Tapewire

NYSE · USD

ONIT

ONITY GROUP INC.

Export transactions ↓
Tapewire entity
6025
SEC CIK
0000873860
Parsed reports
419

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2019 Filed Apr 2, 2019 22:55 UTC
Walker Arthur C JrSVP, Global Tax
Exercise / conversionRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-004761 · ownership.xml · derivative · entry 5

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 36,000 restricted stock units scheduled to vest in three annual installments of 12,000, 12,000 and 12,000, respectively, commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 22:55 UTC
Walker Arthur C JrSVP, Global Tax
Tax withholdingCommon Stock 2,892 $1.82 $5,263.44
Disclosure

SEC source: 0001493152-19-004761 · ownership.xml · nonDerivative · entry 4

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,100

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 22:55 UTC
Walker Arthur C JrSVP, Global Tax
Exercise / conversionCommon Stock 11,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-004761 · ownership.xml · nonDerivative · entry 3

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 22:55 UTC
Walker Arthur C JrSVP, Global Tax
Tax withholdingCommon Stock 2,922 $1.82 $5,318.04
Disclosure

SEC source: 0001493152-19-004761 · ownership.xml · nonDerivative · entry 2

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,117

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 22:55 UTC
Walker Arthur C JrSVP, Global Tax
Exercise / conversionCommon Stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-004761 · ownership.xml · nonDerivative · entry 1

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 22:53 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 29,745 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-004758 · ownership.xml · derivative · entry 9

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,745

Underlying: Common Stock · 29,745 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F9 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 29,745 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant.

F9 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 29,745 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 22:53 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 29,746 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-004758 · ownership.xml · derivative · entry 8

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,746

Underlying: Common Stock · 29,746 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F8 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 29,746 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met.

F8 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 29,746 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 22:53 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 53,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-004758 · ownership.xml · derivative · entry 7

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,250

Underlying: Common Stock · 53,250 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.

F7 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 53,250 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met.

F7 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 53,250 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 22:53 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 11,875 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-004758 · ownership.xml · derivative · entry 6

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,875

Underlying: Common Stock · 11,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 11,875, 11,875, 11,875 and 11,875 commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 22:53 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-004758 · ownership.xml · derivative · entry 5

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 36,000 restricted stock units scheduled to vest in three annual installments of 12,000, 12,000 and 12,000, respectively, commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 22:53 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Tax withholdingCommon Stock 3,382 $1.82 $6,155.24
Disclosure

SEC source: 0001493152-19-004758 · ownership.xml · nonDerivative · entry 4

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,902

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 22:53 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 11,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-004758 · ownership.xml · nonDerivative · entry 3

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 22:53 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Tax withholdingCommon Stock 3,418 $1.82 $6,220.76
Disclosure

SEC source: 0001493152-19-004758 · ownership.xml · nonDerivative · entry 2

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,409

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 22:53 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-004758 · ownership.xml · nonDerivative · entry 1

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 22:11 UTC
Campbell June CEVP & Chief Financial Officer
GrantStock Option (right to buy) · Derivative 33,180 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001493152-19-002942 · ownership.xml · derivative · entry 3

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,180

Underlying: Common Stock · 33,180 shares

Expires 2029-03-04

F4 · derivative.exercise_date: The Stock Option is scheduled to vest in three equal annual installments commencing March 4, 2020 subject to the reporting person's continued employment.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 22:11 UTC
Campbell June CEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 57,604 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-002942 · ownership.xml · derivative · entry 2

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,604

Underlying: Common Stock · 57,604 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: If, on or before March 4, 2023, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock during the term of the award on or before the last day of that period, equals or exceeds $4.34, the restricted stock units will vest in four equal annual installments commencing March 4, 2020 (in each case, subject to the reporting person's continued employment, and if such date occurs before the date that the stock price-based vesting condition is satisfied, the vesting of that installment will occur on the satisfaction of the stock price-based vesting condition).

F3 · derivative.expiration_date: If, on or before March 4, 2023, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock during the term of the award on or before the last day of that period, equals or exceeds $4.34, the restricted stock units will vest in four equal annual installments commencing March 4, 2020 (in each case, subject to the reporting person's continued employment, and if such date occurs before the date that the stock price-based vesting condition is satisfied, the vesting of that installment will occur on the satisfaction of the stock price-based vesting condition).

Read SEC document
March 04, 2019 Filed Mar 6, 2019 22:11 UTC
Campbell June CEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 24,424 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-002942 · ownership.xml · derivative · entry 1

Campbell June C · CIK 0001769414 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,424

Underlying: Common Stock · 24,424 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest in three equal annual installments commencing March 4, 2020 subject to the reporting person's continued employment.

F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest in three equal annual installments commencing March 4, 2020 subject to the reporting person's continued employment.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:41 UTC
STEIN KEVINDirector
GrantCommon Stock 11,778 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-002827 · ownership.xml · nonDerivative · entry 1

STEIN KEVIN · CIK 0001710919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,778

F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest May 30, 2019, subject to certain conditions relating to the reporting person's service as a director of the issuer.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:38 UTC GrantCommon Stock 11,778 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-002824 · ownership.xml · nonDerivative · entry 1

BRITELL JENNE K · CIK 0001142318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,778

F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest May 30, 2019, subject to certain conditions relating to the reporting person's service as a director of the issuer.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:10 UTC
Hayes Timothy M.EVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 5,112 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-002619 · ownership.xml · derivative · entry 3

Hayes Timothy M. · CIK 0001574180 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:10 UTC
Hayes Timothy M.EVP & General Counsel
Tax withholdingCommon Stock 1,874 $2.01 $3,766.74
Disclosure

SEC source: 0001493152-19-002619 · ownership.xml · nonDerivative · entry 2

Hayes Timothy M. · CIK 0001574180 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,618

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:10 UTC
Hayes Timothy M.EVP & General Counsel
Exercise / conversionCommon Stock 5,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-002619 · ownership.xml · nonDerivative · entry 1

Hayes Timothy M. · CIK 0001574180 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:10 UTC
Walker Arthur C JrSVP, Global Tax
Exercise / conversionRestricted Stock Units · Derivative 2,556 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-002620 · ownership.xml · derivative · entry 3

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:10 UTC
Walker Arthur C JrSVP, Global Tax
Tax withholdingCommon Stock 758 $2.01 $1,523.58
Disclosure

SEC source: 0001493152-19-002620 · ownership.xml · nonDerivative · entry 2

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,039

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:10 UTC
Walker Arthur C JrSVP, Global Tax
Exercise / conversionCommon Stock 2,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-002620 · ownership.xml · nonDerivative · entry 1

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:09 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,556 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-002618 · ownership.xml · derivative · entry 3

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:09 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Tax withholdingCommon Stock 864 $2.01 $1,736.64
Disclosure

SEC source: 0001493152-19-002618 · ownership.xml · nonDerivative · entry 2

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,827

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:09 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 2,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-002618 · ownership.xml · nonDerivative · entry 1

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:08 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 5,112 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-002615 · ownership.xml · derivative · entry 3

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:08 UTC
Britti John V.EVP & Chief Investment Officer
Tax withholdingCommon Stock 1,810 $2.01 $3,638.10
Disclosure

SEC source: 0001493152-19-002615 · ownership.xml · nonDerivative · entry 2

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,733

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:08 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionCommon Stock 5,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-002615 · ownership.xml · nonDerivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:08 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionRestricted Stock Units · Derivative 5,112 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-002614 · ownership.xml · derivative · entry 3

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:08 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Tax withholdingCommon Stock 1,516 $2.01 $3,047.16
Disclosure

SEC source: 0001493152-19-002614 · ownership.xml · nonDerivative · entry 2

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,789

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:08 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionCommon Stock 5,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-002614 · ownership.xml · nonDerivative · entry 1

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
February 07, 2019 Filed Feb 15, 2019 21:33 UTC PurchaseCommon Stock 25,000 $1.70 $42,500.00
Disclosure

SEC source: 0000894579-19-000101 · form4.xml · nonDerivative · entry 3

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Capital Partners LP

Disclosed balance after: 3,955,651

F1 · ownership.nature: The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
January 29, 2019 Filed Feb 15, 2019 21:33 UTC PurchaseCommon Stock 7 $1.63 $11.41
Disclosure

SEC source: 0000894579-19-000101 · form4.xml · nonDerivative · entry 2

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Capital Partners LP

Disclosed balance after: 3,930,651

F1 · ownership.nature: The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
January 28, 2019 Filed Feb 15, 2019 21:33 UTC PurchaseCommon Stock 250,000 $1.67 $417,425.00
Disclosure

SEC source: 0000894579-19-000101 · form4.xml · nonDerivative · entry 1

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Capital Partners LP

Disclosed balance after: 3,930,644

F1 · ownership.nature: The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
December 07, 2018 Filed Dec 8, 2018 00:05 UTC SaleCommon Stock 1,307,289 $1.79 $2,340,047.31
Disclosure

SEC source: 0000943663-18-000223 · form4.xml · nonDerivative · entry 2

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Overseas Partners Ltd

Disclosed balance after: 0

F1 · ownership.nature: The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
December 07, 2018 Filed Dec 8, 2018 00:05 UTC SaleCommon Stock 18,377 $1.78 $32,685.33
Disclosure

SEC source: 0000943663-18-000223 · form4.xml · nonDerivative · entry 1

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Overseas Partners Ltd

Disclosed balance after: 1,307,289

F1 · ownership.nature: The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
December 06, 2018 Filed Dec 6, 2018 22:43 UTC SaleCommon Stock 155,000 $1.82 $282,472.00
Disclosure

SEC source: 0001567619-18-007449 · doc1.xml · nonDerivative · entry 3

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Overseas Partners Ltd

Disclosed balance after: 1,325,666

F1 · ownership.nature: The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:43 UTC SaleCommon Stock 70,000 $1.94 $135,576.00
Disclosure

SEC source: 0001567619-18-007449 · doc1.xml · nonDerivative · entry 2

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Overseas Partners Ltd

Disclosed balance after: 1,480,666

F1 · ownership.nature: The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:43 UTC SaleCommon Stock 200,000 $2.05 $410,000.00
Disclosure

SEC source: 0001567619-18-007449 · doc1.xml · nonDerivative · entry 1

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Omega Overseas Partners Ltd.

Disclosed balance after: 1,550,666

F1 · ownership.nature: The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 21:57 UTC
Yanoti Timothy JEVP & Chief Growth Officer
GrantStock Option (right to buy) · Derivative 81,395 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001493152-18-016817 · ownership.xml · derivative · entry 3

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,395

Underlying: Common Stock · 81,395 shares

Expires 2028-11-26

F4 · derivative.exercise_date: The Stock Option is scheduled to vest in three equal annual installments commencing November 26, 2019 subject to the reporting person's continued employment.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 21:57 UTC
Yanoti Timothy JEVP & Chief Growth Officer
GrantRestricted Stock Units · Derivative 93,023 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-016817 · ownership.xml · derivative · entry 2

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,023

Underlying: Common Stock · 93,023 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: If, on or before November 26, 2022, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock during the term of the award on or before the last day of that period, equals or exceeds $5.80, the restricted stock units will vest in four equal annual installments commencing November 26, 2019 (in each case, subject to the reporting person's continued employment, and if such date occurs before the date that the stock price-based vesting condition is satisfied, the vesting of that installment will occur on the satisfaction of the stock price-based vesting condition).

F3 · derivative.expiration_date: If, on or before November 26, 2022, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock during the term of the award on or before the last day of that period, equals or exceeds $5.80, the restricted stock units will vest in four equal annual installments commencing November 26, 2019 (in each case, subject to the reporting person's continued employment, and if such date occurs before the date that the stock price-based vesting condition is satisfied, the vesting of that installment will occur on the satisfaction of the stock price-based vesting condition).

Read SEC document
November 26, 2018 Filed Nov 28, 2018 21:57 UTC
Yanoti Timothy JEVP & Chief Growth Officer
GrantRestricted Stock Units · Derivative 58,140 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-016817 · ownership.xml · derivative · entry 1

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,140

Underlying: Common Stock · 58,140 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest in three equal annual installments commencing November 26, 2019 subject to the reporting person's continued employment.

F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest in three equal annual installments commencing November 26, 2019 subject to the reporting person's continued employment.

Read SEC document
November 26, 2018 Filed Nov 27, 2019 21:15 UTC
Yanoti Timothy JEVP & Chief Growth Officer
Exercise / conversionRestricted Stock Units · Derivative 19,380 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-018515 · ownership.xml · derivative · entry 4

Yanoti Timothy J · CIK 0001759735 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,760

Underlying: Common Stock · 19,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: On November 26, 2018 the reporting person was granted 58,140 restricted stock units scheduled to vest in three equal annual installments commencing November 26, 2019 subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:15 UTC
Britti John V.EVP & Chief Investment Officer
GrantRestricted Stock Units · Derivative 174,419 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-016478 · ownership.xml · derivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,419

Underlying: Common Stock · 174,419 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F2 · derivative.exercise_date: On November 15, 2018 the reporting person was granted 174,419 restricted stock units scheduled to vest in annual installments of 34,884, 34,884 and 104,651, commencing November 15, 2019, subject to the reporting person's continued employment.

F2 · derivative.expiration_date: On November 15, 2018 the reporting person was granted 174,419 restricted stock units scheduled to vest in annual installments of 34,884, 34,884 and 104,651, commencing November 15, 2019, subject to the reporting person's continued employment.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 20:28 UTC
Messina Glen A.Director · President and CEO
GrantStock Option (right to buy) · Derivative 266,990 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001493152-18-014165 · ownership.xml · derivative · entry 3

Messina Glen A. · CIK 0001525371 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,990

Underlying: Common Stock · 266,990 shares

Expires 2028-10-04

F3 · derivative.exercise_date: The Stock Option is scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 20:28 UTC
Messina Glen A.Director · President and CEO
GrantRestricted Stock Units · Derivative 218,447 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-014165 · ownership.xml · derivative · entry 2

Messina Glen A. · CIK 0001525371 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,010

Underlying: Common Stock · 218,447 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment.

F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 20:28 UTC
Messina Glen A.Director · President and CEO
GrantRestricted Stock Units · Derivative 764,563 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-014165 · ownership.xml · derivative · entry 1

Messina Glen A. · CIK 0001525371 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,563

Underlying: Common Stock · 764,563 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment.

F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.