Tapewire

Nasdaq · USD

OPNW

OpenWorld, Inc.

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8052
SEC CIK
0001104038
Parsed reports
359

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2020 Filed Mar 10, 2020 00:17 UTC Amendment GrantWarrants · Derivative 1,250,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001214659-20-002444 · marketforms-48279.xml · derivative · entry 2

GELLER MARSHALL S · CIK 0000925236 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marshall & Patricia Geller Living Trust

Disclosed balance after: 1,250,000

Underlying: Common Stock · 1,250,000 shares

Expires 2023-03-06

F1 · date: This Form 4 is being filed solely to amend the original Form 4 reporting the transaction, which was filed by the Reporting Person on March 5, 2020, in order to correct the transaction date. The transaction was executed on March 6, 2020.

F2 · price: The Reporting Person purchased from the issuer 10% Senior Secured Convertible Debentures due September 3, 2021 with a face value of $100,000 and Warrants to purchase shares of common stock for total consideration of $100,000.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 00:17 UTC Amendment Grant10% Convertible Debentures due 2021 · Derivative Not disclosed Not disclosed Strike: $0.08 $100,000.00
Disclosure

SEC source: 0001214659-20-002444 · marketforms-48279.xml · derivative · entry 1

GELLER MARSHALL S · CIK 0000925236 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marshall & Patricia Geller Living Trust

Disclosed balance after: 1,250,000

Underlying: Common Stock · 1,250,000 shares

Expires 2021-09-06

F1 · date: This Form 4 is being filed solely to amend the original Form 4 reporting the transaction, which was filed by the Reporting Person on March 5, 2020, in order to correct the transaction date. The transaction was executed on March 6, 2020.

F2 · price: The Reporting Person purchased from the issuer 10% Senior Secured Convertible Debentures due September 3, 2021 with a face value of $100,000 and Warrants to purchase shares of common stock for total consideration of $100,000.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:05 UTC GrantWarrants · Derivative 1,250,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001214659-20-002303 · marketforms-48192.xml · derivative · entry 2

GELLER MARSHALL S · CIK 0000925236 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marshall & Patricia Geller Living Trust

Disclosed balance after: 1,250,000

Underlying: Common Stock · 1,250,000 shares

Expires 2023-03-03

F1 · price: The Reporting Person purchased from the issuer 10% Senior Secured Convertible Debentures due September 3, 2021 with a face value of $100,000 and Warrants to purchase shares of common stock for total consideration of $100,000.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:05 UTC Grant10% Convertible Debentures due 2021 · Derivative Not disclosed Not disclosed Strike: $0.08 $100,000.00
Disclosure

SEC source: 0001214659-20-002303 · marketforms-48192.xml · derivative · entry 1

GELLER MARSHALL S · CIK 0000925236 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marshall & Patricia Geller Living Trust

Disclosed balance after: 1,250,000

Underlying: Common Stock · 1,250,000 shares

Expires 2021-09-03

F1 · price: The Reporting Person purchased from the issuer 10% Senior Secured Convertible Debentures due September 3, 2021 with a face value of $100,000 and Warrants to purchase shares of common stock for total consideration of $100,000.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 16:03 UTC GrantWarrants · Derivative 1,000,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001214659-20-002039 · marketforms-48025.xml · derivative · entry 2

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2023-02-27

F1 · price: The Reporting Person purchased from the issuer 10% Senior Secured Convertible Debentures due August 26, 2021 with a face value of $80,000 and Warrants to purchase shares of common stock for total consideration of $80,000.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 16:03 UTC Grant10% Convertible Debentures due 2021 · Derivative Not disclosed Not disclosed Strike: $0.08 $80,000.00
Disclosure

SEC source: 0001214659-20-002039 · marketforms-48025.xml · derivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2021-08-27

F1 · price: The Reporting Person purchased from the issuer 10% Senior Secured Convertible Debentures due August 26, 2021 with a face value of $80,000 and Warrants to purchase shares of common stock for total consideration of $80,000.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:05 UTC GrantWarrants · Derivative 250,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001214659-20-001962 · marketforms-47993.xml · derivative · entry 2

GREENBERG SCOTT N · CIK 0001018206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2023-02-26

F1 · price: The Reporting Person purchased from the issuer 10% Senior Secured Convertible Debentures due August 26, 2021 with a face value of $20,000 and Warrants to purchase shares of common stock for total consideration of $20,000.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:05 UTC Grant10% Convertible Debentures due 2021 · Derivative 20,000 Not disclosed Strike: $0.08 Not disclosed
Disclosure

SEC source: 0001214659-20-001962 · marketforms-47993.xml · derivative · entry 1

GREENBERG SCOTT N · CIK 0001018206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2021-08-26

F1 · price: The Reporting Person purchased from the issuer 10% Senior Secured Convertible Debentures due August 26, 2021 with a face value of $20,000 and Warrants to purchase shares of common stock for total consideration of $20,000.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:05 UTC GrantWarrants · Derivative 625,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001214659-20-001963 · marketforms-47997.xml · derivative · entry 2

Gardner Christopher P · CIK 0001776758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,000

Underlying: Common Stock · 625,000 shares

Expires 2023-02-26

F1 · price: The Reporting Person purchased from the issuer 10% Senior Secured Convertible Debentures due August 26, 2021 with a face value of $50,000 and Warrants to purchase shares of common stock for total consideration of $50,000.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:05 UTC Grant10% Convertible Debentures due 2021 · Derivative 50,000 Not disclosed Strike: $0.08 Not disclosed
Disclosure

SEC source: 0001214659-20-001963 · marketforms-47997.xml · derivative · entry 1

Gardner Christopher P · CIK 0001776758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,000

Underlying: Common Stock · 625,000 shares

Expires 2021-08-26

F1 · price: The Reporting Person purchased from the issuer 10% Senior Secured Convertible Debentures due August 26, 2021 with a face value of $50,000 and Warrants to purchase shares of common stock for total consideration of $50,000.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:05 UTC
Fliderman SandyChief Technology Officer
GrantWarrants · Derivative 1,000,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001214659-20-001961 · marketforms-47994.xml · derivative · entry 2

Fliderman Sandy · CIK 0001653787 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2023-02-26

F1 · price: The Reporting Person purchased from the issuer 10% Senior Secured Convertible Debentures due August 26, 2021 with a face value of $80,000 and Warrants to purchase shares of common stock for total consideration of $80,000.

F2 · ownership.nature: The investment was made by Industry Private Capital LLC, an entity in which Mr. Fliderman is a 51% owner and co-manager.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:05 UTC
Fliderman SandyChief Technology Officer
Grant10% Convertible Debentures due 2021 · Derivative 80,000 Not disclosed Strike: $0.08 Not disclosed
Disclosure

SEC source: 0001214659-20-001961 · marketforms-47994.xml · derivative · entry 1

Fliderman Sandy · CIK 0001653787 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2021-08-26

F1 · price: The Reporting Person purchased from the issuer 10% Senior Secured Convertible Debentures due August 26, 2021 with a face value of $80,000 and Warrants to purchase shares of common stock for total consideration of $80,000.

F2 · ownership.nature: The investment was made by Industry Private Capital LLC, an entity in which Mr. Fliderman is a 51% owner and co-manager.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 19:39 UTC GrantStock Options (Right to Buy) · Derivative 500,000 Not disclosed Strike: $0.07 Not disclosed
Disclosure

SEC source: 0001214659-20-000260 · marketforms-47408.xml · derivative · entry 2

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 500,000 shares

Expires 2025-01-07

F2 · price: Not applicable.

F3 · derivative.exercise_date: The Options were granted for 2020 service and shall vest quarterly in four equal increments beginning on March 31, 2020, subject to continued service as a director of the company as of each applicable vesting date.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 19:39 UTC GrantStock Options (Right to Buy) · Derivative 500,000 Not disclosed Strike: $0.07 Not disclosed
Disclosure

SEC source: 0001214659-20-000260 · marketforms-47408.xml · derivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2025-01-07

F2 · price: Not applicable.

F1 · derivative.exercise_date: The Options were granted for 2019 service and are fully vested.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 19:38 UTC GrantStock Options (Right to Buy) · Derivative 500,000 Not disclosed Strike: $0.07 Not disclosed
Disclosure

SEC source: 0001214659-20-000258 · marketforms-47410.xml · derivative · entry 1

GREENBERG SCOTT N · CIK 0001018206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2025-01-07

F2 · price: Not applicable.

F1 · derivative.exercise_date: The Options were granted for 2020 service and shall vest quarterly in four equal increments beginning on March 31, 2020, subject to continued service as a director of the company as of each applicable vesting date.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 00:37 UTC
Gezerlis MargaretChief Financial Officer
GrantStock Options (Right to Buy) · Derivative 200,000 Not disclosed Strike: $0.07 Not disclosed
Disclosure

SEC source: 0001214659-20-000257 · marketforms-47407.xml · derivative · entry 1

Gezerlis Margaret · CIK 0001741715 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2025-01-07

F2 · price: Not applicable.

F1 · derivative.exercise_date: The Options were granted for 2020 service and shall vest quarterly in four equal increments beginning on March 31, 2020, subject to continued service as an officer of the company as of each applicable vesting date.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 00:37 UTC GrantStock Options (Right to Buy) · Derivative 500,000 Not disclosed Strike: $0.07 Not disclosed
Disclosure

SEC source: 0001214659-20-000256 · marketforms-47405.xml · derivative · entry 2

Gardner Christopher P · CIK 0001776758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 500,000 shares

Expires 2025-01-07

F2 · price: Not applicable.

F3 · derivative.exercise_date: The Options were granted for 2020 service and shall vest quarterly in four equal increments beginning on March 31, 2020, subject to continued service as a director of the company as of each applicable vesting date.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 00:37 UTC GrantStock Options (Right to Buy) · Derivative 500,000 Not disclosed Strike: $0.07 Not disclosed
Disclosure

SEC source: 0001214659-20-000256 · marketforms-47405.xml · derivative · entry 1

Gardner Christopher P · CIK 0001776758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2025-01-07

F2 · price: Not applicable.

F1 · derivative.exercise_date: The Options were granted for 2019 service and are fully vested.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 00:38 UTC GrantStock Options (Right to Buy) · Derivative 500,000 Not disclosed Strike: $0.07 Not disclosed
Disclosure

SEC source: 0001214659-20-000259 · marketforms-47409.xml · derivative · entry 2

GOLDBERG HOWARD · CIK 0001275847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 500,000 shares

Expires 2025-01-07

F2 · price: Not applicable.

F3 · derivative.exercise_date: The Options were granted for 2020 service and shall vest quarterly in four equal increments beginning on March 31, 2020, subject to continued service as a director of the company as of each applicable vesting date.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 00:38 UTC GrantStock Options (Right to Buy) · Derivative 500,000 Not disclosed Strike: $0.07 Not disclosed
Disclosure

SEC source: 0001214659-20-000259 · marketforms-47409.xml · derivative · entry 1

GOLDBERG HOWARD · CIK 0001275847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2025-01-07

F2 · price: Not applicable.

F1 · derivative.exercise_date: The Options were granted for 2019 service and are fully vested.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 15:58 UTC GrantStock Options (Right to Buy) · Derivative 500,000 Not disclosed Strike: $0.07 Not disclosed
Disclosure

SEC source: 0001214659-20-000266 · marketforms-47406.xml · derivative · entry 2

GELLER MARSHALL S · CIK 0000925236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 500,000 shares

Expires 2025-01-07

F2 · price: Not applicable.

F3 · derivative.exercise_date: The Options were granted for 2020 service and shall vest quarterly in four equal increments beginning on March 31, 2020, subject to continued service as a director of the company as of each applicable vesting date.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 15:58 UTC GrantStock Options (Right to Buy) · Derivative 500,000 Not disclosed Strike: $0.07 Not disclosed
Disclosure

SEC source: 0001214659-20-000266 · marketforms-47406.xml · derivative · entry 1

GELLER MARSHALL S · CIK 0000925236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2025-01-07

F2 · price: Not applicable.

F1 · derivative.exercise_date: The Options were granted for 2019 service and are fully vested.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 16:05 UTC GrantCommon Stock 240,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-19-007556 · marketforms-46776.xml · nonDerivative · entry 1

GREENBERG SCOTT N · CIK 0001018206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

F1 · security: The shares shall vest in equal quarterly increments over a one-year period from November 19, 2019, with the first vesting on February 19, 2020, subject to the Reporting Person's continued service as a director of the Company on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
November 27, 2019 Filed Feb 14, 2020 23:22 UTC GrantCommon Stock 15,000 $0.07 $1,108.50
Disclosure

SEC source: 0001214659-20-001544 · marketforms-47760.xml · nonDerivative · entry 4

Gardner Christopher P · CIK 0001776758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,000

Read SEC document
November 26, 2019 Filed Feb 14, 2020 23:22 UTC GrantCommon Stock 30,000 $0.07 $2,100.00
Disclosure

SEC source: 0001214659-20-001544 · marketforms-47760.xml · nonDerivative · entry 3

Gardner Christopher P · CIK 0001776758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,000

Read SEC document
November 21, 2019 Filed Nov 25, 2019 16:05 UTC PurchaseCommon Stock 416,050 $0.06 $23,964.48
Disclosure

SEC source: 0001214659-19-007394 · marketforms-46418.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,050

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions ranging from $0.055 to $0.06, inclusive. The reporting person undertakes to provide to VerifyMe, Inc., any security holder of VerifyMe, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
November 20, 2019 Filed Feb 14, 2020 23:22 UTC GrantCommon Stock 10,000 $0.05 $500.00
Disclosure

SEC source: 0001214659-20-001544 · marketforms-47760.xml · nonDerivative · entry 2

Gardner Christopher P · CIK 0001776758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,000

Read SEC document
August 14, 2019 Filed Apr 20, 2020 20:09 UTC
White Patrick JosephDirector · CEO and President
GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $0.14 $0.00
Disclosure

SEC source: 0000891839-20-000104 · edgar.xml · derivative · entry 2

white patrick joseph · CIK 0001712944 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock, par value $0.001 · 500,000 shares

Expires 2024-08-14

F1 · derivative.exercise_date: This option, granted in a transaction exempt under Rule 16b-3, has fully vested as of the date of this report.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 20:04 UTC GiftCommon Stock 463,830 $0.00 $0.00
Disclosure

SEC source: 0001580695-19-000306 · ownership.xml · nonDerivative · entry 2

Blickman Laurence J · CIK 0001713046 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Blickman '05 Trust

Disclosed balance after: 227,671

F1 · price: Shares transferred as a bona fide gift by the reporting person to two charitable organizations without any consideration.

F2 · balance_after: Reporting person also holds 6,358,000 shares indirectly through a profit sharing plan and retirement account.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 20:04 UTC GiftCommon Stock 6,587,724 $0.00 $0.00
Disclosure

SEC source: 0001580695-19-000306 · ownership.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Blickman '91 Trust

Disclosed balance after: 2,967,571

F1 · price: Shares transferred as a bona fide gift by the reporting person to two charitable organizations without any consideration.

F2 · balance_after: Reporting person also holds 6,358,000 shares indirectly through a profit sharing plan and retirement account.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 00:20 UTC SaleCommon stock 424,504 $0.11 $48,138.75
Disclosure

SEC source: 0001580695-19-000234 · blickman-form4_060619.xml · nonDerivative · entry 3

Blickman Laurence J · CIK 0001713046 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Blickman '91 Trust

Disclosed balance after: 9,555,295

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.10 to $0.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 00:20 UTC SaleCommon stock 391,494 $0.18 $70,625.52
Disclosure

SEC source: 0001580695-19-000234 · blickman-form4_060619.xml · nonDerivative · entry 2

Blickman Laurence J · CIK 0001713046 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Blickman '91 Trust

Disclosed balance after: 9,979,799

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.16 to $0..2102. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 07, 2019 Filed Feb 14, 2020 23:22 UTC GrantCommon Stock 1,000 $0.17 $167.60
Disclosure

SEC source: 0001214659-20-001544 · marketforms-47760.xml · nonDerivative · entry 1

Gardner Christopher P · CIK 0001776758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,000

Read SEC document
June 06, 2019 Filed Jun 11, 2019 00:20 UTC SaleCommon stock 225,438 $0.21 $46,259.88
Disclosure

SEC source: 0001580695-19-000234 · blickman-form4_060619.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Blickman '91 Trust

Disclosed balance after: 10,371,293

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.17 to $0.2315. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 10, 2019 Filed May 14, 2019 20:32 UTC GrantCommon Stock 240,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-19-003482 · marketforms-44955.xml · nonDerivative · entry 1

Gardner Christopher P · CIK 0001776758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

F1 · security: The shares shall vest over a one-year period in equal quarterly increments from May 8, 2019, subject to the Reporting Person's continued service as a director of the Company on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 20:05 UTC
Goldstein KeithChief Operating Officer
GrantStock Options (Right to Buy) · Derivative 1,000,000 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001214659-19-002633 · marketforms-44759.xml · derivative · entry 1

Goldstein Keith · CIK 0001748950 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By: POC Advisory Group, LLC

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2024-04-05

F1 · security: The stock options shall vest in equal increments annually over two years, subject to the Reporting Person continuing to perform services for the Company as of March 1st of each applicable year and further subject to execution of the Company's standard Stock Option Agreement.

F2 · price: Not applicable.

Read SEC document
March 23, 2019 Filed Mar 26, 2019 20:00 UTC GrantCommon Stock 240,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-19-002298 · marketforms-44691.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

F1 · security: The shares shall vest over a one-year period in equal quarterly increments from March 15, 2019, subject to the Reporting Person's continued service as a director of the Company on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:19 UTC GrantCommon Stock 240,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-19-002261 · marketforms-44666.xml · nonDerivative · entry 1

GELLER MARSHALL S · CIK 0000925236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,000

F1 · security: The shares shall vest quarterly over a one-year period from March 15, 2019, subject to the Reporting Person's continued service for which the shares were granted on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:05 UTC GrantCommon Stock 240,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-19-002259 · marketforms-44660.xml · nonDerivative · entry 1

Robin Eugene Vlad · CIK 0001714028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

F1 · security: The shares shall vest quarterly over a one-year period from March 15, 2019, subject to the Reporting Person's continued service for which the shares were granted on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:05 UTC GrantCommon Stock 240,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-19-002258 · marketforms-44658.xml · nonDerivative · entry 1

GOLDBERG HOWARD · CIK 0001275847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,662,255

F1 · security: The shares shall vest quarterly over a one-year period from March 15, 2019, subject to the Reporting Person's continued service for which the shares were granted on each applicable vesting date.

F2 · price: Not applicable.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 20:05 UTC
Gezerlis MargaretChief Financial Officer
GrantStock Options (Right to Buy) · Derivative 100,000 Not disclosed Strike: $0.32 Not disclosed
Disclosure

SEC source: 0001214659-19-002099 · marketforms-44576.xml · derivative · entry 1

Gezerlis Margaret · CIK 0001741715 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2023-11-15

F1 · security: The Incentive Stock Options shall vest quarterly in equal increments, subject to continued service as an executive officer on each applicable vesting date.

F2 · price: Not applicable.

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December 04, 2018 Filed Dec 6, 2018 21:05 UTC GiftCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007539 · marketforms-43461.xml · nonDerivative · entry 1

GARDNER NORMAN A · CIK 0001306334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,049,469

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December 04, 2018 Filed Dec 6, 2018 21:05 UTC GiftCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007538 · marketforms-43462.xml · nonDerivative · entry 1

GOLDBERG HOWARD · CIK 0001275847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,422,255

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October 12, 2018 Filed Oct 16, 2018 21:50 UTC
Blickman Laurence JDirector · 10% owner
GiftCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-006556 · marketforms-43059.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blickman 2005 Family Trust

Disclosed balance after: 690,501

F1 · price: The shares were acquired as a gift from one of the Reporting Person's family members.

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July 31, 2018 Filed Aug 2, 2018 20:06 UTC
Blickman Laurence JDirector · 10% owner
OtherWarrants · Derivative 738,824 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001214659-18-005163 · marketforms-42660.xml · derivative · entry 7

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 0

Underlying: Common Stock · 738,824 shares

Expires 2023-01-03

F1 · security: The exercise of the warrants was exempt under Rule 16b-6.

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July 31, 2018 Filed Aug 2, 2018 20:06 UTC
Blickman Laurence JDirector · 10% owner
OtherWarrants · Derivative 700,700 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001214659-18-005163 · marketforms-42660.xml · derivative · entry 6

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman '91 Trust

Disclosed balance after: 0

Underlying: Common Stock · 700,700 shares

Expires 2022-07-06

F1 · security: The exercise of the warrants was exempt under Rule 16b-6.

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July 31, 2018 Filed Aug 2, 2018 20:06 UTC
Blickman Laurence JDirector · 10% owner
OtherCommon Stock 1,439,524 $0.15 $215,928.60
Disclosure

SEC source: 0001214659-18-005163 · marketforms-42660.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blickman '91 Trust

Disclosed balance after: 10,421,344

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July 24, 2018 Filed Jul 25, 2018 20:05 UTC
Blickman Laurence JDirector · 10% owner
PurchaseCommon Stock 10,000 $0.25 $2,486.00
Disclosure

SEC source: 0001214659-18-004964 · marketforms-42576.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blickman '91 Trust

Disclosed balance after: 8,981,820

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.248 to $0.25, inclusive.

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July 17, 2018 Filed Jul 18, 2018 20:05 UTC
Blickman Laurence JDirector · 10% owner
PurchaseCommon Stock 4,000 $0.25 $1,001.20
Disclosure

SEC source: 0001214659-18-004897 · marketforms-42493.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman SEP IRA

Disclosed balance after: 1,174,829

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July 06, 2018 Filed Jul 10, 2018 20:05 UTC
Blickman Laurence JDirector · 10% owner
PurchaseCommon Stock 300 $0.23 $67.50
Disclosure

SEC source: 0001214659-18-004797 · marketforms-42431.xml · nonDerivative · entry 1

Blickman Laurence J · CIK 0001713046 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Laurence J. Blickman SEP IRA

Disclosed balance after: 1,170,829

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.