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ONIT

ONITY GROUP INC.

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6025
SEC CIK
0000873860
Parsed reports
419

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2018 Filed Apr 3, 2018 01:38 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004609 · from4.xml · nonDerivative · entry 3

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:38 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Tax withholdingCommon Stock 4,870 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004609 · from4.xml · nonDerivative · entry 2

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,063

F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:38 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004609 · from4.xml · nonDerivative · entry 1

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
March 02, 2018 Filed Mar 2, 2018 22:11 UTC PurchaseCommon Stock 29,187 $3.54 $103,380.35
Disclosure

SEC source: 0001140361-18-011707 · doc1.xml · nonDerivative · entry 11

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Credit Opportunities Master Fund LP

Disclosed balance after: 5,857,855

F5 · ownership.nature: The securities are held in the account of Omega Credit Opportunities Master Fund L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:11 UTC PurchaseCommon Stock 17,800 $3.53 $62,839.34
Disclosure

SEC source: 0001140361-18-011707 · doc1.xml · nonDerivative · entry 10

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Credit Opportunities Master Fund LP

Disclosed balance after: 5,828,668

F5 · ownership.nature: The securities are held in the account of Omega Credit Opportunities Master Fund L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:11 UTC PurchaseCommon Stock 35,100 $3.53 $123,913.53
Disclosure

SEC source: 0001140361-18-011707 · doc1.xml · nonDerivative · entry 9

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Overseas Partners Ltd

Disclosed balance after: 1,750,666

F4 · ownership.nature: The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:11 UTC PurchaseCommon Stock 19,600 $3.53 $69,193.88
Disclosure

SEC source: 0001140361-18-011707 · doc1.xml · nonDerivative · entry 8

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Capital Investors LP

Disclosed balance after: 963,980

F3 · ownership.nature: The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:11 UTC PurchaseCommon Stock 49,200 $3.53 $173,690.76
Disclosure

SEC source: 0001140361-18-011707 · doc1.xml · nonDerivative · entry 7

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Equity Investors LP

Disclosed balance after: 2,171,039

F2 · ownership.nature: The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:11 UTC PurchaseCommon Stock 74,463 $3.53 $262,876.73
Disclosure

SEC source: 0001140361-18-011707 · doc1.xml · nonDerivative · entry 6

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Capital Partners LP

Disclosed balance after: 3,680,644

F1 · ownership.nature: The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC PurchaseCommon Stock 27,900 $3.59 $100,082.88
Disclosure

SEC source: 0001140361-18-011707 · doc1.xml · nonDerivative · entry 5

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Credit Opportunities Master Fund LP

Disclosed balance after: 5,810,868

F5 · ownership.nature: The securities are held in the account of Omega Credit Opportunities Master Fund L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC PurchaseCommon Stock 66,400 $3.59 $238,190.08
Disclosure

SEC source: 0001140361-18-011707 · doc1.xml · nonDerivative · entry 4

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Overseas Partners Ltd

Disclosed balance after: 1,715,566

F4 · ownership.nature: The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC PurchaseCommon Stock 32,700 $3.59 $117,301.44
Disclosure

SEC source: 0001140361-18-011707 · doc1.xml · nonDerivative · entry 3

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Capital Investors LP

Disclosed balance after: 944,380

F3 · ownership.nature: The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC PurchaseCommon Stock 61,500 $3.59 $220,612.80
Disclosure

SEC source: 0001140361-18-011707 · doc1.xml · nonDerivative · entry 2

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Equity Investors LP

Disclosed balance after: 2,121,839

F2 · ownership.nature: The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:11 UTC PurchaseCommon Stock 125,948 $3.59 $451,800.67
Disclosure

SEC source: 0001140361-18-011707 · doc1.xml · nonDerivative · entry 1

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Capital Partners LP

Disclosed balance after: 3,606,181

F1 · ownership.nature: The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:35 UTC
Walker Arthur C JrSVP, Global Tax
Exercise / conversionRestricted Stock Units · Derivative 2,556 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-002658 · form4.xml · derivative · entry 3

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,556

Underlying: Common Stock · 2,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:35 UTC
Walker Arthur C JrSVP, Global Tax
Tax withholdingCommon Stock 758 $3.44 $2,607.52
Disclosure

SEC source: 0001493152-18-002658 · form4.xml · nonDerivative · entry 2

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,180

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:35 UTC
Walker Arthur C JrSVP, Global Tax
Exercise / conversionCommon Stock 2,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-002658 · form4.xml · nonDerivative · entry 1

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:33 UTC
Hayes Timothy M.EVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 5,112 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-002656 · form4.xml · derivative · entry 3

Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,112

Underlying: Common Stock · 5,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:33 UTC
Hayes Timothy M.EVP and General Counsel
Tax withholdingCommon Stock 1,516 $3.44 $5,215.04
Disclosure

SEC source: 0001493152-18-002656 · form4.xml · nonDerivative · entry 2

Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,799

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:33 UTC
Hayes Timothy M.EVP and General Counsel
Exercise / conversionCommon Stock 5,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-002656 · form4.xml · nonDerivative · entry 1

Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:27 UTC
Bourque Michael R JrEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,112 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-002653 · form4.xml · derivative · entry 3

Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,112

Underlying: Common Stock · 5,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:27 UTC
Bourque Michael R JrEVP & Chief Financial Officer
Tax withholdingCommon Stock 1,516 $3.44 $5,215.04
Disclosure

SEC source: 0001493152-18-002653 · form4.xml · nonDerivative · entry 2

Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,490

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:27 UTC
Bourque Michael R JrEVP & Chief Financial Officer
Exercise / conversionCommon Stock 5,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-002653 · form4.xml · nonDerivative · entry 1

Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:31 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,556 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-002655 · form4.xml · derivative · entry 3

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,556

Underlying: Common Stock · 2,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:31 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Tax withholdingCommon Stock 863 $3.44 $2,968.72
Disclosure

SEC source: 0001493152-18-002655 · form4.xml · nonDerivative · entry 2

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,060

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:31 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 2,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-002655 · form4.xml · nonDerivative · entry 1

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:30 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 5,112 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-002654 · form4.xml · derivative · entry 3

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,112

Underlying: Common Stock · 5,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:30 UTC
Britti John V.EVP & Chief Investment Officer
Tax withholdingCommon Stock 1,747 $3.44 $6,009.68
Disclosure

SEC source: 0001493152-18-002654 · form4.xml · nonDerivative · entry 2

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,038

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:30 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionCommon Stock 5,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-002654 · form4.xml · nonDerivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:24 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionRestricted Stock Units · Derivative 5,112 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-002651 · form4.xml · derivative · entry 3

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,112

Underlying: Common Stock · 5,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:24 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Tax withholdingCommon Stock 1,516 $3.44 $5,215.04
Disclosure

SEC source: 0001493152-18-002651 · form4.xml · nonDerivative · entry 2

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,933

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:24 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionCommon Stock 5,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-002651 · form4.xml · nonDerivative · entry 1

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:42 UTC
MOENICKHEIM PETEREVP and Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-002301 · form4.xml · derivative · entry 3

MOENICKHEIM PETER · CIK 0001614769 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On February 14, 2017, the reporting person was granted 15,000 restricted stock units scheduled to vest in three equal annual installments commencing February 14, 2018 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

F3 · derivative.expiration_date: On February 14, 2017, the reporting person was granted 15,000 restricted stock units scheduled to vest in three equal annual installments commencing February 14, 2018 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:42 UTC
MOENICKHEIM PETEREVP and Chief Risk Officer
Tax withholdingCommon Stock 1,483 $3.61 $5,353.63
Disclosure

SEC source: 0001493152-18-002301 · form4.xml · nonDerivative · entry 2

MOENICKHEIM PETER · CIK 0001614769 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,517

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:42 UTC
MOENICKHEIM PETEREVP and Chief Risk Officer
Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-002301 · form4.xml · nonDerivative · entry 1

MOENICKHEIM PETER · CIK 0001614769 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:27 UTC PurchaseCommon Stock 5,000 $3.46 $17,299.50
Disclosure

SEC source: 0000943663-18-000078 · form4.xml · nonDerivative · entry 5

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Credit Opportunities Master Fund LP

Disclosed balance after: 5,782,968

F5 · ownership.nature: The securities are held in the account of Omega Credit Opportunities Master Fund L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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February 13, 2018 Filed Feb 15, 2018 22:27 UTC PurchaseCommon Stock 9,800 $3.46 $33,907.02
Disclosure

SEC source: 0000943663-18-000078 · form4.xml · nonDerivative · entry 4

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Overseas Partners Ltd

Disclosed balance after: 1,649,166

F4 · ownership.nature: The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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February 13, 2018 Filed Feb 15, 2018 22:27 UTC PurchaseCommon Stock 5,800 $3.46 $20,067.42
Disclosure

SEC source: 0000943663-18-000078 · form4.xml · nonDerivative · entry 3

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Capital Investors LP

Disclosed balance after: 911,680

F3 · ownership.nature: The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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February 13, 2018 Filed Feb 15, 2018 22:27 UTC PurchaseCommon Stock 10,900 $3.46 $37,712.91
Disclosure

SEC source: 0000943663-18-000078 · form4.xml · nonDerivative · entry 2

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Equity Investors LP

Disclosed balance after: 2,060,339

F2 · ownership.nature: The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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February 13, 2018 Filed Feb 15, 2018 22:27 UTC PurchaseCommon Stock 22,500 $3.46 $77,847.75
Disclosure

SEC source: 0000943663-18-000078 · form4.xml · nonDerivative · entry 1

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Capital Partners LP

Disclosed balance after: 3,480,233

F1 · ownership.nature: The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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February 06, 2018 Filed Feb 6, 2018 22:53 UTC PurchaseCommon Stock 83,800 $3.15 $263,735.36
Disclosure

SEC source: 0001140361-18-005393 · doc1.xml · nonDerivative · entry 15

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Credit Opportunities Master Fund LP

Disclosed balance after: 5,777,968

F5 · ownership.nature: The securities are held in the account of Omega Credit Opportunities Master Fund L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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February 06, 2018 Filed Feb 6, 2018 22:53 UTC PurchaseCommon Stock 153,400 $3.15 $482,780.48
Disclosure

SEC source: 0001140361-18-005393 · doc1.xml · nonDerivative · entry 14

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Overseas Partners Ltd

Disclosed balance after: 1,639,366

F4 · ownership.nature: The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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February 06, 2018 Filed Feb 6, 2018 22:53 UTC PurchaseCommon Stock 89,400 $3.15 $281,359.68
Disclosure

SEC source: 0001140361-18-005393 · doc1.xml · nonDerivative · entry 13

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Capital Investors LP

Disclosed balance after: 905,880

F3 · ownership.nature: The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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February 06, 2018 Filed Feb 6, 2018 22:53 UTC PurchaseCommon Stock 232,456 $3.15 $731,585.52
Disclosure

SEC source: 0001140361-18-005393 · doc1.xml · nonDerivative · entry 12

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Equity Investors LP

Disclosed balance after: 2,049,439

F2 · ownership.nature: The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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February 06, 2018 Filed Feb 6, 2018 22:53 UTC PurchaseCommon Stock 341,900 $3.15 $1,076,027.68
Disclosure

SEC source: 0001140361-18-005393 · doc1.xml · nonDerivative · entry 11

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Capital Partners LP

Disclosed balance after: 3,457,733

F1 · ownership.nature: The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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February 05, 2018 Filed Feb 6, 2018 22:53 UTC PurchaseCommon Stock 39,100 $3.20 $124,944.05
Disclosure

SEC source: 0001140361-18-005393 · doc1.xml · nonDerivative · entry 10

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Credit Opportunities Master Fund LP

Disclosed balance after: 5,694,168

F5 · ownership.nature: The securities are held in the account of Omega Credit Opportunities Master Fund L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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February 05, 2018 Filed Feb 6, 2018 22:53 UTC PurchaseCommon Stock 82,300 $3.20 $262,989.65
Disclosure

SEC source: 0001140361-18-005393 · doc1.xml · nonDerivative · entry 9

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Overseas Partners Ltd

Disclosed balance after: 1,485,966

F4 · ownership.nature: The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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February 05, 2018 Filed Feb 6, 2018 22:53 UTC PurchaseCommon Stock 46,000 $3.20 $146,993.00
Disclosure

SEC source: 0001140361-18-005393 · doc1.xml · nonDerivative · entry 8

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Capital Investors LP

Disclosed balance after: 816,480

F3 · ownership.nature: The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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February 05, 2018 Filed Feb 6, 2018 22:53 UTC PurchaseCommon Stock 103,359 $3.20 $330,283.68
Disclosure

SEC source: 0001140361-18-005393 · doc1.xml · nonDerivative · entry 7

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Equity Investors LP

Disclosed balance after: 1,816,983

F2 · ownership.nature: The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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February 05, 2018 Filed Feb 6, 2018 22:53 UTC PurchaseCommon Stock 175,000 $3.20 $559,212.50
Disclosure

SEC source: 0001140361-18-005393 · doc1.xml · nonDerivative · entry 6

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Capital Partners LP

Disclosed balance after: 3,115,833

F1 · ownership.nature: The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.