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Ovid Therapeutics Inc.

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5411
SEC CIK
0001636651
Parsed reports
182

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 06, 2026 Filed Jul 8, 2026 20:31 UTC
Carter Charles RossChief Financial Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001779359-26-000004 · form4-07082026_080741.xml · nonDerivative · entry 1

Carter Charles Ross · CIK 0001779359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,375

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in two equal annual installments commencing on July 6, 2027, subject to the Reporting Person's continuous service through each such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:22 UTC
Greka AnnaDirector
GrantStock Option (right to buy) · Derivative 130,000 $0.00 Strike: $2.26 $0.00
Disclosure

SEC source: 0002138163-26-000005 · form4-06172026_080618.xml · derivative · entry 1

Greka Anna · CIK 0002138163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2036-06-14

F1 · derivative.exercise_date: The shares subject to the stock option will vest in 36 equal monthly installments commencing on July 15, 2026, subject to the Reporting Person's continued services through each such date.

Read SEC document
April 07, 2026 Filed Apr 9, 2026 21:15 UTC GrantCommon Stock 17,578 $2.56 $44,999.68
Disclosure

SEC source: 0001886431-26-000004 · form4-04092026_050401.xml · nonDerivative · entry 1

Fitzgerald Kevin Joseph · CIK 0001886431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,578

F1 · kind: Represents a restricted stock unit ("RSU") award issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of an annual cash retainer for service on the Issuer's Board of Directors in the aggregate amount of $45,000. The RSUs vest 25% upon grant and 25% on each of June 30, 2026, September 30, 2026 and December 31, 2026, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
April 07, 2026 Filed Apr 9, 2026 21:15 UTC GrantCommon Stock 17,578 $2.56 $44,999.68
Disclosure

SEC source: 0001202098-26-000004 · form4-04092026_050404.xml · nonDerivative · entry 1

PAPADOPOULOS STELIOS · CIK 0001202098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,578

F1 · kind: Represents a restricted stock unit ("RSU") award issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of an annual cash retainer for service on the Issuer's Board of Directors in the aggregate amount of $45,000. The RSUs vest 25% upon grant and 25% on each of June 30, 2026, September 30, 2026 and December 31, 2026, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
April 07, 2026 Filed Apr 9, 2026 21:15 UTC GrantCommon Stock 8,789 $2.56 $22,499.84
Disclosure

SEC source: 0001368324-26-000004 · form4-04092026_050403.xml · nonDerivative · entry 1

Friedman Bart · CIK 0001368324 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,789

F1 · kind: Represents a restricted stock unit ("RSU") award issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of 50% of an annual cash retainer for service on the Issuer's Board of Directors in the aggregate amount of $22,500. The RSUs vest 25% upon grant and 25% on each of June 30, 2026, September 30, 2026 and December 31, 2026, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
March 23, 2026 Filed Mar 26, 2026 01:18 UTC
LEVIN JEREMY MDirector · Executive Chairman
Exercise / conversionSeries A Warrant (right to buy) · Derivative 47,333 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001256153-26-000004 · form4-03262026_010323.xml · derivative · entry 3

LEVIN JEREMY M · CIK 0001256153 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,333 shares

Expires 2026-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each Series A Warrant became immediately exercisable pursuant to the approval of the Issuer's Stockholders on December 11, 2025.

Read SEC document
March 23, 2026 Filed Mar 26, 2026 01:18 UTC
LEVIN JEREMY MDirector · Executive Chairman
Exercise / conversionCommon Stock 47,333 $1.40 $66,266.20
Disclosure

SEC source: 0001256153-26-000004 · form4-03262026_010323.xml · nonDerivative · entry 1

LEVIN JEREMY M · CIK 0001256153 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,735,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 16:30 UTC
ALEXANDER MARGARET A.Director · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 1,435,000 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0002036798-26-000004 · form4-03022026_040303.xml · derivative · entry 2

ALEXANDER MARGARET A. · CIK 0002036798 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,435,000

Underlying: Common Stock · 1,435,000 shares

Expires 2036-02-25

F3 · derivative.exercise_date: The shares subject to the stock option will vest in 48 equal monthly installments commencing on March 20, 2026, subject to the Reporting Person's continued services through each such date.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 21:30 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001886431-26-000002 · form4-03022026_040313.xml · derivative · entry 1

Fitzgerald Kevin Joseph · CIK 0001886431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2036-02-25

F1 · derivative.exercise_date: The option will vest in full on February 26, 2027, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 21:30 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001353128-26-000002 · form4-03022026_040309.xml · derivative · entry 1

DUNCAN BARBARA GAYLE · CIK 0001353128 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2036-02-25

F1 · derivative.exercise_date: The option will vest in full on February 26, 2027, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 21:30 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001202098-26-000002 · form4-03022026_040315.xml · derivative · entry 1

PAPADOPOULOS STELIOS · CIK 0001202098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2036-02-25

F1 · derivative.exercise_date: The option will vest in full on February 26, 2027, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 21:30 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 957,000 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001256153-26-000002 · form4-03022026_040301.xml · derivative · entry 1

LEVIN JEREMY M · CIK 0001256153 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 957,000

Underlying: Common Stock · 957,000 shares

Expires 2036-02-25

F1 · derivative.exercise_date: The shares subject to the stock option will vest in 48 equal monthly installments commencing on March 20, 2026, subject to the Reporting Person's continued services through each such date.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 21:30 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 408,750 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001311404-26-000002 · form4-03022026_040305.xml · derivative · entry 3

Rona Jeffrey A · CIK 0001311404 · CBFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,750

Underlying: Common Stock · 408,750 shares

Expires 2036-02-25

F6 · derivative.exercise_date: The shares subject to the stock option will vest in 48 equal monthly installments commencing on March 20, 2026, subject to the Reporting Person's continued services through each such date.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 21:30 UTC GrantCommon Stock 68,125 $0.00 $0.00
Disclosure

SEC source: 0001311404-26-000002 · form4-03022026_040305.xml · nonDerivative · entry 2

Rona Jeffrey A · CIK 0001311404 · CBFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,313

F4 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in three equal annual installments commencing on February 20, 2027, subject to the Reporting Person's continuous service through each such vesting date.

F5 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 21:30 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001368324-26-000002 · form4-03022026_040311.xml · derivative · entry 1

Friedman Bart · CIK 0001368324 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2036-02-25

F1 · derivative.exercise_date: The option will vest in full on February 26, 2027, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 21:30 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001654055-26-000002 · form4-03022026_040307.xml · derivative · entry 1

Bernstein Karen · CIK 0001654055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2036-02-25

F1 · derivative.exercise_date: The option will vest in full on February 26, 2027, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
February 23, 2026 Filed Mar 2, 2026 16:30 UTC
ALEXANDER MARGARET A.Director · President and CEO
SaleCommon Stock 11,656 $1.45 $16,901.20
Disclosure

SEC source: 0002036798-26-000004 · form4-03022026_040303.xml · nonDerivative · entry 1

ALEXANDER MARGARET A. · CIK 0002036798 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,750

F1 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $1.45 to $1.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 23, 2026 Filed Mar 2, 2026 21:30 UTC SaleCommon Stock 8,541 $1.45 $12,384.45
Disclosure

SEC source: 0001311404-26-000002 · form4-03022026_040305.xml · nonDerivative · entry 1

Rona Jeffrey A · CIK 0001311404 · CBFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,188

F1 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $1.45 to $1.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 28,756 shares acquired under the Issuer's employee stock purchase plan.

Read SEC document
January 04, 2026 Filed Jan 5, 2026 17:55 UTC
ALEXANDER MARGARET A.Director · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 890,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0002036798-26-000002 · form4-01052026_050101.xml · derivative · entry 1

ALEXANDER MARGARET A. · CIK 0002036798 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 890,000

Underlying: Common Stock · 890,000 shares

Expires 2036-01-03

F1 · derivative.exercise_date: 25% of the shares subject to the Stock Option will vest and become exercisable on January 1, 2027 and the remaining shares will vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued services through such date.

Read SEC document
December 15, 2025 Filed Dec 18, 2025 21:15 UTC
LEVIN JEREMY MDirector · CEO
ConversionSeries B Convertible Preferred Stock · Derivative 71 $0.00 $0.00
Disclosure

SEC source: 0001256153-25-000004 · form4-12182025_041203.xml · derivative · entry 6

LEVIN JEREMY M · CIK 0001256153 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into 1,000 shares Common Stock at 5 p.m. Eastern Time on December 15, 2025, pursuant to the approval of the Issuer's Stockholders on December 11, 2025.

F1 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into 1,000 shares Common Stock at 5 p.m. Eastern Time on December 15, 2025, pursuant to the approval of the Issuer's Stockholders on December 11, 2025.

F1 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into 1,000 shares Common Stock at 5 p.m. Eastern Time on December 15, 2025, pursuant to the approval of the Issuer's Stockholders on December 11, 2025.

Read SEC document
December 15, 2025 Filed Dec 18, 2025 21:15 UTC
LEVIN JEREMY MDirector · CEO
ConversionCommon Stock 71,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001256153-25-000004 · form4-12182025_041203.xml · nonDerivative · entry 1

LEVIN JEREMY M · CIK 0001256153 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,687,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B Convertible Preferred Stock automatically converted into 1,000 shares Common Stock at 5 p.m. Eastern Time on December 15, 2025, pursuant to the approval of the Issuer's Stockholders on December 11, 2025.

Read SEC document
December 11, 2025 Filed Dec 18, 2025 21:15 UTC
LEVIN JEREMY MDirector · CEO
PurchaseSeries B Warrant (right to buy) · Derivative 35,500 Not disclosed Strike: $1.40 Not disclosed
Disclosure

SEC source: 0001256153-25-000004 · form4-12182025_041203.xml · derivative · entry 5

LEVIN JEREMY M · CIK 0001256153 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,500

Underlying: Common Stock · 35,500 shares

Expires 2030-10-06

F3 · price: The reported securities are included within 71 investment units purchased by the Reporting Person for $1,400 per investment unit. Each investment unit consists of one share of Series B Convertible Preferred Stock, one Series A Warrant to purchase 666.66 shares of common stock, and one Series B Warrant to purchase 500 shares of common stock.

F6 · derivative.exercise_date: Each Series B Warrant became immediately exercisable pursuant to the approval of the Issuer's Stockholders on December 11, 2025.

Read SEC document
December 11, 2025 Filed Dec 18, 2025 21:15 UTC
LEVIN JEREMY MDirector · CEO
PurchaseSeries A Warrant (right to buy) · Derivative 47,333 Not disclosed Strike: $1.40 Not disclosed
Disclosure

SEC source: 0001256153-25-000004 · form4-12182025_041203.xml · derivative · entry 4

LEVIN JEREMY M · CIK 0001256153 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,333

Underlying: Common Stock · 47,333 shares

Expires not disclosed

F3 · price: The reported securities are included within 71 investment units purchased by the Reporting Person for $1,400 per investment unit. Each investment unit consists of one share of Series B Convertible Preferred Stock, one Series A Warrant to purchase 666.66 shares of common stock, and one Series B Warrant to purchase 500 shares of common stock.

F4 · derivative.exercise_date: Each Series A Warrant became immediately exercisable pursuant to the approval of the Issuer's Stockholders on December 11, 2025.

F5 · derivative.expiration_date: The Series A Warrants will terminate upon the earlier of (a) the 30th calendar day following date on which we publicly announce the clearance of the first of any investigational new drug application, clinical trial application or other foreign equivalent with respect to the clinical development of our OV4071 product candidate; provided that such 30-calendar day period shall not commence unless and until a registration statement covering the resale of the shares of Common Stock issuable upon exercise of the Series A Warrants is effective; and (b) October 6, 2030.

Read SEC document
December 11, 2025 Filed Dec 18, 2025 21:15 UTC
LEVIN JEREMY MDirector · CEO
PurchaseSeries B Convertible Preferred Stock · Derivative 71 Not disclosed Not disclosed
Disclosure

SEC source: 0001256153-25-000004 · form4-12182025_041203.xml · derivative · entry 3

LEVIN JEREMY M · CIK 0001256153 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71

Underlying: Common Stock · 71,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into 1,000 shares Common Stock at 5 p.m. Eastern Time on December 15, 2025, pursuant to the approval of the Issuer's Stockholders on December 11, 2025.

F3 · price: The reported securities are included within 71 investment units purchased by the Reporting Person for $1,400 per investment unit. Each investment unit consists of one share of Series B Convertible Preferred Stock, one Series A Warrant to purchase 666.66 shares of common stock, and one Series B Warrant to purchase 500 shares of common stock.

F1 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into 1,000 shares Common Stock at 5 p.m. Eastern Time on December 15, 2025, pursuant to the approval of the Issuer's Stockholders on December 11, 2025.

F1 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into 1,000 shares Common Stock at 5 p.m. Eastern Time on December 15, 2025, pursuant to the approval of the Issuer's Stockholders on December 11, 2025.

Read SEC document
December 08, 2025 Filed Dec 9, 2025 21:19 UTC ConversionSeries A Convertible Preferred Stock · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001395064-25-000172 · wk-form4_1765333162.xml · derivative · entry 3

TAKEDA PHARMACEUTICAL CO LTD · CIK 0001395064 · 10% owner

Takeda Pharmaceuticals U.S.A., Inc. · CIK 0001716229 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Series A convertible preferred stock (the "Preferred Stock") of Ovid Therapeutics Inc. ("Ovid") was convertible into 1,000 shares of Ovid's common stock at any time at the election of TPUSA. On December 8, 2025, TPUSA elected to convert all 1,250 shares of Preferred Stock held by TPUSA.

F3 · derivative.expiration_date: The Preferred Stock had no expiration date.

F2 · ownership.nature: The reportable securities are directly held by Takeda Pharmaceuticals U.S.A., Inc. ("TPUSA"). TPUSA is a direct subsidiary of Takeda Pharmaceuticals International AG. Takeda Pharmaceuticals International AG is a wholly owned subsidiary of Takeda Pharmaceutical Company Limited. As such, Takeda may be deemed to have indirect beneficial ownership of the securities held by TPUSA.

Read SEC document
December 08, 2025 Filed Dec 9, 2025 21:19 UTC ConversionCommon Stock 1,250,000 $0.00 $0.00
Disclosure

SEC source: 0001395064-25-000172 · wk-form4_1765333162.xml · nonDerivative · entry 1

TAKEDA PHARMACEUTICAL CO LTD · CIK 0001395064 · 10% owner

Takeda Pharmaceuticals U.S.A., Inc. · CIK 0001716229 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 7,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Series A convertible preferred stock (the "Preferred Stock") of Ovid Therapeutics Inc. ("Ovid") was convertible into 1,000 shares of Ovid's common stock at any time at the election of TPUSA. On December 8, 2025, TPUSA elected to convert all 1,250 shares of Preferred Stock held by TPUSA.

F2 · ownership.nature: The reportable securities are directly held by Takeda Pharmaceuticals U.S.A., Inc. ("TPUSA"). TPUSA is a direct subsidiary of Takeda Pharmaceuticals International AG. Takeda Pharmaceuticals International AG is a wholly owned subsidiary of Takeda Pharmaceutical Company Limited. As such, Takeda may be deemed to have indirect beneficial ownership of the securities held by TPUSA.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:44 UTC GrantStock Option (right to buy) · Derivative 90,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0001415889-25-006568 · form4-03042025_090327.xml · derivative · entry 1

PAPADOPOULOS STELIOS · CIK 0001202098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2035-03-02

F1 · derivative.exercise_date: The shares subject to the stock option will vest in 36 equal monthly installments commencing on April 3, 2025, subject to the Reporting Person's continued services through each such date.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 16:15 UTC
ALEXANDER MARGARET A.President and COO
SaleCommon Stock 5,279 $0.56 $2,956.24
Disclosure

SEC source: 0001415889-25-005998 · form4-02282025_040204.xml · nonDerivative · entry 1

ALEXANDER MARGARET A. · CIK 0002036798 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,406

F1 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:15 UTC SaleCommon Stock 3,902 $0.56 $2,185.12
Disclosure

SEC source: 0001415889-25-005997 · form4-02282025_040201.xml · nonDerivative · entry 1

Rona Jeffrey A · CIK 0001311404 · CBFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,973

F1 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 19:55 UTC
ALEXANDER MARGARET A.President and COO
GrantEmployee Stock Option (Right to Buy) · Derivative 262,500 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001415889-25-005366 · form4-02242025_070201.xml · derivative · entry 2

ALEXANDER MARGARET A. · CIK 0002036798 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,500

Underlying: Common Stock · 262,500 shares

Expires 2035-02-19

F3 · derivative.exercise_date: The shares subject to the stock option will vest in 48 equal monthly installments commencing on March 20, 2025, subject to the Reporting Person's continued services through each such date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 19:55 UTC
ALEXANDER MARGARET A.President and COO
GrantCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005366 · form4-02242025_070201.xml · nonDerivative · entry 1

ALEXANDER MARGARET A. · CIK 0002036798 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,685

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in three equal annual installments commencing on February 22, 2026, subject to the Reporting Person's continuous service through each such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

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February 20, 2025 Filed Feb 25, 2025 00:55 UTC
LEVIN JEREMY MDirector · CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 1,650,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001415889-25-005368 · form4-02242025_070206.xml · derivative · entry 1

LEVIN JEREMY M · CIK 0001256153 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,650,000

Underlying: Common Stock · 1,650,000 shares

Expires 2035-02-19

F1 · derivative.exercise_date: The shares subject to the stock option will vest in 48 equal monthly installments commencing on March 20, 2025, subject to the Reporting Person's continued services through each such date.

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February 20, 2025 Filed Feb 25, 2025 00:55 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 262,500 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001415889-25-005367 · form4-02242025_070203.xml · derivative · entry 2

Rona Jeffrey A · CIK 0001311404 · CBFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,500

Underlying: Common Stock · 262,500 shares

Expires 2035-02-19

F3 · derivative.exercise_date: The shares subject to the stock option will vest in 48 equal monthly installments commencing on March 20, 2025, subject to the Reporting Person's continued services through each such date.

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February 20, 2025 Filed Feb 25, 2025 00:55 UTC GrantCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005367 · form4-02242025_070203.xml · nonDerivative · entry 1

Rona Jeffrey A · CIK 0001311404 · CBFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,875

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in three equal annual installments commencing on February 22, 2026, subject to the Reporting Person's continuous service through each such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

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February 20, 2025 Filed Jun 18, 2025 20:45 UTC GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001415889-25-017698 · form4-06182025_040608.xml · derivative · entry 1

Fitzgerald Kevin Joseph · CIK 0001886431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2035-02-19

F1 · derivative.exercise_date: The option will vest in full on February 20, 2026, subject to the Reporting Person's continuous service through such vesting date.

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February 20, 2025 Filed Jun 18, 2025 20:45 UTC GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001415889-25-017696 · form4-06182025_040603.xml · derivative · entry 1

Duncan Barbara Gayle · CIK 0001353128 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2035-02-19

F1 · derivative.exercise_date: The option will vest in full on February 20, 2026, subject to the Reporting Person's continuous service through such vesting date.

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February 20, 2025 Filed Jun 18, 2025 20:45 UTC GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001415889-25-017697 · form4-06182025_040606.xml · derivative · entry 1

Friedman Bart · CIK 0001368324 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2035-02-19

F1 · derivative.exercise_date: The option will vest in full on February 20, 2026, subject to the Reporting Person's continuous service through such vesting date.

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February 20, 2025 Filed Jun 18, 2025 20:45 UTC GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001415889-25-017695 · form4-06182025_040601.xml · derivative · entry 1

Bernstein Karen · CIK 0001654055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2035-02-19

F1 · derivative.exercise_date: The option will vest in full on February 20, 2026, subject to the Reporting Person's continuous service through such vesting date.

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January 27, 2025 Filed Jan 29, 2025 09:18 UTC
ALEXANDER MARGARET A.President and COO
PurchaseCommon Stock 6,810 $0.73 $4,971.30
Disclosure

SEC source: 0001415889-25-002230 · form4-01292025_020104.xml · nonDerivative · entry 1

ALEXANDER MARGARET A. · CIK 0002036798 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,935

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December 12, 2024 Filed Dec 16, 2024 21:15 UTC GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001415889-24-029474 · form4-12162024_041217.xml · derivative · entry 1

Fitzgerald Kevin Joseph · CIK 0001886431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2034-12-11

F1 · derivative.exercise_date: The shares will vest in 36 equal monthly installments, subject to the Reporting Person's continued services through such date.

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December 12, 2024 Filed Dec 16, 2024 21:15 UTC GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001415889-24-029472 · form4-12162024_041213.xml · derivative · entry 1

Duncan Barbara Gayle · CIK 0001353128 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2034-12-11

F1 · derivative.exercise_date: The shares will vest in 36 equal monthly installments, subject to the Reporting Person's continued services through such date.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:15 UTC GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001415889-24-029473 · form4-12162024_041215.xml · derivative · entry 1

Friedman Bart · CIK 0001368324 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2034-12-11

F1 · derivative.exercise_date: The shares will vest in 36 equal monthly installments, subject to the Reporting Person's continued services through such date.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:15 UTC GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001415889-24-029471 · form4-12162024_041211.xml · derivative · entry 1

Bernstein Karen · CIK 0001654055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2034-12-11

F1 · derivative.exercise_date: The shares will vest in 36 equal monthly installments, subject to the Reporting Person's continued services through such date.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 17:38 UTC
ALEXANDER MARGARET A.President and COO
GrantEmployee Stock Option (right to buy) · Derivative 140,000 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001415889-24-023237 · form4-09112024_090958.xml · derivative · entry 1

ALEXANDER MARGARET A. · CIK 0002036798 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2034-09-08

F1 · derivative.exercise_date: 25% of the shares subject to the Stock Option will vest and become exercisable on September 9, 2025 and the remaining shares will vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued services through such date.

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July 30, 2024 Filed Aug 1, 2024 21:00 UTC GrantEmployee Stock Option (right to buy) · Derivative 315,000 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001415889-24-020526 · form4-08012024_050801.xml · derivative · entry 1

Rona Jeffrey A · CIK 0001311404 · CBFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,000

Underlying: Common Stock · 315,000 shares

Expires 2034-07-29

F1 · derivative.exercise_date: 50% of the shares subject to the option shall vest on July 30, 2025, and the remaining shares subject to the option shall vest in 12 equal monthly installments thereafter, subject to Reporting Person's continuous service on each such date.

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March 18, 2024 Filed Mar 20, 2024 21:22 UTC
LEVIN JEREMY MDirector · CEO
PurchaseCommon Stock 18,248 $2.76 $50,364.48
Disclosure

SEC source: 0001209191-24-005001 · doc4.xml · nonDerivative · entry 1

LEVIN JEREMY M · CIK 0001256153 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,616,715

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.76 to $2.78 inclusive. The reporting person undertakes to provide to Ovid Therapeutics Inc., any security holder of Ovid Therapeutics Inc., or staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4.

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February 22, 2024 Filed Feb 26, 2024 22:56 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001209191-24-003960 · doc4.xml · derivative · entry 1

Fitzgerald Kevin Joseph · CIK 0001886431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-02-21

F1 · derivative.exercise_date: The option will vest in full on February 22, 2025, subject to the Reporting Person's continuous service through such vesting date.

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February 22, 2024 Filed Feb 26, 2024 18:01 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001209191-24-003968 · doc4.xml · derivative · entry 1

Poole Robert Michael · CIK 0001871782 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-02-21

F1 · derivative.exercise_date: The option will vest in full on February 22, 2025, subject to the Reporting Person's continuous service through such vesting date.

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February 22, 2024 Filed Feb 26, 2024 22:54 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001209191-24-003958 · doc4.xml · derivative · entry 1

Duncan Barbara Gayle · CIK 0001353128 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-02-21

F1 · derivative.exercise_date: The option will vest in full on February 22, 2025, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 22:58 UTC
LEVIN JEREMY MDirector · CEO
GrantStock Option (Right to Buy) · Derivative 700,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001209191-24-003964 · doc4.xml · derivative · entry 1

LEVIN JEREMY M · CIK 0001256153 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 700,000 shares

Expires 2034-02-21

F1 · derivative.exercise_date: 25% of the shares subject to the Stock Option will vest and become exercisable on February 22, 2025 and the remaining shares will vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued services through such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.