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OPLN

OPENLANE, Inc.

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4015
SEC CIK
0001395942
Parsed reports
641

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 2026013
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2022 Filed May 13, 2022 20:38 UTC
Kelly Peter JDirector · Chief Executive Officer
PurchaseCommon Stock 10,000 $12.58 $125,800.00
Disclosure

SEC source: 0001395942-22-000036 · wf-form4_165247426522990.xml · nonDerivative · entry 1

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,020.263

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.48 to $12.59 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
May 07, 2022 Filed May 9, 2022 18:44 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 537 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000033 · wf-form4_165213623868126.xml · derivative · entry 3

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,093

Underlying: Common Stock · 537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 7, 2022, one-third of these restricted stock units vest on May 7, 2023 and the remaining one-third of these restricted stock units vest on May 7, 2024, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 7, 2022, one-third of these restricted stock units vest on May 7, 2023 and the remaining one-third of these restricted stock units vest on May 7, 2024, assuming continued employment through the applicable vesting date.

Read SEC document
May 07, 2022 Filed May 9, 2022 18:44 UTC
Anderson Scott AChief Accounting Officer
Tax withholdingCommon Stock 141 $13.23 $1,865.43
Disclosure

SEC source: 0001395942-22-000033 · wf-form4_165213623868126.xml · nonDerivative · entry 2

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,626.3226

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
May 07, 2022 Filed May 9, 2022 18:44 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionCommon Stock 537 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000033 · wf-form4_165213623868126.xml · nonDerivative · entry 1

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,767.3226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 00:13 UTC GrantCommon Stock 1,282 $18.05 $23,140.10
Disclosure

SEC source: 0001395942-22-000027 · wf-form4_164877201432744.xml · nonDerivative · entry 1

Smith Mary Ellen · CIK 0001791994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,901

F1 · shares: These shares of common stock were issued to the reporting person in lieu of the reporting person's quarterly cash retainer payment for director and committee service.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 00:14 UTC GrantCommon Stock 1,178 $18.05 $21,262.90
Disclosure

SEC source: 0001395942-22-000028 · wf-form4_164877203214979.xml · nonDerivative · entry 1

Jacoby Stefan · CIK 0001583553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,464

F1 · shares: These shares of common stock were issued to the reporting person in lieu of the reporting person's quarterly cash retainer payment for director service.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 19:58 UTC
Davis Justin T.President of BacklotCars
Exercise / conversionRestricted Stock Units · Derivative 4,526 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000023 · wf-form4_164678746204315.xml · derivative · entry 3

Davis Justin T. · CIK 0001866111 · President of BacklotCars

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,052

Underlying: Common Stock · 4,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 4, 2022, one-third of these restricted stock units vest on March 4, 2023 and the remaining one-third of these restricted stock units vest on March 4, 2024, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 4, 2022, one-third of these restricted stock units vest on March 4, 2023 and the remaining one-third of these restricted stock units vest on March 4, 2024, assuming continued employment through the applicable vesting date.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 19:58 UTC
Davis Justin T.President of BacklotCars
Tax withholdingCommon Stock 1,424 $17.89 $25,475.36
Disclosure

SEC source: 0001395942-22-000023 · wf-form4_164678746204315.xml · nonDerivative · entry 2

Davis Justin T. · CIK 0001866111 · President of BacklotCars

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,437

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 19:58 UTC
Davis Justin T.President of BacklotCars
Exercise / conversionCommon Stock 4,526 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000023 · wf-form4_164678746204315.xml · nonDerivative · entry 1

Davis Justin T. · CIK 0001866111 · President of BacklotCars

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 4, 2022.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 19:55 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,814 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000022 · wf-form4_164678732447786.xml · derivative · entry 3

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Underlying: Common Stock · 1,814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 4, 2022, one-third of these restricted stock units vest on March 4, 2023 and the remaining one-third of these restricted stock units vest on March 4, 2024, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 4, 2022, one-third of these restricted stock units vest on March 4, 2023 and the remaining one-third of these restricted stock units vest on March 4, 2024, assuming continued employment through the applicable vesting date.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 19:55 UTC
Anderson Scott AChief Accounting Officer
Tax withholdingCommon Stock 476 $17.89 $8,515.64
Disclosure

SEC source: 0001395942-22-000022 · wf-form4_164678732447786.xml · nonDerivative · entry 2

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,007.0076

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 19:55 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionCommon Stock 1,814 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000022 · wf-form4_164678732447786.xml · nonDerivative · entry 1

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,483.0076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 4, 2022.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:15 UTC
Hammer John CCCO of KAR, President of ADESA
Exercise / conversionRestricted Stock Units · Derivative 284 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000021 · wf-form4_164635648375773.xml · derivative · entry 6

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock were remain subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 1, 2020, one-third of these restricted stock units vested on March 1, 2021 and the remaining one-third of these restricted stock units vested on March 1, 2022.

F6 · derivative.expiration_date: These restricted stock were remain subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 1, 2020, one-third of these restricted stock units vested on March 1, 2021 and the remaining one-third of these restricted stock units vested on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:15 UTC
Hammer John CCCO of KAR, President of ADESA
Exercise / conversionRestricted Stock Units · Derivative 1,870 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000021 · wf-form4_164635648375773.xml · derivative · entry 5

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and 13,124 restricted stock units vested and settled in common stock on February 22, 2022 and the remaining restricted stock units vested and settled in common stock on March 1, 2022.

F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and 13,124 restricted stock units vested and settled in common stock on February 22, 2022 and the remaining restricted stock units vested and settled in common stock on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:15 UTC
Hammer John CCCO of KAR, President of ADESA
Tax withholdingCommon Stock 74 $18.08 $1,337.92
Disclosure

SEC source: 0001395942-22-000021 · wf-form4_164635648375773.xml · nonDerivative · entry 4

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,910.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:15 UTC
Hammer John CCCO of KAR, President of ADESA
Exercise / conversionCommon Stock 284 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000021 · wf-form4_164635648375773.xml · nonDerivative · entry 3

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,984.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:15 UTC
Hammer John CCCO of KAR, President of ADESA
Tax withholdingCommon Stock 482 $18.08 $8,714.56
Disclosure

SEC source: 0001395942-22-000021 · wf-form4_164635648375773.xml · nonDerivative · entry 2

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,700.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:15 UTC
Hammer John CCCO of KAR, President of ADESA
Exercise / conversionCommon Stock 1,870 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000021 · wf-form4_164635648375773.xml · nonDerivative · entry 1

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,182.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 1, 2022.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 20:12 UTC
Anderson Scott AChief Accounting Officer
GrantRestricted Stock Units · Derivative 6,230 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000020 · wf-form4_164618350170854.xml · derivative · entry 1

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,230

Underlying: Common Stock · 6,230 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 28, 2023, one-third of these restricted stock units vest on February 28, 2024 and the remaining one-third of these restricted stock units vest on February 28, 2025, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 28, 2023, one-third of these restricted stock units vest on February 28, 2024 and the remaining one-third of these restricted stock units vest on February 28, 2025, assuming continued employment through the applicable vesting date.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:44 UTC Tax withholdingCommon Stock 4,143 $13.83 $57,297.69
Disclosure

SEC source: 0001395942-22-000011 · wf-form4_164567066428867.xml · nonDerivative · entry 6

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,590.207

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:44 UTC Exercise / conversionCommon Stock 16,038.485 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000011 · wf-form4_164567066428867.xml · nonDerivative · entry 5

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,733.207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:44 UTC Tax withholdingCommon Stock 553 $13.83 $7,647.99
Disclosure

SEC source: 0001395942-22-000011 · wf-form4_164567066428867.xml · nonDerivative · entry 4

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,694.722

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:44 UTC Exercise / conversionCommon Stock 2,353 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000011 · wf-form4_164567066428867.xml · nonDerivative · entry 3

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,247.722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:51 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionRestricted Stock Units · Derivative 4,222.233 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000013 · wf-form4_164567104092748.xml · derivative · entry 9

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,222.233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022.

F8 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:51 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionRestricted Stock Units · Derivative 641 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000013 · wf-form4_164567104092748.xml · derivative · entry 7

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:51 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Tax withholdingCommon Stock 2,261 $13.83 $31,269.63
Disclosure

SEC source: 0001395942-22-000013 · wf-form4_164567104092748.xml · nonDerivative · entry 6

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,518.233

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:51 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionCommon Stock 4,222.233 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000013 · wf-form4_164567104092748.xml · nonDerivative · entry 5

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,779.233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:51 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Tax withholdingCommon Stock 344 $13.83 $4,757.52
Disclosure

SEC source: 0001395942-22-000013 · wf-form4_164567104092748.xml · nonDerivative · entry 4

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,557

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:51 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionCommon Stock 641 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000013 · wf-form4_164567104092748.xml · nonDerivative · entry 3

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:53 UTC
Anderson Scott AChief Accounting Officer
GrantRestricted Stock Units · Derivative 648 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000014 · wf-form4_164567120647150.xml · derivative · entry 9

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 648 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:53 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 303.383 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000014 · wf-form4_164567120647150.xml · derivative · entry 8

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 303.383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:53 UTC
Anderson Scott AChief Accounting Officer
Tax withholdingCommon Stock 103 $13.83 $1,424.49
Disclosure

SEC source: 0001395942-22-000014 · wf-form4_164567120647150.xml · nonDerivative · entry 6

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,485.0976

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:53 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionCommon Stock 303.383 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000014 · wf-form4_164567120647150.xml · nonDerivative · entry 5

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,588.0976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:53 UTC
Anderson Scott AChief Accounting Officer
Tax withholdingCommon Stock 220 $13.83 $3,042.60
Disclosure

SEC source: 0001395942-22-000014 · wf-form4_164567120647150.xml · nonDerivative · entry 4

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,284.7146

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:53 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionCommon Stock 648 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000014 · wf-form4_164567120647150.xml · nonDerivative · entry 3

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,504.7146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:59 UTC
HALLETT JAMES PDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 45,490.191 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · derivative · entry 9

HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,490.191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:59 UTC
HALLETT JAMES PDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 6,676 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · derivative · entry 7

HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:59 UTC
HALLETT JAMES PDirector · Executive Chairman
GrantCommon Stock 13,378 $13.83 $185,017.74
Disclosure

SEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · nonDerivative · entry 6

HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,141.8733

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:59 UTC
HALLETT JAMES PDirector · Executive Chairman
Exercise / conversionCommon Stock 45,490.191 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · nonDerivative · entry 5

HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,519.8733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:59 UTC
HALLETT JAMES PDirector · Executive Chairman
Tax withholdingCommon Stock 2,753 $13.83 $38,073.99
Disclosure

SEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · nonDerivative · entry 4

HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,029.6823

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:59 UTC
HALLETT JAMES PDirector · Executive Chairman
Exercise / conversionCommon Stock 6,676 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · nonDerivative · entry 3

HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,782.6823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:59 UTC
Fisher Thomas JEVP, Chief Technology Officer
GrantRestricted Stock Units · Derivative 4,957.775 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · derivative · entry 9

Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,957.775 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:59 UTC
Fisher Thomas JEVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 753 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · derivative · entry 7

Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:59 UTC
Fisher Thomas JEVP, Chief Technology Officer
Tax withholdingCommon Stock 1,417 $13.83 $19,597.11
Disclosure

SEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · nonDerivative · entry 6

Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,528

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:59 UTC
Fisher Thomas JEVP, Chief Technology Officer
Exercise / conversionCommon Stock 4,958 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · nonDerivative · entry 5

Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:59 UTC
Fisher Thomas JEVP, Chief Technology Officer
Tax withholdingCommon Stock 216 $13.83 $2,987.28
Disclosure

SEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · nonDerivative · entry 4

Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,987

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:59 UTC
Fisher Thomas JEVP, Chief Technology Officer
Exercise / conversionCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · nonDerivative · entry 3

Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:55 UTC
Money James E. IIAFC President
Exercise / conversionRestricted Stock Units · Derivative 4,206 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · derivative · entry 9

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022.

F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:55 UTC
Money James E. IIAFC President
Exercise / conversionRestricted Stock Units · Derivative 639 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · derivative · entry 7

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:55 UTC
Money James E. IIAFC President
Tax withholdingCommon Stock 1,203 $13.83 $16,637.49
Disclosure

SEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · nonDerivative · entry 6

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,269.3891

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.