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MOENICKHEIM PETER

Disclosed activity across 1 company

Tapewire entity
169290
SEC CIK
0001614769

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ONITY GROUP INC.OCN · Entity 6025EVP and Chief Risk OfficerFebruary 14, 2018February 16, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ONITY GROUP INC.

Report date February 14, 2018 · Filed February 16, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,517 Ending reported balance After 2018-02-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-02-14 · Exercise / conversion · Acquired 5,000 · Balance 5,000

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Row 2 · 2018-02-14 · Tax withholding · Disposed 1,483 · Balance 3,517

F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect10,000 Reported balance After 2018-02-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-02-14 · Exercise / conversion · Disposed 5,000 · Balance 10,000

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3: On February 14, 2017, the reporting person was granted 15,000 restricted stock units scheduled to vest in three equal annual installments commencing February 14, 2018 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

F3: On February 14, 2017, the reporting person was granted 15,000 restricted stock units scheduled to vest in three equal annual installments commencing February 14, 2018 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2018 Filed Feb 16, 2018 21:42 UTC ONITY GROUP INC. OCN · Entity 6025 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-002301 · form4.xml · derivative · entry 3

MOENICKHEIM PETER · CIK 0001614769 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On February 14, 2017, the reporting person was granted 15,000 restricted stock units scheduled to vest in three equal annual installments commencing February 14, 2018 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

F3 · derivative.expiration_date: On February 14, 2017, the reporting person was granted 15,000 restricted stock units scheduled to vest in three equal annual installments commencing February 14, 2018 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:42 UTC ONITY GROUP INC. OCN · Entity 6025 Tax withholdingCommon Stock 1,483 $3.61 $5,353.63
Disclosure

SEC source: 0001493152-18-002301 · form4.xml · nonDerivative · entry 2

MOENICKHEIM PETER · CIK 0001614769 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,517

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:42 UTC ONITY GROUP INC. OCN · Entity 6025 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-002301 · form4.xml · nonDerivative · entry 1

MOENICKHEIM PETER · CIK 0001614769 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.