Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Allegro Merger Corp.ALGR · Entity 150758 | Director · Chief Operating Officer · 10% owner | July 02, 2018 | July 02, 2018 |
| Legato Merger Corp.LEGO · Entity 136256 | Director · Chief Executive Officer | July 06, 2021 | July 08, 2021 |
| Legato Merger Corp. IIILEGT · Entity 91494 | Director · Non-Executive Vice-Chairman | February 05, 2024 | February 05, 2024 |
| Legato Merger Corp. IVLEGO · Entity 5911 | Director | January 22, 2026 | January 22, 2026 |
| Pangaea Logistics Solutions Ltd.PANL · Entity 5424 | Director | February 18, 2026 | February 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Allegro Merger Corp.
Report date July 02, 2018 · Filed July 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 621,013 |
Reported balance
Holding disclosure · report date 2018-07-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 621,013 F1: Includes securities underlying 2,500 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock, one right exchangable for one-tenth (1/10) of one share of common stock, and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering. F2: Includes up to 95,063 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full. |
| Common StockSEC Table I · non-derivative | IndirectBy Eric Rosenfeld 2017 Trust No. 1 | 1,553,687 |
Reported balance
Holding disclosure · report date 2018-07-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,553,687 F3: Includes up to 255,937 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full. F5: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. |
| Common StockSEC Table I · non-derivative | IndirectBy Eric Rosenfeld 2017 Trust No. 2 | 684,563 |
Reported balance
Holding disclosure · report date 2018-07-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 684,563 F4: Includes up to 85,313 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full. F5: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. |
| Redeemable WarrantSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2018-07-02 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F8: Each Warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share. F6: Each Warrant will become exercisable on the later of the 30 days after the completion of an initial business combination and July 6, 2019. F7: Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption. |
| RightSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2018-07-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F9: Each Right is exchangable for one tenth (1/10) of one share of common stock upon the completion of an initial business combination. F10: If the Issuer is unable to complete an initial business combination within the required time period, the Rights will expire worthless. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes securities underlying 2,500 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock, one right exchangable for one-tenth (1/10) of one share of common stock, and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering.
F2: Includes up to 95,063 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.
F3: Includes up to 255,937 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.
F4: Includes up to 85,313 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.
F5: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby.
F6: Each Warrant will become exercisable on the later of the 30 days after the completion of an initial business combination and July 6, 2019.
F7: Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.
F8: Each Warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share.
F9: Each Right is exchangable for one tenth (1/10) of one share of common stock upon the completion of an initial business combination.
F10: If the Issuer is unable to complete an initial business combination within the required time period, the Rights will expire worthless.
Legato Merger Corp.
Report date July 06, 2021 · Filed July 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 763,980 |
Reported balance
After 2021-07-06 transaction · row 1
1 source rowRow 1 · 2021-07-06 · Sale · Disposed 5,600 · Balance 763,980 F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Eric Rosenfeld 2017 Trust No. 1 | 380,953 |
Reported balance
After 2021-07-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-07-06 · Sale · Disposed 2,812 · Balance 380,953 F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares. F2: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. The reporting person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Eric Rosenfeld 2017 Trust No. 2 | 126,984 |
Reported balance
After 2021-07-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-07-06 · Sale · Disposed 938 · Balance 126,984 F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares. F2: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. The reporting person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares.
F2: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. The reporting person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.
Legato Merger Corp. III
Report date February 05, 2024 · Filed February 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary sharesSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2024-02-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 25,000 F1: Includes securities within up to 2,500 Units the Reporting Person has irrevocably committed to purchase upon consummation of the Issuer's initial public offering. Each Unit consists of one ordinary share and one half of one warrant. F2: Includes up to 1,582 shares that may be forfeited, and up to 176 shares within Units for which the Reporting Person may not subscribe, to the extent that the underwriters in the Issuer's initial public offering does not fully exercise its overallotment option. |
| Ordinary sharesSEC Table I · non-derivative | IndirectBy Eric S Rosenfeld 2017 Trust No. 1, Eric S Rosenfeld 2017 Trust No. 2 | 374,413 |
Reported balance
Holding disclosure · report date 2024-02-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 374,413 F3: Includes up to 67,721 shares that may be forfeited to the extent that the underwriter in the Issuer's initial public offering does not fully exercise its overallotment option. F4: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2024-02-05 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F1: Includes securities within up to 2,500 Units the Reporting Person has irrevocably committed to purchase upon consummation of the Issuer's initial public offering. Each Unit consists of one ordinary share and one half of one warrant. F5: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination. F6: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes securities within up to 2,500 Units the Reporting Person has irrevocably committed to purchase upon consummation of the Issuer's initial public offering. Each Unit consists of one ordinary share and one half of one warrant.
F2: Includes up to 1,582 shares that may be forfeited, and up to 176 shares within Units for which the Reporting Person may not subscribe, to the extent that the underwriters in the Issuer's initial public offering does not fully exercise its overallotment option.
F3: Includes up to 67,721 shares that may be forfeited to the extent that the underwriter in the Issuer's initial public offering does not fully exercise its overallotment option.
F4: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.
F5: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination.
F6: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith.
Legato Merger Corp. IV
Report date January 22, 2026 · Filed January 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 24,882 |
Reported balance
Holding disclosure · report date 2026-01-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 24,882 F1: Includes (i) 2,382 shares contained within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's initial public offering (the "IPO") and (ii) up to 1,059 shares subject to forfeiture in the event the underwriters of the IPO do not exercise their over-allotment option. Does not include an additional 118 shares contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-01-22 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: Represents warrants included within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's IPO. F3: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination. F4: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith. F5: Does not include an additional 39 shares underlying warrants contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (i) 2,382 shares contained within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's initial public offering (the "IPO") and (ii) up to 1,059 shares subject to forfeiture in the event the underwriters of the IPO do not exercise their over-allotment option. Does not include an additional 118 shares contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option.
F2: Represents warrants included within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's IPO.
F3: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination.
F4: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith.
F5: Does not include an additional 39 shares underlying warrants contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option.
Pangaea Logistics Solutions Ltd.
Report date February 18, 2026 · Filed February 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Share $0.0001 Par ValueSEC Table I · non-derivative | Direct | 361,811 |
Reported balance
After 2026-02-18 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-02-18 · Grant · Acquired 14,151 · Balance 361,811 F1: The shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024). |
| Common Share $0.0001 Par ValueSEC Table I · non-derivative | Direct | 347,660 |
Reported balance
Holding disclosure · report date 2026-02-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 347,660 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024).
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Hill International, Inc.
Report date December 27, 2022 · Filed December 27, 2022
Section 16 reporting ended · disclosed 2022-12-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-12-27 transaction · row 1
1 source rowRow 1 · 2022-12-27 · Disposition to issuer · Disposed 260,066 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy Jamarant Capital, L.P. | 0 |
Reported balance
After 2022-12-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-12-27 · Disposition to issuer · Disposed 360,150 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash. F2: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash.
F2: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
NextDecade Corp
Report date June 15, 2018 · Filed June 19, 2018
Section 16 reporting ended · disclosed 2018-06-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 272,019 |
Reported balance
Holding disclosure · report date 2018-06-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 272,019 |
| Redeemable WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 2,606 |
Reported balance
Holding disclosure · report date 2018-06-15 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,606 F1: Each redeemable warrant is currently exercisable for one share of common stock and expires on the earlier of (i) July 24, 2022 and (ii) redemption or liquidation. |
Filing footnotes · ownership attribution and instrument terms
F1: Each redeemable warrant is currently exercisable for one share of common stock and expires on the earlier of (i) July 24, 2022 and (ii) redemption or liquidation.
Southland Holdings, Inc.
Report date February 14, 2023 · Filed February 16, 2023
Section 16 reporting ended · disclosed 2023-02-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 305,837 |
Reported balance
After 2023-02-14 transaction · row 1
1 source rowRow 1 · 2023-02-14 · Other · Disposed 83,563 · Balance 305,837 F1: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement. |
| Common stockSEC Table I · non-derivative | IndirectBy Eris S Rosenfeld 2017 Trust No. 1, Eris S Rosenfeld 2017 Trust No. 2 | 396,288 |
Reported balance
After 2023-02-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-02-14 · Other · Disposed 108,632 · Balance 396,288 F1: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement. F2: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.
F2: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2026 Filed Feb 20, 2026 18:31 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | GrantCommon Share $0.0001 Par Value | 14,151 | $8.48 | $120,000.48 |
DisclosureSEC source: 0001628280-26-010340 · wk-form4_1771630271.xml · nonDerivative · entry 2 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 361,811 F1 · security: The shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024). Read SEC document |
| February 19, 2025 Filed Feb 19, 2025 18:32 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | GrantCommon Share $0.0001 Par Value | 23,077 | $5.20 | $120,000.40 |
DisclosureSEC source: 0001606909-25-000067 · wk-form4_1740007935.xml · nonDerivative · entry 2 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,660 F1 · security: The shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024). Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 17:05 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | GrantCommon Share $0.0001 Par Value | 14,101 | $8.51 | $119,999.51 |
DisclosureSEC source: 0001606909-24-000019 · wk-form4_1708466685.xml · nonDerivative · entry 2 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,583 F1 · security: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 6, 2022). Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 17:11 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 11,848 | $7.35 | $87,082.80 |
DisclosureSEC source: 0001606909-23-000159 · wk-form4_1702591889.xml · nonDerivative · entry 2 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 0 F1 · price: The price reported in Column 4 is an average price. Read SEC document |
| November 29, 2023 Filed Nov 29, 2023 16:53 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 1,311 | $7.26 | $9,517.86 |
DisclosureSEC source: 0001606909-23-000147 · wk-form4_1701294795.xml · nonDerivative · entry 4 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 11,844 F1 · price: The price reported in Column 4 is an average price. Read SEC document |
| November 29, 2023 Filed Dec 14, 2023 16:45 UTC Amendment | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 1,311 | $7.26 | $9,517.86 |
DisclosureSEC source: 0001606909-23-000156 · wk-form4a_1702590335.xml · nonDerivative · entry 4 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 11,848 F1 · price: The price reported in Column 4 is an average price. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 16:53 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 5,986 | $7.30 | $43,697.80 |
DisclosureSEC source: 0001606909-23-000147 · wk-form4_1701294795.xml · nonDerivative · entry 3 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 13,155 F1 · price: The price reported in Column 4 is an average price. Read SEC document |
| November 27, 2023 Filed Dec 14, 2023 16:45 UTC Amendment | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 5,982 | $7.30 | $43,668.60 |
DisclosureSEC source: 0001606909-23-000156 · wk-form4a_1702590335.xml · nonDerivative · entry 3 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 13,159 F1 · price: The price reported in Column 4 is an average price. Read SEC document |
| November 24, 2023 Filed Nov 24, 2023 17:20 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 10,714 | $7.09 | $75,962.26 |
DisclosureSEC source: 0001606909-23-000141 · wk-form4_1700864393.xml · nonDerivative · entry 5 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 19,141 F1 · price: The price reported in Column 4 is an average price. Read SEC document |
| November 22, 2023 Filed Nov 24, 2023 17:20 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 10,714 | $7.03 | $75,319.42 |
DisclosureSEC source: 0001606909-23-000141 · wk-form4_1700864393.xml · nonDerivative · entry 4 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 29,855 F1 · price: The price reported in Column 4 is an average price. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 17:20 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 10,714 | $7.02 | $75,212.28 |
DisclosureSEC source: 0001606909-23-000141 · wk-form4_1700864393.xml · nonDerivative · entry 3 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 40,569 F1 · price: The price reported in Column 4 is an average price. Read SEC document |
| June 29, 2023 Filed Jun 29, 2023 17:08 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 10,236 | $6.75 | $69,047.96 |
DisclosureSEC source: 0001606909-23-000086 · wk-form4_1688072908.xml · nonDerivative · entry 5 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 51,310 F1 · price: The price reported in Column 4 is a weighted average price. Read SEC document |
| June 29, 2023 Filed Jul 5, 2023 17:08 UTC Amendment | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 10,263 | $6.75 | $69,230.09 |
DisclosureSEC source: 0001606909-23-000097 · wk-form4a_1688591262.xml · nonDerivative · entry 5 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 51,283 F1 · price: This Form 4 is being amended to correct an error in the reported number of shares sold by the reporting person on June 29, 2023. The accurate quantity of shares sold was 10,263, instead of the previously stated 10,236. Read SEC document |
| June 28, 2023 Filed Jun 29, 2023 17:08 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 1,400 | $6.60 | $9,242.38 |
DisclosureSEC source: 0001606909-23-000086 · wk-form4_1688072908.xml · nonDerivative · entry 4 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 61,546 F1 · price: The price reported in Column 4 is a weighted average price. Read SEC document |
| June 28, 2023 Filed Jul 5, 2023 17:08 UTC Amendment | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 1,400 | $6.60 | $9,242.38 |
DisclosureSEC source: 0001606909-23-000097 · wk-form4a_1688591262.xml · nonDerivative · entry 4 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 61,546 F1 · price: This Form 4 is being amended to correct an error in the reported number of shares sold by the reporting person on June 29, 2023. The accurate quantity of shares sold was 10,263, instead of the previously stated 10,236. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 17:08 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 3,721 | $6.60 | $24,566.04 |
DisclosureSEC source: 0001606909-23-000086 · wk-form4_1688072908.xml · nonDerivative · entry 3 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 62,946 F1 · price: The price reported in Column 4 is a weighted average price. Read SEC document |
| June 27, 2023 Filed Jul 5, 2023 17:08 UTC Amendment | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | SaleCommon Share $0.0001 Par Value | 3,721 | $6.60 | $24,566.04 |
DisclosureSEC source: 0001606909-23-000097 · wk-form4a_1688591262.xml · nonDerivative · entry 3 Sgro David · CIK 0001376451 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 62,946 F1 · price: This Form 4 is being amended to correct an error in the reported number of shares sold by the reporting person on June 29, 2023. The accurate quantity of shares sold was 10,263, instead of the previously stated 10,236. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:09 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | GrantCommon Share $0.0001 Par Value | 16,287 | $6.14 | $100,002.18 |
DisclosureSEC source: 0001606909-23-000029 · wf-form4_167666815557348.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,482 F1 · security: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 6, 2022). F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 6, 2022). Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 16:03 UTC | Southland Holdings, Inc. LGTO · Entity 7398 | OtherCommon stock | 108,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-003796 · form4.xml · nonDerivative · entry 2 Sgro David · CIK 0001376451 · Former Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Eris S Rosenfeld 2017 Trust No. 1, Eris S Rosenfeld 2017 Trust No. 2 Disclosed balance after: 396,288 F1 · kind: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement. F1 · price: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement. F2 · ownership.nature: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 16:03 UTC | Southland Holdings, Inc. LGTO · Entity 7398 | OtherCommon stock | 83,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-003796 · form4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,837 F1 · kind: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement. F1 · price: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement. Read SEC document |
| December 27, 2022 Filed Dec 27, 2022 16:56 UTC | Hill International, Inc. HIL · Entity 121293 | Disposition to issuerCommon Stock | 360,150 | $3.40 | $1,224,510.00 |
DisclosureSEC source: 0001104659-22-130205 · tm2233504-2_4seq1.xml · nonDerivative · entry 2 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 0 F1 · shares: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash. F2 · shares: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash. F2 · price: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 27, 2022 Filed Dec 27, 2022 16:56 UTC | Hill International, Inc. HIL · Entity 121293 | Disposition to issuerCommon Stock | 260,066 | $3.40 | $884,224.40 |
DisclosureSEC source: 0001104659-22-130205 · tm2233504-2_4seq1.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash. F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash. Read SEC document |
| July 06, 2022 Filed Jul 12, 2022 19:52 UTC | Hill International, Inc. HIL · Entity 121293 | GrantCommon Stock | 55,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041985 · doc4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,066 F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors. F2 · balance_after: Comprised of shares of common stock to be issued upon settlement of DSUs. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 16:52 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | GrantCommon Share $0.0001 Par Value | 21,368 | $4.68 | $100,002.24 |
DisclosureSEC source: 0001606909-22-000016 · wf-form4_164522113275613.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,195 F1 · security: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019). F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019). Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 16:17 UTC | Legato Merger Corp. LEGO · Entity 136256 | SaleCommon Stock | 938 | $0.01 | $4.69 |
DisclosureSEC source: 0001094891-21-000260 · edgar.xml · nonDerivative · entry 3 Sgro David · CIK 0001376451 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Eric Rosenfeld 2017 Trust No. 2 Disclosed balance after: 126,984 F1 · price: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares. F2 · ownership.nature: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. The reporting person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 16:17 UTC | Legato Merger Corp. LEGO · Entity 136256 | SaleCommon Stock | 2,812 | $0.01 | $14.06 |
DisclosureSEC source: 0001094891-21-000260 · edgar.xml · nonDerivative · entry 2 Sgro David · CIK 0001376451 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Eric Rosenfeld 2017 Trust No. 1 Disclosed balance after: 380,953 F1 · price: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares. F2 · ownership.nature: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. The reporting person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 16:17 UTC | Legato Merger Corp. LEGO · Entity 136256 | SaleCommon Stock | 5,600 | $0.01 | $28.00 |
DisclosureSEC source: 0001094891-21-000260 · edgar.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,980 F1 · price: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 20:50 UTC | Hill International, Inc. HIL · Entity 121293 | GrantCommon Stock | 36,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-039340 · doc4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,894 F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors. F2 · balance_after: Includes 189,394 shares of common stock to be issued upon settlement of DSUs. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 18:04 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | GrantCommon Share $0.0001 Par Value | 28,409 | $3.52 | $99,999.68 |
DisclosureSEC source: 0001606909-21-000020 · wf-form4_161368946617036.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,827 F1 · security: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019). F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019). Read SEC document |
| June 04, 2020 Filed Jun 10, 2020 17:24 UTC | Hill International, Inc. HIL · Entity 121293 | GrantCommon Stock | 57,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035617 · doc4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,882 F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service during 2020-2021 on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors. F2 · balance_after: Includes 117,292 shares of common stock to be issued upon settlement of DSUs. Read SEC document |
| June 04, 2020 Filed Feb 25, 2021 18:24 UTC Amendment | Hill International, Inc. HIL · Entity 121293 | GrantCommon Stock | 57,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014446 · doc4a.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,971 F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service during 2020-2021 on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors. F2 · balance_after: Includes 152,471 shares of common stock to be issued upon settlement of DSUs. See "Remarks" below. Read SEC document |
| May 13, 2020 Filed May 14, 2020 17:25 UTC | Hill International, Inc. HIL · Entity 121293 | PurchaseCommon Stock | 28,100 | $1.35 | $37,935.00 |
DisclosureSEC source: 0001209191-20-029242 · doc4.xml · nonDerivative · entry 2 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 360,150 F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2020 Filed May 14, 2020 17:25 UTC | Hill International, Inc. HIL · Entity 121293 | PurchaseCommon Stock | 54,329 | $1.54 | $83,666.66 |
DisclosureSEC source: 0001209191-20-029242 · doc4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 332,050 F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 16:44 UTC | Hill International, Inc. HIL · Entity 121293 | PurchaseCommon Stock | 6,351 | $1.45 | $9,208.95 |
DisclosureSEC source: 0001209191-20-022604 · doc4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 277,721 F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 17:50 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | GrantCommon Share $0.0001 Par Value | 32,467 | $3.08 | $99,998.36 |
DisclosureSEC source: 0001606909-20-000007 · wf-form4_158215259415511.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,418 F1 · security: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019). F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019). Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:20 UTC | Hill International, Inc. HIL · Entity 121293 | GrantCommon Stock | 35,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036870 · doc4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,397 F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service during 2019-2020 on the Issuer's Board of Directors of which 25% will be issued to the reporting person on a quarterly basis. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors. F2 · balance_after: Includes 59,807 DSUs. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:50 UTC | Hill International, Inc. HIL · Entity 121293 | PurchaseCommon Stock | 12,500 | $2.31 | $28,875.00 |
DisclosureSEC source: 0001209191-19-031607 · doc4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 271,370 F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 15, 2019 Filed May 15, 2019 17:34 UTC | Hill International, Inc. HIL · Entity 121293 | PurchaseCommon Stock | 27,000 | $2.24 | $60,480.00 |
DisclosureSEC source: 0001209191-19-030108 · doc4.xml · nonDerivative · entry 3 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 258,870 F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 14, 2019 Filed May 15, 2019 17:34 UTC | Hill International, Inc. HIL · Entity 121293 | PurchaseCommon Stock | 16,000 | $2.23 | $35,680.00 |
DisclosureSEC source: 0001209191-19-030108 · doc4.xml · nonDerivative · entry 2 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 231,870 F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 13, 2019 Filed May 15, 2019 17:34 UTC | Hill International, Inc. HIL · Entity 121293 | PurchaseCommon Stock | 20,000 | $2.22 | $44,400.00 |
DisclosureSEC source: 0001209191-19-030108 · doc4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 215,870 F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 18, 2019 Filed Feb 22, 2019 16:55 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | GrantCommon Share $0.0001 Par Value | 25,836 | $3.29 | $85,000.44 |
DisclosureSEC source: 0001606909-19-000005 · wf-form4_155087254035969.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,951 F1 · security: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:09 UTC | Hill International, Inc. HIL · Entity 121293 | PurchaseCommon Stock | 35,176 | $3.00 | $105,528.00 |
DisclosureSEC source: 0001209191-19-001618 · doc4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 195,870 F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 19:41 UTC | Hill International, Inc. HIL · Entity 121293 | GrantCommon Stock | 13,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061666 · doc4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,577 F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service during 2017-2018 on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors. F2 · balance_after: Includes 23,987 DSUs. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 16:43 UTC | Hill International, Inc. HIL · Entity 121293 | GrantCommon Stock | 35,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061797 · doc4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,756 F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service during 2018-2019 on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors. F2 · balance_after: Includes 59,166 DSUs. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 21:23 UTC | Hill International, Inc. HIL · Entity 121293 | GrantCommon Stock | 15,000 | $3.06 | $45,900.00 |
DisclosureSEC source: 0001209191-18-059615 · doc4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 160,694 F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 20:31 UTC | Hill International, Inc. HIL · Entity 121293 | GrantCommon Stock | 10,000 | $3.09 | $30,900.00 |
DisclosureSEC source: 0001209191-18-059363 · doc4.xml · nonDerivative · entry 2 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 145,694 F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 20:31 UTC | Hill International, Inc. HIL · Entity 121293 | GrantCommon Stock | 20,000 | $3.22 | $64,400.00 |
DisclosureSEC source: 0001209191-18-059363 · doc4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 135,694 F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 17:08 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | GrantCommon Share $0.0001 Par Value | 29,617 | $2.87 | $85,000.79 |
DisclosureSEC source: 0001606909-18-000020 · wf-form4_151925090239508.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,115 F1 · kind: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 17:19 UTC | NextDecade Corp HRMN · Entity 640 | ConversionRedeemable Warrant · Derivative | 68 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001094891-17-000166 · edgar.xml · derivative · entry 4 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,606 Underlying: Common Stock · 68 shares Expires 2022-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Reporting Person converted an aggregate of $680 of convertible promissory notes into 68 shares of common stock and 68 warrants of the Issuer upon consummation of the Issuer's initial business combination in accordance with the terms of such notes. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 17:19 UTC | NextDecade Corp HRMN · Entity 640 | ConversionConvertible Promissory Note · Derivative | 68 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001094891-17-000166 · edgar.xml · derivative · entry 3 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units · 68 shares Expires 2017-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Reporting Person converted an aggregate of $680 of convertible promissory notes into 68 shares of common stock and 68 warrants of the Issuer upon consummation of the Issuer's initial business combination in accordance with the terms of such notes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.