Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 1 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2021 Filed Mar 9, 2021 00:52 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionDeferred Share Units · Derivative | 9,342 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000050 · wf-form4_161525114528632.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,342 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 4, 2021, there were 9,342 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On March 4, 2021, there were 9,342 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:52 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 4,752 | $16.93 | $80,451.36 |
DisclosureSEC source: 0000874501-21-000050 · wf-form4_161525114528632.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,946 F2 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:52 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 9,342 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000050 · wf-form4_161525114528632.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 4, 2021, there were 9,342 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:50 UTC |
Smith R SharonSenior Managing Director
|
Exercise / conversionDeferred Share Units · Derivative | 1,921 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000048 · wf-form4_161525102295717.xml · derivative · entry 3 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,921 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 4, 2021, there were 1,921 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On March 4, 2021, there were 1,921 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:50 UTC |
Smith R SharonSenior Managing Director
|
Tax withholdingCommon Stock | 895 | $16.93 | $15,152.35 |
DisclosureSEC source: 0000874501-21-000048 · wf-form4_161525102295717.xml · nonDerivative · entry 2 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,514 F2 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:50 UTC |
Smith R SharonSenior Managing Director
|
Exercise / conversionCommon Stock | 1,921 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000048 · wf-form4_161525102295717.xml · nonDerivative · entry 1 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 4, 2021, there were 1,921 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:49 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionDeferred Share Units · Derivative | 1,723 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000046 · wf-form4_161525091936319.xml · derivative · entry 3 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,723 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 4, 2021, there were 1,723 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On March 4, 2021, there were 1,723 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:49 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Tax withholdingCommon Stock | 803 | $16.93 | $13,594.79 |
DisclosureSEC source: 0000874501-21-000046 · wf-form4_161525091936319.xml · nonDerivative · entry 2 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,134 F2 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:49 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionCommon Stock | 1,723 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000046 · wf-form4_161525091936319.xml · nonDerivative · entry 1 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 4, 2021, there were 1,723 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:47 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionDeferred Share Units · Derivative | 2,389 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000044 · wf-form4_161525081502894.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 4, 2021, there were 2,389 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On March 4, 2021, there were 2,389 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:47 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Tax withholdingCommon Stock | 1,084 | $16.93 | $18,352.12 |
DisclosureSEC source: 0000874501-21-000044 · wf-form4_161525081502894.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,118 F2 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:47 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionCommon Stock | 2,389 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000044 · wf-form4_161525081502894.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 4, 2021, there were 2,389 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:08 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000042 · wf-form4_161480568127750.xml · derivative · entry 5 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,863 Underlying: Common Stock · 2,945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2021 there were 2,945 restricted stock units ("RSUs") that vested and settled, and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2021 there were 2,945 restricted stock units ("RSUs") that vested and settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:08 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Tax withholdingCommon Stock | 1,419 | $16.77 | $23,796.63 |
DisclosureSEC source: 0000874501-21-000042 · wf-form4_161480568127750.xml · nonDerivative · entry 4 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,128 F4 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:08 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 2,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000042 · wf-form4_161480568127750.xml · nonDerivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2021 there were 2,945 restricted stock units ("RSUs") that vested and settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:07 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 19,881 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000041 · wf-form4_161480561707104.xml · derivative · entry 5 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,336 Underlying: Common Stock · 19,881 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2021 there were 19,881 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2021 there were 19,881 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:07 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 10,580 | $16.77 | $177,426.60 |
DisclosureSEC source: 0000874501-21-000041 · wf-form4_161480561707104.xml · nonDerivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,356 F4 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:07 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 19,881 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000041 · wf-form4_161480561707104.xml · nonDerivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2021 there were 19,881 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:06 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 2,393 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000040 · wf-form4_161480555828970.xml · derivative · entry 5 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,743 Underlying: Common Stock · 2,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2021 there were 2,393 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2021 there were 2,393 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:06 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Tax withholdingCommon Stock | 1,141 | $16.77 | $19,134.57 |
DisclosureSEC source: 0000874501-21-000040 · wf-form4_161480555828970.xml · nonDerivative · entry 4 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,813 F4 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:06 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionCommon Stock | 2,393 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000040 · wf-form4_161480555828970.xml · nonDerivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2021 there were 2,393 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:05 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,025 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000039 · wf-form4_161480548844326.xml · derivative · entry 5 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,905 Underlying: Common Stock · 2,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2021 there were 2,025 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2021 there were 2,025 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:05 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Tax withholdingCommon Stock | 944 | $16.77 | $15,830.88 |
DisclosureSEC source: 0000874501-21-000039 · wf-form4_161480548844326.xml · nonDerivative · entry 4 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,214 F4 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:05 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionCommon Stock | 2,025 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000039 · wf-form4_161480548844326.xml · nonDerivative · entry 3 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2021 there were 2,025 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:04 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000038 · wf-form4_161480542885522.xml · derivative · entry 5 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,008 Underlying: Common Stock · 2,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2021 there were 2,209 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2021 there were 2,209 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:04 UTC |
BARRANCO DAVIDSenior Managing Director
|
Tax withholdingCommon Stock | 1,049 | $16.77 | $17,591.73 |
DisclosureSEC source: 0000874501-21-000038 · wf-form4_161480542885522.xml · nonDerivative · entry 4 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,117 F4 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:04 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionCommon Stock | 2,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000038 · wf-form4_161480542885522.xml · nonDerivative · entry 3 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2021 there were 2,209 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:03 UTC |
Smith R SharonSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000037 · wf-form4_161480536587354.xml · derivative · entry 5 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,316 Underlying: Common Stock · 2,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2021 there were 2,209 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2021 there were 2,209 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:03 UTC |
Smith R SharonSenior Managing Director
|
Tax withholdingCommon Stock | 1,081 | $16.77 | $18,128.37 |
DisclosureSEC source: 0000874501-21-000037 · wf-form4_161480536587354.xml · nonDerivative · entry 4 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,488 F4 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:03 UTC |
Smith R SharonSenior Managing Director
|
Exercise / conversionCommon Stock | 2,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000037 · wf-form4_161480536587354.xml · nonDerivative · entry 3 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2021 there were 2,209 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:02 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000036 · wf-form4_161480530633006.xml · derivative · entry 5 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,068 Underlying: Common Stock · 1,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2021 there were 1,841 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2021 there were 1,841 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:02 UTC |
Eisman Robert BryanSr. MD & CAO
|
Tax withholdingCommon Stock | 868 | $16.77 | $14,556.36 |
DisclosureSEC source: 0000874501-21-000036 · wf-form4_161480530633006.xml · nonDerivative · entry 4 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,256 F4 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:02 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionCommon Stock | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000036 · wf-form4_161480530633006.xml · nonDerivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2021 there were 1,841 restricted stock units ("RSUs") that vested and settled and were converted into shares of common stock of the Company. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:08 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Tax withholdingCommon Stock | 17,994 | $17.39 | $312,915.66 |
DisclosureSEC source: 0000874501-21-000042 · wf-form4_161480568127750.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,602 F2 · shares: As part of the vesting and settlement of the 2018 LTIP, 17,994 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:08 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 35,344 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000042 · wf-form4_161480568127750.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 35,344 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2018 Long Term Incentive Plan ("2018 LTIP") award, which had a three year performance period and vested on March 1, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:07 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
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Tax withholdingCommon Stock | 122,127 | $17.39 | $2,123,788.53 |
DisclosureSEC source: 0000874501-21-000041 · wf-form4_161480561707104.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,055 F2 · shares: As part of the vesting and settlement of the 2018 LTIP, 122,127 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:07 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
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Exercise / conversionCommon Stock | 238,568 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000041 · wf-form4_161480561707104.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 238,568 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2018 Long Term Incentive Plan ("2018 LTIP") award, which had a three year performance period and vested on March 1, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:06 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
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Tax withholdingCommon Stock | 14,591 | $17.39 | $253,737.49 |
DisclosureSEC source: 0000874501-21-000040 · wf-form4_161480555828970.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,561 F2 · shares: As part of the vesting and settlement of the 2018 LTIP, 14,591 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:06 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
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Exercise / conversionCommon Stock | 28,716 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000040 · wf-form4_161480555828970.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 28,716 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2018 Long Term Incentive Plan ("2018 LTIP") award, which had a three year performance period and vested on March 1, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:05 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
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Tax withholdingCommon Stock | 12,100 | $17.39 | $210,419.00 |
DisclosureSEC source: 0000874501-21-000039 · wf-form4_161480548844326.xml · nonDerivative · entry 2 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,133 F2 · shares: As part of the vesting and settlement of the 2018 LTIP, 12,100 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:05 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
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Exercise / conversionCommon Stock | 24,298 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000039 · wf-form4_161480548844326.xml · nonDerivative · entry 1 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 24,298 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2018 Long Term Incentive Plan ("2018 LTIP") award, which had a three year performance period and vested on March 1, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:04 UTC |
BARRANCO DAVIDSenior Managing Director
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Tax withholdingCommon Stock | 13,460 | $17.39 | $234,069.40 |
DisclosureSEC source: 0000874501-21-000038 · wf-form4_161480542885522.xml · nonDerivative · entry 2 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,957 F2 · shares: As part of the vesting and settlement of the 2018 LTIP, 13,460 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:04 UTC |
BARRANCO DAVIDSenior Managing Director
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Exercise / conversionCommon Stock | 26,508 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000038 · wf-form4_161480542885522.xml · nonDerivative · entry 1 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 26,508 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2018 Long Term Incentive Plan ("2018 LTIP") award, which had a three year performance period and vested on March 1, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:03 UTC |
Smith R SharonSenior Managing Director
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Tax withholdingCommon Stock | 12,953 | $17.39 | $225,252.67 |
DisclosureSEC source: 0000874501-21-000037 · wf-form4_161480536587354.xml · nonDerivative · entry 2 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,360 F2 · shares: As part of the vesting and settlement of the 2018 LTIP, 12,953 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:03 UTC |
Smith R SharonSenior Managing Director
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Exercise / conversionCommon Stock | 26,508 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000037 · wf-form4_161480536587354.xml · nonDerivative · entry 1 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 26,508 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2018 Long Term Incentive Plan ("2018 LTIP") award, which had a three year performance period and vested on March 1, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:02 UTC |
Eisman Robert BryanSr. MD & CAO
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Tax withholdingCommon Stock | 11,275 | $17.39 | $196,072.25 |
DisclosureSEC source: 0000874501-21-000036 · wf-form4_161480530633006.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,283 F2 · shares: As part of the vesting and settlement of the 2018 LTIP, 11,275 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:02 UTC |
Eisman Robert BryanSr. MD & CAO
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Exercise / conversionCommon Stock | 22,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000036 · wf-form4_161480530633006.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 22,090 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2018 Long Term Incentive Plan ("2018 LTIP") award, which had a three year performance period and vested on March 1, 2021. Read SEC document |
| January 02, 2021 Filed Jan 4, 2021 21:13 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
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Exercise / conversionRestricted Stock Units · Derivative | 3,411 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000014 · wf-form4_160979477964247.xml · derivative · entry 3 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,930 Underlying: Common Stock · 3,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award. F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award. Read SEC document |
| January 02, 2021 Filed Jan 4, 2021 21:13 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
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Tax withholdingCommon Stock | 1,095 | $15.38 | $16,841.10 |
DisclosureSEC source: 0000874501-21-000014 · wf-form4_160979477964247.xml · nonDerivative · entry 2 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,935 F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| January 02, 2021 Filed Jan 4, 2021 21:13 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
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Exercise / conversionCommon Stock | 3,411 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000014 · wf-form4_160979477964247.xml · nonDerivative · entry 1 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.