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OPLN

OPENLANE, Inc.

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4015
SEC CIK
0001395942
Parsed reports
641

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 2026013
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2020 Filed Mar 3, 2020 22:37 UTC
Money James E. IIAFC President
Exercise / conversionRestricted Stock Units · Derivative 539 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000042 · wf-form4_158327502487959.xml · derivative · entry 3

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539

Underlying: Common Stock · 539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:37 UTC
Money James E. IIAFC President
Tax withholdingCommon Stock 155 $20.21 $3,132.55
Disclosure

SEC source: 0001395942-20-000042 · wf-form4_158327502487959.xml · nonDerivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,302.3891

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:37 UTC
Money James E. IIAFC President
Exercise / conversionCommon Stock 539 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000042 · wf-form4_158327502487959.xml · nonDerivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,457.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 23:00 UTC
Kelly Peter JPresident
Exercise / conversionRestricted Stock Units · Derivative 890 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000049 · wf-form4_158327640289278.xml · derivative · entry 4

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock · 890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 23:00 UTC
Kelly Peter JPresident
Tax withholdingCommon Stock 388 $20.21 $7,841.48
Disclosure

SEC source: 0001395942-20-000049 · wf-form4_158327640289278.xml · nonDerivative · entry 2

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,715.2426

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 23:00 UTC
Kelly Peter JPresident
Exercise / conversionCommon Stock 890 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000049 · wf-form4_158327640289278.xml · nonDerivative · entry 1

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,103.2426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020.

F2 · balance_after: Includes 636.157 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:58 UTC
Fisher Thomas JEVP, Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 654 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000048 · wf-form4_158327630669864.xml · derivative · entry 4

Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655

Underlying: Common Stock · 654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:58 UTC
Fisher Thomas JEVP, Chief Information Officer
Tax withholdingCommon Stock 187 $20.21 $3,779.27
Disclosure

SEC source: 0001395942-20-000048 · wf-form4_158327630669864.xml · nonDerivative · entry 2

Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,324

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:58 UTC
Fisher Thomas JEVP, Chief Information Officer
Exercise / conversionCommon Stock 654 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000048 · wf-form4_158327630669864.xml · nonDerivative · entry 1

Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:39 UTC
Coleman Charles S.SVP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 191 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000043 · wf-form4_158327515430914.xml · derivative · entry 3

Coleman Charles S. · CIK 0001791222 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191

Underlying: Common Stock · 191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:39 UTC
Coleman Charles S.SVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 55 $20.21 $1,111.55
Disclosure

SEC source: 0001395942-20-000043 · wf-form4_158327515430914.xml · nonDerivative · entry 2

Coleman Charles S. · CIK 0001791222 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,728.8733

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:39 UTC
Coleman Charles S.SVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 191 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000043 · wf-form4_158327515430914.xml · nonDerivative · entry 1

Coleman Charles S. · CIK 0001791222 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,783.8733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020.

F2 · balance_after: Includes 2,999.8573 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:35 UTC
Price Lisa A.EVP, Chief People Officer
GrantRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000041 · wf-form4_158327491803384.xml · derivative · entry 3

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:35 UTC
Price Lisa A.EVP, Chief People Officer
Tax withholdingCommon Stock 115 $20.21 $2,324.15
Disclosure

SEC source: 0001395942-20-000041 · wf-form4_158327491803384.xml · nonDerivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,896.7253

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:35 UTC
Price Lisa A.EVP, Chief People Officer
Exercise / conversionCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000041 · wf-form4_158327491803384.xml · nonDerivative · entry 1

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,011.7253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020.

F2 · balance_after: Includes 3,965.7249 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 18:03 UTC
Hammer John CPresident of ADESA
Exercise / conversionRestricted Stock Units · Derivative 284 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000050 · wf-form4_158327656446685.xml · derivative · entry 7

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568

Underlying: Common Stock · 284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 1, 2020, one-third of these restricted stock units vest on March 1, 2021 and the remaining one-third of these restricted stock units vest on March 1, 2022, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 1, 2020, one-third of these restricted stock units vest on March 1, 2021 and the remaining one-third of these restricted stock units vest on March 1, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 18:03 UTC
Hammer John CPresident of ADESA
Tax withholdingCommon Stock 70 $19.25 $1,347.50
Disclosure

SEC source: 0001395942-20-000050 · wf-form4_158327656446685.xml · nonDerivative · entry 2

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,551

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 18:03 UTC
Hammer John CPresident of ADESA
Exercise / conversionCommon Stock 284 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000050 · wf-form4_158327656446685.xml · nonDerivative · entry 1

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 1, 2020.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:25 UTC Exercise / conversionRestricted Stock Units · Derivative 14,882 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000031 · wf-form4_158268031018084.xml · derivative · entry 11

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units vested and settled in common stock on February 24, 2020.

F10 · derivative.expiration_date: These restricted stock units vested and settled in common stock on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:25 UTC Exercise / conversionRestricted Stock Units · Derivative 1,546 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000031 · wf-form4_158268031018084.xml · derivative · entry 8

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vested on February 24, 2020.

F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vested on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:25 UTC Tax withholdingCommon Stock 3,974 $21.55 $85,639.70
Disclosure

SEC source: 0001395942-20-000031 · wf-form4_158268031018084.xml · nonDerivative · entry 6

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,550.389

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:25 UTC Exercise / conversionCommon Stock 14,882 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000031 · wf-form4_158268031018084.xml · nonDerivative · entry 5

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,524.389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:25 UTC Tax withholdingCommon Stock 413 $21.55 $8,900.15
Disclosure

SEC source: 0001395942-20-000031 · wf-form4_158268031018084.xml · nonDerivative · entry 4

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,642.389

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:25 UTC Exercise / conversionCommon Stock 1,546 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000031 · wf-form4_158268031018084.xml · nonDerivative · entry 3

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,055.389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:24 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
Exercise / conversionRestricted Stock Units · Derivative 17,951 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000030 · wf-form4_158268026433077.xml · derivative · entry 10

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units vested and settled in common stock on February 24, 2020.

F9 · derivative.expiration_date: These restricted stock units vested and settled in common stock on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:24 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
Exercise / conversionRestricted Stock Units · Derivative 1,865 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000030 · wf-form4_158268026433077.xml · derivative · entry 7

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vested on February 24, 2020.

F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vested on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:24 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
Tax withholdingCommon Stock 5,131 $21.55 $110,573.05
Disclosure

SEC source: 0001395942-20-000030 · wf-form4_158268026433077.xml · nonDerivative · entry 6

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,487.4792

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:24 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
Exercise / conversionCommon Stock 17,951 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000030 · wf-form4_158268026433077.xml · nonDerivative · entry 5

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,618.4792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:24 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
Tax withholdingCommon Stock 534 $21.55 $11,507.70
Disclosure

SEC source: 0001395942-20-000030 · wf-form4_158268026433077.xml · nonDerivative · entry 4

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667.4792

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:24 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
Exercise / conversionCommon Stock 1,865 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000030 · wf-form4_158268026433077.xml · nonDerivative · entry 3

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,201.4792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:28 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionRestricted Stock Units · Derivative 4,544 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000035 · wf-form4_158268049900601.xml · derivative · entry 11

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units vested and settled in common stock on February 24, 2020.

F10 · derivative.expiration_date: These restricted stock units vested and settled in common stock on February 24, 2020.

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February 24, 2020 Filed Feb 25, 2020 20:28 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionRestricted Stock Units · Derivative 472 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000035 · wf-form4_158268049900601.xml · derivative · entry 8

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vested on February 24, 2020.

F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vested on February 24, 2020.

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February 24, 2020 Filed Feb 25, 2020 20:28 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Tax withholdingCommon Stock 2,433 $21.55 $52,431.15
Disclosure

SEC source: 0001395942-20-000035 · wf-form4_158268049900601.xml · nonDerivative · entry 7

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,331.354

F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:28 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionCommon Stock 4,544 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000035 · wf-form4_158268049900601.xml · nonDerivative · entry 6

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,764.354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:28 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Tax withholdingCommon Stock 253 $21.55 $5,452.15
Disclosure

SEC source: 0001395942-20-000035 · wf-form4_158268049900601.xml · nonDerivative · entry 5

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,220.354

F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:28 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionCommon Stock 472 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000035 · wf-form4_158268049900601.xml · nonDerivative · entry 4

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,473.354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2020.

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February 24, 2020 Filed Feb 25, 2020 20:26 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 61,235 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000032 · wf-form4_158268035164398.xml · derivative · entry 11

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date.

F10 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:26 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 6,318 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000032 · wf-form4_158268035164398.xml · derivative · entry 8

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vested on February 24, 2020.

F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vested on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:26 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 25,248 $21.55 $544,094.40
Disclosure

SEC source: 0001395942-20-000032 · wf-form4_158268035164398.xml · nonDerivative · entry 6

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,001.981

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:26 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 61,235 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000032 · wf-form4_158268035164398.xml · nonDerivative · entry 5

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,249.981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:26 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,605 $21.55 $56,137.75
Disclosure

SEC source: 0001395942-20-000032 · wf-form4_158268035164398.xml · nonDerivative · entry 4

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,014.981

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:26 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,318 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000032 · wf-form4_158268035164398.xml · nonDerivative · entry 3

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,619.981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 01:32 UTC
Price Lisa A.EVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 4,157 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000040 · wf-form4_158268073142728.xml · derivative · entry 10

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 24, 2020.

F9 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 01:32 UTC
Price Lisa A.EVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 432 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000040 · wf-form4_158268073142728.xml · derivative · entry 7

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vested on February 24, 2020.

F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vested on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 01:32 UTC
Price Lisa A.EVP, Chief People Officer
Tax withholdingCommon Stock 1,189 $21.55 $25,622.95
Disclosure

SEC source: 0001395942-20-000040 · wf-form4_158268073142728.xml · nonDerivative · entry 6

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,313.024

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 01:32 UTC
Price Lisa A.EVP, Chief People Officer
Exercise / conversionCommon Stock 4,157 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000040 · wf-form4_158268073142728.xml · nonDerivative · entry 5

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,502.024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 01:32 UTC
Price Lisa A.EVP, Chief People Officer
Tax withholdingCommon Stock 124 $21.55 $2,672.20
Disclosure

SEC source: 0001395942-20-000040 · wf-form4_158268073142728.xml · nonDerivative · entry 4

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,345.024

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 01:32 UTC
Price Lisa A.EVP, Chief People Officer
Exercise / conversionCommon Stock 432 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000040 · wf-form4_158268073142728.xml · nonDerivative · entry 3

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,469.024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 01:30 UTC
Money James E. IIAFC President
Exercise / conversionRestricted Stock Units · Derivative 5,895 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000037 · wf-form4_158268059983591.xml · derivative · entry 10

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 24, 2020.

F8 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 01:30 UTC
Money James E. IIAFC President
Exercise / conversionRestricted Stock Units · Derivative 613 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000037 · wf-form4_158268059983591.xml · derivative · entry 7

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vested on February 24, 2020.

F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vested on February 24, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.