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OTIS

Otis Worldwide Corp

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3170
SEC CIK
0001781335
Parsed reports
311

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Exercise / conversionCommon Stock 1,745 $50.58 $88,262.10
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 11

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Tax withholdingCommon Stock 1,042 $84.47 $88,017.74
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 10

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,317

Read SEC document
February 06, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Exercise / conversionCommon Stock 1,447 $60.88 $88,093.36
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 9

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Tax withholdingCommon Stock 239 $84.47 $20,188.33
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 8

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,912

Read SEC document
February 06, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Exercise / conversionCommon Stock 340 $59.53 $20,240.20
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 7

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
Exercise / conversionRestricted Stock Unit · Derivative 1,712 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · derivative · entry 18

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,571

Underlying: Common Stock · 1,712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F4 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F4 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
Tax withholdingCommon Stock 459 $84.73 $38,891.07
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 12

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,737

Read SEC document
February 05, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
Exercise / conversionCommon Stock 1,712 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 11

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 18:24 UTC
Zheng PeimingPresident, Otis China
Exercise / conversionRestricted Stock Units · Derivative 1,712 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002405 · form4.xml · derivative · entry 14

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565

Underlying: Common Stock · 1,712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F5 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F5 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 18:24 UTC
Zheng PeimingPresident, Otis China
Tax withholdingCommon Stock 754 $84.73 $63,886.42
Disclosure

SEC source: 0001062993-23-002405 · form4.xml · nonDerivative · entry 10

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,188

Read SEC document
February 05, 2023 Filed Feb 7, 2023 18:24 UTC
Zheng PeimingPresident, Otis China
Exercise / conversionCommon Stock 1,712 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002405 · form4.xml · nonDerivative · entry 9

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionRestricted Stock Units · Derivative 1,707 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · derivative · entry 18

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,714

Underlying: Common Stock · 1,707 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F5 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F5 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionCommon Stock 1,707 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · nonDerivative · entry 3

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 23:25 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,845 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002408 · form4.xml · derivative · entry 14

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,686

Underlying: Common Stock · 1,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F4 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F4 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 23:25 UTC
LaFreniere Nora E.EVP, General Counsel
Tax withholdingCommon Stock 829 $84.73 $70,241.17
Disclosure

SEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 10

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,880

Read SEC document
February 05, 2023 Filed Feb 7, 2023 23:25 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionCommon Stock 1,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 9

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Exercise / conversionRestricted Stock Units · Derivative 433 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · derivative · entry 18

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396

Underlying: Common Stock · 433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F4 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F4 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Tax withholdingCommon Stock 126 $84.73 $10,675.98
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 6

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811

Read SEC document
February 05, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Exercise / conversionCommon Stock 433 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 5

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 23:21 UTC
Marks Judith FranDirector · Chair, CEO & President
Exercise / conversionRestricted Stock Units · Derivative 11,180 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002400 · form4.xml · derivative · entry 9

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,188

Underlying: Common Stock · 11,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F4 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F4 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 23:21 UTC
Marks Judith FranDirector · Chair, CEO & President
Tax withholdingCommon Stock 5,076 $84.73 $430,089.48
Disclosure

SEC source: 0001062993-23-002400 · form4.xml · nonDerivative · entry 6

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,305

Read SEC document
February 05, 2023 Filed Feb 7, 2023 23:21 UTC
Marks Judith FranDirector · Chair, CEO & President
Exercise / conversionCommon Stock 11,180 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002400 · form4.xml · nonDerivative · entry 5

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 23:23 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionRestricted Stock Units · Derivative 1,707 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002403 · form4.xml · derivative · entry 9

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,714

Underlying: Common Stock · 1,707 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F4 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F4 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 23:23 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Tax withholdingCommon Stock 607 $84.73 $51,431.11
Disclosure

SEC source: 0001062993-23-002403 · form4.xml · nonDerivative · entry 6

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,356

Read SEC document
February 05, 2023 Filed Feb 7, 2023 23:23 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionCommon Stock 1,707 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002403 · form4.xml · nonDerivative · entry 5

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 23:23 UTC Exercise / conversionRestricted Stock Units · Derivative 556 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002402 · form4.xml · derivative · entry 6

Maheshwari Anurag · CIK 0001942059 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565

Underlying: Common Stock · 556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 23:23 UTC Tax withholdingCommon Stock 204 $84.73 $17,284.92
Disclosure

SEC source: 0001062993-23-002402 · form4.xml · nonDerivative · entry 4

Maheshwari Anurag · CIK 0001942059 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,763

Read SEC document
February 05, 2023 Filed Feb 7, 2023 23:23 UTC Exercise / conversionCommon Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002402 · form4.xml · nonDerivative · entry 3

Maheshwari Anurag · CIK 0001942059 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 04, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
Exercise / conversionRestricted Stock Units · Derivative 2,107 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · derivative · entry 17

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date.

F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date.

Read SEC document
February 04, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
Tax withholdingCommon Stock 565 $84.73 $47,872.45
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 10

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,484

Read SEC document
February 04, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
Exercise / conversionCommon Stock 2,107 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 9

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 04, 2023 Filed Feb 7, 2023 18:24 UTC
Zheng PeimingPresident, Otis China
Exercise / conversionRestricted Stock Units · Derivative 7,741 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002405 · form4.xml · derivative · entry 13

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F4 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date.

F4 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date.

Read SEC document
February 04, 2023 Filed Feb 7, 2023 18:24 UTC
Zheng PeimingPresident, Otis China
Tax withholdingCommon Stock 3,406 $84.73 $288,590.38
Disclosure

SEC source: 0001062993-23-002405 · form4.xml · nonDerivative · entry 8

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,230

Read SEC document
February 04, 2023 Filed Feb 7, 2023 18:24 UTC
Zheng PeimingPresident, Otis China
Exercise / conversionCommon Stock 7,741 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002405 · form4.xml · nonDerivative · entry 7

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 04, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionRestricted Stock Units · Derivative 6,503 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · derivative · entry 17

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F4 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date.

F4 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date.

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February 04, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionCommon Stock 6,503 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · nonDerivative · entry 2

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 04, 2023 Filed Feb 7, 2023 23:25 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 8,496 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002408 · form4.xml · derivative · entry 13

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date.

F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date.

Read SEC document
February 04, 2023 Filed Feb 7, 2023 23:25 UTC
LaFreniere Nora E.EVP, General Counsel
Tax withholdingCommon Stock 3,005 $84.73 $254,613.65
Disclosure

SEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 8

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,864

Read SEC document
February 04, 2023 Filed Feb 7, 2023 23:25 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionCommon Stock 8,496 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 7

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 04, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Exercise / conversionRestricted Stock Units · Derivative 1,808 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · derivative · entry 17

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date.

F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date.

Read SEC document
February 04, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Tax withholdingCommon Stock 525 $84.73 $44,483.25
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 4

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504

Read SEC document
February 04, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Exercise / conversionCommon Stock 1,808 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 3

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 04, 2023 Filed Feb 7, 2023 23:21 UTC
Marks Judith FranDirector · Chair, CEO & President
Exercise / conversionRestricted Stock Units · Derivative 32,324 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002400 · form4.xml · derivative · entry 8

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date.

F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date.

Read SEC document
February 04, 2023 Filed Feb 7, 2023 23:21 UTC
Marks Judith FranDirector · Chair, CEO & President
Tax withholdingCommon Stock 14,391 $84.73 $1,219,349.43
Disclosure

SEC source: 0001062993-23-002400 · form4.xml · nonDerivative · entry 4

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,201

Read SEC document
February 04, 2023 Filed Feb 7, 2023 23:21 UTC
Marks Judith FranDirector · Chair, CEO & President
Exercise / conversionCommon Stock 32,324 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002400 · form4.xml · nonDerivative · entry 3

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 04, 2023 Filed Feb 7, 2023 23:23 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionRestricted Stock Units · Derivative 3,160 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002403 · form4.xml · derivative · entry 8

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date.

F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date.

Read SEC document
February 04, 2023 Filed Feb 7, 2023 23:23 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Tax withholdingCommon Stock 1,001 $84.73 $84,814.73
Disclosure

SEC source: 0001062993-23-002403 · form4.xml · nonDerivative · entry 4

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,256

Read SEC document
February 04, 2023 Filed Feb 7, 2023 23:23 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionCommon Stock 3,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002403 · form4.xml · nonDerivative · entry 3

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:22 UTC
Luersman AbbeEVP & CPO
Exercise / conversionRestricted Stock Units · Derivative 1,252 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002401 · form4.xml · derivative · entry 3

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,516

Underlying: Common Stock · 1,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:22 UTC
Luersman AbbeEVP & CPO
Tax withholdingCommon Stock 446 $84.73 $37,789.58
Disclosure

SEC source: 0001062993-23-002401 · form4.xml · nonDerivative · entry 2

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,629

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.