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OTIS

Otis Worldwide Corp

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3170
SEC CIK
0001781335
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311

Last 12 months

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0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202607
Mar 202600
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May 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2021 Filed Feb 9, 2021 16:32 UTC
Zheng PeimingPresident, Otis China
GrantRestricted Stock Units · Derivative 4,998 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001088 · form4.xml · derivative · entry 1

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998

Underlying: Common Stock · 4,998 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:34 UTC
de Montlivault StephanePresident, Otis Asia Pacific
GrantStock Appreciation Rights · Derivative 22,064 $63.93 Strike: $63.93 $1,410,551.52
Disclosure

SEC source: 0001062993-21-001090 · form4.xml · derivative · entry 2

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,064

Underlying: Common Stock · 22,064 shares

Expires 2031-02-04

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:34 UTC
de Montlivault StephanePresident, Otis Asia Pacific
GrantRestricted Stock Units · Derivative 4,998 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001090 · form4.xml · derivative · entry 1

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998

Underlying: Common Stock · 4,998 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:38 UTC
LaFreniere Nora E.EVP, Chief GC & Corp. Sec.
GrantStock Appreciation Rights · Derivative 23,762 $63.93 Strike: $63.93 $1,519,104.66
Disclosure

SEC source: 0001062993-21-001095 · form4.xml · derivative · entry 4

LaFreniere Nora E. · CIK 0001807121 · EVP, Chief GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,762

Underlying: Common Stock · 23,762 shares

Expires 2031-02-04

F3 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:38 UTC
LaFreniere Nora E.EVP, Chief GC & Corp. Sec.
GrantRestricted Stock Units · Derivative 5,383 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-001095 · form4.xml · derivative · entry 3

LaFreniere Nora E. · CIK 0001807121 · EVP, Chief GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,383

Underlying: Common Stock · 5,383 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F2 · price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F3 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

F2 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:38 UTC
LaFreniere Nora E.EVP, Chief GC & Corp. Sec.
SaleCommon Stock 754 $63.93 $48,203.22
Disclosure

SEC source: 0001062993-21-001095 · form4.xml · nonDerivative · entry 2

LaFreniere Nora E. · CIK 0001807121 · EVP, Chief GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 0

F1 · shares: As a result of the spinoff of the issuer by UTC, the reporting person holds Otis shares in our former parent's 401(k) plan. This plan has advised participants that it will mandatorily start to sell the Otis shares held in it on April 3, 2021.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:37 UTC
Ryan Michael PatrickVP, CAO & Controller
GrantStock Appreciation Rights · Derivative 5,516 $63.93 Strike: $63.93 $352,637.88
Disclosure

SEC source: 0001062993-21-001094 · form4.xml · derivative · entry 4

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,516

Underlying: Common Stock · 5,516 shares

Expires 2031-02-04

F3 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:37 UTC
Ryan Michael PatrickVP, CAO & Controller
GrantRestricted Stock Units · Derivative 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-001094 · form4.xml · derivative · entry 3

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F2 · price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F3 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

F2 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:37 UTC
Ryan Michael PatrickVP, CAO & Controller
SaleCommon Stock 463 $63.93 $29,599.59
Disclosure

SEC source: 0001062993-21-001094 · form4.xml · nonDerivative · entry 2

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 0

F1 · shares: As a result of the spinoff of the issuer by UTC, the reporting person holds Otis shares in our former parent's 401(k) plan. This plan has advised participants that it will mandatorily start to sell the Otis shares held in it on April 3, 2021.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:30 UTC
KEARNEY CHRISTOPHER JDirector · Executive Chairman
GrantStock Appreciation Rights · Derivative 57,706 $63.93 Strike: $63.93 $3,689,144.58
Disclosure

SEC source: 0001062993-21-001086 · form4.xml · derivative · entry 2

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,706

Underlying: Common Stock · 57,706 shares

Expires 2031-02-04

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:30 UTC
KEARNEY CHRISTOPHER JDirector · Executive Chairman
GrantRestricted Stock Units · Derivative 13,071 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001086 · form4.xml · derivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,071

Underlying: Common Stock · 13,071 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:31 UTC
Marks Judith FranDirector · President & CEO
GrantStock Appreciation Rights · Derivative 144,264 $63.93 Strike: $63.93 $9,222,797.52
Disclosure

SEC source: 0001062993-21-001087 · form4.xml · derivative · entry 2

Marks Judith Fran · CIK 0001665490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,264

Underlying: Common Stock · 144,264 shares

Expires 2031-02-04

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:31 UTC
Marks Judith FranDirector · President & CEO
GrantRestricted Stock Units · Derivative 32,678 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001087 · form4.xml · derivative · entry 1

Marks Judith Fran · CIK 0001665490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,678

Underlying: Common Stock · 32,678 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:36 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
GrantStock Appreciate Rights · Derivative 22,064 $63.93 Strike: $63.93 $1,410,551.52
Disclosure

SEC source: 0001062993-21-001092 · form4.xml · derivative · entry 2

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,064

Underlying: Common Stock · 22,064 shares

Expires 2031-02-04

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:36 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
GrantRestricted Stock Units · Derivative 4,998 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001092 · form4.xml · derivative · entry 1

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998

Underlying: Common Stock · 4,998 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 21:34 UTC
GHAI RAHULEVP, CFO
Tax withholdingCommon Stock 1,267 $82.44 $104,451.48
Disclosure

SEC source: 0001062993-22-002910 · form4.xml · nonDerivative · entry 2

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

Read SEC document
February 05, 2021 Filed Feb 7, 2022 21:34 UTC
GHAI RAHULEVP, CFO
Exercise / conversionCommon Stock 3,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002910 · form4.xml · nonDerivative · entry 1

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:33 UTC
Cramer James F.President, Otis Americas
Tax withholdingCommon Stock 296 $82.44 $24,402.24
Disclosure

SEC source: 0001062993-22-002905 · form4.xml · nonDerivative · entry 6

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,125

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:33 UTC
Cramer James F.President, Otis Americas
Exercise / conversionCommon Stock 1,103 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002905 · form4.xml · nonDerivative · entry 5

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:33 UTC
Cramer James F.President, Otis Americas
Tax withholdingCommon Stock 522 $82.44 $43,033.68
Disclosure

SEC source: 0001062993-22-002905 · form4.xml · nonDerivative · entry 4

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,318

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:33 UTC
Cramer James F.President, Otis Americas
Exercise / conversionCommon Stock 1,947 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002905 · form4.xml · nonDerivative · entry 3

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:33 UTC
Cramer James F.President, Otis Americas
Tax withholdingCommon Stock 547 $82.44 $45,094.68
Disclosure

SEC source: 0001062993-22-002905 · form4.xml · nonDerivative · entry 2

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,893

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:33 UTC
Cramer James F.President, Otis Americas
Exercise / conversionCommon Stock 1,684 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002905 · form4.xml · nonDerivative · entry 1

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:35 UTC
Zheng PeimingPres, Otis China
Tax withholdingCommon Stock 4,865 $82.44 $401,070.60
Disclosure

SEC source: 0001062993-22-002914 · form4.xml · nonDerivative · entry 4

Zheng Peiming · CIK 0001807749 · Pres, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,502

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:35 UTC
Zheng PeimingPres, Otis China
Exercise / conversionCommon Stock 11,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002914 · form4.xml · nonDerivative · entry 3

Zheng Peiming · CIK 0001807749 · Pres, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:35 UTC
Zheng PeimingPres, Otis China
Tax withholdingCommon Stock 847 $82.44 $69,826.68
Disclosure

SEC source: 0001062993-22-002914 · form4.xml · nonDerivative · entry 2

Zheng Peiming · CIK 0001807749 · Pres, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,325

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:35 UTC
Zheng PeimingPres, Otis China
Exercise / conversionCommon Stock 1,684 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002914 · form4.xml · nonDerivative · entry 1

Zheng Peiming · CIK 0001807749 · Pres, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:34 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionCommon Stock 9,913 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002908 · form4.xml · nonDerivative · entry 2

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:34 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionCommon Stock 1,684 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002908 · form4.xml · nonDerivative · entry 1

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 21:35 UTC
LaFreniere Nora E.EVP, General Counsel
Tax withholdingCommon Stock 3,469 $82.44 $285,984.36
Disclosure

SEC source: 0001062993-22-002916 · form4.xml · nonDerivative · entry 4

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,708

Read SEC document
February 05, 2021 Filed Feb 7, 2022 21:35 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionCommon Stock 11,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002916 · form4.xml · nonDerivative · entry 3

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 21:35 UTC
LaFreniere Nora E.EVP, General Counsel
Tax withholdingCommon Stock 864 $82.44 $71,228.16
Disclosure

SEC source: 0001062993-22-002916 · form4.xml · nonDerivative · entry 2

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,251

Read SEC document
February 05, 2021 Filed Feb 7, 2022 21:35 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionCommon Stock 1,812 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002916 · form4.xml · nonDerivative · entry 1

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:36 UTC
Ryan Michael PatrickVP, CAO & Controller
Tax withholdingCommon Stock 492 $82.44 $40,560.48
Disclosure

SEC source: 0001062993-22-002922 · form4.xml · nonDerivative · entry 6

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:36 UTC
Ryan Michael PatrickVP, CAO & Controller
Exercise / conversionCommon Stock 1,694 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002922 · form4.xml · nonDerivative · entry 5

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:36 UTC
Ryan Michael PatrickVP, CAO & Controller
Tax withholdingCommon Stock 620 $82.44 $51,112.80
Disclosure

SEC source: 0001062993-22-002922 · form4.xml · nonDerivative · entry 4

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,781

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:36 UTC
Ryan Michael PatrickVP, CAO & Controller
Exercise / conversionCommon Stock 2,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002922 · form4.xml · nonDerivative · entry 3

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:36 UTC
Ryan Michael PatrickVP, CAO & Controller
Tax withholdingCommon Stock 154 $82.44 $12,695.76
Disclosure

SEC source: 0001062993-22-002922 · form4.xml · nonDerivative · entry 2

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264

Read SEC document
February 05, 2021 Filed Feb 7, 2022 16:36 UTC
Ryan Michael PatrickVP, CAO & Controller
Exercise / conversionCommon Stock 418 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002922 · form4.xml · nonDerivative · entry 1

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 21:35 UTC
Marks Judith FranDirector · Chair, CEO & President
Tax withholdingCommon Stock 17,433 $82.44 $1,437,176.52
Disclosure

SEC source: 0001062993-22-002912 · form4.xml · nonDerivative · entry 4

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,294

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February 05, 2021 Filed Feb 7, 2022 21:35 UTC
Marks Judith FranDirector · Chair, CEO & President
Exercise / conversionCommon Stock 42,188 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002912 · form4.xml · nonDerivative · entry 3

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

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February 05, 2021 Filed Feb 7, 2022 21:35 UTC
Marks Judith FranDirector · Chair, CEO & President
Tax withholdingCommon Stock 5,001 $82.44 $412,282.44
Disclosure

SEC source: 0001062993-22-002912 · form4.xml · nonDerivative · entry 2

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,539

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February 05, 2021 Filed Feb 7, 2022 21:35 UTC
Marks Judith FranDirector · Chair, CEO & President
Exercise / conversionCommon Stock 11,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002912 · form4.xml · nonDerivative · entry 1

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 21:33 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionCommon Stock 1,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002907 · form4.xml · nonDerivative · entry 3

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 21:33 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionCommon Stock 2,813 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002907 · form4.xml · nonDerivative · entry 2

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
February 05, 2021 Filed Feb 7, 2022 21:33 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionCommon Stock 1,684 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002907 · form4.xml · nonDerivative · entry 1

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

Read SEC document
January 14, 2021 Filed Feb 9, 2021 21:36 UTC SaleCommon Stock 14 $65.09 $911.26
Disclosure

SEC source: 0001062993-21-001093 · form4.xml · nonDerivative · entry 11

PRESTON MARGARET M V · CIK 0001261238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421

F1 · kind: These transactions were made without the knowledge of the reporting person and the reporting person voluntarily paid to the issuer an amount equal to the short-swing profit liability attributable to the 7/24/2020 and 1/14/2021 transactions.

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January 02, 2021 Filed Jan 5, 2021 17:16 UTC
Cramer James F.President, Otis Americas
Exercise / conversionRestricted Stock Units · Derivative 1,382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000129 · form4.xml · derivative · entry 6

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.

F3 · price: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.

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January 02, 2021 Filed Jan 5, 2021 17:16 UTC
Cramer James F.President, Otis Americas
Exercise / conversionRestricted Stock Units · Derivative 1,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000129 · form4.xml · derivative · entry 5

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.

F2 · price: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

F2 · derivative.exercise_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

F2 · derivative.expiration_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.

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January 02, 2021 Filed Jan 5, 2021 17:16 UTC
Cramer James F.President, Otis Americas
Tax withholdingCommon Stock 368 $65.59 $24,137.12
Disclosure

SEC source: 0001062993-21-000129 · form4.xml · nonDerivative · entry 4

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,756

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.