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OTIS

Otis Worldwide Corp

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3170
SEC CIK
0001781335
Parsed reports
311

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202601
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2025 Filed Feb 10, 2025 22:54 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionCommon Stock 1,580 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001991 · form4.xml · nonDerivative · entry 3

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 17:44 UTC
Ryan Michael PatrickSVP, CAO & Controller
Exercise / conversionRestricted Stock Units · Derivative 373 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001982 · form4.xml · derivative · entry 6

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337

Underlying: Common Stock · 373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 17:44 UTC
Ryan Michael PatrickSVP, CAO & Controller
Tax withholdingCommon Stock 109 $94.83 $10,336.47
Disclosure

SEC source: 0001062993-25-001982 · form4.xml · nonDerivative · entry 4

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,648

Read SEC document
February 07, 2025 Filed Feb 10, 2025 17:44 UTC
Ryan Michael PatrickSVP, CAO & Controller
Exercise / conversionCommon Stock 373 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001982 · form4.xml · nonDerivative · entry 3

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 22:55 UTC
Marks Judith FranChair, CEO and President
Exercise / conversionRestricted Stock Units · Derivative 11,612 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001992 · form4.xml · derivative · entry 8

Marks Judith Fran · CIK 0001665490 · Chair, CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,620

Underlying: Common Stock · 11,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F4 · derivative.exercise_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F4 · derivative.expiration_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 22:55 UTC
Marks Judith FranChair, CEO and President
Tax withholdingCommon Stock 5,248 $94.83 $497,667.84
Disclosure

SEC source: 0001062993-25-001992 · form4.xml · nonDerivative · entry 4

Marks Judith Fran · CIK 0001665490 · Chair, CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 258,593

Read SEC document
February 07, 2025 Filed Feb 10, 2025 22:55 UTC
Marks Judith FranChair, CEO and President
Exercise / conversionCommon Stock 11,612 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001992 · form4.xml · nonDerivative · entry 3

Marks Judith Fran · CIK 0001665490 · Chair, CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 263,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:52 UTC Exercise / conversionRestricted Stock Units · Derivative 295 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001990 · form4.xml · derivative · entry 5

Mendez Echevarria Maria Cristina · CIK 0002035040 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 602

Underlying: Common Stock · 295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:52 UTC Tax withholdingCommon Stock 116 $96.05 $11,141.80
Disclosure

SEC source: 0001062993-25-001990 · form4.xml · nonDerivative · entry 2

Mendez Echevarria Maria Cristina · CIK 0002035040 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,588

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:52 UTC Exercise / conversionCommon Stock 295 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001990 · form4.xml · nonDerivative · entry 1

Mendez Echevarria Maria Cristina · CIK 0002035040 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 17:47 UTC
Loh SallyPresident, Otis China
Exercise / conversionRestricted Stock Units · Derivative 1,540 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001985 · form4.xml · derivative · entry 3

Loh Sally · CIK 0001967969 · President, Otis China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,093

Underlying: Common Stock · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 17:47 UTC
Loh SallyPresident, Otis China
Exercise / conversionCommon Stock 1,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001985 · form4.xml · nonDerivative · entry 1

Loh Sally · CIK 0001967969 · President, Otis China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:49 UTC
Green NeilEVP and Chief Digital Officer
Exercise / conversionRestricted Stock Units · Derivative 672 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001987 · form4.xml · derivative · entry 5

Green Neil · CIK 0001875993 · EVP and Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,355

Underlying: Common Stock · 672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:49 UTC
Green NeilEVP and Chief Digital Officer
Tax withholdingCommon Stock 203 $96.05 $19,498.15
Disclosure

SEC source: 0001062993-25-001987 · form4.xml · nonDerivative · entry 2

Green Neil · CIK 0001875993 · EVP and Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,362

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:49 UTC
Green NeilEVP and Chief Digital Officer
Exercise / conversionCommon Stock 672 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001987 · form4.xml · nonDerivative · entry 1

Green Neil · CIK 0001875993 · EVP and Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 17:51 UTC
Luersman AbbeEVP & CPO
Exercise / conversionRestricted Stock Units · Derivative 1,445 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001989 · form4.xml · derivative · entry 5

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,899

Underlying: Common Stock · 1,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 17:51 UTC
Luersman AbbeEVP & CPO
Tax withholdingCommon Stock 431 $96.05 $41,397.55
Disclosure

SEC source: 0001062993-25-001989 · form4.xml · nonDerivative · entry 2

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,332

Read SEC document
February 06, 2025 Filed Feb 10, 2025 17:51 UTC
Luersman AbbeEVP & CPO
Exercise / conversionCommon Stock 1,445 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001989 · form4.xml · nonDerivative · entry 1

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 17:45 UTC
Zheng PeimingEVP, Chief Product, Delivery
Exercise / conversionRestricted Stock Units · Derivative 2,170 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001983 · form4.xml · derivative · entry 5

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,345

Underlying: Common Stock · 2,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 17:45 UTC
Zheng PeimingEVP, Chief Product, Delivery
Tax withholdingCommon Stock 1,007 $96.05 $96,722.35
Disclosure

SEC source: 0001062993-25-001983 · form4.xml · nonDerivative · entry 2

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,740

Read SEC document
February 06, 2025 Filed Feb 10, 2025 17:45 UTC
Zheng PeimingEVP, Chief Product, Delivery
Exercise / conversionCommon Stock 2,170 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001983 · form4.xml · nonDerivative · entry 1

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 17:50 UTC
de Montlivault StephanePresident, Otis Asia Pacific
Exercise / conversionRestricted Stock Units · Derivative 1,445 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001988 · form4.xml · derivative · entry 3

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,899

Underlying: Common Stock · 1,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 17:50 UTC
de Montlivault StephanePresident, Otis Asia Pacific
Exercise / conversionCommon Stock 1,445 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001988 · form4.xml · nonDerivative · entry 1

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:54 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,590 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001991 · form4.xml · derivative · entry 6

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,188

Underlying: Common Stock · 1,590 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:54 UTC
LaFreniere Nora E.EVP, General Counsel
Tax withholdingCommon Stock 737 $96.05 $70,788.85
Disclosure

SEC source: 0001062993-25-001991 · form4.xml · nonDerivative · entry 2

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,780

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:54 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionCommon Stock 1,590 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001991 · form4.xml · nonDerivative · entry 1

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 17:44 UTC
Ryan Michael PatrickSVP, CAO & Controller
Exercise / conversionRestricted Stock Units · Derivative 335 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001982 · form4.xml · derivative · entry 5

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 678

Underlying: Common Stock · 335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 17:44 UTC
Ryan Michael PatrickSVP, CAO & Controller
Tax withholdingCommon Stock 105 $96.05 $10,085.25
Disclosure

SEC source: 0001062993-25-001982 · form4.xml · nonDerivative · entry 2

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,384

Read SEC document
February 06, 2025 Filed Feb 10, 2025 17:44 UTC
Ryan Michael PatrickSVP, CAO & Controller
Exercise / conversionCommon Stock 335 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001982 · form4.xml · nonDerivative · entry 1

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:46 UTC
Embree Tracy APresident, Otis Americas
Exercise / conversionRestricted Stock Units · Derivative 2,411 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001984 · form4.xml · derivative · entry 3

Embree Tracy A · CIK 0001629977 · President, Otis Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,828

Underlying: Common Stock · 2,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:46 UTC
Embree Tracy APresident, Otis Americas
Tax withholdingCommon Stock 655 $96.05 $62,912.75
Disclosure

SEC source: 0001062993-25-001984 · form4.xml · nonDerivative · entry 2

Embree Tracy A · CIK 0001629977 · President, Otis Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,276

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:46 UTC
Embree Tracy APresident, Otis Americas
Exercise / conversionCommon Stock 2,411 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001984 · form4.xml · nonDerivative · entry 1

Embree Tracy A · CIK 0001629977 · President, Otis Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:55 UTC
Marks Judith FranChair, CEO and President
Exercise / conversionRestricted Stock Units · Derivative 11,580 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001992 · form4.xml · derivative · entry 7

Marks Judith Fran · CIK 0001665490 · Chair, CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,169

Underlying: Common Stock · 11,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

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February 06, 2025 Filed Feb 10, 2025 22:55 UTC
Marks Judith FranChair, CEO and President
Tax withholdingCommon Stock 5,234 $96.05 $502,725.70
Disclosure

SEC source: 0001062993-25-001992 · form4.xml · nonDerivative · entry 2

Marks Judith Fran · CIK 0001665490 · Chair, CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 252,229

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February 06, 2025 Filed Feb 10, 2025 22:55 UTC
Marks Judith FranChair, CEO and President
Exercise / conversionCommon Stock 11,580 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001992 · form4.xml · nonDerivative · entry 1

Marks Judith Fran · CIK 0001665490 · Chair, CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 257,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

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February 06, 2025 Filed Feb 10, 2025 17:48 UTC
Minarro Viseras EnriquePresident, Otis EMEA
Exercise / conversionRestricted Stock Units · Derivative 2,411 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001986 · form4.xml · derivative · entry 3

Minarro Viseras Enrique · CIK 0001705737 · President, Otis EMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,828

Underlying: Common Stock · 2,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

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February 06, 2025 Filed Feb 10, 2025 17:48 UTC
Minarro Viseras EnriquePresident, Otis EMEA
Tax withholdingCommon Stock 1,134 $96.05 $108,920.70
Disclosure

SEC source: 0001062993-25-001986 · form4.xml · nonDerivative · entry 2

Minarro Viseras Enrique · CIK 0001705737 · President, Otis EMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,475

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February 06, 2025 Filed Feb 10, 2025 17:48 UTC
Minarro Viseras EnriquePresident, Otis EMEA
Exercise / conversionCommon Stock 2,411 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001986 · form4.xml · nonDerivative · entry 1

Minarro Viseras Enrique · CIK 0001705737 · President, Otis EMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 05, 2025 Filed Feb 6, 2025 01:29 UTC
LaFreniere Nora E.EVP, General Counsel
SaleCommon Stock 4,775 $94.41 $450,814.91
Disclosure

SEC source: 0001062993-25-001780 · form4.xml · nonDerivative · entry 5

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,927

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February 05, 2025 Filed Feb 6, 2025 01:28 UTC
Marks Judith FranDirector · Chair, CEO and President
Exercise / conversionStock Appreciation Right · Derivative 101,096 $0.00 Strike: $67.83 $0.00
Disclosure

SEC source: 0001062993-25-001779 · form4.xml · derivative · entry 11

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 101,096 shares

Expires 2028-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on July 30, 2024.

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February 05, 2025 Filed Feb 6, 2025 01:28 UTC
Marks Judith FranDirector · Chair, CEO and President
SaleCommon Stock 38,012 $94.41 $3,588,788.94
Disclosure

SEC source: 0001062993-25-001779 · form4.xml · nonDerivative · entry 7

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 245,883

F5 · price: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on July 30, 2024. The shares sold in multiple trades at prices ranging from $93.535 to $94.825. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The number of shares sold includes the shares received by the reporting person upon the vesting of the PSUs previously awarded on February 3, 2022 after giving effect to the tax withholdings and the 50% PSU deferral election.

F6 · balance_after: Includes (i) 9,700 shares previously held through the 2023 GRAT which were transferred to the reporting person on August 26, 2024 and are now owned directly and (ii) 1,045 dividend equivalents issued on DSU's under the LTIP PSU Deferral Plan since March 2024.

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February 05, 2025 Filed Feb 6, 2025 01:28 UTC
Marks Judith FranDirector · Chair, CEO and President
Disposition to issuerCommon Stock 72,656 $94.38 $6,857,273.28
Disclosure

SEC source: 0001062993-25-001779 · form4.xml · nonDerivative · entry 6

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,895

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February 05, 2025 Filed Feb 6, 2025 01:28 UTC
Marks Judith FranDirector · Chair, CEO and President
Exercise / conversionCommon Stock 101,096 $67.83 $6,857,341.68
Disclosure

SEC source: 0001062993-25-001779 · form4.xml · nonDerivative · entry 5

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 356,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on July 30, 2024.

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February 04, 2025 Filed Feb 6, 2025 01:28 UTC GrantRestricted Stock Units · Derivative 12,780 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001778 · form4.xml · derivative · entry 6

Mendez Echevarria Maria Cristina · CIK 0002035040 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,780

Underlying: Common Stock · 12,780 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: RSUs vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

F3 · derivative.expiration_date: RSUs vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

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February 04, 2025 Filed Feb 6, 2025 01:28 UTC Tax withholdingCommon Stock 548 $94.43 $51,747.64
Disclosure

SEC source: 0001062993-25-001778 · form4.xml · nonDerivative · entry 4

Mendez Echevarria Maria Cristina · CIK 0002035040 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,409

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February 04, 2025 Filed Feb 6, 2025 01:28 UTC GrantCommon Stock 1,402 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001778 · form4.xml · nonDerivative · entry 3

Mendez Echevarria Maria Cristina · CIK 0002035040 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,957

F4 · shares: The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 3, 2022. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 82% level.

F4 · price: The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 3, 2022. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 82% level.

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February 04, 2025 Filed Feb 5, 2025 20:29 UTC
Loh SallyPresident, Otis China
GrantRestricted Stock Units · Derivative 7,455 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001781 · form4.xml · derivative · entry 4

Loh Sally · CIK 0001967969 · President, Otis China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,455

Underlying: Common Stock · 7,455 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: RSUs vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

F3 · derivative.expiration_date: RSUs vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 04, 2025 Filed Feb 5, 2025 20:29 UTC
Loh SallyPresident, Otis China
GrantCommon Stock 1,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001781 · form4.xml · nonDerivative · entry 2

Loh Sally · CIK 0001967969 · President, Otis China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,264

F4 · shares: The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 3, 2022. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 82% level.

F4 · price: The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 3, 2022. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 82% level.

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February 04, 2025 Filed Feb 6, 2025 01:27 UTC
Green NeilEVP and Chief Digital Officer
GrantRestricted Stock Units · Derivative 3,408 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001777 · form4.xml · derivative · entry 6

Green Neil · CIK 0001875993 · EVP and Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,408

Underlying: Common Stock · 3,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: RSUs vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

F3 · derivative.expiration_date: RSUs vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 01:27 UTC
Green NeilEVP and Chief Digital Officer
Tax withholdingCommon Stock 913 $94.43 $86,214.59
Disclosure

SEC source: 0001062993-25-001777 · form4.xml · nonDerivative · entry 4

Green Neil · CIK 0001875993 · EVP and Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,893

F5 · balance_after: Includes shares acquired as reinvestment of dividends in March 2024 in accordance with the Otis DRIP.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.