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OPLN

OPENLANE, Inc.

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Tapewire entity
4015
SEC CIK
0001395942
Parsed reports
641

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 2026013
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2021 Filed Mar 4, 2021 18:13 UTC
Anderson Scott AChief Accounting Officer
Tax withholdingCommon Stock 215 $13.99 $3,007.85
Disclosure

SEC source: 0001395942-21-000031 · wf-form4_161489961959787.xml · nonDerivative · entry 4

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,324.3407

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 18:13 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionCommon Stock 775 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000031 · wf-form4_161489961959787.xml · nonDerivative · entry 3

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,539.3407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 18:13 UTC
Anderson Scott AChief Accounting Officer
Tax withholdingCommon Stock 72 $13.99 $1,007.28
Disclosure

SEC source: 0001395942-21-000031 · wf-form4_161489961959787.xml · nonDerivative · entry 2

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,764.3407

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 18:13 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionCommon Stock 259 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000031 · wf-form4_161489961959787.xml · nonDerivative · entry 1

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,836.3407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:26 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 54,311 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000023 · wf-form4_161489678873989.xml · derivative · entry 8

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

F8 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:26 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,766 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000023 · wf-form4_161489678873989.xml · derivative · entry 6

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:26 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,880 $13.99 $40,291.20
Disclosure

SEC source: 0001395942-21-000023 · wf-form4_161489678873989.xml · nonDerivative · entry 4

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,533.6823

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:26 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 54,311 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000023 · wf-form4_161489678873989.xml · nonDerivative · entry 3

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,413.6823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:26 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,378 $13.99 $33,268.22
Disclosure

SEC source: 0001395942-21-000023 · wf-form4_161489678873989.xml · nonDerivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,102.6823

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:26 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,766 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000023 · wf-form4_161489678873989.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,480.6823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

F2 · balance_after: Includes 3,967.5593 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:45 UTC
Price Lisa A.EVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 3,739 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000028 · wf-form4_161489788605043.xml · derivative · entry 7

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:45 UTC
Price Lisa A.EVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000028 · wf-form4_161489788605043.xml · derivative · entry 5

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:45 UTC
Price Lisa A.EVP, Chief People Officer
Tax withholdingCommon Stock 1,630 $13.99 $22,803.70
Disclosure

SEC source: 0001395942-21-000028 · wf-form4_161489788605043.xml · nonDerivative · entry 4

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,575.7253

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:45 UTC
Price Lisa A.EVP, Chief People Officer
Exercise / conversionCommon Stock 3,739 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000028 · wf-form4_161489788605043.xml · nonDerivative · entry 3

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,205.7253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:45 UTC
Price Lisa A.EVP, Chief People Officer
Tax withholdingCommon Stock 175 $13.99 $2,448.25
Disclosure

SEC source: 0001395942-21-000028 · wf-form4_161489788605043.xml · nonDerivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,466.7253

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:45 UTC
Price Lisa A.EVP, Chief People Officer
Exercise / conversionCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000028 · wf-form4_161489788605043.xml · nonDerivative · entry 1

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,641.7253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

F2 · balance_after: Includes 3,965.7249 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:35 UTC
Kelly Peter JPresident
Exercise / conversionRestricted Stock Units · Derivative 8,324 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000025 · wf-form4_161489727662914.xml · derivative · entry 7

Kelly Peter J · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:35 UTC
Kelly Peter JPresident
Exercise / conversionRestricted Stock Units · Derivative 890 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000025 · wf-form4_161489727662914.xml · derivative · entry 5

Kelly Peter J · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:35 UTC
Kelly Peter JPresident
Tax withholdingCommon Stock 2,431 $13.99 $34,009.69
Disclosure

SEC source: 0001395942-21-000025 · wf-form4_161489727662914.xml · nonDerivative · entry 4

Kelly Peter J · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,446.2426

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:35 UTC
Kelly Peter JPresident
Exercise / conversionCommon Stock 8,324 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000025 · wf-form4_161489727662914.xml · nonDerivative · entry 3

Kelly Peter J · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,877.2426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:35 UTC
Kelly Peter JPresident
Tax withholdingCommon Stock 260 $13.99 $3,637.40
Disclosure

SEC source: 0001395942-21-000025 · wf-form4_161489727662914.xml · nonDerivative · entry 2

Kelly Peter J · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,553.2426

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:35 UTC
Kelly Peter JPresident
Exercise / conversionCommon Stock 890 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000025 · wf-form4_161489727662914.xml · nonDerivative · entry 1

Kelly Peter J · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,813.2426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

F2 · balance_after: Includes 636.157 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:40 UTC
Money James E. IIAFC President
Exercise / conversionRestricted Stock Units · Derivative 5,043 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000027 · wf-form4_161489758490546.xml · derivative · entry 7

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:40 UTC
Money James E. IIAFC President
Exercise / conversionRestricted Stock Units · Derivative 539 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000027 · wf-form4_161489758490546.xml · derivative · entry 5

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

F4 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:40 UTC
Money James E. IIAFC President
Tax withholdingCommon Stock 1,442 $13.99 $20,173.58
Disclosure

SEC source: 0001395942-21-000027 · wf-form4_161489758490546.xml · nonDerivative · entry 4

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,776.3891

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:40 UTC
Money James E. IIAFC President
Exercise / conversionCommon Stock 5,043 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000027 · wf-form4_161489758490546.xml · nonDerivative · entry 3

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,218.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:40 UTC
Money James E. IIAFC President
Tax withholdingCommon Stock 155 $13.99 $2,168.45
Disclosure

SEC source: 0001395942-21-000027 · wf-form4_161489758490546.xml · nonDerivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,175.3891

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:40 UTC
Money James E. IIAFC President
Exercise / conversionCommon Stock 539 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000027 · wf-form4_161489758490546.xml · nonDerivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,330.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:24 UTC
Fisher Thomas JEVP, Chief Digital Officer
Exercise / conversionRestricted Stock Units · Derivative 6,122 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000022 · wf-form4_161489666246962.xml · derivative · entry 7

Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:24 UTC
Fisher Thomas JEVP, Chief Digital Officer
Exercise / conversionRestricted Stock Units · Derivative 655 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000022 · wf-form4_161489666246962.xml · derivative · entry 5

Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

F4 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:24 UTC
Fisher Thomas JEVP, Chief Digital Officer
Tax withholdingCommon Stock 1,750 $13.99 $24,482.50
Disclosure

SEC source: 0001395942-21-000022 · wf-form4_161489666246962.xml · nonDerivative · entry 4

Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,307

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:24 UTC
Fisher Thomas JEVP, Chief Digital Officer
Exercise / conversionCommon Stock 6,122 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000022 · wf-form4_161489666246962.xml · nonDerivative · entry 3

Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:24 UTC
Fisher Thomas JEVP, Chief Digital Officer
Tax withholdingCommon Stock 188 $13.99 $2,630.12
Disclosure

SEC source: 0001395942-21-000022 · wf-form4_161489666246962.xml · nonDerivative · entry 2

Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,935

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

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March 02, 2021 Filed Mar 4, 2021 22:24 UTC
Fisher Thomas JEVP, Chief Digital Officer
Exercise / conversionCommon Stock 655 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000022 · wf-form4_161489666246962.xml · nonDerivative · entry 1

Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

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March 02, 2021 Filed Mar 4, 2021 22:22 UTC
Coleman Charles S.EVP, CLO & Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,801 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000021 · wf-form4_161489650217221.xml · derivative · entry 7

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

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March 02, 2021 Filed Mar 4, 2021 22:22 UTC
Coleman Charles S.EVP, CLO & Secretary
Exercise / conversionRestricted Stock Units · Derivative 191 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000021 · wf-form4_161489650217221.xml · derivative · entry 5

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

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March 02, 2021 Filed Mar 4, 2021 22:22 UTC
Coleman Charles S.EVP, CLO & Secretary
Tax withholdingCommon Stock 515 $13.99 $7,204.85
Disclosure

SEC source: 0001395942-21-000021 · wf-form4_161489650217221.xml · nonDerivative · entry 4

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,097.8733

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

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March 02, 2021 Filed Mar 4, 2021 22:22 UTC
Coleman Charles S.EVP, CLO & Secretary
Exercise / conversionCommon Stock 1,801 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000021 · wf-form4_161489650217221.xml · nonDerivative · entry 3

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,612.8733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

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March 02, 2021 Filed Mar 4, 2021 22:22 UTC
Coleman Charles S.EVP, CLO & Secretary
Tax withholdingCommon Stock 55 $13.99 $769.45
Disclosure

SEC source: 0001395942-21-000021 · wf-form4_161489650217221.xml · nonDerivative · entry 2

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,811.8733

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

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March 02, 2021 Filed Mar 4, 2021 22:22 UTC
Coleman Charles S.EVP, CLO & Secretary
Exercise / conversionCommon Stock 191 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000021 · wf-form4_161489650217221.xml · nonDerivative · entry 1

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,866.8733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

F2 · balance_after: Includes 2,999.8573 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

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March 02, 2021 Filed Mar 24, 2021 19:13 UTC Amendment Tax withholdingCommon Stock 3,416 $13.99 $47,789.84
Disclosure

SEC source: 0001395942-21-000042 · wf-form4a_161662761340856.xml · nonDerivative · entry 1

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,246.722

F1 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

F2 · shares: Due to an administrative error, the original Form 4 filed on March 4, 2021 understated the total number of shares withheld by the Company to satisfy tax withholding requirements by 2,735 shares.

F2 · balance_after: Due to an administrative error, the original Form 4 filed on March 4, 2021 understated the total number of shares withheld by the Company to satisfy tax withholding requirements by 2,735 shares.

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March 02, 2021 Filed Mar 24, 2021 19:16 UTC Amendment
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 23,724 $13.99 $331,898.76
Disclosure

SEC source: 0001395942-21-000043 · wf-form4a_161662779409548.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,689.6823

F1 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

F2 · shares: Due to an administrative error, the original Form 4 filed on March 4, 2021 understated the total number of shares withheld by the Company to satisfy tax withholding requirements by 20,844 shares.

F2 · balance_after: Due to an administrative error, the original Form 4 filed on March 4, 2021 understated the total number of shares withheld by the Company to satisfy tax withholding requirements by 20,844 shares.

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March 01, 2021 Filed Mar 3, 2021 18:55 UTC
Hammer John CCCO of KAR, President of ADESA
Exercise / conversionRestricted Stock Units · Derivative 284 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000020 · wf-form4_161481573230932.xml · derivative · entry 5

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284

Underlying: Common Stock · 284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 1, 2020, one-third of these restricted stock units vested on March 1, 2021 and the remaining one-third of these restricted stock units vest on March 1, 2022, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 1, 2020, one-third of these restricted stock units vested on March 1, 2021 and the remaining one-third of these restricted stock units vest on March 1, 2022, assuming continued employment through the applicable vesting date.

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March 01, 2021 Filed Mar 3, 2021 18:55 UTC
Hammer John CCCO of KAR, President of ADESA
Tax withholdingCommon Stock 70 $14.31 $1,001.70
Disclosure

SEC source: 0001395942-21-000020 · wf-form4_161481573230932.xml · nonDerivative · entry 2

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,986.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:55 UTC
Hammer John CCCO of KAR, President of ADESA
Exercise / conversionCommon Stock 284 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000020 · wf-form4_161481573230932.xml · nonDerivative · entry 1

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,056.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 1, 2021.

F2 · balance_after: Includes 2,083.333 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

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February 22, 2021 Filed Feb 23, 2021 20:06 UTC
Hammer John CCCO of KAR, President of ADESA
Exercise / conversionRestricted Stock Units · Derivative 1,992 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000011 · wf-form4_161412876511757.xml · derivative · entry 6

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,993

Underlying: Common Stock · 1,992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

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February 22, 2021 Filed Feb 23, 2021 20:06 UTC
Hammer John CCCO of KAR, President of ADESA
Tax withholdingCommon Stock 486 $14.58 $7,085.88
Disclosure

SEC source: 0001395942-21-000011 · wf-form4_161412876511757.xml · nonDerivative · entry 4

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,772.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 20:06 UTC
Hammer John CCCO of KAR, President of ADESA
Exercise / conversionCommon Stock 1,992 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000011 · wf-form4_161412876511757.xml · nonDerivative · entry 3

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,258.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2021.

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February 22, 2021 Filed Feb 23, 2021 20:04 UTC Exercise / conversionRestricted Stock Units · Derivative 2,354 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000010 · wf-form4_161412867586791.xml · derivative · entry 7

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

Underlying: Common Stock · 2,354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

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February 22, 2021 Filed Feb 23, 2021 20:04 UTC Tax withholdingCommon Stock 684 $14.58 $9,972.72
Disclosure

SEC source: 0001395942-21-000010 · wf-form4_161412867586791.xml · nonDerivative · entry 4

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,899.722

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.