Tapewire

NYSE · USD

OPLN

OPENLANE, Inc.

Export transactions ↓
Tapewire entity
4015
SEC CIK
0001395942
Parsed reports
641

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 2026013
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2022 Filed Feb 24, 2022 02:55 UTC
Money James E. IIAFC President
Exercise / conversionCommon Stock 4,206 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · nonDerivative · entry 5

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,472.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:55 UTC
Money James E. IIAFC President
Tax withholdingCommon Stock 183 $13.83 $2,530.89
Disclosure

SEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · nonDerivative · entry 4

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,266.3891

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:55 UTC
Money James E. IIAFC President
Exercise / conversionCommon Stock 639 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · nonDerivative · entry 3

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,449.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:56 UTC
Price Lisa A.EVP, Chief People Officer
GrantRestricted Stock Units · Derivative 3,784.567 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000016 · wf-form4_164567136136584.xml · derivative · entry 9

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,784.567 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remained subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022.

F8 · derivative.expiration_date: These restricted stock units remained subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:56 UTC
Price Lisa A.EVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 575 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000016 · wf-form4_164567136136584.xml · derivative · entry 7

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:56 UTC
Price Lisa A.EVP, Chief People Officer
Tax withholdingCommon Stock 1,051 $13.83 $14,535.33
Disclosure

SEC source: 0001395942-22-000016 · wf-form4_164567136136584.xml · nonDerivative · entry 6

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,603.2923

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:56 UTC
Price Lisa A.EVP, Chief People Officer
Exercise / conversionCommon Stock 3,784.567 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000016 · wf-form4_164567136136584.xml · nonDerivative · entry 5

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,654.2923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:56 UTC
Price Lisa A.EVP, Chief People Officer
Tax withholdingCommon Stock 165 $13.83 $2,281.95
Disclosure

SEC source: 0001395942-22-000016 · wf-form4_164567136136584.xml · nonDerivative · entry 4

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,869.7253

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:56 UTC
Price Lisa A.EVP, Chief People Officer
Exercise / conversionCommon Stock 575 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000016 · wf-form4_164567136136584.xml · nonDerivative · entry 3

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,034.7253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:48 UTC
Kelly Peter JDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 13,997.263 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000012 · wf-form4_164567089321004.xml · derivative · entry 9

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,997.263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022.

F8 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:48 UTC
Kelly Peter JDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 2,125 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000012 · wf-form4_164567089321004.xml · derivative · entry 7

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:48 UTC
Kelly Peter JDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,144 $13.83 $57,311.52
Disclosure

SEC source: 0001395942-22-000012 · wf-form4_164567089321004.xml · nonDerivative · entry 6

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,020.263

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:48 UTC
Kelly Peter JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 13,997.263 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000012 · wf-form4_164567089321004.xml · nonDerivative · entry 5

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,164.263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:48 UTC
Kelly Peter JDirector · Chief Executive Officer
Tax withholdingCommon Stock 630 $13.83 $8,712.90
Disclosure

SEC source: 0001395942-22-000012 · wf-form4_164567089321004.xml · nonDerivative · entry 4

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,167

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:48 UTC
Kelly Peter JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,125 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000012 · wf-form4_164567089321004.xml · nonDerivative · entry 3

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:42 UTC
Coleman Charles S.EVP, CLO & Secretary
Tax withholdingCommon Stock 79 $13.83 $1,092.57
Disclosure

SEC source: 0001395942-22-000010 · wf-form4_164567052440823.xml · nonDerivative · entry 6

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,078.483

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:42 UTC
Coleman Charles S.EVP, CLO & Secretary
Exercise / conversionCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000010 · wf-form4_164567052440823.xml · nonDerivative · entry 5

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,157.483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:42 UTC
Coleman Charles S.EVP, CLO & Secretary
Tax withholdingCommon Stock 502 $13.83 $6,942.66
Disclosure

SEC source: 0001395942-22-000010 · wf-form4_164567052440823.xml · nonDerivative · entry 4

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,882.483

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:42 UTC
Coleman Charles S.EVP, CLO & Secretary
Exercise / conversionCommon Stock 1,808.483 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000010 · wf-form4_164567052440823.xml · nonDerivative · entry 3

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,384.483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC
Hammer John CCCO of KAR, President of ADESA
GrantRestricted Stock Units · Derivative 13,124 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · derivative · entry 9

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,867.892

Underlying: Common Stock · 13,124 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and 13,124 restricted stock units vested and settled in common stock on February 22, 2022 and the remaining restricted stock units are scheduled to vest and settle in common stock on March 1, 2022, assuming continued employment through the applicable vesting dates.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and 13,124 restricted stock units vested and settled in common stock on February 22, 2022 and the remaining restricted stock units are scheduled to vest and settle in common stock on March 1, 2022, assuming continued employment through the applicable vesting dates.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC
Hammer John CCCO of KAR, President of ADESA
Exercise / conversionRestricted Stock Units · Derivative 3,071 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · derivative · entry 8

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,072

Underlying: Common Stock · 3,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC
Hammer John CCCO of KAR, President of ADESA
Exercise / conversionRestricted Stock Units · Derivative 1,993 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · derivative · entry 7

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC
Hammer John CCCO of KAR, President of ADESA
Tax withholdingCommon Stock 3,197 $13.83 $44,214.51
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · nonDerivative · entry 6

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,312.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC
Hammer John CCCO of KAR, President of ADESA
Exercise / conversionCommon Stock 13,124 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · nonDerivative · entry 5

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,509.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC
Hammer John CCCO of KAR, President of ADESA
Tax withholdingCommon Stock 486 $13.83 $6,721.38
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · nonDerivative · entry 4

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,385.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC
Hammer John CCCO of KAR, President of ADESA
Exercise / conversionCommon Stock 1,993 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · nonDerivative · entry 3

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,871.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC
Hammer John CCCO of KAR, President of ADESA
Tax withholdingCommon Stock 748 $13.97 $10,449.56
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · nonDerivative · entry 2

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,878.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC
Hammer John CCCO of KAR, President of ADESA
Exercise / conversionCommon Stock 3,071 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · nonDerivative · entry 1

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,626.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2022.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:44 UTC Exercise / conversionRestricted Stock Units · Derivative 16,038.485 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000011 · wf-form4_164567066428867.xml · derivative · entry 9

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,038.485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022.

F8 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:44 UTC Exercise / conversionRestricted Stock Units · Derivative 4,978 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000011 · wf-form4_164567066428867.xml · derivative · entry 8

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,008

Underlying: Common Stock · 4,978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 4,979 of these restricted stock units vested on February 21, 2021, 4,978 of these restricted stock units vested on February 21, 2022 and the remaining 5,150 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 4,979 of these restricted stock units vested on February 21, 2021, 4,978 of these restricted stock units vested on February 21, 2022 and the remaining 5,150 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:44 UTC Exercise / conversionRestricted Stock Units · Derivative 2,353 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000011 · wf-form4_164567066428867.xml · derivative · entry 7

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:44 UTC Tax withholdingCommon Stock 1,330 $13.97 $18,580.10
Disclosure

SEC source: 0001395942-22-000011 · wf-form4_164567066428867.xml · nonDerivative · entry 2

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,894.722

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:44 UTC Exercise / conversionCommon Stock 4,978 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000011 · wf-form4_164567066428867.xml · nonDerivative · entry 1

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,224.722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2022.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:51 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionRestricted Stock Units · Derivative 1,369 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000013 · wf-form4_164567104092748.xml · derivative · entry 8

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370

Underlying: Common Stock · 1,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:51 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Tax withholdingCommon Stock 733 $13.97 $10,240.01
Disclosure

SEC source: 0001395942-22-000013 · wf-form4_164567104092748.xml · nonDerivative · entry 2

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,260

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:51 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionCommon Stock 1,369 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000013 · wf-form4_164567104092748.xml · nonDerivative · entry 1

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2022.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:53 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 624 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000014 · wf-form4_164567120647150.xml · derivative · entry 7

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626.8

Underlying: Common Stock · 624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:53 UTC
Anderson Scott AChief Accounting Officer
Tax withholdingCommon Stock 164 $13.97 $2,291.08
Disclosure

SEC source: 0001395942-22-000014 · wf-form4_164567120647150.xml · nonDerivative · entry 2

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,856.7146

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:53 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionCommon Stock 624 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000014 · wf-form4_164567120647150.xml · nonDerivative · entry 1

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,020.7146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2022.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:59 UTC
HALLETT JAMES PDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 14,122 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · derivative · entry 8

HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,122

Underlying: Common Stock · 14,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:59 UTC
HALLETT JAMES PDirector · Executive Chairman
Tax withholdingCommon Stock 3,705 $13.97 $51,758.85
Disclosure

SEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · nonDerivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,106.6823

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:59 UTC
HALLETT JAMES PDirector · Executive Chairman
Exercise / conversionCommon Stock 14,122 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000019 · wf-form4_164567156371291.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,811.6823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2022.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 02:59 UTC
Fisher Thomas JEVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,592 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · derivative · entry 8

Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592

Underlying: Common Stock · 1,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 02:59 UTC
Fisher Thomas JEVP, Chief Technology Officer
Tax withholdingCommon Stock 449 $13.97 $6,272.53
Disclosure

SEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · nonDerivative · entry 2

Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,450

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 02:59 UTC
Fisher Thomas JEVP, Chief Technology Officer
Exercise / conversionCommon Stock 1,592 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · nonDerivative · entry 1

Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2021.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 02:55 UTC
Money James E. IIAFC President
Exercise / conversionRestricted Stock Units · Derivative 1,403 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · derivative · entry 8

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 1,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,403 of these restricted stock units vested on February 21, 2021, 1,403 of these restricted stock units vested on February 21, 2022 and the remaining 1,410 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,403 of these restricted stock units vested on February 21, 2021, 1,403 of these restricted stock units vested on February 21, 2022 and the remaining 1,410 of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 02:55 UTC
Money James E. IIAFC President
Tax withholdingCommon Stock 369 $13.97 $5,154.93
Disclosure

SEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · nonDerivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,810.3891

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 02:55 UTC
Money James E. IIAFC President
Exercise / conversionCommon Stock 1,403 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000015 · wf-form4_164567129980706.xml · nonDerivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,179.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2022.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 02:56 UTC
Price Lisa A.EVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 1,311 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000016 · wf-form4_164567136136584.xml · derivative · entry 8

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311

Underlying: Common Stock · 1,311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 02:56 UTC
Price Lisa A.EVP, Chief People Officer
Tax withholdingCommon Stock 427 $14.78 $6,311.06
Disclosure

SEC source: 0001395942-22-000016 · wf-form4_164567136136584.xml · nonDerivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,459.7253

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.