Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2022 Filed Nov 14, 2022 23:17 UTC |
Ison JamesChief Sales/Marketing Officer
|
GiftCommon Stock | 4,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-056771 · doc4.xml · nonDerivative · entry 2 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,334 F3 · shares: On November 9, 2022, the Reporting Person transferred 4,403 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust. F4 · balance_after: Includes 79,334 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:17 UTC |
Ison JamesChief Sales/Marketing Officer
|
Tax withholdingCommon Stock | 2,263 | $3.17 | $7,173.71 |
DisclosureSEC source: 0001209191-22-056771 · doc4.xml · nonDerivative · entry 1 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,737 F1 · kind: The Reporting Person forfeited 2,263 shares of common stock upon conversion of 6,666 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021. F2 · balance_after: Includes 83,737 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:15 UTC |
Morrison John W Jr.Chief Financial Officer
|
Tax withholdingCommon Stock | 2,463 | $3.17 | $7,807.71 |
DisclosureSEC source: 0001209191-22-056767 · doc4.xml · nonDerivative · entry 1 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,833 F1 · kind: The Reporting Person forfeited 2,463 shares of common stock upon conversion of 6,666 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021. F2 · balance_after: Includes 90,668 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 23:12 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053008 · doc4.xml · derivative · entry 4 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F5 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 23:12 UTC |
Ison JamesChief Sales/Marketing Officer
|
Tax withholdingCommon Stock | 849 | $3.27 | $2,776.23 |
DisclosureSEC source: 0001209191-22-053008 · doc4.xml · nonDerivative · entry 2 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 91,784 F3 · kind: The reporting person received 2,500 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 849 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of OSS common stock at the time of forfeiture. F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 23:12 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-053008 · doc4.xml · nonDerivative · entry 1 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 92,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 23:05 UTC |
Morrison John W Jr.Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053006 · doc4.xml · derivative · entry 3 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F4 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 23:05 UTC |
Morrison John W Jr.Chief Financial Officer
|
Tax withholdingCommon Stock | 849 | $3.27 | $2,776.23 |
DisclosureSEC source: 0001209191-22-053006 · doc4.xml · nonDerivative · entry 2 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,296 F3 · kind: The reporting person received 2,500 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 849 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. F2 · balance_after: Includes 97,334 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 23:05 UTC |
Morrison John W Jr.Chief Financial Officer
|
Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-053006 · doc4.xml · nonDerivative · entry 1 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · balance_after: Includes 97,334 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 19:10 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 21 | $4.05 | $85.05 |
DisclosureSEC source: 0001729851-22-000007 · primary_doc.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,737,118 Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 17:39 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 2,898 | $4.05 | $11,736.90 |
DisclosureSEC source: 0001729851-22-000006 · primary_doc.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,737,139 F1 · price: Price is average price for all trades that day. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 22:01 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,609 | $0.00 Strike: $0.46 | $0.00 |
DisclosureSEC source: 0001209191-22-043726 · doc4.xml · derivative · entry 3 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,848 Underlying: Common Stock · 12,609 shares Expires 2024-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 22:01 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionCommon Stock | 12,609 | $0.46 | $5,800.14 |
DisclosureSEC source: 0001209191-22-043726 · doc4.xml · nonDerivative · entry 1 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 90,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust. Read SEC document |
| July 22, 2022 Filed Jul 27, 2022 07:13 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 2,210 | $3.95 | $8,729.50 |
DisclosureSEC source: 0001729851-22-000005 · primary_doc.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,740,037 F1 · price: Price is average for all trades that day. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 13:53 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 1,914 | $3.95 | $7,560.30 |
DisclosureSEC source: 0001729851-22-000004 · primary_doc.xml · nonDerivative · entry 2 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,742,247 Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 13:53 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 10,076 | $3.95 | $39,800.20 |
DisclosureSEC source: 0001729851-22-000004 · primary_doc.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,744,161 Read SEC document |
| June 29, 2022 Filed Jun 30, 2022 19:00 UTC |
RAUN DAVIDDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 68,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039967 · doc4.xml · derivative · entry 3 RAUN DAVID · CIK 0001219078 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,374 Underlying: Common Stock · 68,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest over three years, with 1/3 of the RSUs vesting following the one-year anniversary of the date of grant, and the remaining RSUs shall vest in four equal installments, commencing six months after the one-year anniversary of the date of grant and every six months thereafter until fully vested, provided that grantee is still employed on each such vesting date. F4 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest over three years, with 1/3 of the RSUs vesting following the one-year anniversary of the date of grant, and the remaining RSUs shall vest in four equal installments, commencing six months after the one-year anniversary of the date of grant and every six months thereafter until fully vested, provided that grantee is still employed on each such vesting date. Read SEC document |
| June 29, 2022 Filed Jun 30, 2022 19:00 UTC |
RAUN DAVIDDirector · President and CEO
|
Tax withholdingCommon Stock | 29,655 | $3.96 | $117,433.80 |
DisclosureSEC source: 0001209191-22-039967 · doc4.xml · nonDerivative · entry 2 RAUN DAVID · CIK 0001219078 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,584 F3 · kind: The Reporting Person received 68,688 shares of common stock upon vesting of the restricted stock units, as reported in this Form 4. The Reporting Person forfeited 29,655 shares of common stock underlying the vested and outstanding restricted stock units to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. F2 · balance_after: Includes 201,000 unvested restricted stock units held by the Reporting Person, which remain subject to certain vesting conditions. Read SEC document |
| June 29, 2022 Filed Jun 30, 2022 19:00 UTC |
RAUN DAVIDDirector · President and CEO
|
Exercise / conversionCommon Stock | 68,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-039967 · doc4.xml · nonDerivative · entry 1 RAUN DAVID · CIK 0001219078 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. F2 · balance_after: Includes 201,000 unvested restricted stock units held by the Reporting Person, which remain subject to certain vesting conditions. Read SEC document |
| May 23, 2022 Filed May 25, 2022 20:31 UTC |
Ison JamesChief Sales/Marketing Officer
|
GiftCommon Stock | 2,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031869 · doc4.xml · nonDerivative · entry 3 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 77,524 F3 · shares: On May 17, 2022, the Reporting Person transferred 2,811 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust. F4 · ownership.nature: These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust. Read SEC document |
| May 23, 2022 Filed May 25, 2022 20:31 UTC |
Ison JamesChief Sales/Marketing Officer
|
GiftCommon Stock | 2,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031869 · doc4.xml · nonDerivative · entry 2 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,000 F3 · shares: On May 17, 2022, the Reporting Person transferred 2,811 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust. F2 · balance_after: Includes 86,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. Read SEC document |
| May 23, 2022 Filed May 25, 2022 20:31 UTC |
Ison JamesChief Sales/Marketing Officer
|
Tax withholdingCommon Stock | 2,189 | $4.30 | $9,412.70 |
DisclosureSEC source: 0001209191-22-031869 · doc4.xml · nonDerivative · entry 1 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,811 F1 · kind: The Reporting Person forfeited 2,189 shares of common stock upon conversion of 5,000 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021. F2 · balance_after: Includes 86,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. Read SEC document |
| May 23, 2022 Filed May 25, 2022 20:29 UTC |
Morrison John W Jr.Chief Financial Officer
|
Tax withholdingCommon Stock | 3,058 | $4.30 | $13,149.40 |
DisclosureSEC source: 0001209191-22-031868 · doc4.xml · nonDerivative · entry 1 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,645 F1 · kind: The Reporting Person forfeited 3,058 shares of common stock upon conversion of 6,666 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021. F2 · balance_after: Includes 97,334 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:18 UTC |
Ison JamesChief Sales/Marketing Officer
|
GiftCommon Stock | 3,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030502 · doc4.xml · nonDerivative · entry 3 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 74,713 F3 · shares: On May 17, 2022, the Reporting Person transferred 3,937 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust. F4 · balance_after: The number of shares held by the Trust reflects a revision to correct an error in the Reporting Person's Form 4 filed with the Securities and Exchange Commission on February 11, 2022 (the "Prior Form 4"), in which it was inadvertently reported that 805 shares of common stock were forfeited to cover tax withholdings upon vesting of 2,500 restricted stock units. The correct number of shares of common stock that were forfeited to cover such tax withholdings was 843 shares, as reported in footnote (3) of the Prior Form 4. F5 · ownership.nature: These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:18 UTC |
Ison JamesChief Sales/Marketing Officer
|
GiftCommon Stock | 3,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030502 · doc4.xml · nonDerivative · entry 2 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,000 F3 · shares: On May 17, 2022, the Reporting Person transferred 3,937 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust. F2 · balance_after: Includes 91,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:18 UTC |
Ison JamesChief Sales/Marketing Officer
|
Tax withholdingCommon Stock | 2,730 | $4.41 | $12,039.30 |
DisclosureSEC source: 0001209191-22-030502 · doc4.xml · nonDerivative · entry 1 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,937 F1 · kind: The Reporting Person forfeited 2,730 shares of common stock upon conversion of 6,667 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021. F2 · balance_after: Includes 91,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:16 UTC |
Morrison John W Jr.Chief Financial Officer
|
Tax withholdingCommon Stock | 2,463 | $4.41 | $10,861.83 |
DisclosureSEC source: 0001209191-22-030500 · doc4.xml · nonDerivative · entry 1 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,703 F1 · kind: The Reporting Person forfeited 2,463 shares of common stock upon conversion of 6,667 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021. F2 · balance_after: Includes 104,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. Read SEC document |
| April 11, 2022 Filed Apr 11, 2022 15:43 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 30,000 | $4.71 | $141,300.00 |
DisclosureSEC source: 0001729851-22-000003 · primary_doc.xml · nonDerivative · entry 2 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,754,237 F1 · price: Average price of all trades that day. Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 15:43 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 47,900 | $4.16 | $199,264.00 |
DisclosureSEC source: 0001729851-22-000003 · primary_doc.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,784,237 F1 · price: Average price of all trades that day. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 19:42 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 2,100 | $4.12 | $8,652.00 |
DisclosureSEC source: 0001729851-22-000002 · primary_doc.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,832,137 F1 · price: Price average for day's trades. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 21:27 UTC |
POTASHNER KENNETH FDirector
|
GrantCommon Stock | 13,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-020457 · doc4.xml · nonDerivative · entry 1 POTASHNER KENNETH F · CIK 0001211644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,966 F1 · shares: Represents 13,100 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions. F2 · balance_after: Includes 13,100 unvested restricted stock units held by the Reporting Person, which remain subject to certain vesting conditions. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 21:17 UTC |
RAUN DAVIDDirector · President and CEO
|
GrantCommon Stock | 201,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-020440 · doc4.xml · nonDerivative · entry 1 RAUN DAVID · CIK 0001219078 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,551 F1 · shares: Represents 201,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as President and Chief Executive Officer of the Issuer, which restricted stock units are subject to the following vesting conditions: 1/3 of the RSUs will vest on February 4, 2023, and the remaining RSUs shall vest in four equal installments, commencing six months after February 4, 2023, and every six months thereafter until fully vested, provided that reporting person is still employed on each such vesting date. F2 · balance_after: Includes 201,000 unvested restricted stock units held by the Reporting Person, which remain subject to those vesting conditions set forth in Footnote 1 to this Form 4. Read SEC document |
| March 17, 2022 Filed Mar 22, 2022 01:23 UTC |
Harrison JackDirector
|
GrantCommon Stock | 13,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-020451 · doc4.xml · nonDerivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,984 F1 · shares: Represents 13,100 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions. F2 · balance_after: Includes 13,100 unvested restricted stock units held by the Reporting Person, which remain subject to certain vesting conditions. F3 · balance_after: The Reporting Person beneficially owns the total number of shares reported in this column both directly, as well as indirectly through Jacoma Investments, LLC ("Jacoma") as the sole manager of Jacoma. Read SEC document |
| March 17, 2022 Filed Mar 22, 2022 01:21 UTC |
Lowman Teresita M.Director
|
GrantCommon Stock | 13,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-020448 · doc4.xml · nonDerivative · entry 1 Lowman Teresita M. · CIK 0001814953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,930 F1 · shares: Represents 13,100 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions. F2 · balance_after: Includes 13,100 unvested restricted stock units held by the Reporting Person, which remain subject to certain vesting conditions. Read SEC document |
| March 17, 2022 Filed Mar 22, 2022 01:19 UTC |
Matz Gregory WDirector
|
GrantCommon Stock | 13,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-020446 · doc4.xml · nonDerivative · entry 1 Matz Gregory W · CIK 0001536574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,430 F1 · shares: Represents 13,100 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions. F2 · balance_after: Includes 13,100 unvested restricted stock units held by the Reporting Person, which remain subject to certain vesting conditions. Read SEC document |
| March 17, 2022 Filed Mar 22, 2022 01:18 UTC |
Sentovich Kimberly C.Director
|
GrantCommon Stock | 13,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-020443 · doc4.xml · nonDerivative · entry 1 Sentovich Kimberly C. · CIK 0001766095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,266 F1 · shares: Represents 13,100 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions. F2 · balance_after: Includes 13,100 unvested restricted stock units held by the Reporting Person, which remain subject to certain vesting conditions. Read SEC document |
| March 17, 2022 Filed Jun 3, 2022 21:32 UTC |
Messinger GioiaDirector
|
GrantCommon Stock | 13,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034249 · doc4.xml · nonDerivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,690 F1 · shares: Represents 13,100 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions. F2 · balance_after: Includes 13,100 unvested restricted stock units held by the Reporting Person, which remain subject to certain vesting conditions. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 01:51 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009576 · doc4.xml · derivative · entry 4 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F5 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 01:51 UTC |
Ison JamesChief Sales/Marketing Officer
|
Tax withholdingCommon Stock | 485 | $4.02 | $1,949.70 |
DisclosureSEC source: 0001209191-22-009576 · doc4.xml · nonDerivative · entry 2 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 70,814 F3 · kind: The reporting person received 1,666 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 485 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of OSS common stock at the time of forfeiture F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 01:51 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionCommon Stock | 1,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009576 · doc4.xml · nonDerivative · entry 1 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 71,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 01:52 UTC |
Morrison John W Jr.Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009577 · doc4.xml · derivative · entry 3 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F4 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 01:52 UTC |
Morrison John W Jr.Chief Financial Officer
|
Tax withholdingCommon Stock | 787 | $4.02 | $3,163.74 |
DisclosureSEC source: 0001209191-22-009577 · doc4.xml · nonDerivative · entry 2 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,166 F3 · kind: The reporting person received 2,500 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 787 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. F2 · balance_after: Includes 110,667 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 01:52 UTC |
Morrison John W Jr.Chief Financial Officer
|
Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009577 · doc4.xml · nonDerivative · entry 1 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · balance_after: Includes 110,667 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. Read SEC document |
| February 11, 2022 Filed Feb 12, 2022 00:54 UTC |
Morrison John W Jr.Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009036 · doc4.xml · derivative · entry 3 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F4 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| February 11, 2022 Filed Feb 12, 2022 00:54 UTC |
Morrison John W Jr.Chief Financial Officer
|
Tax withholdingCommon Stock | 790 | $4.07 | $3,215.30 |
DisclosureSEC source: 0001209191-22-009036 · doc4.xml · nonDerivative · entry 2 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,453 F3 · kind: The reporting person received 2,500 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 790 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. F2 · balance_after: Includes 110,667 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. Read SEC document |
| February 11, 2022 Filed Feb 12, 2022 00:54 UTC |
Morrison John W Jr.Chief Financial Officer
|
Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009036 · doc4.xml · nonDerivative · entry 1 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · balance_after: Includes 110,667 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. Read SEC document |
| February 11, 2022 Filed Feb 12, 2022 00:53 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009035 · doc4.xml · derivative · entry 4 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F5 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| February 11, 2022 Filed Feb 12, 2022 00:53 UTC |
Ison JamesChief Sales/Marketing Officer
|
Tax withholdingCommon Stock | 805 | $4.07 | $3,276.35 |
DisclosureSEC source: 0001209191-22-009035 · doc4.xml · nonDerivative · entry 2 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 69,633 F3 · kind: The reporting person received 2,500 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 843 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of OSS common stock at the time of forfeiture F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| February 11, 2022 Filed Feb 12, 2022 00:53 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009035 · doc4.xml · nonDerivative · entry 1 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 70,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| February 03, 2022 Filed Feb 8, 2022 01:06 UTC |
Ison JamesChief Sales/Marketing Officer
|
GrantCommon Stock | 56,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007631 · doc4.xml · nonDerivative · entry 1 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,667 F1 · shares: Represents 56,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer of the Issuer, which restricted stock units are subject to vesting conditions. F2 · balance_after: Consists of 97,667 unvested restricted stock units held by the reporting person, all of which remain subject to certain vesting conditions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.