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Ouster, Inc.

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Tapewire entity
4380
SEC CIK
0001816581
Parsed reports
323

Last 12 months

Inside the activity.

3 purchase rows · 68 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202506
Jan 202601
Feb 202600
Mar 202616
Apr 2026010
May 2026224
Jun 202607
Jul 202600
Aug 202607
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2022 Filed Aug 12, 2022 23:56 UTC
BRUNELLE ANNA S.Chief Financial Officer
GrantCommon Stock 224,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-028545 · doc4.xml · nonDerivative · entry 1

Brunelle Anna · CIK 0001445390 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,718,922

F1 · shares: Reflects an award of restricted stock units ("RSUs") representing a contingent right to receive one share of common stock upon vesting. The RSUs vest as to 1/12 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date.

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August 10, 2022 Filed Aug 12, 2022 23:49 UTC
SPENCER DARIENEVP of Global Operations
GrantCommon Stock 155,256 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-028543 · doc4.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · EVP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,622,328

F1 · shares: Reflects an award of restricted stock units ("RSUs") representing a contingent right to receive one share of common stock upon vesting. The RSUs vest as to 1/12 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date.

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August 10, 2022 Filed Aug 12, 2022 23:48 UTC
Dickerman NathanPresident of Field Operations
GrantCommon Stock 177,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-028542 · doc4.xml · nonDerivative · entry 1

Dickerman Nathan · CIK 0001857912 · President of Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991,348

F1 · shares: Reflects an award of restricted stock units ("RSUs") representing a contingent right to receive one share of common stock upon vesting. The RSUs vest as to 1/12 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date.

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August 10, 2022 Filed Aug 12, 2022 23:46 UTC
Dolinko AdamSEE REMARKS
GrantCommon Stock 158,064 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-028540 · doc4.xml · nonDerivative · entry 1

Dolinko Adam · CIK 0001457720 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,760

F1 · shares: Reflects an award of restricted stock units ("RSUs") representing a contingent right to receive one share of common stock upon vesting. The RSUs vest as to 1/12 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date.

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July 05, 2022 Filed Jul 7, 2022 19:40 UTC GrantCommon Stock 5,730 $1.96 $11,249.71
Disclosure

SEC source: 0000899243-22-025765 · doc4.xml · nonDerivative · entry 1

Radstrom Karin · CIK 0001886168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,564

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 23:41 UTC GrantCommon Stock 5,730 $1.96 $11,249.71
Disclosure

SEC source: 0000899243-22-025767 · doc4.xml · nonDerivative · entry 1

Mitra Sundari · CIK 0001466128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,167

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received in 2022 and thereafter, including vested restricted stock units, on January 1, 2027, or upon an earlier change in control or separation from service.

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July 05, 2022 Filed Jul 7, 2022 23:40 UTC GrantCommon Stock 9,709 $1.96 $19,061.68
Disclosure

SEC source: 0000899243-22-025766 · doc4.xml · nonDerivative · entry 1

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,404

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 23:39 UTC GrantCommon Stock 8,404 $1.96 $16,499.57
Disclosure

SEC source: 0000899243-22-025762 · doc4.xml · nonDerivative · entry 1

HERNANDEZ EMMANUEL T · CIK 0001186773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,464

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer.

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July 05, 2022 Filed Jul 7, 2022 23:37 UTC GrantCommon Stock 6,366 $1.96 $12,498.37
Disclosure

SEC source: 0000899243-22-025759 · doc4.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640,176

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received in 2022 and thereafter, including vested restricted stock units, on December 31, 2026, or upon an earlier change in control or separation from service.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 23:37 UTC GrantCommon Stock 7,130 $1.96 $13,998.33
Disclosure

SEC source: 0000899243-22-025758 · doc4.xml · nonDerivative · entry 1

DEL CALVO JORGE A · CIK 0001250152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,670

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received in 2022 and thereafter, including vested restricted stock units, on December 18, 2041, or upon an earlier change in control or separation from service.

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June 16, 2022 Filed Jun 21, 2022 21:28 UTC
BRUNELLE ANNA S.Chief Financial Officer
SaleCommon Stock 3,113 $1.70 $5,292.10
Disclosure

SEC source: 0000899243-22-023420 · doc4.xml · nonDerivative · entry 1

Brunelle Anna · CIK 0001445390 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,494,522

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the settlement of RSUs in a trade that was initiated by the issuer on the reporting person's behalf pursuant to terms of the applicable RSU agreement.

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June 16, 2022 Filed Jun 21, 2022 21:23 UTC
SPENCER DARIENEVP of Global Operations
SaleCommon Stock 2,503 $1.70 $4,255.10
Disclosure

SEC source: 0000899243-22-023418 · doc4.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · EVP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,467,072

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of RSUs in a trade that was initiated by the issuer on the reporting person's behalf pursuant to terms of the applicable RSU agreement.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 22:26 UTC
Dickerman NathanPresident of Field Operations
SaleCommon Stock 116,072 $1.71 $198,634.01
Disclosure

SEC source: 0000899243-22-022669 · doc4.xml · nonDerivative · entry 2

Dickerman Nathan · CIK 0001857912 · President of Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814,348

F2 · shares: The sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.66 to $1.755, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 13, 2022 Filed Jun 15, 2022 22:26 UTC
Dickerman NathanPresident of Field Operations
SaleCommon Stock 75,377 $1.82 $137,186.14
Disclosure

SEC source: 0000899243-22-022669 · doc4.xml · nonDerivative · entry 1

Dickerman Nathan · CIK 0001857912 · President of Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930,420

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of RSUs in a trade that was initiated by the issuer on the Reporting Person's behalf pursuant to terms of the applicable RSU agreement.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 22:20 UTC
SPENCER DARIENEVP of Global Operations
SaleCommon Stock 9,023 $1.82 $16,421.86
Disclosure

SEC source: 0000899243-22-022667 · doc4.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · EVP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469,575

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of RSUs in a trade that was initiated by the issuer on the reporting person's behalf pursuant to terms of the applicable RSU agreement.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:12 UTC GrantCommon Stock 67,846 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022279 · doc4.xml · nonDerivative · entry 1

Radstrom Karin · CIK 0001886168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,834

F1 · shares: Reflects an award of restricted stock units ("RSUs") representing a contingent right to receive one share of common stock upon vesting. The RSUs vest as to 1/4 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
June 09, 2022 Filed Jun 14, 2022 00:05 UTC GrantCommon Stock 67,846 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022272 · doc4.xml · nonDerivative · entry 1

DEL CALVO JORGE A · CIK 0001250152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,540

F1 · shares: Reflects an award of restricted stock units ("RSUs") representing a contingent right to receive one share of common stock upon vesting. The RSUs vest as to 1/4 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
June 09, 2022 Filed Jun 14, 2022 00:09 UTC GrantCommon Stock 67,846 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022277 · doc4.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,633,810

F1 · shares: Reflects an award of restricted stock units ("RSUs") representing a contingent right to receive one share of common stock upon vesting. The RSUs vest as to 1/4 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
June 09, 2022 Filed Jun 14, 2022 00:08 UTC GrantCommon Stock 67,846 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022276 · doc4.xml · nonDerivative · entry 1

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,695

F1 · shares: Reflects an award of restricted stock units ("RSUs") representing a contingent right to receive one share of common stock upon vesting. The RSUs vest as to 1/4 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
June 09, 2022 Filed Jun 14, 2022 00:07 UTC GrantCommon Stock 67,846 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022274 · doc4.xml · nonDerivative · entry 1

Mitra Sundari · CIK 0001466128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,437

F1 · shares: Reflects an award of restricted stock units ("RSUs") representing a contingent right to receive one share of common stock upon vesting. The RSUs vest as to 1/4 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
June 09, 2022 Filed Jun 14, 2022 00:05 UTC GrantCommon Stock 67,846 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022270 · doc4.xml · nonDerivative · entry 1

HERNANDEZ EMMANUEL T · CIK 0001186773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,060

F1 · shares: Reflects an award of restricted stock units ("RSUs") representing a contingent right to receive one share of common stock upon vesting. The RSUs vest as to 1/4 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:15 UTC GrantCommon Stock 3,068 $3.67 $11,259.56
Disclosure

SEC source: 0000899243-22-014256 · doc4.xml · nonDerivative · entry 1

Mitra Sundari · CIK 0001466128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,591

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received in 2022, including vested restricted stock units, on January 1, 2027.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 16:15 UTC GrantCommon Stock 3,068 $3.67 $11,259.56
Disclosure

SEC source: 0000899243-22-014257 · doc4.xml · nonDerivative · entry 1

Radstrom Karin · CIK 0001886168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,988

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:16 UTC GrantCommon Stock 3,818 $3.67 $14,012.06
Disclosure

SEC source: 0000899243-22-014264 · doc4.xml · nonDerivative · entry 1

DEL CALVO JORGE A · CIK 0001250152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,694

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received in 2022, including vested restricted stock units, on December 18, 2041.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:16 UTC GrantCommon Stock 4,500 $3.67 $16,515.00
Disclosure

SEC source: 0000899243-22-014262 · doc4.xml · nonDerivative · entry 1

HERNANDEZ EMMANUEL T · CIK 0001186773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,214

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:16 UTC GrantCommon Stock 5,199 $3.67 $19,080.33
Disclosure

SEC source: 0000899243-22-014261 · doc4.xml · nonDerivative · entry 1

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,849

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:15 UTC GrantCommon Stock 3,409 $3.67 $12,511.03
Disclosure

SEC source: 0000899243-22-014259 · doc4.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565,964

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received in 2022, including vested restricted stock units, on December 31, 2026.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:55 UTC
SPENCER DARIENEVP of Global Operations
GrantCommon Stock 275,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013903 · doc4.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · EVP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,478,598

F1 · shares: Represents an award of restricted stock units ("RSU"). Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: The grant of RSUs vests in 11 equal quarterly installments on each quarterly anniversary of March 11, 2022, subject to the reporting person's continued service through the applicable vesting date.

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April 01, 2022 Filed Apr 5, 2022 23:52 UTC
Dickerman NathanPresident of Field Operations
GrantCommon Stock 360,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013901 · doc4.xml · nonDerivative · entry 1

Dickerman Nathan · CIK 0001857912 · President of Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005,797

F1 · shares: Represents an award of restricted stock units ("RSU"). Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: The grant of RSUs vested or will vest in 12 equal quarterly installments on each quarterly anniversary of March 11, 2022, subject to the reporting person's continued service through the applicable vesting date.

F3 · balance_after: The reporting person previously reported certain awards of RSUs in Table II of Form 4, but has elected to report them in Table I going forward. The total reported in Column 5 of Table I has been updated to include 645,797 RSUs that were previously reported in Table II. The grant of 645,797 RSUs vest as to 25% of the the total number of RSUs on June 11, 2022 and as to 1/16 of the total number of RSUs each quarter thereafter, subject to the reporting person's continued service through the applicable vesting date.

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March 16, 2022 Filed Mar 17, 2022 22:36 UTC
SPENCER DARIENEVP of Global Operations
SaleCommon Stock 9,442 $3.16 $29,836.72
Disclosure

SEC source: 0000899243-22-011450 · doc4.xml · nonDerivative · entry 2

SPENCER DARIEN · CIK 0001226378 · EVP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203,598

F3 · shares: Reflects shares sold to cover withholding taxes incurred upon the settlement of RSUs in a trade that was initiated by the issuer on the reporting person's behalf pursuant to terms of the applicable RSU agreement.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 22:35 UTC
BRUNELLE ANNA S.Chief Financial Officer
SaleCommon Stock 11,817 $3.16 $37,341.72
Disclosure

SEC source: 0000899243-22-011447 · doc4.xml · nonDerivative · entry 2

Brunelle Anna · CIK 0001445390 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497,635

F3 · shares: Reflects shares sold to cover withholding taxes incurred upon the settlement of RSUs in a trade that was initiated by the issuer on the reporting person's behalf pursuant to terms of the applicable RSU agreement..

Read SEC document
March 15, 2022 Filed Mar 17, 2022 22:36 UTC
SPENCER DARIENEVP of Global Operations
Exercise / conversionRestricted Stock Units · Derivative 27,419 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011450 · doc4.xml · derivative · entry 3

SPENCER DARIEN · CIK 0001226378 · EVP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at $0.00. 27,419 RSUs vested into shares of common stock on March 15, 2022.

F2 · derivative.exercise_date: The reporting person previously reported certain awards of RSUs in Table II of Form 4, but has elected to report them in Table I going forward. The total reported in Column 5 of Table I has been updated to include 82,260 RSUs that would have otherwise been reported in Column 9 of Table II from an original grant of 109,679 RSUs granted on July 13, 2021. The 82,260 RSUs will vest in 12 equal installments on each quarterly anniversary following March 15, 2022, subject to the reporting person's continued service with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: The reporting person previously reported certain awards of RSUs in Table II of Form 4, but has elected to report them in Table I going forward. The total reported in Column 5 of Table I has been updated to include 82,260 RSUs that would have otherwise been reported in Column 9 of Table II from an original grant of 109,679 RSUs granted on July 13, 2021. The 82,260 RSUs will vest in 12 equal installments on each quarterly anniversary following March 15, 2022, subject to the reporting person's continued service with the Issuer through each applicable vesting date.

F1 · balance_after: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at $0.00. 27,419 RSUs vested into shares of common stock on March 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 22:36 UTC
SPENCER DARIENEVP of Global Operations
Exercise / conversionCommon Stock 27,419 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011450 · doc4.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · EVP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at $0.00. 27,419 RSUs vested into shares of common stock on March 15, 2022.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at $0.00. 27,419 RSUs vested into shares of common stock on March 15, 2022.

F2 · balance_after: The reporting person previously reported certain awards of RSUs in Table II of Form 4, but has elected to report them in Table I going forward. The total reported in Column 5 of Table I has been updated to include 82,260 RSUs that would have otherwise been reported in Column 9 of Table II from an original grant of 109,679 RSUs granted on July 13, 2021. The 82,260 RSUs will vest in 12 equal installments on each quarterly anniversary following March 15, 2022, subject to the reporting person's continued service with the Issuer through each applicable vesting date.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 22:35 UTC
BRUNELLE ANNA S.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 34,120 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011447 · doc4.xml · derivative · entry 3

Brunelle Anna · CIK 0001445390 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at $0.00. 34,120 RSUs vested into shares of common stock on March 15, 2022.

F2 · derivative.exercise_date: The reporting person previously reported certain awards of RSUs in Table II of Form 4, but has elected to report them in Table I going forward. The total reported in Column 5 of Table I has been updated to include 102,360 RSUs that would have otherwise been reported in Column 9 of Table II from an original grant of 136,480 RSUs granted on July 13, 2021, The 102,360 RSUs will vest in 12 equal installments on each quarterly anniversary following March 15, 2022, subject to the reporting person's continued service with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: The reporting person previously reported certain awards of RSUs in Table II of Form 4, but has elected to report them in Table I going forward. The total reported in Column 5 of Table I has been updated to include 102,360 RSUs that would have otherwise been reported in Column 9 of Table II from an original grant of 136,480 RSUs granted on July 13, 2021, The 102,360 RSUs will vest in 12 equal installments on each quarterly anniversary following March 15, 2022, subject to the reporting person's continued service with the Issuer through each applicable vesting date.

F1 · balance_after: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at $0.00. 34,120 RSUs vested into shares of common stock on March 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 22:35 UTC
BRUNELLE ANNA S.Chief Financial Officer
Exercise / conversionCommon Stock 34,120 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011447 · doc4.xml · nonDerivative · entry 1

Brunelle Anna · CIK 0001445390 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at $0.00. 34,120 RSUs vested into shares of common stock on March 15, 2022.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at $0.00. 34,120 RSUs vested into shares of common stock on March 15, 2022.

F2 · balance_after: The reporting person previously reported certain awards of RSUs in Table II of Form 4, but has elected to report them in Table I going forward. The total reported in Column 5 of Table I has been updated to include 102,360 RSUs that would have otherwise been reported in Column 9 of Table II from an original grant of 136,480 RSUs granted on July 13, 2021, The 102,360 RSUs will vest in 12 equal installments on each quarterly anniversary following March 15, 2022, subject to the reporting person's continued service with the Issuer through each applicable vesting date.

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March 11, 2022 Filed Mar 15, 2022 20:45 UTC Exercise / conversionRestricted Stock Units · Derivative 3,862 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011051 · doc4.xml · derivative · entry 4

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: The grant of RSUs has vested in full.

F3 · derivative.expiration_date: The grant of RSUs has vested in full.

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March 11, 2022 Filed Mar 15, 2022 20:45 UTC Exercise / conversionRestricted Stock Units · Derivative 1,891 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011051 · doc4.xml · derivative · entry 3

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The reporting person previously reported certain awards of RSUs in Table II of Form 4, but has elected to report them in Table I going forward. The total reported in Column 5 of Table I has been updated to include 15,131 RSUs that would have otherwise been reported in Column 9 of Table II from an original grant of 22,696 RSUs granted on March 11, 2021 which have vested or will vest as to 1/12 of the total number of RSUs on each quarterly anniversary after March 11, 2021.

F2 · derivative.expiration_date: The reporting person previously reported certain awards of RSUs in Table II of Form 4, but has elected to report them in Table I going forward. The total reported in Column 5 of Table I has been updated to include 15,131 RSUs that would have otherwise been reported in Column 9 of Table II from an original grant of 22,696 RSUs granted on March 11, 2021 which have vested or will vest as to 1/12 of the total number of RSUs on each quarterly anniversary after March 11, 2021.

F2 · balance_after: The reporting person previously reported certain awards of RSUs in Table II of Form 4, but has elected to report them in Table I going forward. The total reported in Column 5 of Table I has been updated to include 15,131 RSUs that would have otherwise been reported in Column 9 of Table II from an original grant of 22,696 RSUs granted on March 11, 2021 which have vested or will vest as to 1/12 of the total number of RSUs on each quarterly anniversary after March 11, 2021.

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March 11, 2022 Filed Mar 15, 2022 20:45 UTC Exercise / conversionCommon Stock 3,862 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011051 · doc4.xml · nonDerivative · entry 2

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

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March 11, 2022 Filed Mar 15, 2022 20:45 UTC Exercise / conversionCommon Stock 1,891 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011051 · doc4.xml · nonDerivative · entry 1

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · balance_after: The reporting person previously reported certain awards of RSUs in Table II of Form 4, but has elected to report them in Table I going forward. The total reported in Column 5 of Table I has been updated to include 15,131 RSUs that would have otherwise been reported in Column 9 of Table II from an original grant of 22,696 RSUs granted on March 11, 2021 which have vested or will vest as to 1/12 of the total number of RSUs on each quarterly anniversary after March 11, 2021.

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January 05, 2022 Filed Feb 14, 2022 19:54 UTC GrantCommon Stock 1,180 $5.91 $6,973.80
Disclosure

SEC source: 0000899243-22-006308 · doc4.xml · nonDerivative · entry 1

Radstrom Karin · CIK 0001886168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,920

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

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January 05, 2022 Filed Feb 15, 2022 01:00 UTC GrantCommon Stock 2,589 $5.91 $15,300.99
Disclosure

SEC source: 0000899243-22-006315 · doc4.xml · nonDerivative · entry 4

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,766

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

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January 05, 2022 Filed Feb 15, 2022 00:52 UTC GrantCommon Stock 1,946 $5.91 $11,500.86
Disclosure

SEC source: 0000899243-22-006306 · doc4.xml · nonDerivative · entry 4

Mitra Sundari · CIK 0001466128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,381

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received in 2021, including vested restricted stock units, on April 30, 2026. The Reporting Person will settle all awards of common stock received in 2022, including vested restricted stock units, on January 1, 2027.

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January 05, 2022 Filed Feb 15, 2022 00:59 UTC GrantCommon Stock 2,299 $5.91 $13,587.09
Disclosure

SEC source: 0000899243-22-006314 · doc4.xml · nonDerivative · entry 4

DEL CALVO JORGE A · CIK 0001250152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,734

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received in 2021, including vested restricted stock units, on March 8, 2036. The Reporting Person will settle all awards of common stock received in 2022, including vested restricted stock units, on December 18, 2041.

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January 05, 2022 Filed Feb 15, 2022 00:57 UTC GrantCommon Stock 2,794 $5.91 $16,512.54
Disclosure

SEC source: 0000899243-22-006312 · doc4.xml · nonDerivative · entry 4

HERNANDEZ EMMANUEL T · CIK 0001186773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,572

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received, including vested restricted stock units, upon the earlier of a change in control or separation from service with the Issuer.

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January 05, 2022 Filed Feb 15, 2022 00:50 UTC GrantCommon Stock 2,117 $5.91 $12,511.47
Disclosure

SEC source: 0000899243-22-006304 · doc4.xml · nonDerivative · entry 4

TRAFELET REMY W · CIK 0001297619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,562,555

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. The Reporting Person will settle all awards of common stock received in 2021, including vested restricted stock units, on March 10, 2026. The Reporting Person will settle all awards of common stock received in 2022, including vested restricted stock units, on December 31, 2026.

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December 16, 2021 Filed Dec 20, 2021 16:30 UTC SaleCommon Stock 87,552 $6.08 $532,316.16
Disclosure

SEC source: 0001209191-21-070571 · doc4.xml · nonDerivative · entry 1

Kantheti Krishna · CIK 0001848814 · 10% owner

Banyan Venture Holdings LLC · CIK 0001850555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Banyan Venture Holdings LLC

Disclosed balance after: 25,572,646

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $6.00 to $6.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.nature: Mr. Kantheti is a Manager of Banyan Venture Holdings LLC ("Banyan"). As a result, Mr. Kantheti may be deemed to beneficially own the securities held by Banyan. Mr. Kantheti disclaims beneficial ownership of the securities held by Banyan except to the extent of his pecuniary interest therein.

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December 15, 2021 Filed Dec 16, 2021 20:30 UTC SaleCommon Stock 95,670 $6.11 $584,543.70
Disclosure

SEC source: 0001209191-21-070089 · doc4.xml · nonDerivative · entry 2

Kantheti Krishna · CIK 0001848814 · 10% owner

Banyan Venture Holdings LLC · CIK 0001850555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Banyan Venture Holdings LLC

Disclosed balance after: 25,660,198

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $5.99 to $6.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: Mr. Kantheti is a Manager of Banyan Venture Holdings LLC ("Banyan"). As a result, Mr. Kantheti may be deemed to beneficially own the securities held by Banyan. Mr. Kantheti disclaims beneficial ownership of the securities held by Banyan except to the extent of his pecuniary interest therein.

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December 14, 2021 Filed Dec 16, 2021 20:30 UTC SaleCommon Stock 4,330 $6.00 $25,980.00
Disclosure

SEC source: 0001209191-21-070089 · doc4.xml · nonDerivative · entry 1

Kantheti Krishna · CIK 0001848814 · 10% owner

Banyan Venture Holdings LLC · CIK 0001850555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Banyan Venture Holdings LLC

Disclosed balance after: 25,755,868

F1 · ownership.nature: Mr. Kantheti is a Manager of Banyan Venture Holdings LLC ("Banyan"). As a result, Mr. Kantheti may be deemed to beneficially own the securities held by Banyan. Mr. Kantheti disclaims beneficial ownership of the securities held by Banyan except to the extent of his pecuniary interest therein.

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December 11, 2021 Filed Dec 14, 2021 23:22 UTC Exercise / conversionRestricted Stock Units · Derivative 3,861 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048179 · doc4.xml · derivative · entry 4

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,862

Underlying: Common Stock · 3,861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: The original grant of 15,446 RSUs granted on March 11, 2021 vested or will vest as to 25% of the total number of RSUs each quarter thereafter, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date.

F4 · derivative.expiration_date: The original grant of 15,446 RSUs granted on March 11, 2021 vested or will vest as to 25% of the total number of RSUs each quarter thereafter, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date.

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December 11, 2021 Filed Dec 14, 2021 23:22 UTC Exercise / conversionRestricted Stock Units · Derivative 1,892 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048179 · doc4.xml · derivative · entry 3

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,022

Underlying: Common Stock · 1,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: The original grant of 22,696 RSUs granted on March 11, 2021 vested or will vest as to 1/12 of the total number of RSUs each quarter thereafter, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date.

F3 · derivative.expiration_date: The original grant of 22,696 RSUs granted on March 11, 2021 vested or will vest as to 1/12 of the total number of RSUs each quarter thereafter, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.