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OTIS

Otis Worldwide Corp

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3170
SEC CIK
0001781335
Parsed reports
311

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2024 Filed May 17, 2024 20:27 UTC GrantDeferred Stock Units · Derivative 3,210.44 $96.56 $310,000.09
Disclosure

SEC source: 0001062993-24-010633 · form4.xml · derivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,501.235

Underlying: Common Stock · 3,210.44 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:26 UTC GrantDeferred Stock Units · Derivative 2,019.47 $96.56 $195,000.02
Disclosure

SEC source: 0001062993-24-010631 · form4.xml · derivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,309.46

Underlying: Common Stock · 2,019.47 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan). The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan). The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan). The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

Read SEC document
May 16, 2024 Filed May 17, 2024 16:31 UTC GrantDeferred Stock Units · Derivative 2,019.47 $96.56 $195,000.02
Disclosure

SEC source: 0001062993-24-010637 · form4.xml · derivative · entry 1

Hannan Kathy Hopinkah · CIK 0001767813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,682.9

Underlying: Common Stock · 2,019.47 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:27 UTC
Brannon JillDirector
GrantDeferred Stock Units · Derivative 3,365.78 $96.56 $324,999.72
Disclosure

SEC source: 0001062993-24-010632 · form4.xml · derivative · entry 1

Brannon Jill · CIK 0001770342 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,515.76

Underlying: Common Stock · 3,365.78 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan). The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan). The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan). The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

Read SEC document
May 07, 2024 Filed May 8, 2024 17:16 UTC
Zheng PeimingEVP, Chief Product, Delivery
Disposition to issuerStock Appreciation Rights · Derivative 23,620 $0.00 Strike: $67.83 $0.00
Disclosure

SEC source: 0001062993-24-009676 · form4.xml · derivative · entry 10

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,620 shares

Expires 2028-01-01

Read SEC document
May 07, 2024 Filed May 8, 2024 17:16 UTC
Zheng PeimingEVP, Chief Product, Delivery
Disposition to issuerStock Appreciation Right · Derivative 4,469 $0.00 Strike: $58.66 $0.00
Disclosure

SEC source: 0001062993-24-009676 · form4.xml · derivative · entry 9

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,469 shares

Expires 2027-01-02

Read SEC document
May 07, 2024 Filed May 8, 2024 17:16 UTC
Zheng PeimingEVP, Chief Product, Delivery
Disposition to issuerStock Appreciation Rights · Derivative 7,874 $0.00 Strike: $50.58 $0.00
Disclosure

SEC source: 0001062993-24-009676 · form4.xml · derivative · entry 8

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,874 shares

Expires 2026-01-03

Read SEC document
May 07, 2024 Filed May 8, 2024 17:16 UTC
Zheng PeimingEVP, Chief Product, Delivery
Disposition to issuerStock Appreciation Rights · Derivative 4,724 $0.00 Strike: $60.88 $0.00
Disclosure

SEC source: 0001062993-24-009676 · form4.xml · derivative · entry 7

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,724 shares

Expires 2025-01-01

Read SEC document
May 07, 2024 Filed May 8, 2024 17:16 UTC
Zheng PeimingEVP, Chief Product, Delivery
SaleCommon Stock 30,364 $93.69 $2,844,681.70
Disclosure

SEC source: 0001062993-24-009676 · form4.xml · nonDerivative · entry 6

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,570

F1 · price: This is a weighted average exercise. The shares were sold in multiple transactions at prices ranging from $93.57 to $93.955, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 07, 2024 Filed May 8, 2024 17:16 UTC
Zheng PeimingEVP, Chief Product, Delivery
Tax withholdingCommon Stock 27,125 $94.01 $2,550,021.25
Disclosure

SEC source: 0001062993-24-009676 · form4.xml · nonDerivative · entry 5

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,204

Read SEC document
May 07, 2024 Filed May 8, 2024 17:16 UTC
Zheng PeimingEVP, Chief Product, Delivery
Exercise / conversionCommon Stock 23,620 $67.83 $1,602,144.60
Disclosure

SEC source: 0001062993-24-009676 · form4.xml · nonDerivative · entry 4

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2024 Filed May 8, 2024 17:16 UTC
Zheng PeimingEVP, Chief Product, Delivery
Exercise / conversionCommon Stock 4,469 $58.66 $262,151.54
Disclosure

SEC source: 0001062993-24-009676 · form4.xml · nonDerivative · entry 3

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2024 Filed May 8, 2024 17:16 UTC
Zheng PeimingEVP, Chief Product, Delivery
Exercise / conversionCommon Stock 7,874 $50.58 $398,266.92
Disclosure

SEC source: 0001062993-24-009676 · form4.xml · nonDerivative · entry 2

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2024 Filed May 8, 2024 17:16 UTC
Zheng PeimingEVP, Chief Product, Delivery
Exercise / conversionCommon Stock 4,724 $60.88 $287,597.12
Disclosure

SEC source: 0001062993-24-009676 · form4.xml · nonDerivative · entry 1

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:41 UTC
Loh SallyPresident, Otis China
Exercise / conversionRestricted Stock Units · Derivative 1,207 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005269 · form4.xml · derivative · entry 2

Loh Sally · CIK 0001967969 · President, Otis China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,424

Underlying: Common Stock · 1,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On March 1, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On March 1, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:41 UTC
Loh SallyPresident, Otis China
Exercise / conversionCommon Stock 1,207 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-005269 · form4.xml · nonDerivative · entry 1

Loh Sally · CIK 0001967969 · President, Otis China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:41 UTC
Zheng PeimingEVP, Chief Product, Delivery
Exercise / conversionRestricted Stock Units · Derivative 301 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005268 · form4.xml · derivative · entry 3

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 606

Underlying: Common Stock · 301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On March 1, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On March 1, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:41 UTC
Zheng PeimingEVP, Chief Product, Delivery
Tax withholdingCommon Stock 140 $95.68 $13,395.20
Disclosure

SEC source: 0001062993-24-005268 · form4.xml · nonDerivative · entry 2

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,642

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:41 UTC
Zheng PeimingEVP, Chief Product, Delivery
Exercise / conversionCommon Stock 301 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-005268 · form4.xml · nonDerivative · entry 1

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:32 UTC
de Montlivault StephanePresident, Otis Asia Pacific
Exercise / conversionStock Appreciation Rights · Derivative 44,406 $0.00 Strike: $63.92 $0.00
Disclosure

SEC source: 0001062993-24-004268 · form4.xml · derivative · entry 6

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,406 shares

Expires 2029-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:32 UTC
de Montlivault StephanePresident, Otis Asia Pacific
Exercise / conversionStock Appreciate Rights · Derivative 19,841 $0.00 Strike: $67.83 $0.00
Disclosure

SEC source: 0001062993-24-004268 · form4.xml · derivative · entry 5

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,841 shares

Expires 2028-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:32 UTC
de Montlivault StephanePresident, Otis Asia Pacific
SaleCommon Stock 18,393 $91.10 $1,675,626.21
Disclosure

SEC source: 0001062993-24-004268 · form4.xml · nonDerivative · entry 4

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,274

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.96 to $91.28, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:32 UTC
de Montlivault StephanePresident, Otis Asia Pacific
Tax withholdingCommon Stock 45,854 $91.25 $4,184,177.50
Disclosure

SEC source: 0001062993-24-004268 · form4.xml · nonDerivative · entry 3

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,667

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:32 UTC
de Montlivault StephanePresident, Otis Asia Pacific
Exercise / conversionCommon Stock 44,406 $63.92 $2,838,431.52
Disclosure

SEC source: 0001062993-24-004268 · form4.xml · nonDerivative · entry 2

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:32 UTC
de Montlivault StephanePresident, Otis Asia Pacific
Exercise / conversionCommon Stock 19,841 $67.83 $1,345,815.03
Disclosure

SEC source: 0001062993-24-004268 · form4.xml · nonDerivative · entry 1

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2024 Filed Feb 20, 2024 23:01 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionStock Appreciation Rights · Derivative 8,938 $0.00 Strike: $50.58 $0.00
Disclosure

SEC source: 0001062993-24-003744 · form4.xml · derivative · entry 6

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,938 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2024 Filed Feb 20, 2024 23:01 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionStock Appreciation Rights · Derivative 5,873 $0.00 Strike: $60.88 $0.00
Disclosure

SEC source: 0001062993-24-003744 · form4.xml · derivative · entry 5

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,873 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2024 Filed Feb 20, 2024 23:01 UTC
LaFreniere Nora E.EVP, General Counsel
SaleCommon Stock 22,106 $90.87 $2,008,831.91
Disclosure

SEC source: 0001062993-24-003744 · form4.xml · nonDerivative · entry 4

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,927

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.835 to $90.93, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
February 20, 2024 Filed Feb 20, 2024 23:01 UTC
LaFreniere Nora E.EVP, General Counsel
Tax withholdingCommon Stock 8,906 $90.90 $809,555.40
Disclosure

SEC source: 0001062993-24-003744 · form4.xml · nonDerivative · entry 3

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,033

Read SEC document
February 20, 2024 Filed Feb 20, 2024 23:01 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionCommon Stock 8,938 $50.58 $452,084.04
Disclosure

SEC source: 0001062993-24-003744 · form4.xml · nonDerivative · entry 2

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2024 Filed Feb 20, 2024 23:01 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionCommon Stock 5,873 $60.88 $357,548.24
Disclosure

SEC source: 0001062993-24-003744 · form4.xml · nonDerivative · entry 1

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2024 Filed Feb 20, 2024 18:01 UTC
Ryan Michael PatrickSVP, CAO & Controller
SaleCommon Stock 3,522 $90.77 $319,679.61
Disclosure

SEC source: 0001062993-24-003743 · form4.xml · nonDerivative · entry 1

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 756

Read SEC document
February 07, 2024 Filed Feb 8, 2024 17:07 UTC
Loh SallyPresident, Otis China
Exercise / conversionRestricted Stock Units · Derivative 309 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002577 · form4.xml · derivative · entry 5

Loh Sally · CIK 0001967969 · President, Otis China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 627

Underlying: Common Stock · 309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 17:07 UTC
Loh SallyPresident, Otis China
Exercise / conversionCommon Stock 309 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002577 · form4.xml · nonDerivative · entry 2

Loh Sally · CIK 0001967969 · President, Otis China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 22:09 UTC
Green NeilEVP and Chief Digital Officer
Exercise / conversionRestricted Stock Units · Derivative 578 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002581 · form4.xml · derivative · entry 7

Green Neil · CIK 0001875993 · EVP and Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,168

Underlying: Common Stock · 578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 22:09 UTC
Green NeilEVP and Chief Digital Officer
Tax withholdingCommon Stock 175 $91.77 $16,059.75
Disclosure

SEC source: 0001062993-24-002581 · form4.xml · nonDerivative · entry 4

Green Neil · CIK 0001875993 · EVP and Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,552

Read SEC document
February 07, 2024 Filed Feb 8, 2024 22:09 UTC
Green NeilEVP and Chief Digital Officer
Exercise / conversionCommon Stock 578 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002581 · form4.xml · nonDerivative · entry 3

Green Neil · CIK 0001875993 · EVP and Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 17:13 UTC
Luersman AbbeEVP & CPO
Exercise / conversionRestricted Stock Units · Derivative 1,349 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002586 · form4.xml · derivative · entry 7

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,706

Underlying: Common Stock · 1,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 17:13 UTC
Luersman AbbeEVP & CPO
Tax withholdingCommon Stock 607 $91.77 $55,704.39
Disclosure

SEC source: 0001062993-24-002586 · form4.xml · nonDerivative · entry 4

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,285

Read SEC document
February 07, 2024 Filed Feb 8, 2024 17:13 UTC
Luersman AbbeEVP & CPO
Exercise / conversionCommon Stock 1,349 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002586 · form4.xml · nonDerivative · entry 3

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 17:11 UTC
Zheng PeimingEVP, Chief Product, Delivery
Exercise / conversionRestricted Stock Units · Derivative 1,556 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002584 · form4.xml · derivative · entry 7

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,122

Underlying: Common Stock · 1,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 17:11 UTC
Zheng PeimingEVP, Chief Product, Delivery
Tax withholdingCommon Stock 722 $91.77 $66,257.94
Disclosure

SEC source: 0001062993-24-002584 · form4.xml · nonDerivative · entry 4

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,481

Read SEC document
February 07, 2024 Filed Feb 8, 2024 17:11 UTC
Zheng PeimingEVP, Chief Product, Delivery
Exercise / conversionCommon Stock 1,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002584 · form4.xml · nonDerivative · entry 3

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 17:08 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionRestricted Stock Units · Derivative 1,556 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002578 · form4.xml · derivative · entry 5

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,122

Underlying: Common Stock · 1,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 17:08 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionCommon Stock 1,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002578 · form4.xml · nonDerivative · entry 2

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 22:14 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,556 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002587 · form4.xml · derivative · entry 7

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,122

Underlying: Common Stock · 1,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 22:14 UTC
LaFreniere Nora E.EVP, General Counsel
Tax withholdingCommon Stock 722 $91.77 $66,257.94
Disclosure

SEC source: 0001062993-24-002587 · form4.xml · nonDerivative · entry 4

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,128

Read SEC document
February 07, 2024 Filed Feb 8, 2024 22:14 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionCommon Stock 1,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002587 · form4.xml · nonDerivative · entry 3

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 17:15 UTC
Ryan Michael PatrickSVP, CAO & Controller
Exercise / conversionRestricted Stock Units · Derivative 361 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002588 · form4.xml · derivative · entry 7

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 730

Underlying: Common Stock · 361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 17:15 UTC
Ryan Michael PatrickSVP, CAO & Controller
Tax withholdingCommon Stock 114 $91.77 $10,461.78
Disclosure

SEC source: 0001062993-24-002588 · form4.xml · nonDerivative · entry 4

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,278

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.