Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2017 Filed Mar 31, 2017 21:35 UTC |
Britti John V.EVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 18,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000334 · britti_4.xml · nonDerivative · entry 3 Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:35 UTC |
Britti John V.EVP & Chief Investment Officer
|
Tax withholdingCommon Stock | 6,065 | $5.21 | $31,598.65 |
DisclosureSEC source: 0001019056-17-000334 · britti_4.xml · nonDerivative · entry 2 Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,544 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:35 UTC |
Britti John V.EVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 18,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000334 · britti_4.xml · nonDerivative · entry 1 Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 22:10 UTC |
Anderson Scott WilliamEVP & Chief Servicing Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000346 · anderson_4.xml · derivative · entry 6 Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 20,000 shares Expires 2020-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F4 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 80,000 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 20,000, 20,000, 20,000 and 20,000 commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 22:10 UTC |
Anderson Scott WilliamEVP & Chief Servicing Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000346 · anderson_4.xml · derivative · entry 5 Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 20,000 shares Expires 2019-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 60,000 restricted stock units scheduled to vest in three annual installments of 20,000, 20,000 and 20,000, respectively, commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 22:10 UTC |
Anderson Scott WilliamEVP & Chief Servicing Officer
|
Tax withholdingCommon Stock | 5,470 | $5.21 | $28,498.70 |
DisclosureSEC source: 0001019056-17-000346 · anderson_4.xml · nonDerivative · entry 4 Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,337 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 22:10 UTC |
Anderson Scott WilliamEVP & Chief Servicing Officer
|
Exercise / conversionCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000346 · anderson_4.xml · nonDerivative · entry 3 Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 22:10 UTC |
Anderson Scott WilliamEVP & Chief Servicing Officer
|
Tax withholdingCommon Stock | 5,470 | $5.21 | $28,498.70 |
DisclosureSEC source: 0001019056-17-000346 · anderson_4.xml · nonDerivative · entry 2 Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,807 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 22:10 UTC |
Anderson Scott WilliamEVP & Chief Servicing Officer
|
Exercise / conversionCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000346 · anderson_4.xml · nonDerivative · entry 1 Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:43 UTC |
Walker Arthur C JrSVP, Global Tax
|
Exercise / conversionRestricted Stock Units · Derivative | 11,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000344 · walker_4.xml · derivative · entry 6 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,625 Underlying: Common Stock · 11,875 shares Expires 2020-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F4 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 11,875, 11,875, 11,875 and 11,875 commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:43 UTC |
Walker Arthur C JrSVP, Global Tax
|
Exercise / conversionRestricted Stock Units · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000344 · walker_4.xml · derivative · entry 5 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 12,000 shares Expires 2019-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 36,000 restricted stock units scheduled to vest in three annual installments of 12,000, 12,000 and 12,000, respectively, commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:43 UTC |
Walker Arthur C JrSVP, Global Tax
|
Tax withholdingCommon Stock | 3,248 | $5.21 | $16,922.08 |
DisclosureSEC source: 0001019056-17-000344 · walker_4.xml · nonDerivative · entry 4 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,382 F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:43 UTC |
Walker Arthur C JrSVP, Global Tax
|
Exercise / conversionCommon Stock | 11,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000344 · walker_4.xml · nonDerivative · entry 3 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:43 UTC |
Walker Arthur C JrSVP, Global Tax
|
Tax withholdingCommon Stock | 3,282 | $5.21 | $17,099.22 |
DisclosureSEC source: 0001019056-17-000344 · walker_4.xml · nonDerivative · entry 2 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,755 F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:43 UTC |
Walker Arthur C JrSVP, Global Tax
|
Exercise / conversionCommon Stock | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000344 · walker_4.xml · nonDerivative · entry 1 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:41 UTC |
Kumbar Otto JEVP, Lending
|
Exercise / conversionRestricted Stock Units · Derivative | 21,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000342 · kumbar_4.xml · derivative · entry 6 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,750 Underlying: Common Stock · 21,250 shares Expires 2020-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F4 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 85,000 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 21,250, 21,250, 21,250 and 21,250 commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:41 UTC |
Kumbar Otto JEVP, Lending
|
Exercise / conversionRestricted Stock Units · Derivative | 21,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000342 · kumbar_4.xml · derivative · entry 5 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,333 Underlying: Common Stock · 21,667 shares Expires 2019-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 65,000 restricted stock units scheduled to vest in three annual installments of 21,667, 21,667 and 21,666, respectively, commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:41 UTC |
Kumbar Otto JEVP, Lending
|
Tax withholdingCommon Stock | 5,812 | $5.21 | $30,280.52 |
DisclosureSEC source: 0001019056-17-000342 · kumbar_4.xml · nonDerivative · entry 4 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,912 F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:41 UTC |
Kumbar Otto JEVP, Lending
|
Exercise / conversionCommon Stock | 21,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000342 · kumbar_4.xml · nonDerivative · entry 3 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:41 UTC |
Kumbar Otto JEVP, Lending
|
Tax withholdingCommon Stock | 5,926 | $5.21 | $30,874.46 |
DisclosureSEC source: 0001019056-17-000342 · kumbar_4.xml · nonDerivative · entry 2 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,474 F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:41 UTC |
Kumbar Otto JEVP, Lending
|
Exercise / conversionCommon Stock | 21,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000342 · kumbar_4.xml · nonDerivative · entry 1 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:39 UTC |
Dondzila Catherine MSVP & Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000340 · dondzila_4.xml · derivative · entry 6 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,625 Underlying: Common Stock · 11,875 shares Expires 2020-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F4 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 11,875, 11,875, 11,875 and 11,875 commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:39 UTC |
Dondzila Catherine MSVP & Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000340 · dondzila_4.xml · derivative · entry 5 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 12,000 shares Expires 2019-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 36,000 restricted stock units scheduled to vest in three annual installments of 12,000, 12,000 and 12,000, respectively, commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:39 UTC |
Dondzila Catherine MSVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 3,612 | $5.21 | $18,818.52 |
DisclosureSEC source: 0001019056-17-000340 · dondzila_4.xml · nonDerivative · entry 4 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,367 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:39 UTC |
Dondzila Catherine MSVP & Chief Accounting Officer
|
Exercise / conversionCommon Stock | 11,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000340 · dondzila_4.xml · nonDerivative · entry 3 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:39 UTC |
Dondzila Catherine MSVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 3,650 | $5.21 | $19,016.50 |
DisclosureSEC source: 0001019056-17-000340 · dondzila_4.xml · nonDerivative · entry 2 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,104 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:39 UTC |
Dondzila Catherine MSVP & Chief Accounting Officer
|
Exercise / conversionCommon Stock | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000340 · dondzila_4.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:38 UTC |
Hayes Timothy M.EVP and General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 18,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000338 · hayes_4.xml · derivative · entry 6 Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,375 Underlying: Common Stock · 18,125 shares Expires 2020-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 72,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 18,125, 18,125, 18,125 and 18,125 commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:38 UTC |
Hayes Timothy M.EVP and General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 18,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000338 · hayes_4.xml · derivative · entry 5 Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,666 Underlying: Common Stock · 18,334 shares Expires 2019-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F4 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 55,000 restricted stock units scheduled to vest in three annual installments of 18,334, 18,333 and 18,333, respectively, commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:38 UTC |
Hayes Timothy M.EVP and General Counsel
|
Tax withholdingCommon Stock | 4,957 | $5.21 | $25,825.97 |
DisclosureSEC source: 0001019056-17-000338 · hayes_4.xml · nonDerivative · entry 4 Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,203 F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. F3 · balance_after: Includes 36,715 shares jointly held by Mr. and Mrs. Timothy M. Hayes. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:38 UTC |
Hayes Timothy M.EVP and General Counsel
|
Exercise / conversionCommon Stock | 18,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000338 · hayes_4.xml · nonDerivative · entry 3 Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · balance_after: Includes 36,715 shares jointly held by Mr. and Mrs. Timothy M. Hayes. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:38 UTC |
Hayes Timothy M.EVP and General Counsel
|
Tax withholdingCommon Stock | 5,014 | $5.21 | $26,122.94 |
DisclosureSEC source: 0001019056-17-000338 · hayes_4.xml · nonDerivative · entry 2 Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,035 F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. F3 · balance_after: Includes 36,715 shares jointly held by Mr. and Mrs. Timothy M. Hayes. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:38 UTC |
Hayes Timothy M.EVP and General Counsel
|
Exercise / conversionCommon Stock | 18,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000338 · hayes_4.xml · nonDerivative · entry 1 Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · balance_after: Includes 36,715 shares jointly held by Mr. and Mrs. Timothy M. Hayes. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:34 UTC |
Bourque Michael R JrEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 21,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000332 · bourque_4.xml · derivative · entry 6 Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,750 Underlying: Common Stock · 21,250 shares Expires 2020-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F4 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 85,000 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 21,250, 21,250, 21,250 and 21,250 commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:34 UTC |
Bourque Michael R JrEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 21,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000332 · bourque_4.xml · derivative · entry 5 Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,333 Underlying: Common Stock · 21,667 shares Expires 2019-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 65,000 restricted stock units scheduled to vest in three annual installments of 21,667, 21,667 and 21,666, respectively, commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:34 UTC |
Bourque Michael R JrEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 5,812 | $5.21 | $30,280.52 |
DisclosureSEC source: 0001019056-17-000332 · bourque_4.xml · nonDerivative · entry 4 Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,894 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:34 UTC |
Bourque Michael R JrEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 21,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000332 · bourque_4.xml · nonDerivative · entry 3 Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:34 UTC |
Bourque Michael R JrEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 5,926 | $5.21 | $30,874.46 |
DisclosureSEC source: 0001019056-17-000332 · bourque_4.xml · nonDerivative · entry 2 Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,456 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:34 UTC |
Bourque Michael R JrEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 21,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000332 · bourque_4.xml · nonDerivative · entry 1 Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:22 UTC |
Britti John V.EVP & Chief Investment Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000248 · britti_4.xml · derivative · entry 3 Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,224 Underlying: Common Stock · 5,113 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units that are scheduled to vest in three annual installments of 5,113, 5,112 and 5,112, respectively, commencing February 24, 2017. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:22 UTC |
Britti John V.EVP & Chief Investment Officer
|
Tax withholdingCommon Stock | 1,691 | $4.23 | $7,144.48 |
DisclosureSEC source: 0001019056-17-000248 · britti_4.xml · nonDerivative · entry 2 Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,275 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:22 UTC |
Britti John V.EVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 5,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000248 · britti_4.xml · nonDerivative · entry 1 Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:23 UTC |
Dondzila Catherine MSVP & Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000250 · dondzila_4.xml · derivative · entry 3 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,112 Underlying: Common Stock · 2,557 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units that are scheduled to vest in three annual installments of 2,557, 2,556 and 2,556, respectively, commencing February 24, 2017. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:23 UTC |
Dondzila Catherine MSVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 803 | $4.23 | $3,392.68 |
DisclosureSEC source: 0001019056-17-000250 · dondzila_4.xml · nonDerivative · entry 2 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,754 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:23 UTC |
Dondzila Catherine MSVP & Chief Accounting Officer
|
Exercise / conversionCommon Stock | 2,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000250 · dondzila_4.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:25 UTC |
Walker Arthur C JrSVP, Global Tax
|
Exercise / conversionRestricted Stock Units · Derivative | 2,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000256 · walker_4.xml · derivative · entry 3 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,112 Underlying: Common Stock · 2,557 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units that are scheduled to vest in three annual installments of 2,557, 2,556 and 2556, respectively, commencing February 24, 2017. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:25 UTC |
Walker Arthur C JrSVP, Global Tax
|
Tax withholdingCommon Stock | 699 | $4.23 | $2,953.28 |
DisclosureSEC source: 0001019056-17-000256 · walker_4.xml · nonDerivative · entry 2 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,037 F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:25 UTC |
Walker Arthur C JrSVP, Global Tax
|
Exercise / conversionCommon Stock | 2,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000256 · walker_4.xml · nonDerivative · entry 1 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:25 UTC |
Kumbar Otto JEVP, Lending
|
Exercise / conversionRestricted Stock Units · Derivative | 2,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000254 · kumbar_4.xml · derivative · entry 3 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,771 Underlying: Common Stock · 2,386 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 7,157 restricted stock units that are scheduled to vest in three annual installments of 2,386, 2,386 and 2,385, respectively, commencing February 24, 2017. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:25 UTC |
Kumbar Otto JEVP, Lending
|
Tax withholdingCommon Stock | 653 | $4.23 | $2,758.93 |
DisclosureSEC source: 0001019056-17-000254 · kumbar_4.xml · nonDerivative · entry 2 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,733 F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.