Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 1 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2020 Filed Mar 4, 2020 21:22 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Tax withholdingCommon Stock | 1,422 | $19.85 | $28,226.70 |
DisclosureSEC source: 0000874501-20-000044 · wf-form4_158335691335388.xml · nonDerivative · entry 4 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,272 F4 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:22 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 4,498 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000044 · wf-form4_158335691335388.xml · nonDerivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2020 there were 4,498 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:22 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Tax withholdingCommon Stock | 6,465 | $19.85 | $128,330.25 |
DisclosureSEC source: 0000874501-20-000044 · wf-form4_158335691335388.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,196 F2 · shares: As part of the vesting and settlement of the 2017 LTIP, 6,465 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:22 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 19,036 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000044 · wf-form4_158335691335388.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 19,036 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2017 Long Term Incentive Plan ("2017 LTIP") award, which had a three year performance period and vested on March 2, 2020. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000042 · wf-form4_158335676265253.xml · derivative · entry 8 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,351 Underlying: Common Stock · 1,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: On March 2, 2020 there were 1,841 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F5 · derivative.expiration_date: On March 2, 2020 there were 1,841 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionDeferred Share Units · Derivative | 2,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000042 · wf-form4_158335676265253.xml · derivative · entry 7 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,626 Underlying: Common Stock · 2,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2020 there were 2,333 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2020 there were 2,333 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC |
Eisman Robert BryanSr. MD & CAO
|
Tax withholdingCommon Stock | 625 | $19.85 | $12,406.25 |
DisclosureSEC source: 0000874501-20-000042 · wf-form4_158335676265253.xml · nonDerivative · entry 6 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,196 F6 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionCommon Stock | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000042 · wf-form4_158335676265253.xml · nonDerivative · entry 5 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On March 2, 2020 there were 1,841 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC |
Eisman Robert BryanSr. MD & CAO
|
Tax withholdingCommon Stock | 737 | $19.85 | $14,629.45 |
DisclosureSEC source: 0000874501-20-000042 · wf-form4_158335676265253.xml · nonDerivative · entry 4 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,980 F4 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionCommon Stock | 2,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000042 · wf-form4_158335676265253.xml · nonDerivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2020 there were 2,333 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC |
Eisman Robert BryanSr. MD & CAO
|
Tax withholdingCommon Stock | 3,236 | $19.85 | $64,234.60 |
DisclosureSEC source: 0000874501-20-000042 · wf-form4_158335676265253.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,384 F2 · shares: As part of the vesting and settlement of the 2017 LTIP, 3,236 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionCommon Stock | 9,518 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000042 · wf-form4_158335676265253.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 9,518 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2017 Long Term Incentive Plan ("2017 LTIP") award, which had a three year performance period and vested on March 2, 2020. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:11 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 19,881 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000038 · wf-form4_158335624186487.xml · derivative · entry 6 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,687 Underlying: Common Stock · 19,881 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2020 there were 19,881 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2020 there were 19,881 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:11 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionDeferred Share Units · Derivative | 11,428 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000038 · wf-form4_158335624186487.xml · derivative · entry 5 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,684 Underlying: Common Stock · 11,428 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F1 · derivative.exercise_date: On March 2, 2020 there were 11,428 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On March 2, 2020 there were 11,428 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:11 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 7,598 | $19.85 | $150,820.30 |
DisclosureSEC source: 0000874501-20-000038 · wf-form4_158335624186487.xml · nonDerivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,540 F4 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:11 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 19,881 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000038 · wf-form4_158335624186487.xml · nonDerivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2020 there were 19,881 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:11 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 4,099 | $19.85 | $81,365.15 |
DisclosureSEC source: 0000874501-20-000038 · wf-form4_158335624186487.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,257 F2 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:11 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 11,428 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000038 · wf-form4_158335624186487.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 2, 2020 there were 11,428 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:07 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000036 · wf-form4_158335602819733.xml · derivative · entry 8 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,158 Underlying: Common Stock · 2,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: On March 2, 2020 there were 2,209 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F5 · derivative.expiration_date: On March 2, 2020 there were 2,209 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:07 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionDeferred Share Units · Derivative | 2,730 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000036 · wf-form4_158335602819733.xml · derivative · entry 7 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,323 Underlying: Common Stock · 2,730 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2020 there were 2,730 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2020 there were 2,730 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:07 UTC |
BARRANCO DAVIDSenior Managing Director
|
Tax withholdingCommon Stock | 750 | $19.85 | $14,887.50 |
DisclosureSEC source: 0000874501-20-000036 · wf-form4_158335602819733.xml · nonDerivative · entry 6 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,209 F6 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:07 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionCommon Stock | 2,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000036 · wf-form4_158335602819733.xml · nonDerivative · entry 5 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On March 2, 2020 there were 2,209 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:07 UTC |
BARRANCO DAVIDSenior Managing Director
|
Tax withholdingCommon Stock | 863 | $19.85 | $17,130.55 |
DisclosureSEC source: 0000874501-20-000036 · wf-form4_158335602819733.xml · nonDerivative · entry 4 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,750 F4 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:07 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionCommon Stock | 2,730 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000036 · wf-form4_158335602819733.xml · nonDerivative · entry 3 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2020 there were 2,730 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:07 UTC |
BARRANCO DAVIDSenior Managing Director
|
Tax withholdingCommon Stock | 4,288 | $19.85 | $85,116.80 |
DisclosureSEC source: 0000874501-20-000036 · wf-form4_158335602819733.xml · nonDerivative · entry 2 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,883 F2 · shares: As part of the vesting and settlement of the 2017 LTIP, 4,288 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:07 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionCommon Stock | 12,691 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000036 · wf-form4_158335602819733.xml · nonDerivative · entry 1 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 12,691 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2017 Long Term Incentive Plan ("2017 LTIP") award, which had a three year performance period and vested on March 2, 2020. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:47 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,505 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000008 · wf-form4_157834724708539.xml · derivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,192 Underlying: Common Stock · 1,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On January 2, 2020 there were 1,505 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On January 2, 2020 there were 1,505 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:47 UTC |
Eisman Robert BryanSr. MD & CAO
|
Tax withholdingCommon Stock | 591 | $21.76 | $12,860.16 |
DisclosureSEC source: 0000874501-20-000008 · wf-form4_157834724708539.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,102 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:47 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionCommon Stock | 1,505 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000008 · wf-form4_157834724708539.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2020 there were 1,505 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:45 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,768 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000006 · wf-form4_157834711523656.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,568 Underlying: Common Stock · 14,768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On January 2, 2020 there were 14,768 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On January 2, 2020 there were 14,768 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:45 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 5,870 | $21.76 | $127,731.20 |
DisclosureSEC source: 0000874501-20-000006 · wf-form4_157834711523656.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,928 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:45 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 14,768 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000006 · wf-form4_157834711523656.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2020 there were 14,768 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:46 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,599 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000007 · wf-form4_157834717570668.xml · derivative · entry 3 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,367 Underlying: Common Stock · 2,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On January 2, 2020 there were 2,599 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On January 2, 2020 there were 2,599 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:46 UTC |
BARRANCO DAVIDSenior Managing Director
|
Tax withholdingCommon Stock | 1,020 | $21.76 | $22,195.20 |
DisclosureSEC source: 0000874501-20-000007 · wf-form4_157834717570668.xml · nonDerivative · entry 2 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,480 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:46 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionCommon Stock | 2,599 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000007 · wf-form4_157834717570668.xml · nonDerivative · entry 1 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2020 there were 2,599 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:44 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 1,915 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000005 · wf-form4_157834703857515.xml · derivative · entry 3 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,381 Underlying: Common Stock · 1,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On January 2, 2020 there were 1,915 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On January 2, 2020 there were 1,915 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:44 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Tax withholdingCommon Stock | 605 | $21.76 | $13,164.80 |
DisclosureSEC source: 0000874501-20-000005 · wf-form4_157834703857515.xml · nonDerivative · entry 2 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,644 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:44 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionCommon Stock | 1,915 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000005 · wf-form4_157834703857515.xml · nonDerivative · entry 1 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2020 there were 1,915 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:41 UTC |
Smith R SharonSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,188 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000003 · wf-form4_157834686211220.xml · derivative · entry 3 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,547 Underlying: Common Stock · 2,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On January 2, 2020 there were 2,188 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On January 2, 2020 there were 2,188 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:41 UTC |
Smith R SharonSenior Managing Director
|
Tax withholdingCommon Stock | 859 | $21.76 | $18,691.84 |
DisclosureSEC source: 0000874501-20-000003 · wf-form4_157834686211220.xml · nonDerivative · entry 2 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,931 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:41 UTC |
Smith R SharonSenior Managing Director
|
Exercise / conversionCommon Stock | 2,188 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000003 · wf-form4_157834686211220.xml · nonDerivative · entry 1 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2020 there were 2,188 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:42 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,599 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000004 · wf-form4_157834694826954.xml · derivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,330 Underlying: Common Stock · 2,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On January 2, 2020 there were 2,599 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On January 2, 2020 there were 2,599 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:42 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Tax withholdingCommon Stock | 1,020 | $21.76 | $22,195.20 |
DisclosureSEC source: 0000874501-20-000004 · wf-form4_157834694826954.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,625 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:42 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 2,599 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000004 · wf-form4_157834694826954.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2020 there were 2,599 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:39 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 2,188 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000002 · wf-form4_157834676860663.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,166 Underlying: Common Stock · 2,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On January 2, 2020 there were 2,188 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On January 2, 2020 there were 2,188 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:39 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Tax withholdingCommon Stock | 859 | $21.76 | $18,691.84 |
DisclosureSEC source: 0000874501-20-000002 · wf-form4_157834676860663.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,944 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:39 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionCommon Stock | 2,188 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000002 · wf-form4_157834676860663.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2020 there were 2,188 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:06 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,000 | $14.84 | $14,840.00 |
DisclosureSEC source: 0000874501-19-000106 · wf-form4_156019716102312.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,030 Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 20:11 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,000 | $14.99 | $29,980.00 |
DisclosureSEC source: 0000874501-19-000102 · wf-form4_155959268050406.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,030 Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 20:09 UTC |
Smith R SharonSenior Managing Director
|
PurchaseCommon Stock | 1,330 | $15.02 | $19,976.60 |
DisclosureSEC source: 0000874501-19-000100 · wf-form4_155959253597473.xml · nonDerivative · entry 1 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,602 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.