Last 12 months
Inside the activity.
3 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2021 Filed Apr 1, 2021 19:56 UTC |
Manthripragada VijayDirector · President and CEO
|
SaleCommon Stock | 8,700 | $43.16 | $375,509.40 |
DisclosureSEC source: 0000899243-21-014461 · doc4.xml · nonDerivative · entry 2 Manthripragada Vijay · CIK 0001817948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,298 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $42.76 to $43.70, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 19:56 UTC |
Manthripragada VijayDirector · President and CEO
|
Exercise / conversionCommon Stock | 115,070 | $6.03 | $693,872.10 |
DisclosureSEC source: 0000899243-21-014461 · doc4.xml · nonDerivative · entry 1 Manthripragada Vijay · CIK 0001817948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:17 UTC |
Manthripragada VijayDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 72,027 | $0.00 Strike: $6.03 | $0.00 |
DisclosureSEC source: 0000899243-21-014289 · doc4.xml · derivative · entry 4 Manthripragada Vijay · CIK 0001817948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,098 Underlying: Common Stock · 72,027 shares Expires 2026-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 50% of the shares subject to the option vested on September 11, 2017, and the remaining 50% vested on September 11, 2019. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:17 UTC |
Manthripragada VijayDirector · President and CEO
|
SaleCommon Stock | 32,059 | $44.16 | $1,415,597.20 |
DisclosureSEC source: 0000899243-21-014289 · doc4.xml · nonDerivative · entry 3 Manthripragada Vijay · CIK 0001817948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,928 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $43.98 to $44.37, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:17 UTC |
Manthripragada VijayDirector · President and CEO
|
SaleCommon Stock | 39,968 | $43.68 | $1,745,762.27 |
DisclosureSEC source: 0000899243-21-014289 · doc4.xml · nonDerivative · entry 2 Manthripragada Vijay · CIK 0001817948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,987 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $42.98 to $43.975, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:17 UTC |
Manthripragada VijayDirector · President and CEO
|
Exercise / conversionCommon Stock | 72,027 | $6.03 | $434,322.81 |
DisclosureSEC source: 0000899243-21-014289 · doc4.xml · nonDerivative · entry 1 Manthripragada Vijay · CIK 0001817948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 19:57 UTC |
Afsari NasymGeneral Counsel and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 10,563 | $0.00 Strike: $47.72 | $0.00 |
DisclosureSEC source: 0000899243-21-012782 · doc4.xml · derivative · entry 1 Afsari Nasym · CIK 0001817851 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,563 Underlying: Common Stock · 10,563 shares Expires 2031-03-18 F1 · derivative.exercise_date: This option represents the right to purchase a total of 10,563 shares of the Common Stock which will vest in two equal installments on September 18, 2021 and March 18, 2022, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 18, 2021 Filed Mar 20, 2021 00:06 UTC |
Revuelta JoseChief Strategy Officer
|
GrantStock Option (Right to Buy) · Derivative | 10,563 | $0.00 Strike: $47.72 | $0.00 |
DisclosureSEC source: 0000899243-21-012788 · doc4.xml · derivative · entry 1 Revuelta Jose · CIK 0001817845 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,563 Underlying: Common Stock · 10,563 shares Expires 2031-03-18 F1 · derivative.exercise_date: This option represents the right to purchase a total of 10,563 shares of the Common Stock which will vest in two equal installments on September 18, 2021 and March 18, 2022, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 18, 2021 Filed Mar 20, 2021 00:36 UTC |
Dicks AllanChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 10,563 | $0.00 Strike: $47.72 | $0.00 |
DisclosureSEC source: 0000899243-21-012792 · doc4.xml · derivative · entry 1 Dicks Allan · CIK 0001817846 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,563 Underlying: Common Stock · 10,563 shares Expires 2031-03-18 F1 · derivative.exercise_date: This option represents the right to purchase a total of 10,563 shares of the Common Stock which will vest in two equal installments on September 18, 2021 and March 18, 2022, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 20:00 UTC |
Manthripragada VijayDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 21,125 | $0.00 Strike: $47.72 | $0.00 |
DisclosureSEC source: 0000899243-21-012785 · doc4.xml · derivative · entry 1 Manthripragada Vijay · CIK 0001817948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,125 Underlying: Common Stock · 21,125 shares Expires 2031-03-18 F1 · derivative.exercise_date: This option represents the right to purchase a total of 21,125 shares of the Common Stock which will vest in two equal installments on September 18, 2021 and March 18, 2022, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 20:01 UTC |
LeMaire Joshua W.Chief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 10,563 | $0.00 Strike: $47.72 | $0.00 |
DisclosureSEC source: 0000899243-21-012786 · doc4.xml · derivative · entry 1 LeMaire Joshua W. · CIK 0001501277 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,563 Underlying: Common Stock · 10,563 shares Expires 2031-03-18 F1 · derivative.exercise_date: This option represents the right to purchase a total of 10,563 shares of the Common Stock which will vest in two equal installments on September 18, 2021 and March 18, 2022, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:16 UTC |
Dicks AllanChief Financial Officer
|
SaleCommon Stock | 1,650 | $46.37 | $76,510.50 |
DisclosureSEC source: 0000899243-21-008290 · doc4.xml · nonDerivative · entry 5 Dicks Allan · CIK 0001817846 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F6 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $46.065 to $46.725, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. F2 · ownership.nature: The shares are held by The Allan and Kristine Dicks Trust. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:16 UTC |
Dicks AllanChief Financial Officer
|
SaleCommon Stock | 2,800 | $45.48 | $127,344.00 |
DisclosureSEC source: 0000899243-21-008290 · doc4.xml · nonDerivative · entry 4 Dicks Allan · CIK 0001817846 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,650 F5 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $45.065 to $46.045, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. F2 · ownership.nature: The shares are held by The Allan and Kristine Dicks Trust. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:16 UTC |
Dicks AllanChief Financial Officer
|
SaleCommon Stock | 1,700 | $44.62 | $75,854.00 |
DisclosureSEC source: 0000899243-21-008290 · doc4.xml · nonDerivative · entry 3 Dicks Allan · CIK 0001817846 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,450 F4 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $44.065 to $45.055, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. F2 · ownership.nature: The shares are held by The Allan and Kristine Dicks Trust. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:16 UTC |
Dicks AllanChief Financial Officer
|
SaleCommon Stock | 1,700 | $43.63 | $74,171.00 |
DisclosureSEC source: 0000899243-21-008290 · doc4.xml · nonDerivative · entry 2 Dicks Allan · CIK 0001817846 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,150 F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $43.045 to $44.04, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. F2 · ownership.nature: The shares are held by The Allan and Kristine Dicks Trust. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:16 UTC |
Dicks AllanChief Financial Officer
|
SaleCommon Stock | 900 | $42.20 | $37,980.00 |
DisclosureSEC source: 0000899243-21-008290 · doc4.xml · nonDerivative · entry 1 Dicks Allan · CIK 0001817846 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,850 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $41.68 to $42.54, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. F2 · ownership.nature: The shares are held by The Allan and Kristine Dicks Trust. Read SEC document |
| January 01, 2021 Filed Jan 8, 2021 20:20 UTC |
PRICE JAMES KDirector
|
GrantCommon Stock | 2,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-001255 · doc4.xml · nonDerivative · entry 1 PRICE JAMES K · CIK 0000909527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,927 Read SEC document |
| January 01, 2021 Filed Jan 8, 2021 20:16 UTC |
PERLMAN RICHARD EDirector
|
GrantCommon Stock | 2,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-001248 · doc4.xml · nonDerivative · entry 1 PERLMAN RICHARD E · CIK 0001079972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,421,458 Read SEC document |
| January 01, 2021 Filed Jan 9, 2021 01:18 UTC |
GRAHAM PETERDirector
|
GrantCommon Stock | 2,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-001252 · doc4.xml · nonDerivative · entry 1 GRAHAM PETER · CIK 0001053442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,869 Read SEC document |
| January 01, 2021 Filed Jan 8, 2021 20:21 UTC |
Newmark RobinDirector
|
GrantCommon Stock | 2,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-001256 · doc4.xml · nonDerivative · entry 1 Newmark Robin · CIK 0001817840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,169 Read SEC document |
| January 01, 2021 Filed Jan 8, 2021 20:16 UTC |
Afsari NasymGeneral Counsel and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 18,148 | $0.00 Strike: $30.96 | $0.00 |
DisclosureSEC source: 0000899243-21-001247 · doc4.xml · derivative · entry 1 Afsari Nasym · CIK 0001817851 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,148 Underlying: Common Stock · 18,148 shares Expires 2031-01-01 F1 · derivative.exercise_date: This option represents the right to purchase a total of 18,148 shares of the Common Stock which will vest in three equal annual installments on January 1, 2022, January 1, 2023, and January 1, 2024, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| January 01, 2021 Filed Jan 9, 2021 01:14 UTC |
Revuelta JoseChief Strategy Officer
|
GrantStock Option (Right to Buy) · Derivative | 18,148 | $0.00 Strike: $30.96 | $0.00 |
DisclosureSEC source: 0000899243-21-001242 · doc4.xml · derivative · entry 1 Revuelta Jose · CIK 0001817845 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,148 Underlying: Common Stock · 18,148 shares Expires 2031-01-01 F1 · derivative.exercise_date: This option represents the right to purchase a total of 18,148 shares of the Common Stock which will vest in three equal annual installments on January 1, 2022, January 1, 2023, and January 1, 2024, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| January 01, 2021 Filed Jan 9, 2021 01:16 UTC |
Dicks AllanChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 18,148 | $0.00 Strike: $30.96 | $0.00 |
DisclosureSEC source: 0000899243-21-001249 · doc4.xml · derivative · entry 1 Dicks Allan · CIK 0001817846 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,148 Underlying: Common Stock · 18,148 shares Expires 2031-01-01 F1 · derivative.exercise_date: This option represents the right to purchase a total of 18,148 shares of the Common Stock which will vest in three equal annual installments on January 1, 2022, January 1, 2023, and January 1, 2024, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| January 01, 2021 Filed Jan 8, 2021 20:11 UTC |
Manthripragada VijayDirector · See Remarks
|
GrantStock Option (Right to Buy) · Derivative | 36,295 | $0.00 Strike: $30.96 | $0.00 |
DisclosureSEC source: 0000899243-21-001239 · doc4.xml · derivative · entry 1 Manthripragada Vijay · CIK 0001817948 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,295 Underlying: Common Stock · 36,295 shares Expires 2031-01-01 F1 · derivative.exercise_date: This option represents the right to purchase a total of 36,295 shares of the Common Stock which will vest in three equal annual installments on January 1, 2022, January 1, 2023, and January 1, 2024, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| January 01, 2021 Filed Jan 8, 2021 20:18 UTC |
Fernandez de Castro Jose MiguelDirector
|
GrantCommon Stock | 2,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-001251 · doc4.xml · nonDerivative · entry 1 Fernandez de Castro Jose Miguel · CIK 0001414853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,572 Read SEC document |
| January 01, 2021 Filed Jan 8, 2021 20:15 UTC |
LeMaire Joshua W.Chief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 18,148 | $0.00 Strike: $30.96 | $0.00 |
DisclosureSEC source: 0000899243-21-001246 · doc4.xml · derivative · entry 1 LeMaire Joshua W. · CIK 0001501277 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,148 Underlying: Common Stock · 18,148 shares Expires 2031-01-01 F1 · derivative.exercise_date: This option represents the right to purchase a total of 18,148 shares of the Common Stock which will vest in three equal annual installments on January 1, 2022, January 1, 2023, and January 1, 2024, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| January 01, 2021 Filed Jan 12, 2021 21:38 UTC |
PRESBY J THOMASDirector
|
GrantCommon Stock | 2,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-001759 · doc4.xml · nonDerivative · entry 2 PRESBY J THOMAS · CIK 0001192023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,794 Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 21:59 UTC |
Dicks AllanChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0000899243-20-035001 · doc4.xml · derivative · entry 3 Dicks Allan · CIK 0001817846 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,000 Underlying: Common Stock · 7,000 shares Expires 2026-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 21:59 UTC |
Dicks AllanChief Financial Officer
|
Exercise / conversionCommon Stock | 7,000 | $8.58 | $60,060.00 |
DisclosureSEC source: 0000899243-20-035001 · doc4.xml · nonDerivative · entry 1 Dicks Allan · CIK 0001817846 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 17:06 UTC |
Afsari NasymGeneral Counsel and Secretary
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,500 | $0.00 Strike: $5.72 | $0.00 |
DisclosureSEC source: 0000899243-20-034300 · doc4.xml · derivative · entry 2 Afsari Nasym · CIK 0001817851 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,750 Underlying: Common Stock · 10,500 shares Expires 2024-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 17:06 UTC |
Afsari NasymGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 10,500 | $5.72 | $60,060.00 |
DisclosureSEC source: 0000899243-20-034300 · doc4.xml · nonDerivative · entry 1 Afsari Nasym · CIK 0001817851 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 17:19 UTC |
PRICE JAMES KDirector
|
SaleCommon Stock | 400,000 | $26.09 | $10,436,800.00 |
DisclosureSEC source: 0000899243-20-032379 · doc4.xml · nonDerivative · entry 1 PRICE JAMES K · CIK 0000909527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,058,505 Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 17:13 UTC |
PERLMAN RICHARD EDirector
|
SaleCommon Stock | 490,000 | $26.09 | $12,785,080.00 |
DisclosureSEC source: 0000899243-20-032376 · doc4.xml · nonDerivative · entry 1 PERLMAN RICHARD E · CIK 0001079972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419,036 Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 17:18 UTC |
Fernandez de Castro Jose MiguelDirector
|
SaleCommon Stock | 54,876 | $26.09 | $1,431,824.59 |
DisclosureSEC source: 0000899243-20-032378 · doc4.xml · nonDerivative · entry 1 Fernandez de Castro Jose Miguel · CIK 0001414853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,150 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:05 UTC |
Oaktree Holdings, Ltd.10% owner
OAKTREE CAPITAL MANAGEMENT LP10% owner
OCM FIE, LLC10% owner
|
SaleCommon Stock | 4,322,644 | $27.18 | $117,489,463.92 |
DisclosureSEC source: 0000950142-20-002659 · es200116372_4-meg2.xml · nonDerivative · entry 1 Oaktree Holdings, Ltd. · CIK 0001403524 · 10% owner OAKTREE CAPITAL MANAGEMENT LP · CIK 0000949509 · 10% owner OCM FIE, LLC · CIK 0001498954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · shares: Consists of 1,666 shares of Montrose Environmental Group, Inc.?s (the ?Company?) directly beneficially owned by OCM FIE, LLC (?OCM FIE?) F2 · shares: Consists of 2,320,979 shares of the Company directly beneficially owned by OCM Montrose Holdings, L.P. (?OCM Montrose?) F3 · shares: Consists of 1,999,999 shares of the Company directly beneficially owned by OCM Montrose II Holdings, L.P. (?OCM Montrose II?) F4 · ownership.nature: This Form 4 is being filed jointly by (each, a ?Reporting Person? and, collectively, the ?Reporting Persons?) (i) OCM Montrose, (ii) OCM Montrose II, (iii) Oaktree Fund GP, LLC (?Fund GP?), in its capacity as the general partner of OCM Montrose and OCM Montrose II, (iv) Oaktree Fund GP I, L.P. (?Fund GP I?), in its capacity as the managing member of Fund GP, (v) Oaktree Capital I, L.P. (?Capital I?), in its capacity as the general partner of Fund GP I, (vi) OCM Holdings I, LLC (?Holdings I?), in its capacity as general partner of Capital I, (vii) Oaktree Holdings, LLC (?Holdings LLC?), in its capacity as the managing member of Holdings I, (viii) OCM FIE, (ix) Oaktree Capital Management, L.P. (?OCM L.P.?), in its capacity as the managing member of OCM FIE, (x) Oaktree Holdings, Ltd. (?Holdings Ltd.?), (cont?d in FN 5) F5 · ownership.nature: (cont?d from FN 4) in its capacity as the general partner of OCM L.P., (xi) Oaktree Capital Group, LLC (?OCG?), in its capacity as the managing member of Holdings LLC and sole director of Holdings Ltd., (xii) Brookfield Asset Management Inc. (?BAM?), in its capacity as the indirect owner of the class A units of OCG and (xiii) Partners Limited, in its capacity as the sole owner of Class B Limited Voting Shares of BAM. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:04 UTC |
Partners Ltd10% owner
BROOKFIELD Corp /ON/10% owner
Brookfield Oaktree Holdings, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield OCM Holdings II, LLC10% owner
Oaktree Capital I, L.P.10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Fund GP, LLC10% owner
OCM Montrose II Holdings, L.P.10% owner
OCM Montrose Holdings, L.P.10% owner
|
SaleCommon Stock | 4,322,644 | $27.81 | $120,212,729.64 |
DisclosureSEC source: 0000950142-20-002658 · es200116370_4-meg1.xml · nonDerivative · entry 1 Partners Ltd · CIK 0001540229 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OCM Montrose II Holdings, L.P. · CIK 0001820578 · 10% owner OCM Montrose Holdings, L.P. · CIK 0001820580 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · shares: Consists of 1,666 shares of Montrose Environmental Group, Inc.?s (the ?Company?) directly beneficially owned by OCM FIE, LLC (?OCM FIE?) F2 · shares: Consists of 2,320,979 shares of the Company directly beneficially owned by OCM Montrose Holdings, L.P. (?OCM Montrose?) F3 · shares: Consists of 1,999,999 shares of the Company directly beneficially owned by OCM Montrose II Holdings, L.P. (?OCM Montrose II?) F4 · ownership.nature: This Form 4 is being filed jointly by (each, a ?Reporting Person? and, collectively, the ?Reporting Persons?) (i) OCM Montrose, (ii) OCM Montrose II, (iii) Oaktree Fund GP, LLC (?Fund GP?), in its capacity as the general partner of OCM Montrose and OCM Montrose II, (iv) Oaktree Fund GP I, L.P. (?Fund GP I?), in its capacity as the managing member of Fund GP, (v) Oaktree Capital I, L.P. (?Capital I?), in its capacity as the general partner of Fund GP I, (vi) OCM Holdings I, LLC (?Holdings I?), in its capacity as general partner of Capital I, (vii) Oaktree Holdings, LLC (?Holdings LLC?), in its capacity as the managing member of Holdings I, (viii) OCM FIE, (ix) Oaktree Capital Management, L.P. (?OCM L.P.?), in its capacity as the managing member of OCM FIE, (x) Oaktree Holdings, Ltd. (?Holdings Ltd.?), (cont?d in FN 5) F5 · ownership.nature: (cont?d from FN 4) in its capacity as the general partner of OCM L.P., (xi) Oaktree Capital Group, LLC (?OCG?), in its capacity as the managing member of Holdings LLC and sole director of Holdings Ltd., (xii) Brookfield Asset Management Inc. (?BAM?), in its capacity as the indirect owner of the class A units of OCG and (xiii) Partners Limited, in its capacity as the sole owner of Class B Limited Voting Shares of BAM. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| September 13, 2020 Filed Sep 13, 2021 18:14 UTC |
PERLMAN RICHARD EDirector
|
SaleCommon Stock | 17,065 | $57.59 | $982,773.35 |
DisclosureSEC source: 0000899243-21-035718 · doc4.xml · nonDerivative · entry 4 PERLMAN RICHARD E · CIK 0001079972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,321,458 F4 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $57.39 to $58.06, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. Read SEC document |
| September 13, 2020 Filed Sep 13, 2021 18:14 UTC |
PERLMAN RICHARD EDirector
|
SaleCommon Stock | 18,260 | $57.08 | $1,042,280.80 |
DisclosureSEC source: 0000899243-21-035718 · doc4.xml · nonDerivative · entry 3 PERLMAN RICHARD E · CIK 0001079972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,338,523 F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $56.39 to $57.37, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. Read SEC document |
| August 04, 2020 Filed Jan 12, 2021 21:38 UTC |
PRESBY J THOMASDirector
|
GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-001759 · doc4.xml · nonDerivative · entry 1 PRESBY J THOMAS · CIK 0001192023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,372 F1 · kind: This transaction involved a bona fide gift not for value of securities by the reporting person to family members who do not share the reporting person's household. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 22:56 UTC |
GRAHAM PETERDirector
|
PurchaseCommon Stock | 90,000 | $15.00 | $1,350,000.00 |
DisclosureSEC source: 0000899243-20-020660 · doc4.xml · nonDerivative · entry 1 GRAHAM PETER · CIK 0001053442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,447 F1 · shares: The shares were purchased in the Issuer's initial public offering pursuant to a directed share program. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 18:44 UTC |
Newmark RobinDirector
|
PurchaseCommon Stock | 5,000 | $15.00 | $75,000.00 |
DisclosureSEC source: 0000899243-20-020652 · doc4.xml · nonDerivative · entry 1 Newmark Robin · CIK 0001817840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,747 F1 · shares: The shares were purchased in the Issuer's initial public offering pursuant to a directed share program. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 18:49 UTC |
Afsari NasymGeneral Counsel and Secretary
|
PurchaseCommon Stock | 6,250 | $15.00 | $93,750.00 |
DisclosureSEC source: 0000899243-20-020656 · doc4.xml · nonDerivative · entry 1 Afsari Nasym · CIK 0001817851 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,425 F1 · shares: The shares were purchased in the Issuer's initial public offering pursuant to a directed share program. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 22:36 UTC |
Revuelta JoseChief Strategy Officer
|
PurchaseCommon Stock | 7,750 | $15.00 | $116,250.00 |
DisclosureSEC source: 0000899243-20-020646 · doc4.xml · nonDerivative · entry 1 Revuelta Jose · CIK 0001817845 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,600 F1 · shares: The shares were purchased in the Issuer's initial public offering pursuant to a directed share program. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 22:54 UTC |
Dicks AllanChief Financial Officer
|
PurchaseCommon Stock | 31,000 | $15.00 | $465,000.00 |
DisclosureSEC source: 0000899243-20-020659 · doc4.xml · nonDerivative · entry 1 Dicks Allan · CIK 0001817846 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 F1 · shares: The shares were purchased in the Issuer's initial public offering pursuant to a directed share program. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 18:43 UTC |
Manthripragada VijayDirector · See Remarks
|
PurchaseCommon Stock | 12,500 | $15.00 | $187,500.00 |
DisclosureSEC source: 0000899243-20-020649 · doc4.xml · nonDerivative · entry 1 Manthripragada Vijay · CIK 0001817948 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,928 F1 · shares: The shares were purchased in the Issuer's initial public offering pursuant to a directed share program. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 18:35 UTC |
PRESBY J THOMASDirector
|
PurchaseCommon Stock | 3,000 | $15.00 | $45,000.00 |
DisclosureSEC source: 0000899243-20-020645 · doc4.xml · nonDerivative · entry 1 PRESBY J THOMAS · CIK 0001192023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,372 F1 · shares: The shares were purchased in the Issuer's initial public offering pursuant to a directed share program. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 18:20 UTC |
Afsari NasymGeneral Counsel and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 71,521 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0000899243-20-020417 · doc4.xml · derivative · entry 1 Afsari Nasym · CIK 0001817851 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,521 Underlying: Common Stock · 71,521 shares Expires 2027-07-22 F1 · derivative.exercise_date: The stock options vest in two equal installments on the second and fourth anniversary of the grant date. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 22:23 UTC |
Revuelta JoseChief Strategy Officer
|
GrantStock Option (Right to Buy) · Derivative | 71,521 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0000899243-20-020420 · doc4.xml · derivative · entry 1 Revuelta Jose · CIK 0001817845 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,521 Underlying: Common Stock · 71,521 shares Expires 2027-07-22 F1 · derivative.exercise_date: The stock options vest in two equal installments on the second and fourth anniversary of the grant date. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 22:24 UTC |
Dicks AllanChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 71,521 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0000899243-20-020421 · doc4.xml · derivative · entry 1 Dicks Allan · CIK 0001817846 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,521 Underlying: Common Stock · 71,521 shares Expires 2027-07-22 F1 · derivative.exercise_date: The stock options vest in two equal installments on the second and fourth anniversary of the grant date. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 18:19 UTC |
Manthripragada VijayDirector · See Remarks
|
GrantStock Option (Right to Buy) · Derivative | 143,041 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0000899243-20-020416 · doc4.xml · derivative · entry 1 Manthripragada Vijay · CIK 0001817948 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,041 Underlying: Common Stock · 143,041 shares Expires 2027-07-22 F1 · derivative.exercise_date: The stock options vest in two equal installments on the second and fourth anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.