OPLN

SEC source: 0001395942-21-000064 · wf-form4_162319965931652.xml · derivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,417

Underlying: Common Stock · 117,417 shares

Expires 2031-06-04

F2 · derivative.exercise_date: These options were granted on June 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $23.23, $28.23, $33.23, and $38.23, for twenty consecutive trading days, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000064 · wf-form4_162319965931652.xml · derivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,354

Underlying: Common Stock · 29,354 shares

Expires 2031-06-04

F1 · derivative.exercise_date: These options were granted on June 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000060 · wf-form4_162319928476197.xml · derivative · entry 2

Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,417

Underlying: Common Stock · 117,417 shares

Expires 2031-06-04

F2 · derivative.exercise_date: These options were granted on June 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $23.23, $28.23, $33.23, and $38.23, for twenty consecutive trading days, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000060 · wf-form4_162319928476197.xml · derivative · entry 1

Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,354

Underlying: Common Stock · 29,354 shares

Expires 2031-06-04

F1 · derivative.exercise_date: These options were granted on June 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000063 · wf-form4_162319958077979.xml · derivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,417

Underlying: Common Stock · 117,417 shares

Expires 2031-06-04

F2 · derivative.exercise_date: These options were granted on June 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $23.23, $28.23, $33.23, and $38.23, for twenty consecutive trading days, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000063 · wf-form4_162319958077979.xml · derivative · entry 1

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,354

Underlying: Common Stock · 29,354 shares

Expires 2031-06-04

F1 · derivative.exercise_date: These options were granted on June 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000058 · wf-form4_162319907374137.xml · derivative · entry 2

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,417

Underlying: Common Stock · 117,417 shares

Expires 2031-06-04

F2 · derivative.exercise_date: These options were granted on June 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $23.23, $28.23, $33.23, and $38.23, for twenty consecutive trading days, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000058 · wf-form4_162319907374137.xml · derivative · entry 1

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,354

Underlying: Common Stock · 29,354 shares

Expires 2031-06-04

F1 · derivative.exercise_date: These options were granted on June 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000050 · wf-form4_162074395560372.xml · derivative · entry 1

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656

Underlying: Common Stock · 1,656 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 7, 2022, one-third of these restricted stock units vest on May 7, 2023 and the remaining one-third of these restricted stock units vest on May 7, 2024, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 7, 2022, one-third of these restricted stock units vest on May 7, 2023 and the remaining one-third of these restricted stock units vest on May 7, 2024, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-21-000044 · wf-form4_161739225189899.xml · nonDerivative · entry 1

Smith Mary Ellen · CIK 0001791994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,484

F1 · shares: These shares of common stock were issued to the reporting person in lieu of the reporting person's quarterly cash retainer payment for director service.

F2 · balance_after: 8,228 of these shares were issued on June 4, 2020 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. The 8,228 shares vest on June 4, 2021 and are subject to forfeiture until vested. All other shares are vested.

SEC source: 0001395942-21-000045 · wf-form4_161739260207191.xml · nonDerivative · entry 1

Jacoby Stefan · CIK 0001583553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417

F1 · shares: These shares of common stock were issued to the reporting person in lieu of the reporting person's quarterly cash retainer payment for director service.

SEC source: 0001395942-21-000040 · wf-form4_161524749626952.xml · derivative · entry 2

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,103

Underlying: Common Stock · 158,103 shares

Expires 2031-03-04

F2 · derivative.exercise_date: These options were granted on March 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $18.81, $23.81, $28.81, and $33.81, for twenty consecutive trading days, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000040 · wf-form4_161524749626952.xml · derivative · entry 1

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,526

Underlying: Common Stock · 39,526 shares

Expires 2031-03-04

F1 · derivative.exercise_date: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000037 · wf-form4_161524728293146.xml · derivative · entry 2

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,392

Underlying: Common Stock · 217,392 shares

Expires 2031-03-04

F2 · derivative.exercise_date: These options were granted on March 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $18.81, $23.81, $28.81, and $33.81, for twenty consecutive trading days, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000037 · wf-form4_161524728293146.xml · derivative · entry 1

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,348

Underlying: Common Stock · 54,348 shares

Expires 2031-03-04

F1 · derivative.exercise_date: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000033 · wf-form4_161524697421278.xml · derivative · entry 2

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,285

Underlying: Common Stock · 56,285 shares

Expires 2031-03-04

F2 · derivative.exercise_date: These options were granted on March 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $18.81, $23.81, $28.81, and $33.81, for twenty consecutive trading days, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000033 · wf-form4_161524697421278.xml · derivative · entry 1

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,072

Underlying: Common Stock · 14,072 shares

Expires 2031-03-04

F1 · derivative.exercise_date: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000032 · wf-form4_161524690133119.xml · derivative · entry 1

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,612

Underlying: Common Stock · 5,612 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 4, 2022, one-third of these restricted stock units vest on March 4, 2023 and the remaining one-third of these restricted stock units vest on March 4, 2024, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 4, 2022, one-third of these restricted stock units vest on March 4, 2023 and the remaining one-third of these restricted stock units vest on March 4, 2024, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-21-000035 · wf-form4_161524713392759.xml · derivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,257

Underlying: Common Stock · 395,257 shares

Expires 2031-03-04

F2 · derivative.exercise_date: These options were granted on March 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $18.81, $23.81, $28.81, and $33.81, for twenty consecutive trading days, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000035 · wf-form4_161524713392759.xml · derivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,815

Underlying: Common Stock · 98,815 shares

Expires 2031-03-04

F1 · derivative.exercise_date: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000041 · wf-form4_161524759901572.xml · derivative · entry 2

Kelly Peter J · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,309

Underlying: Common Stock · 474,309 shares

Expires 2031-03-04

F2 · derivative.exercise_date: These options were granted on March 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $18.81, $23.81, $28.81, and $33.81, for twenty consecutive trading days, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000041 · wf-form4_161524759901572.xml · derivative · entry 1

Kelly Peter J · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,578

Underlying: Common Stock · 118,578 shares

Expires 2031-03-04

F1 · derivative.exercise_date: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000039 · wf-form4_161524739849398.xml · derivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,052

Underlying: Common Stock · 79,052 shares

Expires 2031-03-04

F2 · derivative.exercise_date: These options were granted on March 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $18.81, $23.81, $28.81, and $33.81, for twenty consecutive trading days, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000039 · wf-form4_161524739849398.xml · derivative · entry 1

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,763

Underlying: Common Stock · 19,763 shares

Expires 2031-03-04

F1 · derivative.exercise_date: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000038 · wf-form4_161524733982546.xml · derivative · entry 2

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,052

Underlying: Common Stock · 79,052 shares

Expires 2031-03-04

F2 · derivative.exercise_date: 2.These options were granted on March 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $18.81, $23.81, $28.81, and $33.81, for twenty consecutive trading days, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000038 · wf-form4_161524733982546.xml · derivative · entry 1

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,763

Underlying: Common Stock · 19,763 shares

Expires 2031-03-04

F1 · derivative.exercise_date: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000036 · wf-form4_161524721340594.xml · derivative · entry 2

Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,052

Underlying: Common Stock · 79,052 shares

Expires 2031-03-04

F2 · derivative.exercise_date: These options were granted on March 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $18.81, $23.81, $28.81, and $33.81, for twenty consecutive trading days, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000036 · wf-form4_161524721340594.xml · derivative · entry 1

Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,763

Underlying: Common Stock · 19,763 shares

Expires 2031-03-04

F1 · derivative.exercise_date: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000034 · wf-form4_161524705400648.xml · derivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,052

Underlying: Common Stock · 79,052 shares

Expires 2031-03-04

F2 · derivative.exercise_date: These options were granted on March 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $18.81, $23.81, $28.81, and $33.81, for twenty consecutive trading days, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000034 · wf-form4_161524705400648.xml · derivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,763

Underlying: Common Stock · 19,763 shares

Expires 2031-03-04

F1 · derivative.exercise_date: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.

SEC source: 0001395942-21-000024 · wf-form4_161489713935614.xml · derivative · entry 8

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

SEC source: 0001395942-21-000024 · wf-form4_161489713935614.xml · derivative · entry 5

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

SEC source: 0001395942-21-000024 · wf-form4_161489713935614.xml · nonDerivative · entry 4

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,555.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-21-000024 · wf-form4_161489713935614.xml · nonDerivative · entry 3

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,502.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

SEC source: 0001395942-21-000024 · wf-form4_161489713935614.xml · nonDerivative · entry 2

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,296.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-21-000024 · wf-form4_161489713935614.xml · nonDerivative · entry 1

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,719.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

F2 · balance_after: Includes 2,083.333 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-21-000026 · wf-form4_161489741785030.xml · derivative · entry 8

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

F8 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

SEC source: 0001395942-21-000026 · wf-form4_161489741785030.xml · derivative · entry 6

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

SEC source: 0001395942-21-000026 · wf-form4_161489741785030.xml · nonDerivative · entry 4

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,981.722

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-21-000026 · wf-form4_161489741785030.xml · nonDerivative · entry 3

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,662.722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

SEC source: 0001395942-21-000026 · wf-form4_161489741785030.xml · nonDerivative · entry 2

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,868.722

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-21-000026 · wf-form4_161489741785030.xml · nonDerivative · entry 1

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,266.722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

F2 · balance_after: Includes 4,159.139 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-21-000029 · wf-form4_161489797786002.xml · derivative · entry 7

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

SEC source: 0001395942-21-000029 · wf-form4_161489797786002.xml · derivative · entry 5

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

SEC source: 0001395942-21-000029 · wf-form4_161489797786002.xml · nonDerivative · entry 4

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,957.0553

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-21-000029 · wf-form4_161489797786002.xml · nonDerivative · entry 3

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,232.0553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

SEC source: 0001395942-21-000029 · wf-form4_161489797786002.xml · nonDerivative · entry 2

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,983.0553

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-21-000029 · wf-form4_161489797786002.xml · nonDerivative · entry 1

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,227.0553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

F2 · balance_after: Includes 3,963.2526 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-21-000031 · wf-form4_161489961959787.xml · derivative · entry 9

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

SEC source: 0001395942-21-000031 · wf-form4_161489961959787.xml · derivative · entry 7

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.