Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 27, 2019 Filed Mar 29, 2019 16:54 UTC |
RAUN DAVIDDirector
|
PurchaseCommon Stock | 5,000 | $2.05 | $10,250.00 |
DisclosureSEC source: 0001209191-19-021789 · doc4.xml · nonDerivative · entry 1 RAUN DAVID · CIK 0001219078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:46 UTC |
REARDON JOHN RALPHDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001209191-19-012797 · doc4.xml · derivative · entry 2 REARDON JOHN RALPH · CIK 0001283973 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2019-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:46 UTC |
REARDON JOHN RALPHDirector
|
Tax withholdingCommon Stock | 17,440 | $0.75 | $13,080.00 |
DisclosureSEC source: 0001209191-19-012797 · doc4.xml · nonDerivative · entry 1 REARDON JOHN RALPH · CIK 0001283973 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,303 F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 17,440 shares of common stock on net exercise of option to purchase 25,000 shares of common stock. The reporting person forfeited 7,560 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on February 19, 2019 of $2.48. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 01:35 UTC |
Bressner JosefManaging Director, Bressner
|
GrantRestricted Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010805 · doc4.xml · derivative · entry 1 Bressner Josef · CIK 0001758175 · Managing Director, Bressner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 13, 2019 was $2.43. F2 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. F2 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. Read SEC document |
| February 13, 2019 Filed Mar 21, 2019 19:57 UTC |
Cooper Steve DDirector · President, CEO · 10% owner
|
GrantRestricted Stock Unit · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020879 · doc4.xml · derivative · entry 1 Cooper Steve D · CIK 0001729851 · Director · President, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 13, 2019 was $2.43. F2 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F2 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| February 13, 2019 Filed Mar 21, 2019 19:19 UTC |
REARDON JOHN RALPHDirector
|
GrantRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020854 · doc4.xml · derivative · entry 1 REARDON JOHN RALPH · CIK 0001283973 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 13, 2019 was $2.43. F2 · derivative.exercise_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. F2 · derivative.expiration_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. Read SEC document |
| February 13, 2019 Filed Mar 21, 2019 19:45 UTC |
JONES RANDY GDirector
|
GrantRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020873 · doc4.xml · derivative · entry 1 JONES RANDY G · CIK 0001231628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 13, 2019 was $2.43. F2 · derivative.exercise_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. F2 · derivative.expiration_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. Read SEC document |
| February 13, 2019 Filed Mar 21, 2019 19:35 UTC |
POTASHNER KENNETH FDirector
|
GrantRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020866 · doc4.xml · derivative · entry 1 POTASHNER KENNETH F · CIK 0001211644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 13, 2019 was $2.43. F2 · derivative.exercise_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. F2 · derivative.expiration_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. Read SEC document |
| February 13, 2019 Filed Mar 21, 2019 19:30 UTC |
RAUN DAVIDDirector
|
GrantRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020861 · doc4.xml · derivative · entry 1 RAUN DAVID · CIK 0001219078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 13, 2019 was $2.43. F2 · derivative.exercise_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. F2 · derivative.expiration_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. Read SEC document |
| February 13, 2019 Filed Mar 21, 2019 23:53 UTC |
Harrison JackDirector
|
GrantRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020877 · doc4.xml · derivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 13, 2019 was $2.43. F2 · derivative.exercise_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. F2 · derivative.expiration_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. Read SEC document |
| February 13, 2019 Filed Mar 21, 2019 23:50 UTC |
Ison JamesVice President of Sales
|
GrantRestricted Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020875 · doc4.xml · derivative · entry 1 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 13, 2019 was $2.43. F2 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F2 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| February 13, 2019 Filed Mar 21, 2019 23:42 UTC |
Morrison John W Jr.Chief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020871 · doc4.xml · derivative · entry 1 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 13, 2019 was $2.43. F2 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F2 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| February 13, 2019 Filed Mar 21, 2019 23:24 UTC |
Reardon James MPresident, CDI
|
GrantRestricted Stock Unit · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020856 · doc4.xml · derivative · entry 1 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 13, 2019 was $2.43. F2 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F2 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| February 13, 2019 Filed Mar 21, 2019 23:14 UTC |
Sentovich Kimberly C.Director
|
GrantRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020851 · doc4.xml · derivative · entry 1 Sentovich Kimberly C. · CIK 0001766095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 13, 2019 was $2.43. F2 · derivative.exercise_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. F2 · derivative.expiration_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 20:37 UTC |
RAUN DAVIDDirector
|
PurchaseCommon Stock | 2,500 | $2.05 | $5,125.00 |
DisclosureSEC source: 0001209191-19-000549 · doc4.xml · nonDerivative · entry 1 RAUN DAVID · CIK 0001219078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · price: These shares were purchased in multiple transactions on the same day at a price of $2.05 per share, inclusive. The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased in each transaction at the price set forth in this footnote (1) to this Form 4. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 00:31 UTC |
Ison JamesVice President of Sales
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,579 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001209191-19-000506 · doc4.xml · derivative · entry 2 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,197 Underlying: Common Stock · 1,579 shares Expires 2022-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 00:31 UTC |
Ison JamesVice President of Sales
|
Exercise / conversionCommon Stock | 1,579 | $0.76 | $1,200.04 |
DisclosureSEC source: 0001209191-19-000506 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2018 Filed Dec 27, 2018 19:43 UTC |
RAUN DAVIDDirector
|
PurchaseCommon Stock | 5,000 | $2.11 | $10,525.00 |
DisclosureSEC source: 0001209191-18-064225 · doc4.xml · nonDerivative · entry 2 RAUN DAVID · CIK 0001219078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F2 · price: The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4. F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.10 to $2.11 per share, inclusive. Read SEC document |
| December 21, 2018 Filed Dec 27, 2018 19:43 UTC |
RAUN DAVIDDirector
|
PurchaseCommon Stock | 5,000 | $2.09 | $10,425.00 |
DisclosureSEC source: 0001209191-18-064225 · doc4.xml · nonDerivative · entry 1 RAUN DAVID · CIK 0001219078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.08 to $2.09 per share, inclusive. F2 · price: The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 19:17 UTC |
Ison JamesVice President of Sales
|
SaleCommon Stock | 33,056 | $2.24 | $74,045.44 |
DisclosureSEC source: 0001209191-18-063112 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,673 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.0386 to $2.51 per share, inclusive. The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 23:25 UTC |
Ison JamesVice President of Sales
|
SaleCommon Stock | 3,066 | $2.65 | $8,124.90 |
DisclosureSEC source: 0001209191-18-062804 · doc4.xml · nonDerivative · entry 3 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,729 Read SEC document |
| December 13, 2018 Filed Dec 18, 2018 13:55 UTC |
REARDON JOHN RALPHDirector
|
SaleCommon Stock | 4,610 | $2.83 | $13,046.30 |
DisclosureSEC source: 0001209191-18-063105 · doc4.xml · nonDerivative · entry 1 REARDON JOHN RALPH · CIK 0001283973 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: The RTC Group, Inc. Disclosed balance after: 88,863 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions executed on the same day at a price of $2.83 per share, inclusive. The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold in each transaction at the price set forth in this footnote (1) to this Form 4. F2 · ownership.nature: Mr. Reardon has sole voting and investment control over The RTC Group, Inc. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 23:25 UTC |
Ison JamesVice President of Sales
|
SaleCommon Stock | 27,901 | $2.66 | $74,216.66 |
DisclosureSEC source: 0001209191-18-062804 · doc4.xml · nonDerivative · entry 2 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,795 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.65 to $2.80 per share, inclusive. The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 21:29 UTC |
REARDON JOHN RALPHDirector
|
SaleCommon Stock | 7,500 | $2.83 | $21,225.00 |
DisclosureSEC source: 0001209191-18-062142 · doc4.xml · nonDerivative · entry 2 REARDON JOHN RALPH · CIK 0001283973 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: The RTC Group, Inc. Disclosed balance after: 93,473 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $2.84 per share, inclusive. F2 · ownership.nature: Mr. Reardon has sole voting and investment control over The RTC Group, Inc. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 21:29 UTC |
REARDON JOHN RALPHDirector
|
SaleCommon Stock | 10,000 | $2.84 | $28,400.00 |
DisclosureSEC source: 0001209191-18-062142 · doc4.xml · nonDerivative · entry 1 REARDON JOHN RALPH · CIK 0001283973 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: The RTC Group, Inc. Disclosed balance after: 100,973 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.83 to $2.84 per share, inclusive. The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. F2 · ownership.nature: Mr. Reardon has sole voting and investment control over The RTC Group, Inc. Read SEC document |
| October 31, 2018 Filed Nov 6, 2018 23:18 UTC |
Bressner JosefManaging Director, Bressner
|
GrantCommon Stock | 53,231 | $3.19 | $169,806.89 |
DisclosureSEC source: 0001209191-18-057458 · doc4.xml · nonDerivative · entry 2 Bressner Josef · CIK 0001758175 · Managing Director, Bressner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Wife Disclosed balance after: 106,463 Read SEC document |
| October 31, 2018 Filed Nov 6, 2018 23:18 UTC |
Bressner JosefManaging Director, Bressner
|
GrantCommon Stock | 53,232 | $3.19 | $169,810.08 |
DisclosureSEC source: 0001209191-18-057458 · doc4.xml · nonDerivative · entry 1 Bressner Josef · CIK 0001758175 · Managing Director, Bressner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,232 Read SEC document |
| October 29, 2018 Filed Dec 12, 2018 01:57 UTC |
Ison JamesVice President of Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062138 · doc4.xml · derivative · entry 11 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. F4 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. Read SEC document |
| October 29, 2018 Filed Dec 12, 2018 01:57 UTC |
Ison JamesVice President of Sales
|
Tax withholdingCommon Stock | 93 | $3.54 | $329.22 |
DisclosureSEC source: 0001209191-18-062138 · doc4.xml · nonDerivative · entry 6 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,801 Read SEC document |
| October 29, 2018 Filed Dec 12, 2018 01:57 UTC |
Ison JamesVice President of Sales
|
Exercise / conversionCommon Stock | 833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-062138 · doc4.xml · nonDerivative · entry 5 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 29, 2018 Filed Dec 12, 2018 20:01 UTC |
Cooper Steve DDirector · President, CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062335 · doc4.xml · derivative · entry 3 Cooper Steve D · CIK 0001729851 · Director · President, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 30,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. F2 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 30,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. Read SEC document |
| October 29, 2018 Filed Dec 12, 2018 20:01 UTC |
Cooper Steve DDirector · President, CEO · 10% owner
|
Tax withholdingCommon Stock | 627 | $3.54 | $2,219.58 |
DisclosureSEC source: 0001209191-18-062335 · doc4.xml · nonDerivative · entry 2 Cooper Steve D · CIK 0001729851 · Director · President, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,930,394 Read SEC document |
| October 29, 2018 Filed Dec 12, 2018 20:01 UTC |
Cooper Steve DDirector · President, CEO · 10% owner
|
Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-062335 · doc4.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · Director · President, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,931,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 26, 2018 Filed Dec 12, 2018 01:57 UTC |
Ison JamesVice President of Sales
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,329 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001209191-18-062138 · doc4.xml · derivative · entry 10 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,671 Underlying: Common Stock · 1,329 shares Expires 2022-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| September 26, 2018 Filed Dec 12, 2018 01:57 UTC |
Ison JamesVice President of Sales
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 171 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001209191-18-062138 · doc4.xml · derivative · entry 9 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 171 shares Expires 2021-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| September 26, 2018 Filed Dec 12, 2018 01:57 UTC |
Ison JamesVice President of Sales
|
Exercise / conversionCommon Stock | 1,329 | $0.76 | $1,010.04 |
DisclosureSEC source: 0001209191-18-062138 · doc4.xml · nonDerivative · entry 4 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2018 Filed Dec 12, 2018 01:57 UTC |
Ison JamesVice President of Sales
|
Exercise / conversionCommon Stock | 171 | $0.76 | $129.96 |
DisclosureSEC source: 0001209191-18-062138 · doc4.xml · nonDerivative · entry 3 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 01:07 UTC |
Morrison John W Jr.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052240 · doc4.xml · derivative · entry 6 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On July 2, 2018, the reporting person was granted 50,000 restricted stock units, vesting as follows: prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/3, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each quarter of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/12. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be September 1, 2017 to coincide with Grantee's date of hire. F3 · derivative.expiration_date: On July 2, 2018, the reporting person was granted 50,000 restricted stock units, vesting as follows: prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/3, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each quarter of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/12. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be September 1, 2017 to coincide with Grantee's date of hire. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 01:07 UTC |
Morrison John W Jr.Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052240 · doc4.xml · derivative · entry 5 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 50,000 restricted stock units, vesting as follows: prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/3, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each quarter of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/12. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be September 1, 2017 to coincide with Grantee's date of hire. F2 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 50,000 restricted stock units, vesting as follows: prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/3, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each quarter of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/12. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be September 1, 2017 to coincide with Grantee's date of hire. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 01:07 UTC |
Morrison John W Jr.Chief Financial Officer
|
Tax withholdingCommon Stock | 8,290 | $3.63 | $30,092.70 |
DisclosureSEC source: 0001209191-18-052240 · doc4.xml · nonDerivative · entry 4 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,754 Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 01:07 UTC |
Morrison John W Jr.Chief Financial Officer
|
Exercise / conversionCommon Stock | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-052240 · doc4.xml · nonDerivative · entry 3 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 01:07 UTC |
Morrison John W Jr.Chief Financial Officer
|
Tax withholdingCommon Stock | 8,290 | $3.63 | $30,092.70 |
DisclosureSEC source: 0001209191-18-052240 · doc4.xml · nonDerivative · entry 2 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,377 Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 01:07 UTC |
Morrison John W Jr.Chief Financial Officer
|
Exercise / conversionCommon Stock | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-052240 · doc4.xml · nonDerivative · entry 1 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 01, 2018 Filed Sep 6, 2018 00:13 UTC |
Reardon James MPresident, CDI
|
GrantEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0001209191-18-049694 · doc4.xml · derivative · entry 2 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2028-08-31 F1 · derivative.exercise_date: The stock option will vest as follows: (i) 1/3 of the total shares will vest on the one (1) year anniversary of August 31, 2018 and (ii) 1/12 of the total shares will vest each quarter thereafter. Read SEC document |
| August 31, 2018 Filed Sep 6, 2018 00:13 UTC |
Reardon James MPresident, CDI
|
GrantCommon Stock | 1,266,364 | $3.89 | $4,926,155.96 |
DisclosureSEC source: 0001209191-18-049694 · doc4.xml · nonDerivative · entry 1 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,330,496 Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 18:57 UTC |
Cooper Steve DDirector · President, CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049017 · doc4.xml · derivative · entry 3 Cooper Steve D · CIK 0001729851 · Director · President, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 30,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. F2 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 30,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 18:57 UTC |
Cooper Steve DDirector · President, CEO · 10% owner
|
Tax withholdingCommon Stock | 675 | $4.70 | $3,172.50 |
DisclosureSEC source: 0001209191-18-049017 · doc4.xml · nonDerivative · entry 2 Cooper Steve D · CIK 0001729851 · Director · President, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,928,521 Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 18:57 UTC |
Cooper Steve DDirector · President, CEO · 10% owner
|
Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-049017 · doc4.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · Director · President, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,929,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 22:46 UTC |
Ison JamesVice President of Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049015 · doc4.xml · derivative · entry 3 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,167 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. F2 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 22:46 UTC |
Ison JamesVice President of Sales
|
Tax withholdingCommon Stock | 101 | $4.70 | $474.70 |
DisclosureSEC source: 0001209191-18-049015 · doc4.xml · nonDerivative · entry 2 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,482 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.