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OSHKOSH CORP

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3573
SEC CIK
0000775158
Parsed reports
1,516

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2020 Filed Nov 17, 2020 20:13 UTC GrantCommon Stock 74.75 $78.79 $5,889.55
Disclosure

SEC source: 0000775158-20-000109 · edgar.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,121.53

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 20:11 UTC GrantCommon Stock 116.37 $78.79 $9,168.79
Disclosure

SEC source: 0000775158-20-000108 · edgar.xml · nonDerivative · entry 1

Palmer Duncan · CIK 0001411587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,900.91

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 20:10 UTC GrantCommon Stock 15.17 $78.79 $1,195.24
Disclosure

SEC source: 0000775158-20-000107 · edgar.xml · nonDerivative · entry 1

SHIELY JOHN S · CIK 0001093033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,534.46

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:08 UTC
Freeders James CSenior VP and Controller
GrantRestricted Stock Units · Derivative 3,700 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000127 · edgar.xml · derivative · entry 1

Freeders James C · CIK 0001699929 · Senior VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Underlying: Common Stock · 3,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:19 UTC
Grennier R ScottSenior VP and Treasurer
GrantRestricted Stock Units · Derivative 3,825 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000128 · edgar.xml · derivative · entry 1

Grennier R Scott · CIK 0001554587 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,825

Underlying: Common Stock · 3,825 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:57 UTC
Jones Wilson RDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 38,725 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000126 · edgar.xml · derivative · entry 1

Jones Wilson R · CIK 0001446669 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,725

Underlying: Common Stock · 38,725 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:47 UTC
Schoner Tina R.SVP, Chief Procurement Officer
GrantRestricted Stock Units · Derivative 2,550 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000120 · edgar.xml · derivative · entry 1

Schoner Tina R. · CIK 0001721234 · SVP, Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

Underlying: Common Stock · 2,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:57 UTC
Khare AnupamDirector · SVP/Chief Information Officer
GrantRestricted Stock Units · Derivative 3,825 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000125 · edgar.xml · derivative · entry 1

Khare Anupam · CIK 0001738375 · Director · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,825

Underlying: Common Stock · 3,825 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:51 UTC
Pfeifer John CPresident & COO
GrantRestricted Stock Units · Derivative 12,700 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000121 · edgar.xml · derivative · entry 1

Pfeifer John C · CIK 0001434515 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,700

Underlying: Common Stock · 12,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:56 UTC
Nelson Bradley M.SVP & Pres. Commercial Segment
GrantRestricted Stock Units · Derivative 3,825 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000124 · edgar.xml · derivative · entry 1

Nelson Bradley M. · CIK 0001570383 · SVP & Pres. Commercial Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,825

Underlying: Common Stock · 3,825 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:53 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
GrantRestricted Stock Units · Derivative 6,350 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000123 · edgar.xml · derivative · entry 1

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,350

Underlying: Common Stock · 6,350 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:52 UTC
Pack Michael EExec. VP and CFO
GrantRestricted Stock Units · Derivative 6,350 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000122 · edgar.xml · derivative · entry 1

Pack Michael E · CIK 0001808096 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,350

Underlying: Common Stock · 6,350 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:46 UTC
Hawkins Thomas PSVP, Government Relations
GrantRestricted Stock Units · Derivative 2,225 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000119 · edgar.xml · derivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225

Underlying: Common Stock · 2,225 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:45 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
GrantRestricted Stock Units · Derivative 4,450 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000118 · edgar.xml · derivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450

Underlying: Common Stock · 4,450 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:58 UTC
Brandt Bryan KSVP & Chief Marketing Officer
GrantRestricted Stock Units · Derivative 2,225 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000117 · edgar.xml · derivative · entry 1

Brandt Bryan K · CIK 0001752055 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225

Underlying: Common Stock · 2,225 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:57 UTC
Bryant John JEVP and Pres, Defense Segment
GrantRestricted Stock Units · Derivative 4,775 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000116 · edgar.xml · derivative · entry 1

Bryant John J · CIK 0001679723 · EVP and Pres, Defense Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,775

Underlying: Common Stock · 4,775 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:55 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 6,350 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000115 · edgar.xml · derivative · entry 1

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,350

Underlying: Common Stock · 6,350 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 16:58 UTC
Jones Wilson RDirector · Chief Executive Officer
GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000106 · edgar.xml · nonDerivative · entry 2

Jones Wilson R · CIK 0001446669 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,208.269

F2 · shares: The reported transaction is a gift for which the reporting person received no consideration.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 16:58 UTC
Jones Wilson RDirector · Chief Executive Officer
SaleCommon Stock 46,000 $72.51 $3,335,460.00
Disclosure

SEC source: 0000775158-20-000106 · edgar.xml · nonDerivative · entry 1

Jones Wilson R · CIK 0001446669 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,208.269

F1 · price: Represents weighted average price. Individual sales by lot ranged from $72.50 to $72.64. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 15:13 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Tax withholdingCommon Stock 585 $79.47 $46,489.95
Disclosure

SEC source: 0000775158-20-000105 · edgar.xml · nonDerivative · entry 4

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,793.885

Read SEC document
October 15, 2020 Filed Oct 19, 2020 15:13 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Exercise / conversionCommon Stock 1,243 $79.47 $98,781.21
Disclosure

SEC source: 0000775158-20-000105 · edgar.xml · nonDerivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,378.885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 15:13 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Tax withholdingCommon Stock 1,371 $79.47 $108,953.37
Disclosure

SEC source: 0000775158-20-000105 · edgar.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,135.885

Read SEC document
October 15, 2020 Filed Oct 19, 2020 15:13 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Exercise / conversionCommon Stock 2,916 $79.47 $231,734.52
Disclosure

SEC source: 0000775158-20-000105 · edgar.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,506.885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020 (which takes into account performance through June 30, 2020).

Read SEC document
October 15, 2020 Filed Oct 19, 2020 15:03 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 680 $79.47 $54,039.60
Disclosure

SEC source: 0000775158-20-000103 · edgar.xml · nonDerivative · entry 4

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,593.632

Read SEC document
October 15, 2020 Filed Oct 19, 2020 15:03 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,446 $79.47 $114,913.62
Disclosure

SEC source: 0000775158-20-000103 · edgar.xml · nonDerivative · entry 3

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,273.632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 15:03 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 1,591 $79.47 $126,436.77
Disclosure

SEC source: 0000775158-20-000103 · edgar.xml · nonDerivative · entry 2

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,827.632

Read SEC document
October 15, 2020 Filed Oct 19, 2020 15:03 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 3,384 $79.47 $268,926.48
Disclosure

SEC source: 0000775158-20-000103 · edgar.xml · nonDerivative · entry 1

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,418.632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020 (which takes into account performance through June 30, 2020).

Read SEC document
October 15, 2020 Filed Oct 19, 2020 15:05 UTC
Bryant John JEVP and Pres, Defense Segment
Tax withholdingCommon Stock 680 $79.47 $54,039.60
Disclosure

SEC source: 0000775158-20-000104 · edgar.xml · nonDerivative · entry 4

Bryant John J · CIK 0001679723 · EVP and Pres, Defense Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,984.395

Read SEC document
October 15, 2020 Filed Oct 19, 2020 15:05 UTC
Bryant John JEVP and Pres, Defense Segment
Exercise / conversionCommon Stock 1,446 $79.47 $114,913.62
Disclosure

SEC source: 0000775158-20-000104 · edgar.xml · nonDerivative · entry 3

Bryant John J · CIK 0001679723 · EVP and Pres, Defense Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,664.395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 15:05 UTC
Bryant John JEVP and Pres, Defense Segment
Tax withholdingCommon Stock 1,591 $79.47 $126,436.77
Disclosure

SEC source: 0000775158-20-000104 · edgar.xml · nonDerivative · entry 2

Bryant John J · CIK 0001679723 · EVP and Pres, Defense Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,218.395

Read SEC document
October 15, 2020 Filed Oct 19, 2020 15:05 UTC
Bryant John JEVP and Pres, Defense Segment
Exercise / conversionCommon Stock 3,384 $79.47 $268,926.48
Disclosure

SEC source: 0000775158-20-000104 · edgar.xml · nonDerivative · entry 1

Bryant John J · CIK 0001679723 · EVP and Pres, Defense Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,809.395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020 (which takes into account performance through June 30, 2020).

Read SEC document
October 15, 2020 Filed Oct 19, 2020 14:59 UTC
Jones Wilson RDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,908 $79.47 $469,508.76
Disclosure

SEC source: 0000775158-20-000102 · edgar.xml · nonDerivative · entry 4

Jones Wilson R · CIK 0001446669 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,208.269

Read SEC document
October 15, 2020 Filed Oct 19, 2020 14:59 UTC
Jones Wilson RDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,569 $79.47 $998,858.43
Disclosure

SEC source: 0000775158-20-000102 · edgar.xml · nonDerivative · entry 3

Jones Wilson R · CIK 0001446669 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,116.269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 14:59 UTC
Jones Wilson RDirector · Chief Executive Officer
Tax withholdingCommon Stock 13,801 $79.47 $1,096,765.47
Disclosure

SEC source: 0000775158-20-000102 · edgar.xml · nonDerivative · entry 2

Jones Wilson R · CIK 0001446669 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,547.269

Read SEC document
October 15, 2020 Filed Oct 19, 2020 14:59 UTC
Jones Wilson RDirector · Chief Executive Officer
Exercise / conversionCommon Stock 29,363 $79.47 $2,333,477.61
Disclosure

SEC source: 0000775158-20-000102 · edgar.xml · nonDerivative · entry 1

Jones Wilson R · CIK 0001446669 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,348.269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020 (which takes into account performance through June 30, 2020).

Read SEC document
October 15, 2020 Filed Oct 19, 2020 14:58 UTC
Schoner Tina R.SVP, Chief Procurement Officer
Tax withholdingCommon Stock 395 $79.47 $31,390.65
Disclosure

SEC source: 0000775158-20-000101 · edgar.xml · nonDerivative · entry 4

Schoner Tina R. · CIK 0001721234 · SVP, Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,657.103

Read SEC document
October 15, 2020 Filed Oct 19, 2020 14:58 UTC
Schoner Tina R.SVP, Chief Procurement Officer
Exercise / conversionCommon Stock 839 $79.47 $66,675.33
Disclosure

SEC source: 0000775158-20-000101 · edgar.xml · nonDerivative · entry 3

Schoner Tina R. · CIK 0001721234 · SVP, Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,052.103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 14:58 UTC
Schoner Tina R.SVP, Chief Procurement Officer
Tax withholdingCommon Stock 906 $79.47 $71,999.82
Disclosure

SEC source: 0000775158-20-000101 · edgar.xml · nonDerivative · entry 2

Schoner Tina R. · CIK 0001721234 · SVP, Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,213.103

Read SEC document
October 15, 2020 Filed Oct 19, 2020 14:58 UTC
Schoner Tina R.SVP, Chief Procurement Officer
Exercise / conversionCommon Stock 1,927 $79.47 $153,138.69
Disclosure

SEC source: 0000775158-20-000101 · edgar.xml · nonDerivative · entry 1

Schoner Tina R. · CIK 0001721234 · SVP, Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,119.103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020 (which takes into account performance through June 30, 2020).

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October 15, 2020 Filed Oct 19, 2020 14:44 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Tax withholdingCommon Stock 766 $79.47 $60,874.02
Disclosure

SEC source: 0000775158-20-000099 · edgar.xml · nonDerivative · entry 4

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,927.286

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October 15, 2020 Filed Oct 19, 2020 14:44 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Exercise / conversionCommon Stock 1,763 $79.47 $140,105.61
Disclosure

SEC source: 0000775158-20-000099 · edgar.xml · nonDerivative · entry 3

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,693.286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020.

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October 15, 2020 Filed Oct 19, 2020 14:44 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Tax withholdingCommon Stock 1,786 $79.47 $141,933.42
Disclosure

SEC source: 0000775158-20-000099 · edgar.xml · nonDerivative · entry 2

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,930.286

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October 15, 2020 Filed Oct 19, 2020 14:44 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Exercise / conversionCommon Stock 4,113 $79.47 $326,860.11
Disclosure

SEC source: 0000775158-20-000099 · edgar.xml · nonDerivative · entry 1

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,716.286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020 (which takes into account performance through June 30, 2020).

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October 15, 2020 Filed Oct 19, 2020 14:44 UTC
Nelson Bradley M.SVP & Pres. Commercial Segment
Tax withholdingCommon Stock 488 $79.47 $38,781.36
Disclosure

SEC source: 0000775158-20-000100 · edgar.xml · nonDerivative · entry 4

Nelson Bradley M. · CIK 0001570383 · SVP & Pres. Commercial Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,599.18

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October 15, 2020 Filed Oct 19, 2020 14:44 UTC
Nelson Bradley M.SVP & Pres. Commercial Segment
Exercise / conversionCommon Stock 1,070 $79.47 $85,032.90
Disclosure

SEC source: 0000775158-20-000100 · edgar.xml · nonDerivative · entry 3

Nelson Bradley M. · CIK 0001570383 · SVP & Pres. Commercial Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,087.18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020.

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October 15, 2020 Filed Oct 19, 2020 14:44 UTC
Nelson Bradley M.SVP & Pres. Commercial Segment
Tax withholdingCommon Stock 1,140 $79.47 $90,595.80
Disclosure

SEC source: 0000775158-20-000100 · edgar.xml · nonDerivative · entry 2

Nelson Bradley M. · CIK 0001570383 · SVP & Pres. Commercial Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,017.18

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October 15, 2020 Filed Oct 19, 2020 14:44 UTC
Nelson Bradley M.SVP & Pres. Commercial Segment
Exercise / conversionCommon Stock 2,499 $79.47 $198,595.53
Disclosure

SEC source: 0000775158-20-000100 · edgar.xml · nonDerivative · entry 1

Nelson Bradley M. · CIK 0001570383 · SVP & Pres. Commercial Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,157.18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020 (which takes into account performance through June 30, 2020).

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August 31, 2020 Filed Sep 1, 2020 21:28 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 13.061 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000097 · edgar.xml · derivative · entry 3

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,365.833

Underlying: Common Stock · 13.061 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

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August 31, 2020 Filed Sep 1, 2020 21:28 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 12.089 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000097 · edgar.xml · derivative · entry 2

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115.463

Underlying: Common Stock · 12.089 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

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August 31, 2020 Filed Sep 1, 2020 21:28 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 4.377 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000097 · edgar.xml · derivative · entry 1

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127.982

Underlying: Common Stock · 4.377 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.