativeIndirectBy Eric Rosenfeld 2017 Trust No. 2684,563 Reported balance Holding disclosure · report date 2018-07-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 684,563

F4: Includes up to 85,313 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.

F5: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby.

Redeemable WarrantSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2018-07-02 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F8: Each Warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share.

F6: Each Warrant will become exercisable on the later of the 30 days after the completion of an initial business combination and July 6, 2019.

F7: Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.

RightSEC Table II · derivative / convertible security · Conversion / exercise price $0.00DirectNot disclosed Reported balance Holding disclosure · report date 2018-07-02 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

F9: Each Right is exchangable for one tenth (1/10) of one share of common stock upon the completion of an initial business combination.

F10: If the Issuer is unable to complete an initial business combination within the required time period, the Rights will expire worthless.

Filing footnotes · ownership attribution and instrument terms

F1: Includes securities underlying 2,500 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock, one right exchangable for one-tenth (1/10) of one share of common stock, and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering.

F2: Includes up to 95,063 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.

F3: Includes up to 255,937 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.

F4: Includes up to 85,313 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.

F5: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby.

F6: Each Warrant will become exercisable on the later of the 30 days after the completion of an initial business combination and July 6, 2019.

F7: Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.

F8: Each Warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share.

F9: Each Right is exchangable for one tenth (1/10) of one share of common stock upon the completion of an initial business combination.

F10: If the Issuer is unable to complete an initial business combination within the required time period, the Rights will expire worthless.

Legato Merger Corp.

Report date July 06, 2021 · Filed July 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect763,980 Reported balance After 2021-07-06 transaction · row 1
1 source row

Row 1 · 2021-07-06 · Sale · Disposed 5,600 · Balance 763,980

F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares.

Common StockSEC Table I · non-derivativeIndirectBy Eric Rosenfeld 2017 Trust No. 1380,953 Reported balance After 2021-07-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-07-06 · Sale · Disposed 2,812 · Balance 380,953

F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares.

F2: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. The reporting person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Eric Rosenfeld 2017 Trust No. 2126,984 Reported balance After 2021-07-06 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2021-07-06 · Sale · Disposed 938 · Balance 126,984

F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares.

F2: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. The reporting person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares.

F2: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. The reporting person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.

Legato Merger Corp. III

Report date February 05, 2024 · Filed February 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary sharesSEC Table I · non-derivativeDirect25,000 Reported balance Holding disclosure · report date 2024-02-05 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 25,000

F1: Includes securities within up to 2,500 Units the Reporting Person has irrevocably committed to purchase upon consummation of the Issuer's initial public offering. Each Unit consists of one ordinary share and one half of one warrant.

F2: Includes up to 1,582 shares that may be forfeited, and up to 176 shares within Units for which the Reporting Person may not subscribe, to the extent that the underwriters in the Issuer's initial public offering does not fully exercise its overallotment option.

Ordinary sharesSEC Table I · non-derivativeIndirectBy Eric S Rosenfeld 2017 Trust No. 1, Eric S Rosenfeld 2017 Trust No. 2374,413 Reported balance Holding disclosure · report date 2024-02-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 374,413

F3: Includes up to 67,721 shares that may be forfeited to the extent that the underwriter in the Issuer's initial public offering does not fully exercise its overallotment option.

F4: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.

WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50DirectNot disclosed Reported balance Holding disclosure · report date 2024-02-05 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F1: Includes securities within up to 2,500 Units the Reporting Person has irrevocably committed to purchase upon consummation of the Issuer's initial public offering. Each Unit consists of one ordinary share and one half of one warrant.

F5: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination.

F6: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith.

Filing footnotes · ownership attribution and instrument terms

F1: Includes securities within up to 2,500 Units the Reporting Person has irrevocably committed to purchase upon consummation of the Issuer's initial public offering. Each Unit consists of one ordinary share and one half of one warrant.

F2: Includes up to 1,582 shares that may be forfeited, and up to 176 shares within Units for which the Reporting Person may not subscribe, to the extent that the underwriters in the Issuer's initial public offering does not fully exercise its overallotment option.

F3: Includes up to 67,721 shares that may be forfeited to the extent that the underwriter in the Issuer's initial public offering does not fully exercise its overallotment option.

F4: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.

F5: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination.

F6: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith.

Legato Merger Corp. IV

Report date January 22, 2026 · Filed January 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect24,882 Reported balance Holding disclosure · report date 2026-01-22 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 24,882

F1: Includes (i) 2,382 shares contained within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's initial public offering (the "IPO") and (ii) up to 1,059 shares subject to forfeiture in the event the underwriters of the IPO do not exercise their over-allotment option. Does not include an additional 118 shares contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50DirectNot disclosed Reported balance Holding disclosure · report date 2026-01-22 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: Represents warrants included within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's IPO.

F3: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination.

F4: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith.

F5: Does not include an additional 39 shares underlying warrants contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option.

Filing footnotes · ownership attribution and instrument terms

F1: Includes (i) 2,382 shares contained within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's initial public offering (the "IPO") and (ii) up to 1,059 shares subject to forfeiture in the event the underwriters of the IPO do not exercise their over-allotment option. Does not include an additional 118 shares contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option.

F2: Represents warrants included within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's IPO.

F3: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination.

F4: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith.

F5: Does not include an additional 39 shares underlying warrants contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option.

Pangaea Logistics Solutions Ltd.

Report date February 18, 2026 · Filed February 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Share $0.0001 Par ValueSEC Table I · non-derivativeDirect361,811 Reported balance After 2026-02-18 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-02-18 · Grant · Acquired 14,151 · Balance 361,811

F1: The shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024).

Common Share $0.0001 Par ValueSEC Table I · non-derivativeDirect347,660 Reported balance Holding disclosure · report date 2026-02-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 347,660

Filing footnotes · ownership attribution and instrument terms

F1: The shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024).

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Hill International, Inc.

Report date December 27, 2022 · Filed December 27, 2022

Section 16 reporting ended · disclosed 2022-12-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-12-27 transaction · row 1
1 source row

Row 1 · 2022-12-27 · Disposition to issuer · Disposed 260,066 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash.

Common StockSEC Table I · non-derivativeIndirectBy Jamarant Capital, L.P.0 Reported balance After 2022-12-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-12-27 · Disposition to issuer · Disposed 360,150 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash.

F2: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash.

F2: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

NextDecade Corp

Report date June 15, 2018 · Filed June 19, 2018

Section 16 reporting ended · disclosed 2018-06-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect272,019 Reported balance Holding disclosure · report date 2018-06-15 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 272,019

Redeemable WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct2,606 Reported balance Holding disclosure · report date 2018-06-15 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 2,606

F1: Each redeemable warrant is currently exercisable for one share of common stock and expires on the earlier of (i) July 24, 2022 and (ii) redemption or liquidation.

Filing footnotes · ownership attribution and instrument terms

F1: Each redeemable warrant is currently exercisable for one share of common stock and expires on the earlier of (i) July 24, 2022 and (ii) redemption or liquidation.

Southland Holdings, Inc.

Report date February 14, 2023 · Filed February 16, 2023

Section 16 reporting ended · disclosed 2023-02-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect305,837 Reported balance After 2023-02-14 transaction · row 1
1 source row

Row 1 · 2023-02-14 · Other · Disposed 83,563 · Balance 305,837

F1: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

Common stockSEC Table I · non-derivativeIndirectBy Eris S Rosenfeld 2017 Trust No. 1, Eris S Rosenfeld 2017 Trust No. 2396,288 Reported balance After 2023-02-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-02-14 · Other · Disposed 108,632 · Balance 396,288

F1: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

F2: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

F2: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2026 Filed Feb 20, 2026 18:31 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 14,151 $8.48 $120,000.48
Disclosure

SEC source: 0001628280-26-010340 · wk-form4_1771630271.xml · nonDerivative · entry 2

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,811

F1 · security: The shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024).

Read SEC document
February 19, 2025 Filed Feb 19, 2025 18:32 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 23,077 $5.20 $120,000.40
Disclosure

SEC source: 0001606909-25-000067 · wk-form4_1740007935.xml · nonDerivative · entry 2

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,660

F1 · security: The shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024).

Read SEC document
February 16, 2024 Filed Feb 20, 2024 17:05 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 14,101 $8.51 $119,999.51
Disclosure

SEC source: 0001606909-24-000019 · wk-form4_1708466685.xml · nonDerivative · entry 2

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,583

F1 · security: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 6, 2022).

Read SEC document
December 12, 2023 Filed Dec 14, 2023 17:11 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 SaleCommon Share $0.0001 Par Value 11,848 $7.35 $87,082.80
Disclosure

SEC source: 0001606909-23-000159 · wk-form4_1702591889.xml · nonDerivative · entry 2

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is an average price.

Read SEC document
November 29, 2023 Filed Nov 29, 2023 16:53 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 SaleCommon Share $0.0001 Par Value 1,311 $7.26 $9,517.86
Disclosure

SEC source: 0001606909-23-000147 · wk-form4_1701294795.xml · nonDerivative · entry 4

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 11,844

F1 · price: The price reported in Column 4 is an average price.

Read SEC document
November 29, 2023 Filed Dec 14, 2023 16:45 UTC Amendment Pangaea Logistics Solutions Ltd. PANL · Entity 5424 SaleCommon Share $0.0001 Par Value 1,311 $7.26 $9,517.86
Disclosure

SEC source: 0001606909-23-000156 · wk-form4a_1702590335.xml · nonDerivative · entry 4

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 11,848

F1 · price: The price reported in Column 4 is an average price.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 16:53 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 SaleCommon Share $0.0001 Par Value 5,986 $7.30 $43,697.80
Disclosure

SEC source: 0001606909-23-000147 · wk-form4_1701294795.xml · nonDerivative · entry 3

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 13,155

F1 · price: The price reported in Column 4 is an average price.

Read SEC document
November 27, 2023 Filed Dec 14, 2023 16:45 UTC Amendment Pangaea Logistics Solutions Ltd. PANL · Entity 5424 SaleCommon Share $0.0001 Par Value 5,982 $7.30 $43,668.60
Disclosure

SEC source: 0001606909-23-000156 · wk-form4a_1702590335.xml · nonDerivative · entry 3

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 13,159

F1 · price: The price reported in Column 4 is an average price.

Read SEC document
November 24, 2023 Filed Nov 24, 2023 17:20 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 SaleCommon Share $0.0001 Par Value 10,714 $7.09 $75,962.26
Disclosure

SEC source: 0001606909-23-000141 · wk-form4_1700864393.xml · nonDerivative · entry 5

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 19,141

F1 · price: The price reported in Column 4 is an average price.

Read SEC document
November 22, 2023 Filed Nov 24, 2023 17:20 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 SaleCommon Share $0.0001 Par Value 10,714 $7.03 $75,319.42
Disclosure

SEC source: 0001606909-23-000141 · wk-form4_1700864393.xml · nonDerivative · entry 4

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 29,855

F1 · price: The price reported in Column 4 is an average price.

Read SEC document
November 21, 2023 Filed Nov 24, 2023 17:20 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 SaleCommon Share $0.0001 Par Value 10,714 $7.02 $75,212.28
Disclosure

SEC source: 0001606909-23-000141 · wk-form4_1700864393.xml · nonDerivative · entry 3

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 40,569

F1 · price: The price reported in Column 4 is an average price.

Read SEC document
June 29, 2023 Filed Jun 29, 2023 17:08 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 SaleCommon Share $0.0001 Par Value 10,236 $6.75 $69,047.96
Disclosure

SEC source: 0001606909-23-000086 · wk-form4_1688072908.xml · nonDerivative · entry 5

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 51,310

F1 · price: The price reported in Column 4 is a weighted average price.

Read SEC document
June 29, 2023 Filed Jul 5, 2023 17:08 UTC Amendment Pangaea Logistics Solutions Ltd. PANL · Entity 5424 SaleCommon Share $0.0001 Par Value 10,263 $6.75 $69,230.09
Disclosure

SEC source: 0001606909-23-000097 · wk-form4a_1688591262.xml · nonDerivative · entry 5

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 51,283

F1 · price: This Form 4 is being amended to correct an error in the reported number of shares sold by the reporting person on June 29, 2023. The accurate quantity of shares sold was 10,263, instead of the previously stated 10,236.

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June 28, 2023 Filed Jun 29, 2023 17:08 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 SaleCommon Share $0.0001 Par Value 1,400 $6.60 $9,242.38
Disclosure

SEC source: 0001606909-23-000086 · wk-form4_1688072908.xml · nonDerivative · entry 4

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 61,546

F1 · price: The price reported in Column 4 is a weighted average price.

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June 28, 2023 Filed Jul 5, 2023 17:08 UTC Amendment Pangaea Logistics Solutions Ltd. PANL · Entity 5424 SaleCommon Share $0.0001 Par Value 1,400 $6.60 $9,242.38
Disclosure

SEC source: 0001606909-23-000097 · wk-form4a_1688591262.xml · nonDerivative · entry 4

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 61,546

F1 · price: This Form 4 is being amended to correct an error in the reported number of shares sold by the reporting person on June 29, 2023. The accurate quantity of shares sold was 10,263, instead of the previously stated 10,236.

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June 27, 2023 Filed Jun 29, 2023 17:08 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 SaleCommon Share $0.0001 Par Value 3,721 $6.60 $24,566.04
Disclosure

SEC source: 0001606909-23-000086 · wk-form4_1688072908.xml · nonDerivative · entry 3

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 62,946

F1 · price: The price reported in Column 4 is a weighted average price.

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June 27, 2023 Filed Jul 5, 2023 17:08 UTC Amendment Pangaea Logistics Solutions Ltd. PANL · Entity 5424 SaleCommon Share $0.0001 Par Value 3,721 $6.60 $24,566.04
Disclosure

SEC source: 0001606909-23-000097 · wk-form4a_1688591262.xml · nonDerivative · entry 3

Sgro David · CIK 0001376451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 62,946

F1 · price: This Form 4 is being amended to correct an error in the reported number of shares sold by the reporting person on June 29, 2023. The accurate quantity of shares sold was 10,263, instead of the previously stated 10,236.

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February 15, 2023 Filed Feb 17, 2023 16:09 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 16,287 $6.14 $100,002.18
Disclosure

SEC source: 0001606909-23-000029 · wf-form4_167666815557348.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,482

F1 · security: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 6, 2022).

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 6, 2022).

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February 14, 2023 Filed Feb 16, 2023 16:03 UTC Southland Holdings, Inc. LGTO · Entity 7398 OtherCommon stock 108,632 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003796 · form4.xml · nonDerivative · entry 2

Sgro David · CIK 0001376451 · Former Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eris S Rosenfeld 2017 Trust No. 1, Eris S Rosenfeld 2017 Trust No. 2

Disclosed balance after: 396,288

F1 · kind: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

F1 · price: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

F2 · ownership.nature: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities.

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February 14, 2023 Filed Feb 16, 2023 16:03 UTC Southland Holdings, Inc. LGTO · Entity 7398 OtherCommon stock 83,563 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-003796 · form4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,837

F1 · kind: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

F1 · price: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

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December 27, 2022 Filed Dec 27, 2022 16:56 UTC Hill International, Inc. HIL · Entity 121293 Disposition to issuerCommon Stock 360,150 $3.40 $1,224,510.00
Disclosure

SEC source: 0001104659-22-130205 · tm2233504-2_4seq1.xml · nonDerivative · entry 2

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 0

F1 · shares: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash.

F2 · shares: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash.

F2 · price: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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December 27, 2022 Filed Dec 27, 2022 16:56 UTC Hill International, Inc. HIL · Entity 121293 Disposition to issuerCommon Stock 260,066 $3.40 $884,224.40
Disclosure

SEC source: 0001104659-22-130205 · tm2233504-2_4seq1.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash.

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash.

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July 06, 2022 Filed Jul 12, 2022 19:52 UTC Hill International, Inc. HIL · Entity 121293 GrantCommon Stock 55,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-041985 · doc4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,066

F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Comprised of shares of common stock to be issued upon settlement of DSUs.

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February 16, 2022 Filed Feb 18, 2022 16:52 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 21,368 $4.68 $100,002.24
Disclosure

SEC source: 0001606909-22-000016 · wf-form4_164522113275613.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,195

F1 · security: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019).

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019).

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July 06, 2021 Filed Jul 8, 2021 16:17 UTC Legato Merger Corp. LEGO · Entity 136256 SaleCommon Stock 938 $0.01 $4.69
Disclosure

SEC source: 0001094891-21-000260 · edgar.xml · nonDerivative · entry 3

Sgro David · CIK 0001376451 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eric Rosenfeld 2017 Trust No. 2

Disclosed balance after: 126,984

F1 · price: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares.

F2 · ownership.nature: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. The reporting person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.

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July 06, 2021 Filed Jul 8, 2021 16:17 UTC Legato Merger Corp. LEGO · Entity 136256 SaleCommon Stock 2,812 $0.01 $14.06
Disclosure

SEC source: 0001094891-21-000260 · edgar.xml · nonDerivative · entry 2

Sgro David · CIK 0001376451 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eric Rosenfeld 2017 Trust No. 1

Disclosed balance after: 380,953

F1 · price: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares.

F2 · ownership.nature: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. The reporting person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.

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July 06, 2021 Filed Jul 8, 2021 16:17 UTC Legato Merger Corp. LEGO · Entity 136256 SaleCommon Stock 5,600 $0.01 $28.00
Disclosure

SEC source: 0001094891-21-000260 · edgar.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,980

F1 · price: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares.

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June 07, 2021 Filed Jun 9, 2021 20:50 UTC Hill International, Inc. HIL · Entity 121293 GrantCommon Stock 36,923 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039340 · doc4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,894

F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Includes 189,394 shares of common stock to be issued upon settlement of DSUs.

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February 17, 2021 Filed Feb 18, 2021 18:04 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 28,409 $3.52 $99,999.68
Disclosure

SEC source: 0001606909-21-000020 · wf-form4_161368946617036.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,827

F1 · security: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019).

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019).

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June 04, 2020 Filed Jun 10, 2020 17:24 UTC Hill International, Inc. HIL · Entity 121293 GrantCommon Stock 57,485 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035617 · doc4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,882

F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service during 2020-2021 on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Includes 117,292 shares of common stock to be issued upon settlement of DSUs.

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June 04, 2020 Filed Feb 25, 2021 18:24 UTC Amendment Hill International, Inc. HIL · Entity 121293 GrantCommon Stock 57,485 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014446 · doc4a.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,971

F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service during 2020-2021 on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Includes 152,471 shares of common stock to be issued upon settlement of DSUs. See "Remarks" below.

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May 13, 2020 Filed May 14, 2020 17:25 UTC Hill International, Inc. HIL · Entity 121293 PurchaseCommon Stock 28,100 $1.35 $37,935.00
Disclosure

SEC source: 0001209191-20-029242 · doc4.xml · nonDerivative · entry 2

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 360,150

F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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May 12, 2020 Filed May 14, 2020 17:25 UTC Hill International, Inc. HIL · Entity 121293 PurchaseCommon Stock 54,329 $1.54 $83,666.66
Disclosure

SEC source: 0001209191-20-029242 · doc4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 332,050

F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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March 31, 2020 Filed Apr 2, 2020 16:44 UTC Hill International, Inc. HIL · Entity 121293 PurchaseCommon Stock 6,351 $1.45 $9,208.95
Disclosure

SEC source: 0001209191-20-022604 · doc4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 277,721

F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 17:50 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 32,467 $3.08 $99,998.36
Disclosure

SEC source: 0001606909-20-000007 · wf-form4_158215259415511.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,418

F1 · security: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019).

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019).

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June 11, 2019 Filed Jun 13, 2019 17:20 UTC Hill International, Inc. HIL · Entity 121293 GrantCommon Stock 35,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036870 · doc4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,397

F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service during 2019-2020 on the Issuer's Board of Directors of which 25% will be issued to the reporting person on a quarterly basis. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Includes 59,807 DSUs.

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May 16, 2019 Filed May 20, 2019 21:50 UTC Hill International, Inc. HIL · Entity 121293 PurchaseCommon Stock 12,500 $2.31 $28,875.00
Disclosure

SEC source: 0001209191-19-031607 · doc4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 271,370

F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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May 15, 2019 Filed May 15, 2019 17:34 UTC Hill International, Inc. HIL · Entity 121293 PurchaseCommon Stock 27,000 $2.24 $60,480.00
Disclosure

SEC source: 0001209191-19-030108 · doc4.xml · nonDerivative · entry 3

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 258,870

F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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May 14, 2019 Filed May 15, 2019 17:34 UTC Hill International, Inc. HIL · Entity 121293 PurchaseCommon Stock 16,000 $2.23 $35,680.00
Disclosure

SEC source: 0001209191-19-030108 · doc4.xml · nonDerivative · entry 2

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 231,870

F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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May 13, 2019 Filed May 15, 2019 17:34 UTC Hill International, Inc. HIL · Entity 121293 PurchaseCommon Stock 20,000 $2.22 $44,400.00
Disclosure

SEC source: 0001209191-19-030108 · doc4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 215,870

F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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February 18, 2019 Filed Feb 22, 2019 16:55 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 25,836 $3.29 $85,000.44
Disclosure

SEC source: 0001606909-19-000005 · wf-form4_155087254035969.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,951

F1 · security: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

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December 31, 2018 Filed Jan 3, 2019 21:09 UTC Hill International, Inc. HIL · Entity 121293 PurchaseCommon Stock 35,176 $3.00 $105,528.00
Disclosure

SEC source: 0001209191-19-001618 · doc4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 195,870

F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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December 06, 2018 Filed Dec 7, 2018 19:41 UTC Hill International, Inc. HIL · Entity 121293 GrantCommon Stock 13,029 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061666 · doc4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,577

F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service during 2017-2018 on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Includes 23,987 DSUs.

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December 06, 2018 Filed Dec 10, 2018 16:43 UTC Hill International, Inc. HIL · Entity 121293 GrantCommon Stock 35,179 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061797 · doc4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,756

F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service during 2018-2019 on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Includes 59,166 DSUs.

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November 20, 2018 Filed Nov 20, 2018 21:23 UTC Hill International, Inc. HIL · Entity 121293 GrantCommon Stock 15,000 $3.06 $45,900.00
Disclosure

SEC source: 0001209191-18-059615 · doc4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 160,694

F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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November 16, 2018 Filed Nov 19, 2018 20:31 UTC Hill International, Inc. HIL · Entity 121293 GrantCommon Stock 10,000 $3.09 $30,900.00
Disclosure

SEC source: 0001209191-18-059363 · doc4.xml · nonDerivative · entry 2

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 145,694

F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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November 15, 2018 Filed Nov 19, 2018 20:31 UTC Hill International, Inc. HIL · Entity 121293 GrantCommon Stock 20,000 $3.22 $64,400.00
Disclosure

SEC source: 0001209191-18-059363 · doc4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 135,694

F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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February 16, 2018 Filed Feb 21, 2018 17:08 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 29,617 $2.87 $85,000.79
Disclosure

SEC source: 0001606909-18-000020 · wf-form4_151925090239508.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,115

F1 · kind: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

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July 24, 2017 Filed Jul 25, 2017 17:19 UTC NextDecade Corp HRMN · Entity 640 ConversionRedeemable Warrant · Derivative 68 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001094891-17-000166 · edgar.xml · derivative · entry 4

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,606

Underlying: Common Stock · 68 shares

Expires 2022-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Reporting Person converted an aggregate of $680 of convertible promissory notes into 68 shares of common stock and 68 warrants of the Issuer upon consummation of the Issuer's initial business combination in accordance with the terms of such notes.

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July 24, 2017 Filed Jul 25, 2017 17:19 UTC NextDecade Corp HRMN · Entity 640 ConversionConvertible Promissory Note · Derivative 68 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001094891-17-000166 · edgar.xml · derivative · entry 3

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Units · 68 shares

Expires 2017-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person converted an aggregate of $680 of convertible promissory notes into 68 shares of common stock and 68 warrants of the Issuer upon consummation of the Issuer's initial business combination in accordance with the terms of such notes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.