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Nasdaq · USD

OSS

ONE STOP SYSTEMS, INC.

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2767
SEC CIK
0001394056
Parsed reports
310

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2024 Filed Aug 22, 2024 01:03 UTC GiftCommon Stock 6,062 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-099666 · ownership.xml · nonDerivative · entry 2

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,301

F3 · shares: On August 20, 2024, the Reporting Person transferred 6,062 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.

F2 · balance_after: Includes 104,301 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

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August 20, 2024 Filed Aug 22, 2024 01:03 UTC Tax withholdingCommon Stock 3,271 $2.16 $7,065.36
Disclosure

SEC source: 0000950170-24-099666 · ownership.xml · nonDerivative · entry 1

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,363

F1 · kind: The Reporting Person forfeited 3,271 shares of common stock upon conversion of 9,333 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on February 7, 2022.

F2 · balance_after: Includes 104,301 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

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August 20, 2024 Filed Aug 22, 2024 00:59 UTC
Morrison John W Jr.Chief Financial Officer
Tax withholdingCommon Stock 4,059 $2.16 $8,767.44
Disclosure

SEC source: 0000950170-24-099663 · ownership.xml · nonDerivative · entry 1

Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,342

F1 · kind: The Reporting Person forfeited 4,059 shares of common stock upon conversion of 10,667 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on February 7, 2022.

F2 · balance_after: Includes 144,634 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

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August 14, 2024 Filed Aug 15, 2024 23:44 UTC PurchaseCommon Stock 25,000 $1.99 $49,750.00
Disclosure

SEC source: 0000950170-24-097758 · ownership.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Horton Capital Partners Fund, LP

Disclosed balance after: 1,174,899

F1 · ownership.nature: The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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August 13, 2024 Filed Aug 15, 2024 23:44 UTC PurchaseCommon Stock 50,000 $1.94 $97,000.00
Disclosure

SEC source: 0000950170-24-097758 · ownership.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Horton Capital Partners Fund, LP

Disclosed balance after: 1,149,899

F1 · ownership.nature: The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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July 09, 2024 Filed Jul 11, 2024 17:44 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0000950170-24-083035 · ownership.xml · derivative · entry 2

POTASHNER KENNETH F · CIK 0001211644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2024-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

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July 09, 2024 Filed Jul 11, 2024 17:44 UTC Exercise / conversionCommon Stock 40,000 $0.46 $18,400.00
Disclosure

SEC source: 0000950170-24-083035 · ownership.xml · nonDerivative · entry 1

POTASHNER KENNETH F · CIK 0001211644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

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July 01, 2024 Filed Jul 3, 2024 20:47 UTC
KNOWLES MICHAELDirector · Chief Executive Officer
GrantCommon Stock 131,450 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081739 · ownership.xml · nonDerivative · entry 1

KNOWLES MICHAEL · CIK 0001755059 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 494,530

F1 · shares: Represents 131,450 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), which restricted stock units are subject to vesting conditions.

F2 · balance_after: Includes 431,450 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

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July 01, 2024 Filed Jul 3, 2024 21:02 UTC GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081752 · ownership.xml · nonDerivative · entry 1

POTASHNER KENNETH F · CIK 0001211644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,601

F1 · shares: Represents 21,000 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions.

F2 · balance_after: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

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July 01, 2024 Filed Jul 4, 2024 01:05 UTC GrantCommon Stock 44,300 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081758 · ownership.xml · nonDerivative · entry 1

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,634

F1 · shares: Represents 44,300 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), which restricted stock units are subject to vesting conditions.

F2 · balance_after: Includes 113,634 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
July 01, 2024 Filed Jul 4, 2024 01:04 UTC
Morrison John W Jr.Chief Financial Officer
GrantCommon Stock 71,300 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081757 · ownership.xml · nonDerivative · entry 1

Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,401

F1 · shares: Represents 71,300 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), which restricted stock units are subject to vesting conditions.

F2 · balance_after: Includes 155,301 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
July 01, 2024 Filed Jul 4, 2024 00:55 UTC GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081744 · ownership.xml · nonDerivative · entry 1

Matz Gregory W · CIK 0001536574 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,930

F1 · shares: Represents 21,000 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions.

F2 · balance_after: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
July 01, 2024 Filed Jul 4, 2024 00:52 UTC GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081742 · ownership.xml · nonDerivative · entry 1

Messinger Gioia · CIK 0001617998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,690

F1 · shares: Represents 21,000 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions.

F2 · balance_after: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
July 01, 2024 Filed Jul 4, 2024 00:51 UTC GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081741 · ownership.xml · nonDerivative · entry 1

Herbets Mitchell H · CIK 0001644289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,000

F1 · shares: Represents 21,000 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions.

F2 · balance_after: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
July 01, 2024 Filed Jul 4, 2024 00:49 UTC GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081740 · ownership.xml · nonDerivative · entry 1

Dumont Michael J. · CIK 0001994330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,000

F1 · shares: Represents 21,000 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions.

F2 · balance_after: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
July 01, 2024 Filed Jul 4, 2024 00:44 UTC GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081737 · ownership.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,000

F1 · shares: Represents 21,000 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions.

F2 · balance_after: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 17:44 UTC
KNOWLES MICHAELDirector · Chief Executive Officer
Tax withholdingCommon Stock 38,050 $2.18 $82,949.00
Disclosure

SEC source: 0001209191-24-005883 · doc4.xml · nonDerivative · entry 1

KNOWLES MICHAEL · CIK 0001755059 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,080

F1 · kind: The Reporting Person forfeited 38,050 shares of common stock upon conversion of 100,000 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on June 6, 2023.

F2 · balance_after: Includes 300,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
May 23, 2024 Filed May 28, 2024 22:15 UTC GiftCommon Stock 1,469 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005747 · doc4.xml · nonDerivative · entry 3

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 192,352

F3 · shares: On May 23, 2024, the Reporting Person transferred 1,469 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.

F4 · ownership.nature: These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust.

Read SEC document
May 23, 2024 Filed May 28, 2024 22:15 UTC GiftCommon Stock 1,469 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005747 · doc4.xml · nonDerivative · entry 2

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,334

F3 · shares: On May 23, 2024, the Reporting Person transferred 1,469 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.

F2 · balance_after: Includes 69,334 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
May 23, 2024 Filed May 28, 2024 22:15 UTC Tax withholdingCommon Stock 1,031 $2.41 $2,484.71
Disclosure

SEC source: 0001209191-24-005747 · doc4.xml · nonDerivative · entry 1

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,803

F1 · kind: The Reporting Person forfeited 1,031 shares of common stock upon conversion of 2,500 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021.

F2 · balance_after: Includes 69,334 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
May 23, 2024 Filed May 28, 2024 22:14 UTC
Morrison John W Jr.Chief Financial Officer
Tax withholdingCommon Stock 1,257 $2.41 $3,029.37
Disclosure

SEC source: 0001209191-24-005746 · doc4.xml · nonDerivative · entry 1

Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,101

F1 · kind: The Reporting Person forfeited 1,257 shares of common stock upon conversion of 3,334 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021.

F2 · balance_after: Includes 84,001 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:35 UTC Exercise / conversionWarrant (right to buy) · Derivative 19,767 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001209191-24-005221 · doc4.xml · derivative · entry 2

POTASHNER KENNETH F · CIK 0001211644 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Kenco, Inc

Disclosed balance after: 0

Underlying: Common Stock · 19,767 shares

Expires 2024-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The Warrant is held directly by Kenco, Inc., and indirectly by Ken Potashner. Mr. Potashner has sole voting and investment control over Kenco, Inc.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:35 UTC Exercise / conversionCommon Stock 19,767 $2.15 $42,499.05
Disclosure

SEC source: 0001209191-24-005221 · doc4.xml · nonDerivative · entry 1

POTASHNER KENNETH F · CIK 0001211644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:34 UTC
RAUN DAVIDDirector
Exercise / conversionWarrant (right to buy) · Derivative 13,953 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001209191-24-005220 · doc4.xml · derivative · entry 2

RAUN DAVID · CIK 0001219078 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 13,953 shares

Expires 2024-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The Warrant is held directly by the Raun Family Trust and indirectly by Dave Raun as Trustee of the Trust.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:34 UTC
RAUN DAVIDDirector
Exercise / conversionCommon Stock 13,953 $2.15 $29,998.95
Disclosure

SEC source: 0001209191-24-005220 · doc4.xml · nonDerivative · entry 1

RAUN DAVID · CIK 0001219078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 23:28 UTC GiftCommon Stock 15,656 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005112 · doc4.xml · nonDerivative · entry 3

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 190,883

F3 · shares: On March 25, 2024, the Reporting Person transferred 15,656 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.

F4 · ownership.nature: These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 23:28 UTC GiftCommon Stock 15,656 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005112 · doc4.xml · nonDerivative · entry 2

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,834

F3 · shares: On March 25, 2024, the Reporting Person transferred 15,656 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.

F2 · balance_after: Includes 71,834 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 23:28 UTC Tax withholdingCommon Stock 9,677 $3.90 $37,740.30
Disclosure

SEC source: 0001209191-24-005112 · doc4.xml · nonDerivative · entry 1

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,490

F1 · kind: The Reporting Person forfeited 9,677 shares of common stock upon conversion of 25,333 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on March 20, 2023.

F2 · balance_after: Includes 71,834 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 23:27 UTC
Morrison John W Jr.Chief Financial Officer
Tax withholdingCommon Stock 12,504 $3.90 $48,765.60
Disclosure

SEC source: 0001209191-24-005111 · doc4.xml · nonDerivative · entry 1

Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,358

F1 · kind: The Reporting Person forfeited 12,504 shares of common stock upon conversion of 31,333 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on March 20, 2023.

F2 · balance_after: Includes 87,335 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
February 05, 2024 Filed Feb 8, 2024 01:25 UTC GiftCommon Stock 5,567 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002973 · doc4.xml · nonDerivative · entry 3

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 175,227

F3 · shares: On February 5, 2024, the Reporting Person transferred 5,567 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.

F4 · ownership.nature: These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust.

Read SEC document
February 05, 2024 Filed Feb 8, 2024 01:25 UTC GiftCommon Stock 5,567 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002973 · doc4.xml · nonDerivative · entry 2

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,167

F3 · shares: On February 5, 2024, the Reporting Person transferred 5,567 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.

F2 · balance_after: Includes 97,167 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
February 05, 2024 Filed Feb 8, 2024 01:25 UTC Tax withholdingCommon Stock 3,766 $2.01 $7,569.66
Disclosure

SEC source: 0001209191-24-002973 · doc4.xml · nonDerivative · entry 1

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,734

F1 · kind: The Reporting Person forfeited 3,766 shares of common stock upon conversion of 9,333 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on February 7, 2022.

F2 · balance_after: Includes 97,167 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
February 05, 2024 Filed Feb 8, 2024 01:24 UTC
Morrison John W Jr.Chief Financial Officer
Tax withholdingCommon Stock 4,624 $2.01 $9,294.24
Disclosure

SEC source: 0001209191-24-002972 · doc4.xml · nonDerivative · entry 1

Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,862

F1 · kind: The Reporting Person forfeited 4,624 shares of common stock upon conversion of 10,666 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on February 7, 2022.

F2 · balance_after: Includes 118,668 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Read SEC document
January 29, 2024 Filed Jan 30, 2024 14:12 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,222 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001209191-24-002394 · doc4.xml · derivative · entry 3

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,769

Underlying: Common Stock · 7,222 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

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January 29, 2024 Filed Jan 30, 2024 14:12 UTC Exercise / conversionCommon Stock 7,222 $1.08 $7,799.76
Disclosure

SEC source: 0001209191-24-002394 · doc4.xml · nonDerivative · entry 1

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 169,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are owned directly by James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.

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January 22, 2024 Filed Jan 24, 2024 14:47 UTC SaleOne Stop Systems, Inc 206,040 $1.81 $372,932.40
Disclosure

SEC source: 0001729851-24-000001 · primary_doc.xml · nonDerivative · entry 1

Cooper Steve D · CIK 0001729851 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner

Disclosed balance after: 1,923,572

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November 21, 2023 Filed Nov 22, 2023 00:44 UTC
Morrison John W Jr.Chief Financial Officer
Tax withholdingCommon Stock 1,232 $2.09 $2,574.88
Disclosure

SEC source: 0001209191-23-056398 · doc4.xml · nonDerivative · entry 1

Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,486

F1 · kind: The Reporting Person forfeited 1,232 shares of common stock upon conversion of 3,333 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021.

F2 · balance_after: Includes 129,334 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

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November 21, 2023 Filed Nov 22, 2023 00:41 UTC GiftCommon Stock 1,651 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056397 · doc4.xml · nonDerivative · entry 3

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 162,438

F3 · kind: On November 21, 2023, the Reporting Person transferred 1,651 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.

F4 · ownership.nature: These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust.

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November 21, 2023 Filed Nov 22, 2023 00:41 UTC GiftCommon Stock 1,651 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056397 · doc4.xml · nonDerivative · entry 2

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,500

F3 · kind: On November 21, 2023, the Reporting Person transferred 1,651 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.

F2 · balance_after: Includes 106,500 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

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November 21, 2023 Filed Nov 22, 2023 00:41 UTC Tax withholdingCommon Stock 849 $2.09 $1,774.41
Disclosure

SEC source: 0001209191-23-056397 · doc4.xml · nonDerivative · entry 1

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,151

F1 · kind: The Reporting Person forfeited 849 shares of common stock upon conversion of 2,500 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021.

F2 · balance_after: Includes 106,500 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

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November 17, 2023 Filed Nov 20, 2023 22:38 UTC
Morrison John W Jr.Chief Financial Officer
Tax withholdingCommon Stock 2,463 $1.99 $4,901.37
Disclosure

SEC source: 0001209191-23-056098 · doc4.xml · nonDerivative · entry 1

Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,718

F1 · kind: The Reporting Person forfeited 2,463 shares of common stock upon conversion of 6,667 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021.

F2 · balance_after: Includes 132,667 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

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November 17, 2023 Filed Nov 20, 2023 22:37 UTC GiftCommon Stock 4,204 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056097 · doc4.xml · nonDerivative · entry 3

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 160,787

F3 · kind: On November 11, 2023, the Reporting Person transferred 4,204 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.

F4 · ownership.nature: These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust.

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November 17, 2023 Filed Nov 20, 2023 22:37 UTC GiftCommon Stock 4,204 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056097 · doc4.xml · nonDerivative · entry 2

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,000

F3 · kind: On November 11, 2023, the Reporting Person transferred 4,204 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.

F2 · balance_after: Includes 109,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

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November 17, 2023 Filed Nov 20, 2023 22:37 UTC Tax withholdingCommon Stock 2,463 $1.99 $4,901.37
Disclosure

SEC source: 0001209191-23-056097 · doc4.xml · nonDerivative · entry 1

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,204

F1 · kind: The Reporting Person forfeited 2,463 shares of common stock upon conversion of 6,667 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021.

F2 · balance_after: Includes 109,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

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October 13, 2023 Filed Feb 13, 2024 21:17 UTC PurchaseCommon Stock 4 $2.05 $8.20
Disclosure

SEC source: 0001209191-24-003171 · doc5.xml · nonDerivative · entry 1

Dumont Michael J. · CIK 0001994330 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 65,849

F1 · ownership.nature: These shares are owned directly by The Michael J. Dumont Living Trust, dated September 29, 2021 (the "Trust"), of which the Reporting Person is trustee and the sole beneficiary.

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August 18, 2023 Filed Aug 22, 2023 21:44 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,009 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001209191-23-046938 · doc4.xml · derivative · entry 5

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,991

Underlying: Common Stock · 1,009 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

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August 18, 2023 Filed Aug 22, 2023 21:44 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,587 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0001209191-23-046938 · doc4.xml · derivative · entry 4

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,587 shares

Expires 2024-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

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August 18, 2023 Filed Aug 22, 2023 21:44 UTC Exercise / conversionCommon Stock 1,009 $1.08 $1,089.72
Disclosure

SEC source: 0001209191-23-046938 · doc4.xml · nonDerivative · entry 2

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 156,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are owned directly by James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.

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August 18, 2023 Filed Aug 22, 2023 21:44 UTC Exercise / conversionCommon Stock 14,587 $0.46 $6,710.02
Disclosure

SEC source: 0001209191-23-046938 · doc4.xml · nonDerivative · entry 1

Ison James · CIK 0001729652 · CPO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 155,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are owned directly by James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.

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August 16, 2023 Filed Aug 18, 2023 21:34 UTC
KNOWLES MICHAELChief Executive Officer
PurchaseCommon Stock 1,130 $1.80 $2,034.00
Disclosure

SEC source: 0001209191-23-046661 · doc4.xml · nonDerivative · entry 1

KNOWLES MICHAEL · CIK 0001755059 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 401,130

F1 · balance_after: Includes 400,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.