Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ONITY GROUP INC.OCN · Entity 6025 | EVP, Lending | March 29, 2017 | March 31, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ONITY GROUP INC.
Report date March 29, 2017 · Filed March 31, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 147,912 |
Ending reported balance
After 2017-03-29 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-03-29 · Exercise / conversion · Acquired 21,667 · Balance 138,400 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Row 2 · 2017-03-29 · Tax withholding · Disposed 5,926 · Balance 132,474 F2: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. Row 3 · 2017-03-29 · Exercise / conversion · Acquired 21,250 · Balance 153,724 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Row 4 · 2017-03-29 · Tax withholding · Disposed 5,812 · Balance 147,912 F2: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-03-29 | Direct | 43,333 |
Reported balance
After 2017-03-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-03-29 · Exercise / conversion · Disposed 21,667 · Balance 43,333 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3: On March 29, 2016, the reporting person was granted 65,000 restricted stock units scheduled to vest in three annual installments of 21,667, 21,667 and 21,666, respectively, commencing March 29, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-03-29 | Direct | 63,750 |
Reported balance
After 2017-03-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-03-29 · Exercise / conversion · Disposed 21,250 · Balance 63,750 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F4: On March 29, 2016, the reporting person was granted 85,000 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 21,250, 21,250, 21,250 and 21,250 commencing March 29, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.
F2: Shares withheld pursuant to the terms of the award to cover tax withholding obligations.
F3: On March 29, 2016, the reporting person was granted 65,000 restricted stock units scheduled to vest in three annual installments of 21,667, 21,667 and 21,666, respectively, commencing March 29, 2017.
F4: On March 29, 2016, the reporting person was granted 85,000 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 21,250, 21,250, 21,250 and 21,250 commencing March 29, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2017 Filed Mar 31, 2017 21:41 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 21,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000342 · kumbar_4.xml · derivative · entry 6 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,750 Underlying: Common Stock · 21,250 shares Expires 2020-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F4 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 85,000 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 21,250, 21,250, 21,250 and 21,250 commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:41 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 21,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000342 · kumbar_4.xml · derivative · entry 5 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,333 Underlying: Common Stock · 21,667 shares Expires 2019-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 65,000 restricted stock units scheduled to vest in three annual installments of 21,667, 21,667 and 21,666, respectively, commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:41 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 5,812 | $5.21 | $30,280.52 |
DisclosureSEC source: 0001019056-17-000342 · kumbar_4.xml · nonDerivative · entry 4 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,912 F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:41 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 21,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000342 · kumbar_4.xml · nonDerivative · entry 3 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:41 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 5,926 | $5.21 | $30,874.46 |
DisclosureSEC source: 0001019056-17-000342 · kumbar_4.xml · nonDerivative · entry 2 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,474 F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:41 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 21,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000342 · kumbar_4.xml · nonDerivative · entry 1 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:25 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 2,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000254 · kumbar_4.xml · derivative · entry 3 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,771 Underlying: Common Stock · 2,386 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 7,157 restricted stock units that are scheduled to vest in three annual installments of 2,386, 2,386 and 2,385, respectively, commencing February 24, 2017. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:25 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 653 | $4.23 | $2,758.93 |
DisclosureSEC source: 0001019056-17-000254 · kumbar_4.xml · nonDerivative · entry 2 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,733 F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:25 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 2,386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000254 · kumbar_4.xml · nonDerivative · entry 1 Kumbar Otto J · CIK 0001651796 · EVP, Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.