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Nasdaq · USD

PANL

Pangaea Logistics Solutions Ltd.

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Tapewire entity
5424
SEC CIK
0001606909
Parsed reports
178

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2020 Filed Feb 19, 2020 22:51 UTC GrantCommon Share $0.0001 Par Value 64,934 $3.08 $199,996.72
Disclosure

SEC source: 0001606909-20-000008 · wf-form4_158215266818002.xml · nonDerivative · entry 1

Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,770

F1 · kind: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019).

Read SEC document
February 18, 2020 Filed Feb 19, 2020 23:02 UTC
Boggild Carl ClausDirector · 10% owner
GrantCommon Share $0.0001 Par Value 16,233 $3.08 $49,997.64
Disclosure

SEC source: 0001606909-20-000014 · wf-form4_158215331931688.xml · nonDerivative · entry 1

Boggild Carl Claus · CIK 0001622062 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Lagoa Investments

Disclosed balance after: 8,276,232

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019).

F2 · balance_after: 8,259,999 Common Shares were purchased in an unregistered private placement by the Company pursuant to a subscription agreement dated as of June 15, 2017.

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February 18, 2020 Filed Feb 19, 2020 22:59 UTC GrantCommon Share $0.0001 Par Value 16,233 $3.08 $49,997.64
Disclosure

SEC source: 0001606909-20-000012 · wf-form4_158215317492831.xml · nonDerivative · entry 1

Laura Anthony · CIK 0001622010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,841,246

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019).

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:29 UTC
FILANOWSKI MARK LDirector · Chief Operating Officer
GrantCommon Share $0.0001 Par Value 50,000 $0.00 $0.00
Disclosure

SEC source: 0001606909-20-000003 · wf-form4_157808697489052.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,882

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019).

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:32 UTC
DelSignore GianniChief Financial Officer
GrantCommon Share $0.0001 Par Value 55,000 $0.00 $0.00
Disclosure

SEC source: 0001606909-20-000004 · wf-form4_157808712713742.xml · nonDerivative · entry 1

DelSignore Gianni · CIK 0001709723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,555

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 14, 2019).

Read SEC document
December 11, 2019 Filed Dec 11, 2019 21:19 UTC
DelSignore GianniChief Financial Officer
PurchaseCommon Share $0.0001 Par Value 3,500 $3.00 $10,500.00
Disclosure

SEC source: 0001606909-19-000068 · wf-form4_157609915671335.xml · nonDerivative · entry 1

DelSignore Gianni · CIK 0001709723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,555

Read SEC document
December 10, 2019 Filed Dec 11, 2019 16:16 UTC
FILANOWSKI MARK LDirector · Chief Operating Officer
GiftCommon Share $0.0001 Par Value 4,500 $0.00 $0.00
Disclosure

SEC source: 0001606909-19-000067 · wf-form4_157609899106844.xml · nonDerivative · entry 3

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven Filanowski

Disclosed balance after: 16,750

Read SEC document
December 10, 2019 Filed Dec 11, 2019 16:16 UTC
FILANOWSKI MARK LDirector · Chief Operating Officer
GiftCommon Share $0.0001 Par Value 4,500 $0.00 $0.00
Disclosure

SEC source: 0001606909-19-000067 · wf-form4_157609899106844.xml · nonDerivative · entry 2

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Helen Filanowski

Disclosed balance after: 16,750

Read SEC document
December 10, 2019 Filed Dec 11, 2019 16:16 UTC
FILANOWSKI MARK LDirector · Chief Operating Officer
GiftCommon Share $0.0001 Par Value 9,000 $0.00 $0.00
Disclosure

SEC source: 0001606909-19-000067 · wf-form4_157609899106844.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,882

F1 · kind: Common Shares were transferred as part of a bona fide gift transaction.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 16:32 UTC
FILANOWSKI MARK LDirector · Chief Operating Officer
PurchaseCommon Share $0.0001 Par Value 1,782 $3.10 $5,524.20
Disclosure

SEC source: 0001606909-19-000039 · wf-form4_156762912943999.xml · nonDerivative · entry 2

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,882

Read SEC document
August 29, 2019 Filed Sep 4, 2019 16:32 UTC
FILANOWSKI MARK LDirector · Chief Operating Officer
PurchaseCommon Share $0.0001 Par Value 139 $3.10 $430.90
Disclosure

SEC source: 0001606909-19-000039 · wf-form4_156762912943999.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,100

Read SEC document
August 28, 2019 Filed Aug 29, 2019 16:34 UTC
FILANOWSKI MARK LDirector · Chief Operating Officer
PurchaseCommon Share $0.0001 Par Value 79 $3.10 $244.90
Disclosure

SEC source: 0001606909-19-000037 · wf-form4_156711086756993.xml · nonDerivative · entry 2

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,961

Read SEC document
August 27, 2019 Filed Aug 28, 2019 20:22 UTC
DelSignore GianniChief Financial Officer
PurchaseCommon Share $0.0001 Par Value 1,500 $3.05 $4,575.00
Disclosure

SEC source: 0001606909-19-000035 · wf-form4_156702370836275.xml · nonDerivative · entry 1

DelSignore Gianni · CIK 0001709723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,055

Read SEC document
August 27, 2019 Filed Aug 29, 2019 16:34 UTC
FILANOWSKI MARK LDirector · Chief Operating Officer
PurchaseCommon Share $0.0001 Par Value 2,000 $3.05 $6,100.00
Disclosure

SEC source: 0001606909-19-000037 · wf-form4_156711086756993.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Monica McNally

Disclosed balance after: 2,000

F1 · ownership.nature: Monica McNally is the reporting person's wife.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 00:11 UTC
DelSignore GianniChief Financial Officer
PurchaseCommon Share $0.0001 Par Value 3,000 $3.30 $9,900.00
Disclosure

SEC source: 0001628280-19-008055 · wf-form4_156081666762746.xml · nonDerivative · entry 1

DelSignore Gianni · CIK 0001709723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,555

Read SEC document
February 18, 2019 Filed Feb 22, 2019 16:52 UTC GrantCommon Share $0.0001 Par Value 25,836 $3.29 $85,000.44
Disclosure

SEC source: 0001606909-19-000004 · wf-form4_155087235365658.xml · nonDerivative · entry 1

DU MOULIN RICHARD T · CIK 0001065094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,409

F1 · security: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

Read SEC document
February 18, 2019 Filed Feb 22, 2019 16:55 UTC
Sgro DavidDirector
GrantCommon Share $0.0001 Par Value 25,836 $3.29 $85,000.44
Disclosure

SEC source: 0001606909-19-000005 · wf-form4_155087254035969.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,951

F1 · security: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

Read SEC document
February 18, 2019 Filed Feb 22, 2019 21:49 UTC GrantCommon Share $0.0001 Par Value 25,836 $3.29 $85,000.44
Disclosure

SEC source: 0001606909-19-000003 · wf-form4_155087214313423.xml · nonDerivative · entry 1

ROSENFELD ERIC · CIK 0001219603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,985

F1 · security: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

Read SEC document
February 18, 2019 Filed Feb 22, 2019 22:21 UTC GrantCommon Share $0.0001 Par Value 51,672 $3.29 $170,000.88
Disclosure

SEC source: 0001606909-19-000006 · wf-form4_155087410409577.xml · nonDerivative · entry 1

Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,219

F1 · kind: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

Read SEC document
January 01, 2019 Filed Jan 3, 2019 15:35 UTC
FILANOWSKI MARK LDirector · Chief Operating Officer
GrantCommon Share $0.0001 Par Value 45,000 $3.03 $136,350.00
Disclosure

SEC source: 0001606909-19-000002 · wf-form4_154654770908113.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,882

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

Read SEC document
January 01, 2019 Filed Jan 3, 2019 20:34 UTC
DelSignore GianniChief Financial Officer
GrantCommon Share $0.0001 Par Value 50,000 $3.03 $151,500.00
Disclosure

SEC source: 0001606909-19-000001 · wf-form4_154654764828483.xml · nonDerivative · entry 1

DelSignore Gianni · CIK 0001709723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,555

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

Read SEC document
December 21, 2018 Filed Dec 27, 2018 12:08 UTC
FILANOWSKI MARK LDirector · Chief Operating Officer
GiftCommon Share $0.0001 Par Value 4,750 $0.00 $0.00
Disclosure

SEC source: 0001606909-18-000077 · wf-form4_154593047782348.xml · nonDerivative · entry 3

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven Filanowski

Disclosed balance after: 12,250

Read SEC document
December 21, 2018 Filed Dec 27, 2018 12:08 UTC
FILANOWSKI MARK LDirector · Chief Operating Officer
GiftCommon Share $0.0001 Par Value 4,750 $0.00 $0.00
Disclosure

SEC source: 0001606909-18-000077 · wf-form4_154593047782348.xml · nonDerivative · entry 2

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Helen Filanowski

Disclosed balance after: 12,250

Read SEC document
December 21, 2018 Filed Dec 27, 2018 12:08 UTC
FILANOWSKI MARK LDirector · Chief Operating Officer
GiftCommon Share $0.0001 Par Value 9,500 $0.00 $0.00
Disclosure

SEC source: 0001606909-18-000077 · wf-form4_154593047782348.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,882

F1 · kind: Common Shares were transferred as part of a bona fide gift transaction.

Read SEC document
June 04, 2018 Filed Sep 23, 2019 20:28 UTC
Trinh NamDirector
OtherCommon Share $0.0001 Par Value 29,617 $0.00 $0.00
Disclosure

SEC source: 0001606909-19-000043 · wf-form4_156927051351302.xml · nonDerivative · entry 1

Trinh Nam · CIK 0001710381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Transfer of shares to Pangaea One Acquisition Holdings XIV, LLC.

Read SEC document
June 04, 2018 Filed Sep 23, 2019 20:28 UTC OtherCommon Share $0.0001 Par Value 29,617 $0.00 $0.00
Disclosure

SEC source: 0001606909-19-000042 · wf-form4_156927049186784.xml · nonDerivative · entry 1

Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,836

F1 · kind: Transfer of shares from Nam Trinh.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 11:40 UTC
FILANOWSKI MARK LDirector · Chief Operating Officer
GrantCommon Share $0.0001 Par Value 15,825 $3.10 $49,057.50
Disclosure

SEC source: 0001606909-18-000025 · wf-form4_152121484353901.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,382

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

Read SEC document
March 15, 2018 Filed Mar 16, 2018 15:42 UTC
DelSignore GianniChief Financial Officer
GrantCommon Share $0.0001 Par Value 9,500 $3.10 $29,450.00
Disclosure

SEC source: 0001606909-18-000027 · wf-form4_152121493946333.xml · nonDerivative · entry 1

DelSignore Gianni · CIK 0001709723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,555

F1 · kind: Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

Read SEC document
February 16, 2018 Filed Feb 21, 2018 17:07 UTC GrantCommon Share $0.0001 Par Value 29,617 $2.87 $85,000.79
Disclosure

SEC source: 0001606909-18-000019 · wf-form4_151925085596946.xml · nonDerivative · entry 1

DU MOULIN RICHARD T · CIK 0001065094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,573

F1 · kind: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

F1 · price: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

Read SEC document
February 16, 2018 Filed Feb 21, 2018 22:03 UTC
Yu PeterDirector · 10% owner
GrantCommon Share $0.0001 Par Value 29,617 $2.87 $85,000.79
Disclosure

SEC source: 0001606909-18-000016 · wf-form4_151925059465597.xml · nonDerivative · entry 1

Pangaea One Acquisition Holdings XIV, LLC · CIK 0001651379 · 10% owner

Pangaea One, L.P. · CIK 0001622015 · 10% owner

Cartesian Capital Group Holding, LLC · CIK 0001622320 · 10% owner

Pangaea One Holding, LLC · CIK 0001622319 · 10% owner

Pangaea One Parallel Fund (B), L.P. · CIK 0001622016 · 10% owner

Pangaea One GP, LLC · CIK 0001622014 · 10% owner

Yu Peter · CIK 0001426890 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,547

F1 · kind: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

Read SEC document
February 16, 2018 Filed Feb 21, 2018 17:08 UTC
Sgro DavidDirector
GrantCommon Share $0.0001 Par Value 29,617 $2.87 $85,000.79
Disclosure

SEC source: 0001606909-18-000020 · wf-form4_151925090239508.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,115

F1 · kind: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

Read SEC document
February 16, 2018 Filed Feb 21, 2018 22:24 UTC GrantCommon Share $0.0001 Par Value 29,617 $2.87 $85,000.79
Disclosure

SEC source: 0001606909-18-000021 · wf-form4_151925184658563.xml · nonDerivative · entry 1

ROSENFELD ERIC · CIK 0001219603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Crescendo Partners III, L.P.

Disclosed balance after: 385,173

F1 · kind: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

Read SEC document
February 16, 2018 Filed Feb 22, 2018 16:58 UTC Amendment GrantCommon Share $0.0001 Par Value 29,617 $2.87 $85,000.79
Disclosure

SEC source: 0001606909-18-000023 · wf-form4a_151931867453690.xml · nonDerivative · entry 2

ROSENFELD ERIC · CIK 0001219603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,149

F1 · security: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:29 UTC
Coll EdwardDirector · Chief Executive Officer · 10% owner
GiftCommon Share $0.0001 Par Value 1,666,667 $0.00 $0.00
Disclosure

SEC source: 0001606909-18-000008 · wf-form4_151916217235172.xml · nonDerivative · entry 4

Coll Edward · CIK 0001622009 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Edward Coll and Julia Coll Irrevocable Trust for the benefit of Aidan Coll

Disclosed balance after: 1,706,667

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:29 UTC
Coll EdwardDirector · Chief Executive Officer · 10% owner
GiftCommon Share $0.0001 Par Value 1,666,667 $0.00 $0.00
Disclosure

SEC source: 0001606909-18-000008 · wf-form4_151916217235172.xml · nonDerivative · entry 3

Coll Edward · CIK 0001622009 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Edward Coll and Julia Coll Irrevocable Trust for the benefit of James Coll

Disclosed balance after: 1,706,667

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:29 UTC
Coll EdwardDirector · Chief Executive Officer · 10% owner
GiftCommon Share $0.0001 Par Value 1,666,667 $0.00 $0.00
Disclosure

SEC source: 0001606909-18-000008 · wf-form4_151916217235172.xml · nonDerivative · entry 2

Coll Edward · CIK 0001622009 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Edward Coll and Julia Coll Irrevocable Trust for the benefit of Andrew Coll

Disclosed balance after: 1,706,667

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:29 UTC
Coll EdwardDirector · Chief Executive Officer · 10% owner
GiftCommon Share $0.0001 Par Value 5,000,001 $0.00 $0.00
Disclosure

SEC source: 0001606909-18-000008 · wf-form4_151916217235172.xml · nonDerivative · entry 1

Coll Edward · CIK 0001622009 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,229,970

F1 · shares: Common Shares were transferred as part of a bona fide gift transaction.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 15:18 UTC SaleCommon Share $0.0001 Par Value 4,000 $4.46 $17,828.40
Disclosure

SEC source: 0001606909-17-000105 · wf-form4_151084551305414.xml · nonDerivative · entry 3

Laura Anthony · CIK 0001622010 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Anthony Laura Irrevocable Trust for benefit of Lisa Laura

Disclosed balance after: 380,235

F2 · shares: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $4.45 to $4.47, inclusive. The reporting person undertakes to provide to Pangaea Logistics Solutions, Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 15:18 UTC SaleCommon Share $0.0001 Par Value 4,000 $4.46 $17,828.40
Disclosure

SEC source: 0001606909-17-000105 · wf-form4_151084551305414.xml · nonDerivative · entry 2

Laura Anthony · CIK 0001622010 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Anthony Laura Irrevocable Trust for benefit of Anthony M Laura

Disclosed balance after: 380,235

F2 · shares: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $4.45 to $4.47, inclusive. The reporting person undertakes to provide to Pangaea Logistics Solutions, Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 15:18 UTC SaleCommon Share $0.0001 Par Value 5,000 $4.56 $22,804.50
Disclosure

SEC source: 0001606909-17-000105 · wf-form4_151084551305414.xml · nonDerivative · entry 1

Laura Anthony · CIK 0001622010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825,013

F1 · shares: Shares were sold in open market transactions.

Read SEC document
June 19, 2017 Filed Jun 19, 2017 20:28 UTC
Boggild Carl ClausDirector · 10% owner
GrantCommon Share $0.0001 Par Value 842,894 $2.25 $1,896,511.50
Disclosure

SEC source: 0001606909-17-000052 · wf-form4_149790407176871.xml · nonDerivative · entry 1

Boggild Carl Claus · CIK 0001622062 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Lagoa Investments

Disclosed balance after: 8,259,999

F1 · shares: Common Shares were purchased in an unregistered private placement by the Company pursuant to a subscription agreement dated as of June 15, 2017.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 16:30 UTC
FILANOWSKI MARK LDirector · Chief Operating Officer
GrantCommon Share $0.0001 Par Value 44,444 $0.00 $0.00
Disclosure

SEC source: 0001606909-17-000056 · wf-form4_149790423630677.xml · nonDerivative · entry 1

FILANOWSKI MARK L · CIK 0001065096 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,557

F1 · kind: Common Shares were purchased in an unregistered private placement by the Company pursuant to a subscription agreement dated as of June 15, 2017.

F1 · shares: Common Shares were purchased in an unregistered private placement by the Company pursuant to a subscription agreement dated as of June 15, 2017.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 16:29 UTC
Sgro DavidDirector
GrantCommon Share $0.0001 Par Value 66,667 $2.25 $150,000.75
Disclosure

SEC source: 0001606909-17-000054 · wf-form4_149790415045246.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 66,667

F1 · shares: Common Shares were purchased in an unregistered private placement by the Company pursuant to a subscription agreement dated as of June 15, 2017.

F2 · shares: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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June 15, 2017 Filed Jun 19, 2017 20:32 UTC GrantCommon Share $0.0001 Par Value 355,556 $2.25 $800,001.00
Disclosure

SEC source: 0001606909-17-000058 · wf-form4_149790432258579.xml · nonDerivative · entry 1

ROSENFELD ERIC · CIK 0001219603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Crescendo Partners III, L.P.

Disclosed balance after: 355,556

F1 · shares: Common Shares were purchased in an unregistered private placement by the Company pursuant to a subscription agreement dated as of June 15, 2017.

F2 · shares: The reported shares are owned by Crescendo Partners III, L.P. Mr. Rosenfeld is the Managing Member of Crescendo Investments III, LLC, which is the General Partner of Crescendo Partners III, L.P. Mr. Rosenfeld disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rosenfeld is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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June 15, 2017 Filed Jun 19, 2017 20:34 UTC
Coll EdwardDirector · Chief Executive Officer · 10% owner
GrantCommon Share $0.0001 Par Value 842,894 $2.25 $1,896,511.50
Disclosure

SEC source: 0001606909-17-000060 · wf-form4_149790443057478.xml · nonDerivative · entry 1

Coll Edward · CIK 0001622009 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,229,971

F1 · shares: Common Shares were purchased in an unregistered private placement by the Company pursuant to a subscription agreement dated as of June 15, 2017.

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June 15, 2017 Filed Jun 19, 2017 20:36 UTC GrantCommon Share $0.0001 Par Value 263,101 $2.25 $591,977.25
Disclosure

SEC source: 0001606909-17-000062 · wf-form4_149790460219948.xml · nonDerivative · entry 1

Laura Anthony · CIK 0001622010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830,013

F1 · shares: Common Shares were purchased in an unregistered private placement by the Company pursuant to a subscription agreement dated as of June 15, 2017.

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June 15, 2017 Filed Jun 20, 2017 22:05 UTC
DelSignore GianniChief Financial Officer
GrantCommon Share $0.0001 Par Value 22,222 $2.25 $49,999.50
Disclosure

SEC source: 0001606909-17-000066 · wf-form4_149799629001012.xml · nonDerivative · entry 1

DelSignore Gianni · CIK 0001709723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,055

F1 · shares: Common Shares were purchased in an unregistered private placement by the Company pursuant to a subscription agreement dated as of June 15, 2017.

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January 25, 2017 Filed Jan 31, 2017 11:42 UTC GrantCommon Share $0.0001 Par Value 22,866 $0.00 $0.00
Disclosure

SEC source: 0001606909-17-000008 · wf-form4_148588090763524.xml · nonDerivative · entry 1

DU MOULIN RICHARD T · CIK 0001065094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,956

F1 · kind: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

F1 · price: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

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January 25, 2017 Filed Jan 31, 2017 11:43 UTC
Sgro DavidDirector
GrantCommon Share $0.0001 Par Value 22,866 $0.00 $0.00
Disclosure

SEC source: 0001606909-17-000009 · wf-form4_148588098264373.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,498

F1 · kind: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

F1 · price: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

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January 25, 2017 Filed Jan 31, 2017 16:44 UTC GrantCommon Share $0.0001 Par Value 22,866 $0.00 $0.00
Disclosure

SEC source: 0001606909-17-000010 · wf-form4_148588103832267.xml · nonDerivative · entry 1

ROSENFELD ERIC · CIK 0001219603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,532

F1 · kind: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.